Vault-13

ISHARES TR REZ

RESIDENTIAL MULT · ETP · CUSIP 464288562

139 institutional holders +1 vs Q3 2023
5,307,6455.3m shares reported held*
$392.6mreported value*
16 new 47 added 46 reduced 20 sold out net bought ≈ $37.7m (+512.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $73.97. Options: 2 managers hold calls ($345.5k notional), 3 hold puts ($1.2m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 140Q4 22: 143Q1 23: 140Q2 23: 142Q3 23: 138Q4 23: 139139Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022140
Q4 2022143
Q1 2023140
Q2 2023142
Q3 2023138
Q4 2023139

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 64 bought or addedQ4 22: 62 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 67 cut or sold outQ1 23Q2 23: 63 bought or addedQ2 23: 56 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 56 cut or sold outQ3 23Q4 23: 63 bought or addedQ4 23: 66 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226462
Q1 20235767
Q2 20236356
Q3 20235356
Q4 20236366

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 23 calls: $21.2kQ1 23 puts: $448.9kQ1 23P/C 21.19Q2 23 calls: $351.7kQ2 23 puts: $601.8kQ2 23P/C 1.71Q3 23 calls: $310.0kQ3 23 puts: $489.2kQ3 23P/C 1.58Q4 23 calls: $345.5kQ4 23 puts: $1.2mQ4 23P/C 3.40
Numbers
QuarterCallsPutsP/C
Q1 2023$21.2k$448.9k21.19
Q2 2023$351.7k$601.8k1.71
Q3 2023$310.0k$489.2k1.58
Q4 2023$345.5k$1.2m3.40

Biggest buyers

MORGAN STANLEY Added +329,549+329.5k
EVERGREEN CAPITAL MANAGEMENT LLC New +90,263+90.3k
GOLDMAN SACHS GROUP INC Added +54,532+54.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +43,106+43.1k
Cresset Asset Management, LLC Added +33,637+33.6k
Mariner, LLC Added +24,297+24.3k
Cornerstone Planning Group LLC Added +18,838+18.8k
UBS Group AG Added +15,474+15.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +15,471+15.5k
Franklin, Parlapiano, Turner & Welch, LLC Added +14,146+14.1k

Biggest sellers

LPL Financial LLC Reduced -24,968-25.0k
BANK OF AMERICA CORP /DE/ Reduced -15,821-15.8k
WELLS FARGO & COMPANY/MN Reduced -15,057-15.1k
Strategic Financial Concepts, LLC Sold out -12,571-12.6k
Capital Asset Advisory Services LLC Reduced -12,209-12.2k
AXXCESS WEALTH MANAGEMENT, LLC Reduced -12,002-12.0k
Plan Group Financial, LLC Reduced -11,955-12.0k
CASTLE WEALTH MANAGEMENT LLC Reduced -11,568-11.6k
Cetera Advisor Networks LLC Reduced -9,708-9.7k
REGIONS FINANCIAL CORP Sold out -7,805-7.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $308.8k4.2k shares
CITADEL ADVISORS LLC Added $36.8k500 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $602.9k8.2k shares
CITADEL ADVISORS LLC Added $566.1k7.7k shares
Cutler Group LLC / CA Reduced $5.0k5.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 729,268729.3k $53.6m $53.6m 0.00% Added +329.5k +329,549
2 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 561,844561.8k $41.3m $41.3m 0.01% Added +6.8k +6,798
3 Franklin, Parlapiano, Turner & Welch, LLC 9.34% of their portfolio HOUSTON, TX 443,084443.1k $32.6m $32.6m 9.34% Added +14.1k +14,146
4 Capital Asset Advisory Services LLC 2.00% of their portfolio Williamston, MI 439,353439.4k $32.3m $32.3m 2.00% Reduced -12.2k -12,209
5 AXXCESS WEALTH MANAGEMENT, LLC 0.94% of their portfolio CARLSBAD, CA 431,308431.3k $31.7m $31.7m 0.94% Reduced -12.0k -12,002
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 167,067167.1k $12.3m $12.3m 0.01% Added +43.1k +43,106
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 164,431164.4k $12.1m $12.1m 0.00% Added +6.8k +6,827
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 154,954155.0k $11.4m $11.4m 0.00% Reduced -5.5k -5,539
9 Procyon Advisors, LLC 0.81% of their portfolio SHELTON, CT 129,399129.4k $9.5m $9.5m 0.81% Added +8.7k +8,663
10 Cornerstone Planning Group LLC 2.60% of their portfolio FAIRFIELD, NJ 107,213107.2k $7.9m $7.9m 2.60% Added +18.8k +18,838
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 94,46094.5k $6.9m $6.9m 0.01% Added +15.5k +15,471
12 M Holdings Securities, Inc. 0.76% of their portfolio PORTLAND, OR 91,29391.3k $6.7m $6.7m 0.76% Added +1.5k +1,460
13 EVERGREEN CAPITAL MANAGEMENT LLC 0.27% of their portfolio Bellevue, WA 90,26390.3k $6.6m $6.6m 0.27% New
14 Cresset Asset Management, LLC 0.04% of their portfolio Chicago, IL 79,94779.9k $5.9m $5.9m 0.04% Added +33.6k +33,637
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 79,77379.8k $5.9m $5.9m 0.00% Reduced -15.8k -15,821
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 79,54679.5k $5.8m $5.8m 0.00% Reduced -25.0k -24,968
17 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 79,52779.5k $5.8m $5.8m 0.03% Added +3.2k +3,248
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 77,73277.7k $5.7m $5.7m 0.00% Reduced -15.1k -15,057
19 Ascension Capital Advisors, Inc. 3.39% of their portfolio Houston, TX 71,45871.5k $5.3m $5.3m 3.39% Reduced -796 -796
20 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 62,96463.0k $4.6m $4.6m 0.00% Added +54.5k +54,532
21 Keeley-Teton Advisors, LLC 0.58% of their portfolio Chicago, IL 61,20361.2k $4.5m $4.5m 0.58% Reduced -912 -912
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 60,62160.6k $4.5m $4.5m 0.00% Added +15.5k +15,474
23 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.09% of their portfolio BOSTON, MA 57,98058.0k $4.3m $4.3m 0.09% Added +1.2k +1,166
24 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 47,05147.1k $3.5m $3.5m 0.00% Added +1.7k +1,726
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 44,40144.4k $3.3m $3.3m 0.00% Added +24 +24
26 Mariner, LLC 0.01% of their portfolio Overland Park, KS 39,66839.7k $2.9m $2.9m 0.01% Added +24.3k +24,297
27 Plan Group Financial, LLC 2.43% of their portfolio OKLAHOMA CITY, OK 37,67237.7k $2.8m $2.8m 2.43% Reduced -12.0k -11,955
28 CASTLE WEALTH MANAGEMENT LLC 1.53% of their portfolio BOYNTON BEACH, FL 34,77834.8k $2.6m $2.6m 1.53% Reduced -11.6k -11,568
29 Fonville Wealth Management LLC 1.27% of their portfolio RICHMOND, VA 32,64632.6k $2.4m $2.4m 1.27% First filing
30 BlackRock Inc. 0.00% of their portfolio New York, NY 32,34132.3k $2.4m $2.4m 0.00% Unchanged
31 Kure Advisory, LLC 1.21% of their portfolio PLYMOUTH, MN 31,80331.8k $2.3m $2.3m 1.21% Added +4.5k +4,480
32 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.38% of their portfolio Reston, VA 30,18430.2k $2.2m $2.2m 0.38% Reduced -3.4k -3,383
33 Sovereign Financial Group, Inc. 0.67% of their portfolio STAMFORD, CT 30,03330.0k $2.2m $2.2m 0.67% Added +4.7k +4,708
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 29,86829.9k $2.2m $2.2m 0.00% Added +293 +293
35 LAKE STREET ADVISORS GROUP, LLC 0.11% of their portfolio PORTSMOUTH, NH 28,99029.0k $2.1m $2.1m 0.11% Added +582 +582
36 Pacific Sun Financial Corp 1.20% of their portfolio LOS ANGELES, CA 25,81625.8k $1.9m $1.9m 1.20% Reduced -1.4k -1,430
37 BOSTON FINANCIAL MANGEMENT LLC 0.06% of their portfolio BOSTON, MA 25,70025.7k $1.9m $1.9m 0.06% Unchanged
38 High Probability Advisors, LLC 0.38% of their portfolio Pittsford, NY 25,68625.7k $1.9m $1.9m 0.38% Added +894 +894
39 Continuum Advisory, LLC 0.24% of their portfolio EAGLE, ID 22,72122.7k $1.7m $1.7m 0.24% Added +202 +202
40 ARKANSAS FINANCIAL GROUP, INC. 0.30% of their portfolio LITTLE ROCK, AR 22,27722.3k $1.6m $1.6m 0.30% Added +593 +593
41 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 21,52321.5k $1.6m $1.6m 0.00% Reduced -4.1k -4,095
42 Cornerstone Management, Inc. 0.37% of their portfolio DULUTH, GA 19,96320.0k $1.5m $1.5m 0.37% Unchanged
43 TAP Consulting, LLC 0.34% of their portfolio KIRKWOOD, MO 19,59919.6k $1.4m $1.4m 0.34% Reduced -4.2k -4,222
44 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 17,69017.7k $1.2m $1.2m 0.01% Reduced -2.1k -2,142
45 Focus Partners Wealth 0.02% of their portfolio ST LOUIS, MO 16,64116.6k $1.2m $1.2m 0.02% First filing
46 One Wealth Map LLC 0.64% of their portfolio LAS VEGAS, NV 14,69014.7k $1.0m $1.0m 0.64% Reduced -5.3k -5,346
47 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,53514.5k $1.1m $1.1m 0.00% Reduced -1.0k -1,018
48 Arete Wealth Advisors, LLC 0.08% of their portfolio CHICAGO, IL 14,06814.1k $1.0m $1.0m 0.08% New
49 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,62613.6k $1.0m $1.0m 0.00% Reduced -4.8k -4,807
50 CX Institutional 0.05% of their portfolio AUBURN, IN 11,90811.9k $875.4k $875.4k 0.05% New
51 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 11,22111.2k $825.0k $825.0k 0.00% Reduced -735 -735
52 Saxony Capital Management, LLC 1.08% of their portfolio ST. LOUIS, MO 11,12211.1k $817.7k $817.7k 1.08% First filing
53 Kendall Capital Management 0.30% of their portfolio ROCKVILLE, MD 10,52510.5k $773.8k $773.8k 0.30% Reduced -258 -258
54 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 9,97810.0k $722.6k $722.6k 0.03% Added +617 +617
55 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 9,0709.1k $666.8k $666.8k 0.01% Reduced -924 -924
56 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 8,7198.7k $641.0k $641.0k 0.02% Added +2.9k +2,914
57 Connecticut Wealth Management, LLC 0.04% of their portfolio FARMINGTON, CT 8,6958.7k $639.2k $639.2k 0.04% New
58 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 8,2738.3k $610.0k $610.0k 0.00% Added +291 +291
59 Navis Wealth Advisors, LLC 0.76% of their portfolio RYE BROOK, NY 7,9688.0k $585.8k $585.8k 0.76% Added +160 +160
60 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 7,7757.8k $571.6k $571.6k 0.01% Reduced -420 -420
61 Strategies Wealth Advisors, LLC 0.10% of their portfolio GRAND RAPIDS, MI 7,6987.7k $566.0k $566.0k 0.10% Added +154 +154
62 Courage Miller Partners, LLC 0.21% of their portfolio NORFOLK, VA 7,5947.6k $558.3k $558.3k 0.21% Reduced -1.4k -1,450
63 Beta Wealth Group, Inc. 0.28% of their portfolio SAN DIEGO, CA 7,2347.2k $531.9k $531.9k 0.28% Reduced -2.8k -2,845
64 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 7,1437.1k $525.2k $525.2k 0.01% Unchanged
65 INTERACTIVE FINANCIAL ADVISORS, INC. 1.53% of their portfolio New Lenox, IL 6,9937.0k $2.9m $2.9m 1.53% Reduced -412 -412
66 American Financial Advisors, LLC 0.07% of their portfolio Marietta, GA 6,8706.9k $505.1k $505.1k 0.07% Reduced -56 -56
67 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 6,6946.7k $492.1k $492.1k 0.00% Reduced -9.7k -9,708
68 McAdam, LLC 0.04% of their portfolio Philadelphia, PA 6,6516.7k $489.0k $489.0k 0.04% Reduced -2.4k -2,438
69 WADE G W & INC 0.01% of their portfolio Wellesley, MA 6,2536.3k $460.0k $460.0k 0.01% Added +1.1k +1,133
70 RVW Wealth, LLC 0.05% of their portfolio LOS ANGELES, CA 5,7725.8k $424.4k $424.4k 0.05% Reduced -764 -764
71 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,3755.4k $400.2k $400.2k 0.00% Added +2.3k +2,317
72 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 5,0005.0k $368.0k $368.0k 0.01% Unchanged
73 MENORA MIVTACHIM HOLDINGS LTD. 0.00% of their portfolio Ramat Gan, L3 5,0005.0k $367.6k $367.6k 0.00% Unchanged
74 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 4,8274.8k $354.9k $354.9k 0.00% Added +72 +72
75 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 4,7304.7k $347.7k $347.7k 0.00% Added +310 +310
76 COZAD ASSET MANAGEMENT INC 0.04% of their portfolio CHAMPAIGN, IL 4,7224.7k $347.2k $347.2k 0.04% Reduced -1.8k -1,765
77 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,6264.6k $340.1k $340.1k 0.00% Added +919 +919
78 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 4,3414.3k $319.2k $319.2k 0.00% Reduced -407 -407
79 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 4,1724.2k $306.7k $306.7k 0.02% Reduced -989 -989
80 Sound Income Strategies, LLC 0.02% of their portfolio FT LAUDERDALE, FL 4,0704.1k $299.3k $299.3k 0.02% Reduced -223 -223
81 LexAurum Advisors, LLC 0.08% of their portfolio OVERLAND PARK, KS 4,0634.1k $298.7k $298.7k 0.08% Reduced -2.2k -2,185
82 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 3,9153.9k $287.8k $287.8k 0.02% Reduced -4.3k -4,281
83 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 3,7153.7k $273.2k $273.2k 0.01% Reduced -830 -830
84 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 3,6683.7k $269.7k $269.7k 0.00% Reduced -953 -953
85 Boltwood Capital Management 0.09% of their portfolio WALNUT CREEK, CA 3,6003.6k $264.7k $264.7k 0.09% Unchanged
86 Disciplined Investments, LLC 0.15% of their portfolio TULSA, OK 3,5833.6k $263.4k $263.4k 0.15% Unchanged
87 BARD ASSOCIATES INC 0.10% of their portfolio CHICAGO, IL 3,4593.5k $254.3k $254.3k 0.10% Added +360 +360
88 ARK & TLK INVESTMENTS, LLC 0.10% of their portfolio OKLAHOMA CITY, OK 3,3973.4k $249.7k $249.7k 0.10% First filing
89 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 3,3963.4k $250.0k $250.0k 0.00% Added +19 +19
90 DAGCO, INC. 0.21% of their portfolio WESTLAKE, OH 3,1583.2k $232.2k $232.2k 0.21% New
91 Dynamic Wealth Strategies, LLC 0.21% of their portfolio GRANITE BAY, CA 3,1583.2k $232.2k $232.2k 0.21% First filing
92 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,1523.2k $232.0k $232.0k 0.00% Added +3.1k +3,138
93 RDA Financial Network 0.09% of their portfolio AKRON, IA 3,1303.1k $230.1k $230.1k 0.09% Reduced -52 -52
94 Beirne Wealth Consulting Services, LLC 0.11% of their portfolio SHELTON, CT 3,0743.1k $226.0k $226.0k 0.11% Added +61 +61
95 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 3,0623.1k $225.1k $225.1k 0.00% New
96 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 2,9843.0k $219.4k $219.4k 0.01% New
97 GSA CAPITAL PARTNERS LLP 0.02% of their portfolio LONDON, X0 2,8612.9k $210.0k $210.0k 0.02% New
98 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 2,8612.9k $210.3k $210.3k 0.00% Added +2.6k +2,636
99 Pacific Center for Financial Services 0.06% of their portfolio DANVILLE, CA 2,4552.5k $180.5k $180.5k 0.06% Unchanged
100 DHJJ Financial Advisors, Ltd. 0.07% of their portfolio NAPERVILLE, IL 2,0062.0k $147.5k $147.5k 0.07% Reduced -118 -118