Vault-13

ISHARES TR CMF

CALIF MUN BD ETF · ETP · CUSIP 464288356

220 institutional holders +14 vs Q2 2023
29,242,45729.2m shares reported held*
$1.6bnreported value*
24 new 93 added 58 reduced 13 sold out net bought ≈ $56.7m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($820.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $54.83. Options: 0 managers hold calls (— notional), 1 hold puts ($691.0k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 194Q4 22: 209Q1 23: 206Q2 23: 206Q3 23: 220220Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022194
Q4 2022209
Q1 2023206
Q2 2023206
Q3 2023220

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 111 bought or addedQ4 22: 73 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 77 cut or sold outQ1 23Q2 23: 111 bought or addedQ2 23: 65 cut or sold outQ2 23Q3 23: 117 bought or addedQ3 23: 71 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211173
Q1 202310177
Q2 202311165
Q3 202311771

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ4 22 calls: $465.7kQ4 22 puts: $303.0kQ4 22P/C 0.65Q1 23 calls: $258.4kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $682.4kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $691.0kQ3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$465.7k$303.0k0.65
Q1 2023$258.4k$00.00
Q2 2023$0$682.4k—
Q3 2023$0$691.0k—

Biggest buyers

FMR LLC Added +1,556,751+1.6m
UBS Group AG Added +504,327+504.3k
EP Wealth Advisors, LLC Added +432,967+433.0k
JANE STREET GROUP, LLC Added +356,317+356.3k
JPMORGAN CHASE & CO Added +209,806+209.8k
Manhattan West Asset Management, LLC Added +109,886+109.9k
OSAIC HOLDINGS, INC. Added +71,801+71.8k
LPL Financial LLC Added +68,100+68.1k
FLOW TRADERS U.S. LLC New +67,980+68.0k
Cerity Partners LLC Added +66,253+66.3k

Biggest sellers

Charles Schwab Investment Advisory, Inc. Reduced -1,737,113-1.7m
ENVESTNET ASSET MANAGEMENT INC Reduced -191,765-191.8k
Slow Capital, Inc. Reduced -191,243-191.2k
Financial Connections Group, Inc. Sold out -186,264-186.3k
MERCER GLOBAL ADVISORS INC /ADV Reduced -153,383-153.4k
Stratos Wealth Partners, LTD. Reduced -79,512-79.5k
US BANCORP \DE\ Reduced -77,951-78.0k
Evanson Asset Management, LLC Sold out -50,542-50.5k
SEI INVESTMENTS CO Reduced -44,567-44.6k
RENAISSANCE TECHNOLOGIES LLC Sold out -35,600-35.6k

Biggest calls

None

Biggest puts

WOLVERINE TRADING, LLC Added $691.0k12.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 0.64% of their portfolio SAN FRANCISCO, CA 7,406,2237.4m $406.2m $406.2m 0.64% Reduced -1.7m -1,737,113
2 FMR LLC 0.01% of their portfolio BOSTON, MA 2,043,6062.0m $112.1m $112.1m 0.01% Added +1.6m +1,556,751
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,669,8561.7m $91.6m $91.6m 0.01% Reduced -12.3k -12,260
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 972,959973.0k $53.4m $53.4m 0.01% Added +15.1k +15,057
5 BAILARD, INC. 1.50% of their portfolio Foster City, CA 825,059825.1k $45.2m $45.2m 1.50% Added +54.5k +54,511
6 UBS Group AG 0.02% of their portfolio ZURICH, V8 793,580793.6k $43.5m $43.5m 0.02% Added +504.3k +504,327
7 Mariner, LLC 0.11% of their portfolio Overland Park, KS 732,767732.8k $40.2m $40.2m 0.11% Added +32.0k +31,969
8 TIAA TRUST, NATIONAL ASSOCIATION 0.14% of their portfolio CHARLOTTE, NC 693,305693.3k $38.0m $38.0m 0.14% First filing
9 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 690,733690.7k $37.9m $37.9m 0.03% Added +68.1k +68,100
10 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 518,636518.6k $28.4m $28.4m 0.01% Added +28.5k +28,533
11 Brio Consultants, LLC 5.27% of their portfolio SAN FRANCISCO, CA 511,684511.7k $28.1m $28.1m 5.27% Added +26.2k +26,167
12 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 498,328498.3k $27.3m $27.3m 0.04% Added +356.3k +356,317
13 Slow Capital, Inc. 4.55% of their portfolio GREENBRAE, CA 451,533451.5k $24.8m $24.8m 4.55% Reduced -191.2k -191,243
14 Manhattan West Asset Management, LLC 7.28% of their portfolio Los Angeles, CA 436,703436.7k $23.6m $23.6m 7.28% Added +109.9k +109,886
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 435,389435.4k $23.9m $23.9m 0.01% Reduced -191.8k -191,765
16 EP Wealth Advisors, LLC 0.37% of their portfolio TORRANCE, CA 434,833434.8k $23.8m $23.8m 0.37% Added +433.0k +432,967
17 Composition Wealth, LLC 0.72% of their portfolio LOS ANGELES, CA 427,447427.4k $23.4m $23.4m 0.72% Added +9.3k +9,261
18 Stratos Wealth Partners, LTD. 0.48% of their portfolio BEACHWOOD, OH 407,055407.1k $22.3m $22.3m 0.48% Reduced -79.5k -79,512
19 FIRST FOUNDATION ADVISORS 0.90% of their portfolio Irvine, CA 352,063352.1k $19.3m $19.3m 0.90% Added +17.0k +17,000
20 RWA WEALTH PARTNERS, LLC 0.40% of their portfolio BOSTON, MA 333,976334.0k $18.3m $18.3m 0.40% Reduced -1.7k -1,664
21 Orin Green Financial, LLC 9.65% of their portfolio SAN DIEGO, CA 316,849316.8k $17.4m $17.4m 9.65% Added +6.7k +6,701
22 BlackRock Inc. 0.00% of their portfolio New York, NY 296,022296.0k $16.2m $16.2m 0.00% Added +1.0k +1,039
23 Opes Wealth Management LLC 4.23% of their portfolio MENLO PARK, CA 278,281278.3k $15.3m $15.3m 4.23% Added +27.9k +27,906
24 Facet Wealth, Inc. 0.69% of their portfolio WEST PALM BEACH, FL 260,247260.2k $14.1m $14.1m 0.69% Reduced -13.7k -13,668
25 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 248,168248.2k $13.9m $13.9m 0.01% Reduced -29.0k -28,965
26 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 225,844225.8k $12.4m $12.4m 0.05% Reduced -25.5k -25,507
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 214,806214.8k $11.8m $11.8m 0.00% Added +209.8k +209,806
28 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 200,918200.9k $11.0m $11.0m 0.01% Added +7.4k +7,375
29 WEALTHSOURCE PARTNERS, LLC 0.73% of their portfolio SAN LUIS OBISPO, CA 196,063196.1k $10.8m $10.8m 0.73% Added +41.2k +41,222
30 MYECFO, LLC 7.32% of their portfolio La Jolla, CA 192,588192.6k $10.6m $10.6m 7.32% Added +18.0k +17,966
31 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 190,975191.0k $10.5m $10.5m 0.00% Added +8.5k +8,544
32 Pure Financial Advisors, LLC 0.43% of their portfolio SAN DIEGO, CA 190,295190.3k $10.4m $10.4m 0.43% Added +645 +645
33 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 165,680165.7k $9.1m $9.1m 0.02% Added +2.2k +2,160
34 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 161,158161.2k $8.8m $8.8m 0.01% Added +71.8k +71,801
35 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.06% of their portfolio IRVING, TX 160,601160.6k $8.8m $8.8m 0.06% Added +1.7k +1,728
36 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.02% of their portfolio LOS ANGELES, CA 151,889151.9k $8.3m $8.3m 0.02% Added +2.1k +2,079
37 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 141,175141.2k $7.7m $7.7m 0.00% Added +9.1k +9,097
38 MISSION WEALTH MANAGEMENT, LP 0.29% of their portfolio Santa Barbara, CA 138,110138.1k $7.6m $7.6m 0.29% Added +5.1k +5,113
39 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 136,149136.1k $7.5m $7.5m 0.06% Added +16.1k +16,073
40 Prime Capital Investment Advisors, LLC 0.15% of their portfolio OVERLAND PARK, KS 134,820134.8k $7.4m $7.4m 0.15% Reduced -387 -387
41 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 132,983133.0k $7.3m $7.3m 0.03% Reduced -8.0k -7,968
42 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 126,509126.5k $6.9m $6.9m 0.01% Reduced -44.6k -44,567
43 CHOREO, LLC 0.24% of their portfolio ROCKFORD, IL 125,666125.7k $6.9m $6.9m 0.24% Added +17.9k +17,878
44 Dynamic Advisor Solutions LLC 0.30% of their portfolio PHOENIX, AZ 116,483116.5k $6.4m $6.4m 0.30% Reduced -8.5k -8,523
45 Betterment LLC 0.02% of their portfolio NEW YORK, NY 114,413114.4k $6.3m $6.3m 0.02% Added +18.4k +18,394
46 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 103,486103.5k $5.7m $5.7m 0.02% Reduced -153.4k -153,383
47 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 102,853102.9k $5.6m $5.6m 0.07% Added +3.2k +3,224
48 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 100,695100.7k $5.5m $5.5m 0.03% Added +19.5k +19,459
49 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 99,68499.7k $5.5m $5.5m 0.01% Added +462 +462
50 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 99,48199.5k $5.5m $5.5m 0.03% Added +66.3k +66,253
51 Navalign, LLC 1.98% of their portfolio ENCINO, CA 95,10695.1k $5.2m $5.2m 1.98% Added +3.7k +3,706
52 Rinkey Investments 2.36% of their portfolio San Diego, CA 93,86493.9k $5.1m $5.1m 2.36% Added +5.2k +5,247
53 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.87% of their portfolio ALAMO, CA 92,29392.3k $5.1m $5.1m 0.87% Reduced -3.7k -3,721
54 BANK OF STOCKTON 1.84% of their portfolio STOCKTON, CA 90,98391.0k $4.9m $4.9m 1.84% Added +30.6k +30,573
55 Parallel Advisors, LLC 0.16% of their portfolio SAN FRANCISCO, CA 90,27590.3k $5.0m $5.0m 0.16% Reduced -1.2k -1,199
56 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 82,67082.7k $4.5m $4.5m 0.00% Unchanged
57 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 75,37375.4k $4.1m $4.1m 0.00% Added +22.2k +22,239
58 Spinnaker Investment Group, LLC 1.34% of their portfolio Newport Beach, CA 72,78772.8k $4.0m $4.0m 1.34% Reduced -1.8k -1,819
59 Creative Capital Management Investments LLC 2.64% of their portfolio SAN DIEGO, CA 70,18070.2k $3.8m $3.8m 2.64% Added +572 +572
60 FLOW TRADERS U.S. LLC 0.17% of their portfolio NEW YORK, NY 67,98068.0k $3.7m $3.7m 0.17% New
61 Freestone Capital Holdings, LLC 0.20% of their portfolio Seattle, WA 67,54667.5k $3.7m $3.7m 0.20% Added +7.9k +7,911
62 Affinity Capital Advisors, LLC 1.01% of their portfolio BERKELEY, CA 67,40867.4k $3.7m $3.7m 1.01% Added +8.2k +8,203
63 SteelPeak Wealth, LLC 0.23% of their portfolio WOODLAND HILLS, CA 64,95565.0k $3.6m $3.6m 0.23% Reduced -7.7k -7,711
64 WHITTIER TRUST CO 0.06% of their portfolio SOUTH PASADENA, CA 64,48364.5k $3.5m $3.5m 0.06% Reduced -613 -613
65 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 60,29660.3k $3.3m $3.3m 0.01% Added +3.9k +3,910
66 LINCOLN NATIONAL CORP 0.07% of their portfolio RADNOR, PA 60,04260.0k $3.3m $3.3m 0.07% Added +6.7k +6,691
67 Omega Financial Group, LLC 1.56% of their portfolio Santa Barbara, CA 58,22758.2k $3.2m $3.2m 1.56% Added +2.0k +1,980
68 Warren Street Wealth Advisors, LLC 2.04% of their portfolio IRVINE, CA 56,37556.4k $3.1m $3.1m 2.04% Reduced -1.3k -1,298
69 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 55,37155.4k $3.0m $3.0m 0.00% Reduced -78.0k -77,951
70 OLD MISSION CAPITAL LLC 0.10% of their portfolio CHICAGO, IL 53,20053.2k $2.9m $2.9m 0.10% New
71 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.18% of their portfolio Greenbrae, CA 50,92550.9k $2.8m $2.8m 0.18% Reduced -10.1k -10,100
72 Certus Wealth Management, LLC 2.62% of their portfolio SAN CARLOS, CA 50,04950.0k $2.7m $2.7m 2.62% Added +19.6k +19,646
73 Elmwood Wealth Management, Inc. 1.31% of their portfolio BERKELEY, CA 49,48249.5k $2.7m $2.7m 1.31% New
74 FIRST AMERICAN TRUST, FSB 0.38% of their portfolio SANTA ANA, CA 49,46249.5k $2.7m $2.7m 0.38% Added +2.4k +2,414
75 Bell Investment Advisors, Inc 0.60% of their portfolio ORINDA, CA 48,74748.7k $2.7m $2.7m 0.60% Added +46.4k +46,418
76 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 46,63946.6k $2.6m $2.6m 0.01% First filing
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 46,00846.0k $2.5m $2.5m 0.00% Added +14.8k +14,773
78 EVERGREEN CAPITAL MANAGEMENT LLC 0.11% of their portfolio Bellevue, WA 45,87945.9k $2.5m $2.5m 0.11% Unchanged
79 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 42,45542.5k $2.3m $2.3m 0.00% New
80 Pacific Capital Wealth Advisors, Inc. 0.65% of their portfolio CORONA, CA 42,28642.3k $2.3m $2.3m 0.65% Reduced -4.4k -4,421
81 DeDora Capital, Inc. 0.89% of their portfolio Napa, CA 41,41541.4k $2.3m $2.3m 0.89% Added +3.4k +3,366
82 Westside Investment Management, Inc. 0.59% of their portfolio SANTA MONICA, CA 37,52237.5k $2.1m $2.1m 0.59% Added +2.2k +2,220
83 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 35,99536.0k $2.0m $2.0m 0.00% Reduced -768 -768
84 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 35,50735.5k $1.9m $1.9m 0.01% Added +11.8k +11,794
85 Curtis Advisory Group, LLC 0.65% of their portfolio SANTA BARBARA, CA 35,42635.4k $1.9m $1.9m 0.65% Added +303 +303
86 JOURNEY STRATEGIC WEALTH LLC 0.09% of their portfolio SUMMIT, NJ 35,30035.3k $1.9m $1.9m 0.09% Added +8.9k +8,891
87 Running Point Capital Advisors, LLC 1.09% of their portfolio EL SEGUNDO, CA 34,22534.2k $1.9m $1.9m 1.09% Reduced -1.1k -1,121
88 Leisure Capital Management 0.97% of their portfolio COSTA MESA, CA 30,82130.8k $1.7m $1.7m 0.97% Reduced -1.5k -1,493
89 Towerpoint Wealth, LLC 0.97% of their portfolio SACRAMENTO, CA 29,71829.7k $1.6m $1.6m 0.97% Reduced -4.8k -4,846
90 Safeguard Investment Advisory Group, LLC 0.66% of their portfolio Corona, CA 27,79327.8k $1.5m $1.5m 0.66% Reduced -1.4k -1,395
91 Empower Advisory Group, LLC 0.01% of their portfolio Greenwood Village, CO 27,35327.4k $1.5m $1.5m 0.01% Reduced -423 -423
92 McNaughton Wealth Management, LLC 0.98% of their portfolio SAN DIEGO, CA 27,00327.0k $1.5m $1.5m 0.98% Reduced -445 -445
93 SimpliFi, Inc. 0.73% of their portfolio SAN DIEGO, CA 26,83126.8k $1.5m $1.5m 0.73% Added +156 +156
94 Boltwood Capital Management 0.53% of their portfolio WALNUT CREEK, CA 25,95025.9k $1.4m $1.4m 0.53% Added +2.1k +2,075
95 Clark Asset Management, LLC 0.61% of their portfolio STRATHAM, NH 25,90425.9k $1.4m $1.4m 0.61% Reduced -35.1k -35,096
96 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.05% of their portfolio Seattle, WA 25,42825.4k $1.4m $1.4m 0.05% Reduced -5.5k -5,518
97 RHS Financial, LLC 0.97% of their portfolio SAN FRANCISCO, CA 25,21425.2k $1.4m $1.4m 0.97% Reduced -2.8k -2,780
98 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 22,79122.8k $1.2m $1.2m 0.00% Added +1.4k +1,371
99 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 21,86621.9k $1.2m $1.2m 0.01% Reduced -13.3k -13,301
100 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 21,86621.9k $1.2m $1.2m 0.01% Reduced -13.3k -13,301