ISHARES TR MSML
MRGSTR SM CP ETF · ETP · CUSIP 464288505
64
institutional holders
+1 vs Q3 2022
1.5m
shares reported held*
$67.4mreported value*
6 new
19 added
12 reduced
7 sold out
net sold ≈ $1.8m (-38.6k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $44.97. Options: 2 managers hold calls ($165.2m notional), 0 hold puts (—).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 63 |
| Q4 2022 | 64 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $155.1m | $0 | 0.00 |
| Q4 2022 | $165.2m | $0 | 0.00 |
Biggest buyers
| UBS Group AG | Added | +24.4k |
| WELLS FARGO & COMPANY/MN | Added | +17.1k |
| AVANTAX ADVISORY SERVICES, INC. | Added | +8.1k |
| LPL Financial LLC | Added | +6.8k |
| Janney Montgomery Scott LLC | New | +4.7k |
| Gladstone Institutional Advisory LLC | Added | +4.7k |
| Sanford Advisory Services, LLC | Added | +3.1k |
| BANK OF AMERICA CORP /DE/ | Added | +3.0k |
| CITADEL ADVISORS LLC | Added | +2.4k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Added | +1.1k |
Biggest sellers
| OSAIC HOLDINGS, INC. | Reduced | -47.0k |
| Tower Research Capital LLC (TRC) | Sold out | -21.7k |
| Private Advisor Group, LLC | Sold out | -11.7k |
| MORGAN STANLEY | Reduced | -8.7k |
| FLOW TRADERS U.S. LLC | Reduced | -8.3k |
| Mariner, LLC | Sold out | -5.4k |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | Sold out | -4.8k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -3.2k |
| AMERIPRISE FINANCIAL INC | Reduced | -2.9k |
| Kestra Advisory Services, LLC | Reduced | -925 |
Biggest calls
| SIMPLEX TRADING, LLC | Reduced | $165.2m2.8m shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 360.7k $16.4m | Reduced -8.7k |
| AVANTAX ADVISORY SERVICES, INC. 0.11% of their portfolio | 183.6k $8.4m | Added +8.1k |
| LPL Financial LLC 0.00% of their portfolio | 90.8k $4.1m | Added +6.8k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 67.5k $3.1m | Added +17.1k |
| UBS Group AG 0.00% of their portfolio | 66.4k $3.0m | Added +24.4k |
| Atria Wealth Solutions, Inc. 0.04% of their portfolio | 60.6k $2.8m | Reduced -191 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 45.7k $2.1m | Reduced -2.9k |
| Gladstone Institutional Advisory LLC 0.14% of their portfolio | 44.7k $2.0m | Added +4.7k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 43.6k $2.0m | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 40.9k $1.9m | Added +3.0k |
| Goldstein Advisors, LLC 0.45% of their portfolio | 40.8k $1.9m | First filing |
| Brand Asset Management Group, Inc. 0.75% of their portfolio | 32.5k $1.5m | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 27.8k $1.3m | Added +2.4k |
| HighTower Advisors, LLC 0.00% of their portfolio | 26.9k $1.2m | Unchanged |
| Sanford Advisory Services, LLC 0.29% of their portfolio | 26.4k $1.2m | Added +3.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 24.3k $1.1m | Reduced -3.2k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 24.2k $1.1m | Unchanged |
| CHOREO, LLC 0.05% of their portfolio | 24.1k $1.1m | Added +239 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.11% of their portfolio | 21.9k $999.8k | Added +7 |
| Corient Private Wealth LP 0.00% of their portfolio | 21.6k $35.6k | First filing |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 20.0k $915.0k | Reduced -47.0k |
| Aveo Capital Partners, LLC 0.14% of their portfolio | 19.7k $899.6k | Added +15 |
| Richwood Investment Advisors, LLC 0.63% of their portfolio | 13.7k $623.7k | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 12.1k $549.8k | Added +881 |
| FLOW TRADERS U.S. LLC 0.03% of their portfolio | 11.6k $531.0k | Reduced -8.3k |
| J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio | 10.3k $470.6k | Added +3 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 9.9k $452.0k | Added +217 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 9.1k $414.0k | Reduced -297 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 9.0k $411.0k | Reduced -265 |
| FLAGSTAR SECURITIES, INC 0.14% of their portfolio | 8.9k $405.7k | Added +45 |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 8.8k $399.0k | Reduced -925 |
| LEVEL FOUR ADVISORY SERVICES, LLC 0.03% of their portfolio | 8.7k $398.0k | Unchanged |
| Ipsen Advisor Group LLC 0.45% of their portfolio | 8.6k $394.3k | First filing |
| PARSONS CAPITAL MANAGEMENT INC/RI 0.03% of their portfolio | 8.4k $383.0k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 8.0k $364.8k | Unchanged |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 7.7k $351.2k | Reduced -500 |
| CITIGROUP INC 0.00% of their portfolio | 7.2k $329.8k | Added +13 |
| Sigma Planning Corp 0.01% of their portfolio | 6.2k $283.9k | Reduced -252 |
| PPS&V ASSET MANAGEMENT CONSULTANTS, INC. 0.26% of their portfolio | 5.9k $269.1k | First filing |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 4.7k $216.0k | New |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 4.2k $191.5k | Unchanged |
| Bartlett & Co. LLC 0.00% of their portfolio | 3.6k $164.0k | Unchanged |
| BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio | 3.6k $164.2k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 2.3k $106.9k | Added +1.1k |
| FinTrust Capital Advisors, LLC 0.02% of their portfolio | 2.1k $97.6k | Unchanged |
| Farther Finance Advisors, LLC 0.03% of their portfolio | 1.6k $70.8k | First filing |
| FMR LLC 0.00% of their portfolio | 1.3k $60.5k | Added +27 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.1k $52.0k | Unchanged |
| BOK Financial Private Wealth, Inc. 0.00% of their portfolio | 856 $39.0k | Unchanged |
| MATRIX PRIVATE CAPITAL GROUP LLC 0.02% of their portfolio | 792 $36.1k | Unchanged |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 720 $32.8k | Reduced -172 |
| Highlander Capital Management, LLC 0.01% of their portfolio | 608 $28.0k | Unchanged |
| Belpointe Asset Management LLC 0.00% of their portfolio | 421 $19.2k | New |
| TSFG, LLC 0.01% of their portfolio | 420 $19.0k | Unchanged |
| Realta Investment Advisors 0.00% of their portfolio | 400 $18.2k | Unchanged |
| Asset Dedication, LLC 0.00% of their portfolio | 372 $17.0k | New |
| Colonial Trust Advisors 0.00% of their portfolio | 372 $17.0k | New |
| WASHINGTON TRUST Co 0.00% of their portfolio | 300 $13.7k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 287 $13.1k | Added +231 |
| Archer Investment Corp 0.00% of their portfolio | 208 $9.5k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 130 $5.9k | New |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 120 $5.5k | New |
| Focused Wealth Management, Inc 0.00% of their portfolio | 90 $4.1k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |