Vault-13

ISHARES TR NYF

NEW YORK MUN ETF · ETP · CUSIP 464288323

138 institutional holders +20 vs Q3 2023
8,099,0088.1m shares reported held*
$438.7mreported value*
22 new 46 added 44 reduced 8 sold out net bought ≈ $18.6m (+343.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($339.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $54.16.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 106Q1 23: 107Q2 23: 113Q3 23: 118Q4 23: 138138Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022108
Q4 2022106
Q1 2023107
Q2 2023113
Q3 2023118
Q4 2023138

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 60 bought or addedQ1 23: 36 cut or sold outQ1 23Q2 23: 63 bought or addedQ2 23: 35 cut or sold outQ2 23Q3 23: 67 bought or addedQ3 23: 41 cut or sold outQ3 23Q4 23: 68 bought or addedQ4 23: 52 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226040
Q1 20236036
Q2 20236335
Q3 20236741
Q4 20236852

Biggest buyers

JANE STREET GROUP, LLC Added +914,765+914.8k
MORGAN STANLEY Added +365,653+365.7k
ALTFEST L J & CO INC Added +197,045+197.0k
Opal Wealth Advisors, LLC New +168,206+168.2k
Allspring Global Investments Holdings, LLC New +104,042+104.0k
Francis Financial, Inc. New +63,114+63.1k
AMERIPRISE FINANCIAL INC Added +62,568+62.6k
NewEdge Wealth, LLC New +35,580+35.6k
Facet Wealth, Inc. Added +18,374+18.4k
Wedmont Private Capital Added +18,288+18.3k

Biggest sellers

TIAA TRUST, NATIONAL ASSOCIATION Reduced -1,173,226-1.2m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -311,950-311.9k
OSAIC HOLDINGS, INC. Reduced -49,813-49.8k
High Probability Advisors, LLC Reduced -36,636-36.6k
BAILARD, INC. Reduced -23,639-23.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -23,201-23.2k
ROYAL BANK OF CANADA Reduced -21,811-21.8k
Bank of New York Mellon Corp Reduced -20,209-20.2k
Merriman Wealth Management, LLC Reduced -18,871-18.9k
ETFIDEA, LLC Reduced -17,694-17.7k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.08% of their portfolio NEW YORK, NY 1,212,0261.2m $65.6m $65.6m 0.08% Added +914.8k +914,765
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 721,574721.6k $39.0m $39.0m 0.00% Added +365.7k +365,653
3 TIAA TRUST, NATIONAL ASSOCIATION 0.13% of their portfolio CHARLOTTE, NC 706,546706.5k $38.2m $38.2m 0.13% Reduced -1.2m -1,173,226
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 478,589478.6k $25.9m $25.9m 0.00% Added +16.9k +16,929
5 RWA WEALTH PARTNERS, LLC 0.25% of their portfolio BOSTON, MA 325,659325.7k $17.6m $17.6m 0.25% Added +3.2k +3,176
6 High Probability Advisors, LLC 3.40% of their portfolio Pittsford, NY 311,607311.6k $16.9m $16.9m 3.40% Reduced -36.6k -36,636
7 FMR LLC 0.00% of their portfolio BOSTON, MA 282,865282.9k $15.3m $15.3m 0.00% Reduced -1.1k -1,079
8 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 279,785279.8k $15.1m $15.1m 0.01% Added +7.4k +7,444
9 Alesco Advisors, LLC, An ESL Co 0.46% of their portfolio Pittsford, NY 240,220240.2k $13.0m $13.0m 0.46% Added +7.2k +7,204
10 ALTFEST L J & CO INC 1.63% of their portfolio NEW YORK, NY 207,277207.3k $11.2m $11.2m 1.63% Added +197.0k +197,045
11 Mariner, LLC 0.02% of their portfolio Overland Park, KS 184,076184.1k $10.0m $10.0m 0.02% Added +14.3k +14,260
12 Composition Wealth, LLC 0.27% of their portfolio LOS ANGELES, CA 183,885183.9k $9.9m $9.9m 0.27% Added +9.6k +9,648
13 Opal Wealth Advisors, LLC 3.58% of their portfolio JERICHO, NY 168,206168.2k $9.1m $9.1m 3.58% New
14 Facet Wealth, Inc. 0.31% of their portfolio WEST PALM BEACH, FL 152,339152.3k $8.2m $8.2m 0.31% Added +18.4k +18,374
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 148,579148.6k $8.0m $8.0m 0.00% Added +4.5k +4,469
16 Whitegate Investment Counselors, Inc. 2.07% of their portfolio CONCORD, NH 125,210125.2k $6.8m $6.8m 2.07% Reduced -3.7k -3,670
17 Betterment LLC 0.02% of their portfolio NEW YORK, NY 112,701112.7k $6.1m $6.1m 0.02% Reduced -1.4k -1,450
18 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 104,042104.0k $5.6m $5.6m 0.01% New
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 102,914102.9k $5.6m $5.6m 0.00% Added +62.6k +62,568
20 NBT BANK, N.A. 0.40% of their portfolio NORWICH, NY 93,68293.7k $5.1m $5.1m 0.40% Added +4.1k +4,132
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 89,91689.9k $4.9m $4.9m 0.00% Reduced -829 -829
22 Arrow Financial Corp 0.50% of their portfolio Glens Falls, NY 88,98589.0k $4.8m $4.8m 0.50% Added +4.2k +4,184
23 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 81,60081.6k $4.4m $4.4m 0.01% Reduced -49.8k -49,813
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 68,86968.9k $3.7m $3.7m 0.00% Reduced -17.2k -17,154
25 James J. Burns & Company, LLC 0.84% of their portfolio MELVILLE, NY 65,53565.5k $3.5m $3.5m 0.84% Reduced -10.4k -10,378
26 Francis Financial, Inc. 1.47% of their portfolio NEW YORK, NY 63,11463.1k $3.4m $3.4m 1.47% New
27 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 57,25657.3k $3.1m $3.1m 0.03% Added +7.2k +7,160
28 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 50,48450.5k $2.7m $2.7m 0.00% Added +2.8k +2,759
29 Wedmont Private Capital 0.22% of their portfolio WEST CHESTER, PA 49,90249.9k $2.7m $2.7m 0.22% Added +18.3k +18,288
30 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 49,77549.8k $2.7m $2.7m 0.00% Reduced -1.9k -1,936
31 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 49,57749.6k $2.7m $2.7m 0.01% Added +3.4k +3,411
32 Level Financial Advisors 1.28% of their portfolio EAST AMHERST, NY 47,81747.8k $2.6m $2.6m 1.28% Added +17.4k +17,375
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 45,75645.8k $2.5m $2.5m 0.00% Reduced -1.5k -1,488
34 Eagle Ridge Investment Management 0.24% of their portfolio STAMFORD, CT 44,89244.9k $2.4m $2.4m 0.24% Reduced -273 -273
35 DURANTE & WATERS, LLC 2.15% of their portfolio BREWSTER, NY 41,26741.3k $2.2m $2.2m 2.15% First filing
36 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 39,34239.3k $2.1m $2.1m 0.00% Added +7.7k +7,694
37 NewEdge Wealth, LLC 0.05% of their portfolio STAMFORD, CT 35,58035.6k $1.9m $1.9m 0.05% New
38 MYECFO, LLC 1.06% of their portfolio La Jolla, CA 31,06231.1k $1.7m $1.7m 1.06% Added +5.0k +4,994
39 Israel Discount Bank of New York 1.15% of their portfolio NEW YORK, NY 27,16527.2k $1.5m $1.5m 1.15% Unchanged
40 Northeast Financial Group, Inc. 0.67% of their portfolio Allentown, PA 25,27325.3k $1.4m $1.4m 0.67% Added +3.2k +3,198
41 WNY Asset Management, LLC 0.22% of their portfolio Williamsville, NY 24,33324.3k $1.3m $1.3m 0.22% Added +9.4k +9,433
42 Farrell Financial LLC 1.23% of their portfolio ORCHARD PARK, NY 24,12324.1k $1.2m $1.2m 1.23% First filing
43 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 23,51523.5k $1.3m $1.3m 0.01% Reduced -2.6k -2,608
44 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 22,92222.9k $1.2m $1.2m 0.02% Added +4.3k +4,300
45 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 22,87122.9k $1.2m $1.2m 0.00% Reduced -4.5k -4,521
46 PROFFITT & GOODSON INC 0.23% of their portfolio KNOXVILLE, TN 22,66122.7k $1.2m $1.2m 0.23% Added +3.9k +3,933
47 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 21,89121.9k $1.2m $1.2m 0.00% Reduced -311.9k -311,950
48 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 21,05921.1k $1.1m $1.1m 0.00% Reduced -6.7k -6,708
49 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 20,89020.9k $1.1m $1.1m 0.00% Reduced -1.2k -1,230
50 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 20,35620.4k $1.1m $1.1m 0.01% Reduced -353 -353
51 Conrad Siegel Investment Advisors, Inc. 0.50% of their portfolio HARRISBURG, PA 20,31520.3k $1.1m $1.1m 0.50% Added +132 +132
52 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 19,72819.7k $1.1m $1.1m 0.00% Reduced -2.9k -2,927
53 Chicago Partners Investment Group LLC 0.05% of their portfolio CHICAGO, IL 19,44719.4k $1.0m $1.0m 0.05% Added +2.0k +1,961
54 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 17,85317.9k $965.0k $965.0k 0.00% Reduced -21.8k -21,811
55 Stratos Wealth Advisors, LLC 0.05% of their portfolio BEACHWOOD, OH 16,80816.8k $909.1k $909.1k 0.05% New
56 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 16,64416.6k $900.3k $900.3k 0.01% Reduced -290 -290
57 Revolve Wealth Partners, LLC 0.17% of their portfolio Hackensack, NJ 16,55516.6k $895.5k $895.5k 0.17% Added +565 +565
58 Magnus Financial Group LLC 0.12% of their portfolio NEW YORK, NY 16,34616.3k $884.1k $884.1k 0.12% Added +2.0k +1,988
59 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 16,18816.2k $875.6k $875.6k 0.02% Reduced -10.8k -10,764
60 Kades & Cheifetz LLC 0.61% of their portfolio Berwyn, PA 15,93615.9k $862.0k $862.0k 0.61% Added +5.5k +5,490
61 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 15,20215.2k $822.3k $822.3k 0.00% Added +3.2k +3,168
62 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,14715.1k $819.0k $819.0k 0.00% Reduced -1.1k -1,071
63 ETFIDEA, LLC 0.31% of their portfolio SYRACUSE, NY 15,05815.1k $814.5k $814.5k 0.31% Reduced -17.7k -17,694
64 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 13,95514.0k $754.9k $754.9k 0.01% Reduced -5.9k -5,942
65 KING LUTHER CAPITAL MANAGEMENT CORP 0.00% of their portfolio FORT WORTH, TX 13,86413.9k $749.9k $749.9k 0.00% Unchanged
66 BAILARD, INC. 0.02% of their portfolio Foster City, CA 13,84313.8k $748.8k $748.8k 0.02% Reduced -23.6k -23,639
67 FLAGSTAR SECURITIES, INC 0.23% of their portfolio New York, NY 13,45813.5k $727.9k $727.9k 0.23% Reduced -766 -766
68 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 13,36613.4k $723.0k $723.0k 0.00% Reduced -207 -207
69 McNamara Financial Services, Inc. 0.16% of their portfolio MARSHFIELD, MA 12,84912.8k $695.0k $695.0k 0.16% Reduced -7.8k -7,839
70 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 12,71012.7k $687.5k $687.5k 0.01% Reduced -490 -490
71 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 12,53512.5k $678.0k $678.0k 0.01% Added +7.3k +7,335
72 NDWM LLC 0.63% of their portfolio LA JOLLA, CA 12,17712.2k $658.7k $658.7k 0.63% First filing
73 North Star Investment Management Corp. 0.05% of their portfolio CHICAGO, IL 11,95011.9k $646.4k $646.4k 0.05% Unchanged
74 Rockbridge Investment Management, LCC 0.10% of their portfolio Syracuse, NY 11,88811.9k $643.0k $643.0k 0.10% Reduced -87 -87
75 Citizens Business Bank 0.14% of their portfolio ONTARIO, CA 11,43411.4k $618.5k $618.5k 0.14% Unchanged
76 Independent Wealth Network Inc. 0.30% of their portfolio URBANDALE, IA 10,66410.7k $576.8k $576.8k 0.30% Added +86 +86
77 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,51010.5k $568.5k $568.5k 0.00% Added +4.1k +4,138
78 Breakwater Capital Group 0.16% of their portfolio PARAMUS, NJ 10,41210.4k $559.5k $559.5k 0.16% Added +2.3k +2,307
79 Orange Investment Advisors, Inc. 0.08% of their portfolio GOSHEN, NY 10,20010.2k $552.4k $552.4k 0.08% Reduced -5.5k -5,500
80 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 10,01110.0k $541.5k $541.5k 0.00% Unchanged
81 Crestwood Advisors Group, LLC 0.01% of their portfolio BOSTON, MA 9,99910.0k $540.8k $540.8k 0.01% New
82 W.G. Shaheen & Associates DBA Whitney & Co 0.07% of their portfolio ROCHESTER, NY 9,8949.9k $535.2k $535.2k 0.07% Reduced -7.9k -7,890
83 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 9,6709.7k $523.0k $523.0k 0.00% Reduced -20.2k -20,209
84 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,1849.2k $496.8k $496.8k 0.00% Added +526 +526
85 Bell Investment Advisors, Inc 0.09% of their portfolio ORINDA, CA 8,4308.4k $456.0k $456.0k 0.09% Added +73 +73
86 GAMMA Investing LLC 0.12% of their portfolio FOSTER CITY, CA 8,3898.4k $454.8k $454.8k 0.12% First filing
87 Hennion & Walsh Asset Management, Inc. 0.03% of their portfolio Parsippany, NJ 8,2818.3k $447.9k $447.9k 0.03% New
88 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 8,2628.3k $447.5k $447.5k 0.01% Unchanged
89 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 8,2628.3k $447.5k $447.5k 0.01% Unchanged
90 Bryn Mawr Trust Advisors, LLC 0.03% of their portfolio PHILADELPHIA, PA 7,7747.8k $420.5k $420.5k 0.03% Added +47 +47
91 ELEVATUS WELATH MANAGEMENT 0.18% of their portfolio VICTOR, NY 7,5117.5k $406.3k $406.3k 0.18% Added +5 +5
92 ST GERMAIN D J CO INC 0.02% of their portfolio SPRINGFIELD, MA 7,3357.3k $396.8k $396.8k 0.02% Reduced -15.5k -15,475
93 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,2787.3k $393.7k $393.7k 0.00% Added +2.5k +2,529
94 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 6,9356.9k $375.1k $375.1k 0.00% Added +60 +60
95 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 6,8986.9k $373.1k $373.1k 0.00% Added +2.4k +2,372
96 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 6,8206.8k $368.9k $368.9k 0.00% New
97 VALICENTI ADVISORY SERVICES INC 0.11% of their portfolio ELMIRA, NY 6,6756.7k $361.0k $361.0k 0.11% Unchanged
98 SUTTON PLACE INVESTORS LLC 0.25% of their portfolio ARMONK, NY 6,4966.5k $351.4k $351.4k 0.25% New
99 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 6,2776.3k $339.5k $339.5k 0.00% New
100 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 6,2506.2k $338.1k $338.1k 0.00% Reduced -400 -400