Vault-13

ISHARES TR NYF

NEW YORK MUN ETF · ETP · CUSIP 464288323

118 institutional holders +5 vs Q2 2023
7,675,0067.7m shares reported held*
$392.2mreported value*
16 new 51 added 31 reduced 10 sold out net sold ≈ $915.3k (-23.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $51.11.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 106Q1 23: 107Q2 23: 113Q3 23: 118118Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022108
Q4 2022106
Q1 2023107
Q2 2023113
Q3 2023118

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 60 bought or addedQ1 23: 36 cut or sold outQ1 23Q2 23: 63 bought or addedQ2 23: 35 cut or sold outQ2 23Q3 23: 67 bought or addedQ3 23: 41 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226040
Q1 20236036
Q2 20236335
Q3 20236741

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +333,841+333.8k
JANE STREET GROUP, LLC Added +186,082+186.1k
Mariner, LLC Added +119,499+119.5k
BANK OF AMERICA CORP /DE/ Added +48,061+48.1k
Whitegate Investment Counselors, Inc. Added +46,030+46.0k
OSAIC HOLDINGS, INC. Added +39,013+39.0k
OLD MISSION CAPITAL LLC New +26,952+27.0k
BAILARD, INC. Added +23,315+23.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +23,201+23.2k
RWA WEALTH PARTNERS, LLC Added +15,651+15.7k

Biggest sellers

Allspring Global Investments Holdings, LLC Sold out -646,237-646.2k
NBT BANK, N.A. Reduced -80,685-80.7k
FLOW TRADERS U.S. LLC Sold out -71,787-71.8k
Alesco Advisors, LLC, An ESL Co Reduced -60,951-61.0k
MORGAN STANLEY Reduced -36,378-36.4k
ROYAL BANK OF CANADA Reduced -25,896-25.9k
HighTower Advisors, LLC Reduced -20,661-20.7k
Relyea Zuckerberg Hanson LLC Sold out -18,921-18.9k
FMR LLC Reduced -17,900-17.9k
Atria Wealth Solutions, Inc. Reduced -14,857-14.9k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TIAA TRUST, NATIONAL ASSOCIATION 0.35% of their portfolio CHARLOTTE, NC 1,879,7721.9m $95.9m $95.9m 0.35% First filing
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 461,660461.7k $23.6m $23.6m 0.00% Added +48.1k +48,061
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 355,921355.9k $18.2m $18.2m 0.00% Reduced -36.4k -36,378
4 High Probability Advisors, LLC 3.83% of their portfolio Pittsford, NY 348,243348.2k $17.8m $17.8m 3.83% Added +910 +910
5 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 333,841333.8k $17.0m $17.0m 0.06% New
6 RWA WEALTH PARTNERS, LLC 0.36% of their portfolio BOSTON, MA 322,483322.5k $16.5m $16.5m 0.36% Added +15.7k +15,651
7 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 297,261297.3k $15.2m $15.2m 0.02% Added +186.1k +186,082
8 FMR LLC 0.00% of their portfolio BOSTON, MA 283,944283.9k $14.5m $14.5m 0.00% Reduced -17.9k -17,900
9 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 272,341272.3k $13.9m $13.9m 0.02% Reduced -10.4k -10,395
10 Alesco Advisors, LLC, An ESL Co 0.46% of their portfolio Pittsford, NY 233,016233.0k $11.9m $11.9m 0.46% Reduced -61.0k -60,951
11 Composition Wealth, LLC 0.27% of their portfolio LOS ANGELES, CA 174,237174.2k $8.9m $8.9m 0.27% Reduced -1.1k -1,097
12 Mariner, LLC 0.02% of their portfolio Overland Park, KS 169,816169.8k $8.7m $8.7m 0.02% Added +119.5k +119,499
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 144,110144.1k $7.4m $7.4m 0.00% Added +11.8k +11,777
14 Facet Wealth, Inc. 0.33% of their portfolio WEST PALM BEACH, FL 133,965134.0k $6.7m $6.7m 0.33% Added +11.7k +11,692
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 131,413131.4k $6.7m $6.7m 0.01% Added +39.0k +39,013
16 Whitegate Investment Counselors, Inc. 2.20% of their portfolio CONCORD, NH 128,880128.9k $6.6m $6.6m 2.20% Added +46.0k +46,030
17 Betterment LLC 0.02% of their portfolio NEW YORK, NY 114,151114.2k $5.8m $5.8m 0.02% Added +5.0k +5,036
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 90,74590.7k $4.6m $4.6m 0.00% Reduced -3.0k -3,012
19 NBT BANK, N.A. 0.44% of their portfolio NORWICH, NY 89,55089.5k $4.6m $4.6m 0.44% Reduced -80.7k -80,685
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 86,02386.0k $4.4m $4.4m 0.00% Added +9.7k +9,691
21 Arrow Financial Corp 0.51% of their portfolio Glens Falls, NY 84,80184.8k $4.3m $4.3m 0.51% Added +1.1k +1,146
22 James J. Burns & Company, LLC 1.04% of their portfolio MELVILLE, NY 75,91375.9k $3.9m $3.9m 1.04% Reduced -14.8k -14,764
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 51,71151.7k $2.6m $2.6m 0.01% Reduced -5.9k -5,854
24 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 50,09650.1k $2.6m $2.6m 0.02% Added +9.8k +9,841
25 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 47,72547.7k $2.4m $2.4m 0.00% Added +1.5k +1,532
26 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 47,24447.2k $2.4m $2.4m 0.00% Reduced -1.2k -1,186
27 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 46,16646.2k $2.4m $2.4m 0.01% Added +3.5k +3,525
28 Eagle Ridge Investment Management 0.25% of their portfolio STAMFORD, CT 45,16545.2k $2.3m $2.3m 0.25% Added +1.5k +1,546
29 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 40,34640.3k $2.1m $2.1m 0.00% Added +127 +127
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 39,66439.7k $2.0m $2.0m 0.00% Reduced -25.9k -25,896
31 BAILARD, INC. 0.06% of their portfolio Foster City, CA 37,48237.5k $1.9m $1.9m 0.06% Added +23.3k +23,315
32 ETFIDEA, LLC 0.71% of their portfolio SYRACUSE, NY 32,75232.8k $1.7m $1.7m 0.71% Reduced -1.0k -1,024
33 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 31,64831.6k $1.6m $1.6m 0.00% Reduced -20.7k -20,661
34 Wedmont Private Capital 0.16% of their portfolio WEST CHESTER, PA 31,61431.6k $1.6m $1.6m 0.16% Unchanged
35 Level Financial Advisors 0.87% of their portfolio EAST AMHERST, NY 30,44230.4k $1.6m $1.6m 0.87% Added +7.2k +7,242
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 29,87929.9k $1.5m $1.5m 0.00% Added +890 +890
37 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 27,76727.8k $1.4m $1.4m 0.00% Added +1.4k +1,435
38 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 27,39227.4k $1.4m $1.4m 0.00% Added +1.3k +1,312
39 Israel Discount Bank of New York 1.15% of their portfolio NEW YORK, NY 27,16527.2k $1.4m $1.4m 1.15% Unchanged
40 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 26,95227.0k $1.4m $1.4m 0.05% New
41 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 26,12326.1k $1.3m $1.3m 0.01% Reduced -1.3k -1,273
42 MYECFO, LLC 0.92% of their portfolio La Jolla, CA 26,06826.1k $1.3m $1.3m 0.92% Added +1.2k +1,250
43 Merriman Wealth Management, LLC 0.07% of their portfolio SEATTLE, WA 24,90424.9k $1.3m $1.3m 0.07% Added +78 +78
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,20123.2k $1.2m $1.2m 0.00% New
45 ST GERMAIN D J CO INC 0.07% of their portfolio SPRINGFIELD, MA 22,81022.8k $1.2m $1.2m 0.07% Reduced -295 -295
46 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 22,65522.7k $1.2m $1.2m 0.00% Added +751 +751
47 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 22,12022.1k $1.1m $1.1m 0.01% Added +10.6k +10,595
48 Northeast Financial Group, Inc. 0.69% of their portfolio Allentown, PA 22,07522.1k $1.1m $1.1m 0.69% Added +3.6k +3,620
49 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 20,70920.7k $1.1m $1.1m 0.01% Added +3.9k +3,873
50 McNamara Financial Services, Inc. 0.26% of their portfolio MARSHFIELD, MA 20,68820.7k $1.1m $1.1m 0.26% Added +668 +668
51 Conrad Siegel Investment Advisors, Inc. 0.53% of their portfolio HARRISBURG, PA 20,18320.2k $1.0m $1.0m 0.53% Added +111 +111
52 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 19,89719.9k $1.0m $1.0m 0.01% Reduced -508 -508
53 PROFFITT & GOODSON INC 0.20% of their portfolio KNOXVILLE, TN 18,72818.7k $955.7k $955.7k 0.20% Added +1.7k +1,693
54 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 18,62218.6k $950.3k $950.3k 0.01% Reduced -14.9k -14,857
55 W.G. Shaheen & Associates DBA Whitney & Co 0.14% of their portfolio ROCHESTER, NY 17,78417.8k $907.5k $907.5k 0.14% Added +385 +385
56 Chicago Partners Investment Group LLC 0.05% of their portfolio CHICAGO, IL 17,48617.5k $879.9k $879.9k 0.05% Added +19 +19
57 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 16,93416.9k $864.2k $864.2k 0.01% Reduced -3.6k -3,568
58 Sterling Investment Counsel, LLC 0.48% of their portfolio Buffalo, NY 16,24916.2k $829.2k $829.2k 0.48% Added +7.3k +7,338
59 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 16,21816.2k $828.0k $828.0k 0.00% Added +1.3k +1,297
60 Revolve Wealth Partners, LLC 0.19% of their portfolio Hackensack, NJ 15,99016.0k $816.0k $816.0k 0.19% Added +845 +845
61 Orange Investment Advisors, Inc. 0.11% of their portfolio GOSHEN, NY 15,70015.7k $801.2k $801.2k 0.11% Reduced -150 -150
62 WNY Asset Management, LLC 0.15% of their portfolio Williamsville, NY 14,90014.9k $760.3k $760.3k 0.15% New
63 Magnus Financial Group LLC 0.11% of their portfolio NEW YORK, NY 14,35814.4k $732.7k $732.7k 0.11% Added +1.9k +1,904
64 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 14,23914.2k $726.6k $726.6k 0.00% New
65 FLAGSTAR SECURITIES, INC 0.28% of their portfolio New York, NY 14,22414.2k $725.8k $725.8k 0.28% Added +161 +161
66 KING LUTHER CAPITAL MANAGEMENT CORP 0.00% of their portfolio FORT WORTH, TX 13,86413.9k $707.5k $707.5k 0.00% Unchanged
67 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 13,57313.6k $693.0k $693.0k 0.00% Reduced -1.5k -1,496
68 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 13,20013.2k $673.6k $673.6k 0.01% Reduced -210 -210
69 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 12,49212.5k $637.5k $637.5k 0.00% New
70 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 12,03412.0k $614.1k $614.1k 0.00% New
71 Rockbridge Investment Management, LCC 0.11% of their portfolio Syracuse, NY 11,97512.0k $611.1k $611.1k 0.11% Unchanged
72 North Star Investment Management Corp. 0.05% of their portfolio CHICAGO, IL 11,95011.9k $609.8k $609.8k 0.05% Unchanged
73 Citizens Business Bank 0.14% of their portfolio ONTARIO, CA 11,43411.4k $583.5k $583.5k 0.14% Added +1.3k +1,319
74 Independent Wealth Network Inc. 0.33% of their portfolio URBANDALE, IA 10,57810.6k $539.8k $539.8k 0.33% Added +58 +58
75 Kades & Cheifetz LLC 0.42% of their portfolio Berwyn, PA 10,44610.4k $533.1k $533.1k 0.42% Added +21 +21
76 ALTFEST L J & CO INC 0.08% of their portfolio NEW YORK, NY 10,23210.2k $522.0k $522.0k 0.08% New
77 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 10,01110.0k $510.9k $510.9k 0.00% Added +670 +670
78 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,6588.7k $441.8k $441.8k 0.00% New
79 Bell Investment Advisors, Inc 0.10% of their portfolio ORINDA, CA 8,3578.4k $426.4k $426.4k 0.10% New
80 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 8,2628.3k $421.6k $421.6k 0.01% Reduced -6.5k -6,524
81 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 8,2628.3k $421.6k $421.6k 0.01% Reduced -6.5k -6,524
82 Breakwater Capital Group 0.14% of their portfolio PARAMUS, NJ 8,1058.1k $408.4k $408.4k 0.14% Reduced -6.5k -6,478
83 Bryn Mawr Trust Advisors, LLC 0.03% of their portfolio PHILADELPHIA, PA 7,7277.7k $394.3k $394.3k 0.03% New
84 ELEVATUS WELATH MANAGEMENT 0.35% of their portfolio VICTOR, NY 7,5067.5k $383.0k $383.0k 0.35% Added +4 +4
85 Values Added Financial LLC 0.33% of their portfolio WASHINGTON, DC 7,1677.2k $365.7k $365.7k 0.33% Unchanged
86 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 6,8756.9k $350.8k $350.8k 0.00% Reduced -555 -555
87 VALICENTI ADVISORY SERVICES INC 0.12% of their portfolio ELMIRA, NY 6,6756.7k $341.0k $341.0k 0.12% Unchanged
88 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 6,6506.7k $339.4k $339.4k 0.00% Reduced -350 -350
89 AllSquare Wealth Management LLC 0.21% of their portfolio ALBANY, NY 6,4146.4k $327.3k $327.3k 0.21% Unchanged
90 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 6,3726.4k $325.2k $325.2k 0.00% Reduced -1.7k -1,718
91 MBL Wealth, LLC 0.04% of their portfolio CHARLOTTE, NC 6,2006.2k $316.4k $316.4k 0.04% Added +500 +500
92 Boston Standard Wealth Management, LLC 0.08% of their portfolio WINCHESTER, MA 6,1636.2k $314.0k $314.0k 0.08% New
93 WEALTH ALLIANCE, LLC 0.05% of their portfolio MELLVILLE, NY 5,8485.8k $298.4k $298.4k 0.05% Added +165 +165
94 Granite FO LLC 0.20% of their portfolio BEDFORD, NH 5,6425.6k $287.9k $287.9k 0.20% Unchanged
95 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 5,3155.3k $271.2k $271.2k 0.00% Reduced -2.1k -2,088
96 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 5,2005.2k $265.4k $265.4k 0.00% Reduced -6.0k -5,993
97 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,7494.7k $242.4k $242.4k 0.00% Added +2.5k +2,544
98 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 4,5264.5k $231.0k $231.0k 0.00% New
99 Ackerman Capital Advisors, LLC 0.06% of their portfolio DALLAS, TX 4,4714.5k $228.2k $228.2k 0.06% Reduced -244 -244
100 Tortoise Investment Management, LLC 0.03% of their portfolio WHITE PLAINS, NY 4,3994.4k $224.5k $224.5k 0.03% Added +582 +582