Vault-13

ISHARES TR REZ

RESIDENTIAL MULT · ETP · CUSIP 464288562

142 institutional holders +2 vs Q1 2023
4,313,0544.3m shares reported held*
$315.9mreported value*
11 new 52 added 41 reduced 15 sold out net sold ≈ $24.2m (-330.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $73.25. Options: 3 managers hold calls ($351.7k notional), 2 hold puts ($601.8k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 140Q4 22: 143Q1 23: 140Q2 23: 142142Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022140
Q4 2022143
Q1 2023140
Q2 2023142

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 64 bought or addedQ4 22: 62 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 67 cut or sold outQ1 23Q2 23: 63 bought or addedQ2 23: 56 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226462
Q1 20235767
Q2 20236356

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $1.3mQ3 22 puts: $2.0mQ3 22P/C 1.57Q4 22 calls: $3.6mQ4 22 puts: $6.4mQ4 22P/C 1.75Q1 23 calls: $21.2kQ1 23 puts: $448.9kQ1 23P/C 21.19Q2 23 calls: $351.7kQ2 23 puts: $601.8kQ2 23P/C 1.71
Numbers
QuarterCallsPutsP/C
Q3 2022$1.3m$2.0m1.57
Q4 2022$3.6m$6.4m1.75
Q1 2023$21.2k$448.9k21.19
Q2 2023$351.7k$601.8k1.71

Biggest buyers

Cresset Asset Management, LLC New +44,452+44.5k
Capital Asset Advisory Services LLC Added +40,751+40.8k
BANK OF AMERICA CORP /DE/ Added +35,849+35.8k
AMERIPRISE FINANCIAL INC Added +32,141+32.1k
CITADEL ADVISORS LLC Added +28,798+28.8k
WELLS FARGO & COMPANY/MN Added +27,746+27.7k
Franklin, Parlapiano, Turner & Welch, LLC Added +18,653+18.7k
PARTNERS CAPITAL INVESTMENT GROUP, LLP Added +14,864+14.9k
WIN ADVISORS, INC New +14,610+14.6k
LPL Financial LLC Added +11,288+11.3k

Biggest sellers

EP Wealth Advisors, LLC Sold out -400,000-400.0k
B. Riley Wealth Advisors, Inc. Reduced -41,015-41.0k
Avestar Capital, LLC Sold out -37,236-37.2k
J.P. Morgan Private Wealth Advisors LLC Reduced -36,259-36.3k
Tower Research Capital LLC (TRC) Reduced -22,485-22.5k
GOLDMAN SACHS GROUP INC Reduced -21,381-21.4k
ROYAL BANK OF CANADA Reduced -20,995-21.0k
M Holdings Securities, Inc. Reduced -8,911-8.9k
Raymond James Financial Services Advisors, Inc. Reduced -7,832-7.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -6,938-6.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $278.4k3.8k shares
CITADEL ADVISORS LLC Added $73.3k1.0k shares
Cutler Group LLC / CA New $0100 shares

Biggest puts

CITADEL ADVISORS LLC Added $600.8k8.2k shares
Cutler Group LLC / CA Reduced $1.0k1.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 553,435553.4k $40.6m $40.6m 0.01% Added +32.1k +32,141
2 Capital Asset Advisory Services LLC 2.29% of their portfolio Williamston, MI 433,920433.9k $32.8m $32.8m 2.29% Added +40.8k +40,751
3 Franklin, Parlapiano, Turner & Welch, LLC 9.16% of their portfolio HOUSTON, TX 421,524421.5k $30.9m $30.9m 9.16% Added +18.7k +18,653
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 414,474414.5k $30.4m $30.4m 0.00% Added +7.4k +7,363
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 268,540268.5k $19.7m $19.7m 0.00% Added +35.8k +35,849
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 153,292153.3k $11.2m $11.2m 0.00% Reduced -21.0k -20,995
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 118,743118.7k $8.7m $8.7m 0.01% Reduced -107 -107
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 113,152113.2k $8.3m $8.3m 0.00% Added +27.7k +27,746
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 109,994110.0k $8.1m $8.1m 0.00% Added +918 +918
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 105,001105.0k $7.7m $7.7m 0.01% Added +11.3k +11,288
11 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 95,64695.6k $7.0m $7.0m 0.04% Added +5.1k +5,052
12 Ascension Capital Advisors, Inc. 3.47% of their portfolio Houston, TX 73,90373.9k $5.4m $5.4m 3.47% Added +173 +173
13 Cornerstone Planning Group LLC 2.13% of their portfolio FAIRFIELD, NJ 73,40873.4k $5.4m $5.4m 2.13% First filing
14 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 69,87169.9k $5.1m $5.1m 0.00% Reduced -21.4k -21,381
15 Keeley-Teton Advisors, LLC 0.59% of their portfolio Chicago, IL 62,80662.8k $4.6m $4.6m 0.59% Reduced -4.9k -4,945
16 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 45,91645.9k $3.4m $3.4m 0.00% Added +333 +333
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 45,16545.2k $3.3m $3.3m 0.01% Added +5.2k +5,227
18 CASTLE WEALTH MANAGEMENT LLC 2.29% of their portfolio BOYNTON BEACH, FL 44,83744.8k $3.3m $3.3m 2.29% Added +1.2k +1,242
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 44,79144.8k $3.3m $3.3m 0.00% Reduced -2.4k -2,442
20 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 44,45244.5k $3.3m $3.3m 0.02% New
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 41,88741.9k $3.1m $3.1m 0.00% Added +28.8k +28,798
22 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 32,44432.4k $2.4m $2.4m 0.05% Reduced -41.0k -41,015
23 BlackRock Inc. 0.00% of their portfolio New York, NY 32,34132.3k $2.4m $2.4m 0.00% Unchanged
24 INTERACTIVE FINANCIAL ADVISORS, INC. 1.53% of their portfolio New Lenox, IL 30,71230.7k $2.3m $2.3m 1.53% Reduced -1.6k -1,587
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 30,54330.5k $2.2m $2.2m 0.00% Reduced -6.9k -6,938
26 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.05% of their portfolio BOSTON, MA 29,57429.6k $2.2m $2.2m 0.05% Added +14.9k +14,864
27 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 28,32228.3k $2.1m $2.1m 0.00% Reduced -6.1k -6,106
28 Pacific Sun Financial Corp 1.31% of their portfolio LOS ANGELES, CA 27,67627.7k $2.0m $2.0m 1.31% First filing
29 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.35% of their portfolio Reston, VA 26,94826.9k $2.0m $2.0m 0.35% Added +3.8k +3,757
30 High Probability Advisors, LLC 0.42% of their portfolio Pittsford, NY 26,74926.7k $2.0m $2.0m 0.42% Added +52 +52
31 BOSTON FINANCIAL MANGEMENT LLC 0.07% of their portfolio BOSTON, MA 25,70025.7k $1.9m $1.9m 0.07% Unchanged
32 TAP Consulting, LLC 0.44% of their portfolio KIRKWOOD, MO 24,53724.5k $1.8m $1.8m 0.44% Added +1.3k +1,282
33 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 23,47323.5k $1.7m $1.7m 0.00% Reduced -7.8k -7,832
34 Sovereign Financial Group, Inc. 0.53% of their portfolio STAMFORD, CT 22,08922.1k $1.6m $1.6m 0.53% Added +2.3k +2,342
35 Continuum Advisory, LLC 0.26% of their portfolio EAGLE, ID 21,97222.0k $1.6m $1.6m 0.26% Added +332 +332
36 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 21,53921.5k $1.6m $1.6m 0.01% Reduced -1.2k -1,230
37 ARKANSAS FINANCIAL GROUP, INC. 0.31% of their portfolio LITTLE ROCK, AR 20,83020.8k $1.5m $1.5m 0.31% Added +41 +41
38 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 20,70020.7k $1.5m $1.5m 0.02% Reduced -1.7k -1,659
39 Cornerstone Management, Inc. 0.37% of their portfolio DULUTH, GA 19,96320.0k $1.5m $1.5m 0.37% Added +325 +325
40 One Wealth Map LLC 1.00% of their portfolio LAS VEGAS, NV 19,95820.0k $1.5m $1.5m 1.00% Reduced -232 -232
41 McAdam, LLC 0.12% of their portfolio Philadelphia, PA 19,76519.8k $1.4m $1.4m 0.12% Reduced -6.4k -6,447
42 Plan Group Financial, LLC 1.14% of their portfolio OKLAHOMA CITY, OK 18,70618.7k $1.4m $1.4m 1.14% First filing
43 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 18,57118.6k $1.4m $1.4m 0.01% Added +2.6k +2,625
44 Taconic Capital Advisors LP 0.08% of their portfolio NEW YORK, NY 18,00018.0k $1.3m $1.3m 0.08% Unchanged
45 COLONY GROUP LLC 0.02% of their portfolio Boston, MA 16,36616.4k $1.2m $1.2m 0.02% Reduced -51 -51
46 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 16,36516.4k $1.2m $1.2m 0.01% Added +212 +212
47 LAKE STREET ADVISORS GROUP, LLC 0.06% of their portfolio PORTSMOUTH, NH 14,78814.8k $1.1m $1.1m 0.06% Added +77 +77
48 WIN ADVISORS, INC 0.00% of their portfolio PALM BEACH GARDENS, FL 14,61014.6k $0 $0 0.00% New
49 PFG Advisors 0.08% of their portfolio Phoenix, AZ 14,60514.6k $1.1m $1.1m 0.08% Added +481 +481
50 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 14,28614.3k $1.0m $1.0m 0.01% Added +7.1k +7,143
51 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 13,90513.9k $1.0m $1.0m 0.01% Reduced -36.3k -36,259
52 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 13,00313.0k $952.7k $952.7k 0.00% Unchanged
53 Mariner, LLC 0.00% of their portfolio Overland Park, KS 12,12112.1k $888.1k $888.1k 0.00% Added +6.9k +6,919
54 CX Institutional 0.04% of their portfolio AUBURN, IN 11,66111.7k $854.4k $854.4k 0.04% Added +528 +528
55 Arete Wealth Advisors, LLC 0.07% of their portfolio CHICAGO, IL 10,64210.6k $780.0k $780.0k 0.07% New
56 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 9,96410.0k $730.0k $730.0k 0.01% Added +1.4k +1,431
57 Kendall Capital Management 0.32% of their portfolio ROCKVILLE, MD 9,9159.9k $726.0k $726.0k 0.32% Reduced -221 -221
58 Beta Wealth Group, Inc. 0.41% of their portfolio SAN DIEGO, CA 9,6679.7k $708.3k $708.3k 0.41% Added +1.2k +1,178
59 Courage Miller Partners, LLC 0.28% of their portfolio NORFOLK, VA 9,2449.2k $677.3k $677.3k 0.28% Unchanged
60 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 8,8878.9k $651.2k $651.2k 0.02% Reduced -1.1k -1,122
61 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 8,5578.6k $627.0k $627.0k 0.03% Added +191 +191
62 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 8,3178.3k $609.4k $609.4k 0.01% Reduced -1.1k -1,053
63 Navis Wealth Advisors, LLC 0.52% of their portfolio RYE BROOK, NY 7,8087.8k $572.1k $572.1k 0.52% Added +41 +41
64 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 7,8057.8k $571.9k $571.9k 0.00% Unchanged
65 Strategies Wealth Advisors, LLC 0.11% of their portfolio GRAND RAPIDS, MI 7,5447.5k $552.7k $552.7k 0.11% Added +40 +40
66 Strategic Financial Concepts, LLC 0.20% of their portfolio SAN ANTONIO, TX 7,2857.3k $533.8k $533.8k 0.20% Added +174 +174
67 American Financial Advisors, LLC 0.08% of their portfolio Marietta, GA 7,1597.2k $524.6k $524.6k 0.08% Added +20 +20
68 RVW Wealth, LLC 0.06% of their portfolio LOS ANGELES, CA 7,1527.2k $524.0k $524.0k 0.06% Reduced -38 -38
69 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 7,1007.1k $520.0k $520.0k 0.00% Unchanged
70 HBK INVESTMENTS L P 0.02% of their portfolio DALLAS, TX 6,9216.9k $507.1k $507.1k 0.02% Not comparable
71 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,5636.6k $480.9k $480.9k 0.00% Reduced -802 -802
72 COZAD ASSET MANAGEMENT INC 0.06% of their portfolio CHAMPAIGN, IL 6,4876.5k $475.3k $475.3k 0.06% Unchanged
73 LexAurum Advisors, LLC 0.13% of their portfolio OVERLAND PARK, KS 6,0376.0k $442.3k $442.3k 0.13% Added +48 +48
74 MGO ONE SEVEN LLC 0.03% of their portfolio Beachwood, OH 5,1615.2k $378.1k $378.1k 0.03% Unchanged
75 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 5,0585.1k $370.6k $370.6k 0.01% Reduced -132 -132
76 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 5,0005.0k $366.0k $366.0k 0.01% Unchanged
77 MENORA MIVTACHIM HOLDINGS LTD. 0.00% of their portfolio Ramat Gan, L3 5,0005.0k $366.4k $366.4k 0.00% Reduced -2.0k -2,000
78 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,7564.8k $348.0k $348.0k 0.00% Added +168 +168
79 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 4,7554.8k $348.4k $348.4k 0.00% Added +328 +328
80 WADE G W & INC 0.01% of their portfolio Wellesley, MA 4,5294.5k $332.0k $332.0k 0.01% Added +1.3k +1,252
81 Sound Income Strategies, LLC 0.03% of their portfolio FT LAUDERDALE, FL 4,5024.5k $329.9k $329.9k 0.03% Reduced -261 -261
82 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 4,1584.2k $304.6k $304.6k 0.01% Reduced -498 -498
83 Freedom Investment Management, Inc. 0.03% of their portfolio SOUTH WINDSOR, CT 3,9954.0k $292.7k $292.7k 0.03% New
84 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,8323.8k $280.7k $280.7k 0.00% Added +77 +77
85 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 3,7053.7k $271.5k $271.5k 0.00% Reduced -240 -240
86 Financial Architects, Inc 0.04% of their portfolio MARLTON, NJ 3,6503.6k $267.4k $267.4k 0.04% Unchanged
87 Boltwood Capital Management 0.10% of their portfolio WALNUT CREEK, CA 3,6003.6k $263.8k $263.8k 0.10% Unchanged
88 Disciplined Investments, LLC 0.14% of their portfolio TULSA, OK 3,5833.6k $262.5k $262.5k 0.14% Reduced -3.4k -3,397
89 JB Capital LLC 0.02% of their portfolio WETHERSFIELD, CT 3,4293.4k $251.3k $251.3k 0.02% Added +11 +11
90 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 3,4053.4k $249.5k $249.5k 0.00% Reduced -35 -35
91 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 3,4053.4k $249.5k $249.5k 0.00% Reduced -35 -35
92 TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio STAMFORD, CT 3,2313.2k $236.7k $236.7k 0.00% Added +71 +71
93 RDA Financial Network 0.10% of their portfolio AKRON, IA 3,2093.2k $235.1k $235.1k 0.10% Reduced -220 -220
94 M Holdings Securities, Inc. 0.05% of their portfolio PORTLAND, OR 3,1643.2k $232.0k $232.0k 0.05% Reduced -8.9k -8,911
95 BARD ASSOCIATES INC 0.09% of their portfolio CHICAGO, IL 3,1593.2k $231.5k $231.5k 0.09% Unchanged
96 Beirne Wealth Consulting Services, LLC 0.18% of their portfolio SHELTON, CT 3,0133.0k $220.8k $220.8k 0.18% Reduced -3.5k -3,519
97 SHUFRO ROSE & CO LLC 0.02% of their portfolio NEW YORK, NY 3,0003.0k $219.8k $219.8k 0.02% Unchanged
98 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 2,9643.0k $217.2k $217.2k 0.00% New
99 Connecticut Wealth Management, LLC 0.01% of their portfolio FARMINGTON, CT 2,8862.9k $211.4k $211.4k 0.01% Added +16 +16
100 SEAVIEW INVESTMENT MANAGERS LLC 0.07% of their portfolio MIAMI, FL 2,8402.8k $208.1k $208.1k 0.07% Reduced -708 -708