Vault-13

ISHARES TR REZ

RESIDENTIAL MULT · ETP · CUSIP 464288562

140 institutional holders -3 vs Q4 2022
4,516,0064.5m shares reported held*
$290.6mreported value*
16 new 41 added 50 reduced 17 sold out net bought ≈ $11.5m (+162.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $64.36. Options: 1 managers hold calls ($21.2k notional), 3 hold puts ($448.9k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 140Q4 22: 143Q1 23: 140140Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022140
Q4 2022143
Q1 2023140

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 64 bought or addedQ4 22: 62 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 67 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226462
Q1 20235767

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $1.3mQ3 22 puts: $2.0mQ3 22P/C 1.57Q4 22 calls: $3.6mQ4 22 puts: $6.4mQ4 22P/C 1.75Q1 23 calls: $21.2kQ1 23 puts: $448.9kQ1 23P/C 21.19
Numbers
QuarterCallsPutsP/C
Q3 2022$1.3m$2.0m1.57
Q4 2022$3.6m$6.4m1.75
Q1 2023$21.2k$448.9k21.19

Biggest buyers

EP Wealth Advisors, LLC Added +396,011+396.0k
Capital Asset Advisory Services LLC Added +40,809+40.8k
AMERIPRISE FINANCIAL INC Added +37,830+37.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +29,588+29.6k
J.P. Morgan Private Wealth Advisors LLC Added +27,753+27.8k
McAdam, LLC New +26,212+26.2k
One Wealth Map LLC New +20,190+20.2k
CX Institutional New +11,133+11.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +10,103+10.1k
CITADEL ADVISORS LLC Added +9,506+9.5k

Biggest sellers

Clearwater Capital Advisors, LLC Sold out -161,614-161.6k
BANK OF AMERICA CORP /DE/ Reduced -74,828-74.8k
GOLDMAN SACHS GROUP INC Reduced -62,848-62.8k
STIFEL FINANCIAL CORP Sold out -29,129-29.1k
Steward Partners Investment Advisory, LLC Reduced -25,916-25.9k
Eagle Strategies LLC Sold out -22,203-22.2k
B. Riley Wealth Advisors, Inc. Reduced -20,459-20.5k
MORGAN STANLEY Reduced -19,121-19.1k
RENAISSANCE TECHNOLOGIES LLC Sold out -16,600-16.6k
OSAIC HOLDINGS, INC. Reduced -14,848-14.8k

Biggest calls

CITADEL ADVISORS LLC Reduced $21.2k300 shares

Biggest puts

CITADEL ADVISORS LLC Added $226.0k3.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $218.9k3.1k shares
Cutler Group LLC / CA Added $4.0k1.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 521,294521.3k $36.8m $36.8m 0.01% Added +37.8k +37,830
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 407,111407.1k $28.8m $28.8m 0.00% Reduced -19.1k -19,121
3 Franklin, Parlapiano, Turner & Welch, LLC 9.05% of their portfolio HOUSTON, TX 402,871402.9k $28.5m $28.5m 9.05% Added +6.1k +6,140
4 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 400,000400.0k $0 $0 0.00% Added +396.0k +396,011
5 Capital Asset Advisory Services LLC 2.06% of their portfolio Williamston, MI 393,169393.2k $27.8m $27.8m 2.06% Added +40.8k +40,809
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 232,691232.7k $16.4m $16.4m 0.00% Reduced -74.8k -74,828
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 174,287174.3k $12.3m $12.3m 0.00% Added +555 +555
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 118,850118.8k $8.4m $8.4m 0.01% Added +10.1k +10,103
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 109,076109.1k $7.7m $7.7m 0.00% Reduced -463 -463
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 93,71393.7k $6.6m $6.6m 0.01% Reduced -2.5k -2,521
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 91,25291.3k $6.4m $6.4m 0.00% Reduced -62.8k -62,848
12 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 90,59490.6k $6.4m $6.4m 0.05% Reduced -2.3k -2,256
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 85,40685.4k $6.0m $6.0m 0.00% Reduced -6.1k -6,092
14 Ascension Capital Advisors, Inc. 4.02% of their portfolio Houston, TX 73,73073.7k $5.2m $5.2m 4.02% Reduced -78 -78
15 B. Riley Wealth Advisors, Inc. 0.14% of their portfolio MEMPHIS, TN 73,45973.5k $5.2m $5.2m 0.14% Reduced -20.5k -20,459
16 Keeley-Teton Advisors, LLC 0.59% of their portfolio Chicago, IL 67,75167.8k $4.8m $4.8m 0.59% Reduced -529 -529
17 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 50,16450.2k $3.5m $3.5m 0.01% Added +27.8k +27,753
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 47,23347.2k $3.3m $3.3m 0.00% Reduced -1.4k -1,354
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 45,58345.6k $3.2m $3.2m 0.00% Reduced -14.7k -14,650
20 CASTLE WEALTH MANAGEMENT LLC 2.38% of their portfolio BOYNTON BEACH, FL 43,59543.6k $3.1m $3.1m 2.38% Added +5.5k +5,470
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 39,93839.9k $2.8m $2.8m 0.00% Added +29.6k +29,588
22 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 37,48137.5k $2.6m $2.6m 0.01% Added +2.4k +2,412
23 Avestar Capital, LLC 0.53% of their portfolio New York, NY 37,23637.2k $2.6m $2.6m 0.53% Added +3.6k +3,556
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 34,42834.4k $2.4m $2.4m 0.00% Reduced -14.8k -14,848
25 BlackRock Inc. 0.00% of their portfolio New York, NY 32,34132.3k $2.3m $2.3m 0.00% Unchanged
26 INTERACTIVE FINANCIAL ADVISORS, INC. 1.46% of their portfolio New Lenox, IL 32,29932.3k $2.3m $2.3m 1.46% Reduced -1.1k -1,104
27 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 31,30531.3k $2.2m $2.2m 0.00% Reduced -4.1k -4,123
28 High Probability Advisors, LLC 0.44% of their portfolio Pittsford, NY 26,69726.7k $1.9m $1.9m 0.44% Reduced -20 -20
29 McAdam, LLC 0.17% of their portfolio Philadelphia, PA 26,21226.2k $1.9m $1.9m 0.17% New
30 BOSTON FINANCIAL MANGEMENT LLC 0.07% of their portfolio BOSTON, MA 25,70025.7k $1.8m $1.8m 0.07% Reduced -6 -6
31 TAP Consulting, LLC 0.40% of their portfolio KIRKWOOD, MO 23,25523.3k $1.6m $1.6m 0.40% Added +4.2k +4,220
32 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.32% of their portfolio Reston, VA 23,19123.2k $1.6m $1.6m 0.32% Added +865 +865
33 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 22,76922.8k $1.6m $1.6m 0.01% Reduced -1.5k -1,547
34 Tower Research Capital LLC (TRC) 0.05% of their portfolio NEW YORK, NY 22,60222.6k $1.6m $1.6m 0.05% Added +5.2k +5,199
35 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 22,35922.4k $1.6m $1.6m 0.02% Reduced -917 -917
36 Continuum Advisory, LLC 0.26% of their portfolio EAGLE, ID 21,64021.6k $1.5m $1.5m 0.26% Added +1.7k +1,723
37 ARKANSAS FINANCIAL GROUP, INC. 0.30% of their portfolio LITTLE ROCK, AR 20,78920.8k $1.5m $1.5m 0.30% Added +6.4k +6,360
38 One Wealth Map LLC 0.91% of their portfolio LAS VEGAS, NV 20,19020.2k $1.4m $1.4m 0.91% New
39 Sovereign Financial Group, Inc. 0.52% of their portfolio STAMFORD, CT 19,74719.7k $1.4m $1.4m 0.52% Added +3.2k +3,232
40 Cornerstone Management, Inc. 0.36% of their portfolio DULUTH, GA 19,63819.6k $1.4m $1.4m 0.36% Unchanged
41 Taconic Capital Advisors LP 0.08% of their portfolio NEW YORK, NY 18,00018.0k $1.3m $1.3m 0.08% Unchanged
42 COLONY GROUP LLC 0.02% of their portfolio Boston, MA 16,41716.4k $1.2m $1.2m 0.02% Added +922 +922
43 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 16,15316.2k $1.1m $1.1m 0.01% Reduced -3.0k -2,965
44 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 15,94615.9k $1.1m $1.1m 0.01% Added +1.8k +1,830
45 LAKE STREET ADVISORS GROUP, LLC 0.06% of their portfolio PORTSMOUTH, NH 14,71114.7k $1.0m $1.0m 0.06% Added +78 +78
46 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.04% of their portfolio BOSTON, MA 14,71014.7k $1.0m $1.0m 0.04% Added +78 +78
47 PFG Advisors 0.08% of their portfolio Phoenix, AZ 14,12414.1k $997.4k $997.4k 0.08% Added +73 +73
48 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,08913.1k $924.3k $924.3k 0.00% Added +9.5k +9,506
49 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 13,00313.0k $918.3k $918.3k 0.00% Reduced -495 -495
50 M Holdings Securities, Inc. 0.09% of their portfolio PORTLAND, OR 12,07512.1k $853.0k $853.0k 0.09% Added +8.8k +8,760
51 CX Institutional 0.04% of their portfolio AUBURN, IN 11,13311.1k $782.8k $782.8k 0.04% New
52 Kendall Capital Management 0.34% of their portfolio ROCKVILLE, MD 10,13610.1k $716.0k $716.0k 0.34% Added +341 +341
53 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 10,00910.0k $706.9k $706.9k 0.02% Added +2.6k +2,592
54 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 9,3709.4k $661.7k $661.7k 0.01% Reduced -1.2k -1,161
55 Courage Miller Partners, LLC 0.28% of their portfolio NORFOLK, VA 9,2449.2k $652.8k $652.8k 0.28% Reduced -931 -931
56 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 8,5338.5k $583.1k $583.1k 0.01% Unchanged
57 Beta Wealth Group, Inc. 0.34% of their portfolio SAN DIEGO, CA 8,4898.5k $599.5k $599.5k 0.34% Reduced -1.4k -1,405
58 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 8,3668.4k $594.1k $594.1k 0.03% Added +1.5k +1,503
59 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 7,8057.8k $551.0k $551.0k 0.00% Unchanged
60 Navis Wealth Advisors, LLC 0.60% of their portfolio RYE BROOK, NY 7,7677.8k $548.5k $548.5k 0.60% Added +41 +41
61 Strategies Wealth Advisors, LLC 0.12% of their portfolio GRAND RAPIDS, MI 7,5047.5k $529.9k $529.9k 0.12% Added +41 +41
62 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,3657.4k $520.1k $520.1k 0.00% Added +2.4k +2,388
63 RVW Wealth, LLC 0.06% of their portfolio LOS ANGELES, CA 7,1907.2k $507.8k $507.8k 0.06% Reduced -796 -796
64 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 7,1437.1k $521.4k $521.4k 0.01% Unchanged
65 American Financial Advisors, LLC 0.08% of their portfolio Marietta, GA 7,1397.1k $504.2k $504.2k 0.08% Reduced -130 -130
66 Strategic Financial Concepts, LLC 0.20% of their portfolio SAN ANTONIO, TX 7,1117.1k $502.2k $502.2k 0.20% First filing
67 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 7,1007.1k $501.0k $501.0k 0.00% Reduced -1.0k -1,000
68 MENORA MIVTACHIM HOLDINGS LTD. 0.01% of their portfolio Ramat Gan, L3 7,0007.0k $494.3k $494.3k 0.01% New
69 Disciplined Investments, LLC 0.21% of their portfolio TULSA, OK 6,9807.0k $492.9k $492.9k 0.21% Unchanged
70 Beirne Wealth Consulting Services, LLC 0.32% of their portfolio SHELTON, CT 6,5326.5k $461.3k $461.3k 0.32% Added +35 +35
71 COZAD ASSET MANAGEMENT INC 0.06% of their portfolio CHAMPAIGN, IL 6,4876.5k $458.1k $458.1k 0.06% Reduced -375 -375
72 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 6,0426.0k $426.7k $426.7k 0.00% Added +4.8k +4,842
73 LexAurum Advisors, LLC 0.14% of their portfolio OVERLAND PARK, KS 5,9896.0k $422.9k $422.9k 0.14% Reduced -1.4k -1,363
74 GSA CAPITAL PARTNERS LLP 0.04% of their portfolio LONDON, X0 5,4055.4k $382.0k $382.0k 0.04% New
75 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,2025.2k $367.0k $367.0k 0.00% Added +849 +849
76 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 5,1905.2k $366.5k $366.5k 0.01% New
77 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 5,1615.2k $364.5k $364.5k 0.02% Unchanged
78 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 5,0005.0k $353.0k $353.0k 0.01% Unchanged
79 Sound Income Strategies, LLC 0.04% of their portfolio FT LAUDERDALE, FL 4,7634.8k $336.3k $336.3k 0.04% Reduced -571 -571
80 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 4,6564.7k $328.8k $328.8k 0.01% Added +5 +5
81 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,5884.6k $323.0k $323.0k 0.00% Reduced -1.2k -1,179
82 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 4,4274.4k $312.6k $312.6k 0.00% Reduced -161 -161
83 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 3,9453.9k $278.6k $278.6k 0.00% Reduced -455 -455
84 BTS Asset Management, Inc. 0.16% of their portfolio Lincoln, MA 3,8813.9k $274.1k $274.1k 0.16% Reduced -3.0k -3,031
85 Anfield Capital Management, LLC 0.12% of their portfolio IRVINE, CA 3,8213.8k $269.8k $269.8k 0.12% Reduced -61 -61
86 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,7553.8k $265.0k $265.0k 0.00% Added +1 +1
87 Financial Architects, Inc 0.04% of their portfolio MARLTON, NJ 3,6503.6k $257.8k $257.8k 0.04% Unchanged
88 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 3,6323.6k $256.5k $256.5k 0.00% Reduced -520 -520
89 Boltwood Capital Management 0.10% of their portfolio WALNUT CREEK, CA 3,6003.6k $254.2k $254.2k 0.10% Unchanged
90 SEAVIEW INVESTMENT MANAGERS LLC 0.09% of their portfolio MIAMI, FL 3,5483.5k $250.6k $250.6k 0.09% Reduced -21 -21
91 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 3,4403.4k $243.0k $243.0k 0.00% New
92 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 3,4403.4k $243.0k $243.0k 0.00% New
93 RDA Financial Network 0.11% of their portfolio AKRON, IA 3,4293.4k $242.2k $242.2k 0.11% Reduced -31 -31
94 JB Capital LLC 0.02% of their portfolio WETHERSFIELD, CT 3,4183.4k $241.3k $241.3k 0.02% Added +284 +284
95 WADE G W & INC 0.01% of their portfolio Wellesley, MA 3,2773.3k $231.0k $231.0k 0.01% New
96 TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio STAMFORD, CT 3,1603.2k $223.0k $223.0k 0.00% Unchanged
97 BARD ASSOCIATES INC 0.09% of their portfolio CHICAGO, IL 3,1593.2k $223.1k $223.1k 0.09% Added +125 +125
98 SHUFRO ROSE & CO LLC 0.02% of their portfolio NEW YORK, NY 3,0003.0k $211.9k $211.9k 0.02% Unchanged
99 Connecticut Wealth Management, LLC 0.02% of their portfolio FARMINGTON, CT 2,8702.9k $202.7k $202.7k 0.02% New
100 Pacific Center for Financial Services 0.06% of their portfolio DANVILLE, CA 2,4552.5k $173.4k $173.4k 0.06% First filing