Vault-13

ISHARES TR REZ

RESIDENTIAL MULT · ETP · CUSIP 464288562

143 institutional holders +3 vs Q3 2022
4,441,0534.4m shares reported held*
$303.8mreported value*
21 new 43 added 44 reduced 18 sold out net sold ≈ $28.8m (-422.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $68.42. Options: 2 managers hold calls ($3.6m notional), 3 hold puts ($6.4m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 140Q4 22: 143143Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022140
Q4 2022143

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $1.3mQ3 22 puts: $2.0mQ3 22P/C 1.57Q4 22 calls: $3.6mQ4 22 puts: $6.4mQ4 22P/C 1.75
Numbers
QuarterCallsPutsP/C
Q3 2022$1.3m$2.0m1.57
Q4 2022$3.6m$6.4m1.75

Biggest buyers

Capital Asset Advisory Services LLC Added +118,585+118.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +93,986+94.0k
AMERIPRISE FINANCIAL INC Added +66,224+66.2k
GOLDMAN SACHS GROUP INC Added +58,320+58.3k
MML INVESTORS SERVICES, LLC Added +33,712+33.7k
Franklin, Parlapiano, Turner & Welch, LLC Added +31,086+31.1k
NewEdge Advisors, LLC New +23,276+23.3k
RENAISSANCE TECHNOLOGIES LLC New +16,600+16.6k
ARKANSAS FINANCIAL GROUP, INC. New +14,429+14.4k
OSAIC HOLDINGS, INC. Added +13,915+13.9k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -174,798-174.8k
BANK OF AMERICA CORP /DE/ Reduced -160,566-160.6k
J.P. Morgan Private Wealth Advisors LLC Reduced -85,231-85.2k
MORGAN STANLEY Reduced -56,337-56.3k
ROYAL BANK OF CANADA Reduced -56,034-56.0k
Laurel Wealth Advisors, Inc. Sold out -50,985-51.0k
McAdam, LLC Sold out -42,912-42.9k
ALTFEST L J & CO INC Sold out -37,349-37.3k
JANE STREET GROUP, LLC Reduced -35,072-35.1k
WELLS FARGO & COMPANY/MN Reduced -34,374-34.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.5m51.5k shares
CITADEL ADVISORS LLC Reduced $102.5k1.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $6.2m90.6k shares
CITADEL ADVISORS LLC Reduced $157.2k2.3k shares
Cutler Group LLC / CA New $6.0k800 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 483,464483.5k $33.0m $33.0m 0.01% Added +66.2k +66,224
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 426,232426.2k $29.1m $29.1m 0.00% Reduced -56.3k -56,337
3 Franklin, Parlapiano, Turner & Welch, LLC 8.89% of their portfolio HOUSTON, TX 396,731396.7k $27.1m $27.1m 8.89% Added +31.1k +31,086
4 Capital Asset Advisory Services LLC 1.93% of their portfolio Williamston, MI 352,360352.4k $24.2m $24.2m 1.93% Added +118.6k +118,585
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 307,519307.5k $21.0m $21.0m 0.00% Reduced -160.6k -160,566
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 173,732173.7k $11.9m $11.9m 0.00% Reduced -56.0k -56,034
7 Clearwater Capital Advisors, LLC 1.44% of their portfolio HOFFMAN ESTATES, IL 161,614161.6k $11.0m $11.0m 1.44% Reduced -10.9k -10,935
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 154,100154.1k $10.5m $10.5m 0.00% Added +58.3k +58,320
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 109,539109.5k $7.5m $7.5m 0.00% Reduced -174.8k -174,798
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 108,747108.7k $7.4m $7.4m 0.01% Added +94.0k +93,986
11 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 96,23496.2k $6.6m $6.6m 0.01% Reduced -20.1k -20,064
12 B. Riley Wealth Advisors, Inc. 0.18% of their portfolio MEMPHIS, TN 93,91893.9k $6.4m $6.4m 0.18% Added +4.0k +3,994
13 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 92,85092.8k $6.3m $6.3m 0.04% Added +33.7k +33,712
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 91,49891.5k $6.3m $6.3m 0.00% Reduced -34.4k -34,374
15 Ascension Capital Advisors, Inc. 4.87% of their portfolio Houston, TX 73,80873.8k $5.0m $5.0m 4.87% Reduced -1.4k -1,387
16 Keeley-Teton Advisors, LLC 0.58% of their portfolio Chicago, IL 68,28068.3k $4.7m $4.7m 0.58% Reduced -672 -672
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 60,23360.2k $4.1m $4.1m 0.00% Reduced -7.2k -7,222
18 Cornerstone Planning Group LLC 1.69% of their portfolio FAIRFIELD, NJ 56,34756.3k $4.0m $4.0m 1.69% First filing
19 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 49,27649.3k $3.4m $3.4m 0.01% Added +13.9k +13,915
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 48,58748.6k $3.3m $3.3m 0.00% Reduced -380 -380
21 CASTLE WEALTH MANAGEMENT LLC 1.64% of their portfolio BOYNTON BEACH, FL 38,12538.1k $2.6m $2.6m 1.64% Added +7.5k +7,450
22 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 35,42835.4k $2.4m $2.4m 0.00% Reduced -5.8k -5,829
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 35,06935.1k $2.4m $2.4m 0.01% Reduced -5.9k -5,921
24 Avestar Capital, LLC 0.49% of their portfolio New York, NY 33,68033.7k $2.3m $2.3m 0.49% Added +5.8k +5,801
25 INTERACTIVE FINANCIAL ADVISORS, INC. 1.37% of their portfolio New Lenox, IL 33,40333.4k $2.3m $2.3m 1.37% Added +5.4k +5,370
26 BlackRock Inc. 0.00% of their portfolio New York, NY 32,34132.3k $2.2m $2.2m 0.00% Unchanged
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 29,12929.1k $2.0m $2.0m 0.00% Reduced -1.4k -1,363
28 Pacific Sun Financial Corp 1.35% of their portfolio LOS ANGELES, CA 27,95628.0k $1.9m $1.9m 1.35% Reduced -2.0k -1,980
29 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 26,81426.8k $1.8m $1.8m 0.03% Added +676 +676
30 High Probability Advisors, LLC 0.50% of their portfolio Pittsford, NY 26,71726.7k $1.8m $1.8m 0.50% Added +1.7k +1,666
31 BOSTON FINANCIAL MANGEMENT LLC 0.07% of their portfolio BOSTON, MA 25,70625.7k $1.8m $1.8m 0.07% Added +6 +6
32 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 24,31624.3k $1.7m $1.7m 0.01% Reduced -19.4k -19,449
33 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 23,27623.3k $1.6m $1.6m 0.04% New
34 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 22,41122.4k $1.5m $1.5m 0.00% Reduced -85.2k -85,231
35 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.32% of their portfolio Reston, VA 22,32622.3k $1.5m $1.5m 0.32% Added +2.5k +2,464
36 Eagle Strategies LLC 0.45% of their portfolio NEW YORK, NY 22,20322.2k $1.5m $1.5m 0.45% Reduced -424 -424
37 Continuum Advisory, LLC 0.25% of their portfolio EAGLE, ID 19,91719.9k $1.4m $1.4m 0.25% Added +781 +781
38 Cornerstone Management, Inc. 0.38% of their portfolio DULUTH, GA 19,63819.6k $1.3m $1.3m 0.38% Unchanged
39 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 19,11819.1k $1.3m $1.3m 0.01% Reduced -7.8k -7,755
40 TAP Consulting, LLC 0.34% of their portfolio KIRKWOOD, MO 19,03519.0k $1.3m $1.3m 0.34% Reduced -1.1k -1,114
41 Taconic Capital Advisors LP 0.04% of their portfolio NEW YORK, NY 18,00018.0k $1.2m $1.2m 0.04% Unchanged
42 Tower Research Capital LLC (TRC) 0.05% of their portfolio NEW YORK, NY 17,40317.4k $1.2m $1.2m 0.05% Reduced -1.6k -1,585
43 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 16,60016.6k $1.1m $1.1m 0.00% New
44 Sovereign Financial Group, Inc. 0.44% of their portfolio STAMFORD, CT 16,51516.5k $1.1m $1.1m 0.44% Reduced -2.1k -2,054
45 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 15,49515.5k $1.1m $1.1m 0.01% Added +2.3k +2,254
46 LAKE STREET ADVISORS GROUP, LLC 0.07% of their portfolio PORTSMOUTH, NH 14,63314.6k $1.0m $1.0m 0.07% Added +215 +215
47 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.05% of their portfolio BOSTON, MA 14,63214.6k $1,000.0k $1,000.0k 0.05% Added +215 +215
48 ARKANSAS FINANCIAL GROUP, INC. 0.22% of their portfolio LITTLE ROCK, AR 14,42914.4k $986.1k $986.1k 0.22% New
49 Momentum Advisors, LLC 0.98% of their portfolio NEW YORK, NY 14,20814.2k $971.0k $971.0k 0.98% Reduced -572 -572
50 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 14,11614.1k $964.7k $964.7k 0.01% Reduced -1.4k -1,449
51 SAXON INTERESTS, INC. 0.56% of their portfolio HOUSTON, TX 14,08614.1k $980.9k $980.9k 0.56% Added +8.8k +8,772
52 PFG Advisors 0.09% of their portfolio Phoenix, AZ 14,05114.1k $960.2k $960.2k 0.09% Added +4.5k +4,467
53 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 13,49813.5k $922.5k $922.5k 0.00% Reduced -22.4k -22,394
54 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 10,53110.5k $719.7k $719.7k 0.01% Added +691 +691
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,35010.3k $707.3k $707.3k 0.00% Reduced -27.2k -27,205
56 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 10,29210.3k $703.4k $703.4k 0.00% Added +8.2k +8,170
57 Courage Miller Partners, LLC 0.32% of their portfolio NORFOLK, VA 10,17510.2k $695.4k $695.4k 0.32% Reduced -507 -507
58 Beta Wealth Group, Inc. 0.45% of their portfolio SAN DIEGO, CA 9,8949.9k $676.2k $676.2k 0.45% Added +1.8k +1,834
59 Kendall Capital Management 0.34% of their portfolio ROCKVILLE, MD 9,7959.8k $669.0k $669.0k 0.34% Added +215 +215
60 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 8,5338.5k $583.1k $583.1k 0.01% Reduced -1.7k -1,748
61 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 8,1008.1k $554.0k $554.0k 0.00% Unchanged
62 RVW Wealth, LLC 0.07% of their portfolio LOS ANGELES, CA 7,9868.0k $545.8k $545.8k 0.07% Added +75 +75
63 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 7,8057.8k $533.0k $533.0k 0.00% Unchanged
64 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 7,7657.8k $472.0k $472.0k 0.01% Reduced -226 -226
65 Navis Wealth Advisors, LLC 0.75% of their portfolio RYE BROOK, NY 7,7267.7k $528.0k $528.0k 0.75% Added +174 +174
66 Strategies Wealth Advisors, LLC 0.13% of their portfolio GRAND RAPIDS, MI 7,4637.5k $510.0k $510.0k 0.13% First filing
67 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 7,4177.4k $506.9k $506.9k 0.02% Added +29 +29
68 LexAurum Advisors, LLC 0.18% of their portfolio OVERLAND PARK, KS 7,3527.4k $502.4k $502.4k 0.18% Added +825 +825
69 American Financial Advisors, LLC 0.08% of their portfolio Marietta, GA 7,2697.3k $496.8k $496.8k 0.08% Added +90 +90
70 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 7,1437.1k $488.2k $488.2k 0.01% Unchanged
71 Disciplined Investments, LLC 0.23% of their portfolio TULSA, OK 6,9807.0k $477.0k $477.0k 0.23% Unchanged
72 BTS Asset Management, Inc. 0.23% of their portfolio Lincoln, MA 6,9126.9k $524.4k $524.4k 0.23% Added +251 +251
73 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 6,8636.9k $469.0k $469.0k 0.03% Added +76 +76
74 COZAD ASSET MANAGEMENT INC 0.07% of their portfolio CHAMPAIGN, IL 6,8626.9k $468.9k $468.9k 0.07% Unchanged
75 Beirne Wealth Consulting Services, LLC 0.22% of their portfolio SHELTON, CT 6,4976.5k $444.0k $444.0k 0.22% Added +70 +70
76 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,7675.8k $395.0k $395.0k 0.00% Reduced -230 -230
77 Sound Income Strategies, LLC 0.05% of their portfolio FT LAUDERDALE, FL 5,3345.3k $364.5k $364.5k 0.05% Reduced -607 -607
78 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 5,3105.3k $362.9k $362.9k 0.00% Reduced -35.1k -35,072
79 MGO ONE SEVEN LLC 0.04% of their portfolio Beachwood, OH 5,1615.2k $352.7k $352.7k 0.04% Reduced -5.2k -5,171
80 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 5,0005.0k $342.0k $342.0k 0.01% Unchanged
81 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 4,9775.0k $340.1k $340.1k 0.00% Added +918 +918
82 Valmark Advisers, Inc. 0.01% of their portfolio AKRON, OH 4,6514.7k $317.9k $317.9k 0.01% Added +466 +466
83 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 4,5884.6k $313.5k $313.5k 0.01% Reduced -11.8k -11,847
84 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 4,4004.4k $300.7k $300.7k 0.00% Added +1.6k +1,588
85 Mariner, LLC 0.00% of their portfolio Overland Park, KS 4,3534.4k $298.0k $298.0k 0.00% New
86 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 4,1524.2k $283.8k $283.8k 0.00% Reduced -1.0k -1,013
87 Astoria Portfolio Advisors LLC. 0.14% of their portfolio NEW YORK, NY 4,1114.1k $296.5k $296.5k 0.14% New
88 HUB Investment Partners, LLC 0.11% of their portfolio AUSTIN, TX 4,1064.1k $280.6k $280.6k 0.11% New
89 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 3,9894.0k $272.6k $272.6k 0.00% New
90 Anfield Capital Management, LLC 0.14% of their portfolio IRVINE, CA 3,8823.9k $282.2k $282.2k 0.14% New
91 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,7543.8k $257.0k $257.0k 0.00% Reduced -999 -999
92 Financial Architects, Inc 0.04% of their portfolio MARLTON, NJ 3,6503.6k $249.4k $249.4k 0.04% Unchanged
93 Boltwood Capital Management 0.10% of their portfolio WALNUT CREEK, CA 3,6003.6k $246.0k $246.0k 0.10% Unchanged
94 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 3,5833.6k $244.9k $244.9k 0.00% Reduced -22.0k -22,038
95 SEAVIEW INVESTMENT MANAGERS LLC 0.10% of their portfolio MIAMI, FL 3,5693.6k $243.9k $243.9k 0.10% Reduced -71 -71
96 RDA Financial Network 0.12% of their portfolio AKRON, IA 3,4603.5k $236.5k $236.5k 0.12% Reduced -282 -282
97 M Holdings Securities, Inc. 0.02% of their portfolio PORTLAND, OR 3,3153.3k $227.0k $227.0k 0.02% New
98 TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio STAMFORD, CT 3,1603.2k $216.0k $216.0k 0.01% Unchanged
99 JB Capital LLC 0.02% of their portfolio WETHERSFIELD, CT 3,1343.1k $214.2k $214.2k 0.02% New
100 BARD ASSOCIATES INC 0.09% of their portfolio CHICAGO, IL 3,0343.0k $207.3k $207.3k 0.09% Unchanged