Vault-13

ISHARES TR SCZ

EAFE SML CP ETF · ETP · CUSIP 464288273

684 institutional holders -26 vs Q4 2023
117,337,932117.3m shares reported held*
$7.4bnreported value*
39 new 197 added 274 reduced 62 sold out net sold ≈ $353.9m (-5.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($738.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $63.33. Options: 2 managers hold calls ($798.0k notional), 2 hold puts ($1.4m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 633Q4 22: 685Q1 23: 682Q2 23: 670Q3 23: 654Q4 23: 710Q1 24: 684684Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022633
Q4 2022685
Q1 2023682
Q2 2023670
Q3 2023654
Q4 2023710
Q1 2024684

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 269 bought or addedQ4 22: 311 cut or sold outQ4 22Q1 23: 269 bought or addedQ1 23: 321 cut or sold outQ1 23Q2 23: 287 bought or addedQ2 23: 310 cut or sold outQ2 23Q3 23: 246 bought or addedQ3 23: 319 cut or sold outQ3 23Q4 23: 276 bought or addedQ4 23: 309 cut or sold outQ4 23Q1 24: 236 bought or addedQ1 24: 336 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022269311
Q1 2023269321
Q2 2023287310
Q3 2023246319
Q4 2023276309
Q1 2024236336

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ2 23 calls: $2.7mQ2 23 puts: $2.1mQ2 23P/C 0.78Q3 23 calls: $1.3mQ3 23 puts: $954.3kQ3 23P/C 0.73Q4 23 calls: $365.2kQ4 23 puts: $51.8mQ4 23P/C 141.70Q1 24 calls: $798.0kQ1 24 puts: $1.4mQ1 24P/C 1.81
Numbers
QuarterCallsPutsP/C
Q2 2023$2.7m$2.1m0.78
Q3 2023$1.3m$954.3k0.73
Q4 2023$365.2k$51.8m141.70
Q1 2024$798.0k$1.4m1.81

Biggest buyers

JANE STREET GROUP, LLC Added +2,930,610+2.9m
TIAA TRUST, NATIONAL ASSOCIATION Added +798,015+798.0k
NATIXIS ADVISORS, LLC Added +743,595+743.6k
Alberta Investment Management Corp New +413,798+413.8k
OLD MISSION CAPITAL LLC Added +220,824+220.8k
CM WEALTH ADVISORS LLC New +189,564+189.6k
BlackRock Inc. Added +183,199+183.2k
FLOW TRADERS U.S. LLC Added +152,421+152.4k
Russell Investments Group, Ltd. Added +151,150+151.2k
Focus Partners Wealth Added +123,991+124.0k

Biggest sellers

JONES FINANCIAL COMPANIES LLLP Reduced -3,689,851-3.7m
Washington Trust Bank Reduced -1,419,352-1.4m
FMR LLC Reduced -1,142,761-1.1m
MORGAN STANLEY Reduced -865,037-865.0k
Mill Creek Capital Advisors, LLC Reduced -863,077-863.1k
GOLDMAN SACHS GROUP INC Reduced -634,978-635.0k
Kabouter Management, LLC Reduced -581,541-581.5k
Bank of New York Mellon Corp Reduced -480,690-480.7k
Mariner, LLC Reduced -199,333-199.3k
Harding Loevner LP Sold out -166,388-166.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $772.6k12.2k shares
CITADEL ADVISORS LLC Reduced $25.3k400 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.3m20.3k shares
CITADEL ADVISORS LLC Reduced $158.3k2.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JONES FINANCIAL COMPANIES LLLP 1.34% of their portfolio DES PERES, MO 15,485,76715.5m $980.7m $980.7m 1.34% Reduced -3.7m -3,689,851
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 8,282,3858.3m $524.5m $524.5m 0.01% Reduced -865.0k -865,037
3 NATIXIS ADVISORS, LLC 1.05% of their portfolio Boston, MA 7,212,7207.2m $456.8m $456.8m 1.05% Added +743.6k +743,595
4 State of New Jersey Common Pension Fund D 1.01% of their portfolio TRENTON, NJ 5,265,2365.3m $333.4m $333.4m 1.01% Unchanged
5 Creative Planning 0.36% of their portfolio OVERLAND PARK, KS 5,069,5395.1m $321.1m $321.1m 0.36% Reduced -99.5k -99,490
6 TIAA TRUST, NATIONAL ASSOCIATION 0.97% of their portfolio CHARLOTTE, NC 4,990,3515.0m $316.0m $316.0m 0.97% Added +798.0k +798,015
7 Matson Money. Inc. 8.69% of their portfolio MASON, OH 4,139,0134.1m $262.1m $262.1m 8.69% Added +8.0k +8,026
8 Bank of New York Mellon Corp 0.05% of their portfolio NEW YORK, NY 4,113,2584.1m $260.5m $260.5m 0.05% Reduced -480.7k -480,690
9 JANE STREET GROUP, LLC 0.33% of their portfolio NEW YORK, NY 4,009,0484.0m $253.9m $253.9m 0.33% Added +2.9m +2,930,610
10 FMR LLC 0.01% of their portfolio BOSTON, MA 3,316,6543.3m $210.0m $210.0m 0.01% Reduced -1.1m -1,142,761
11 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 3,253,8553.3m $206.1m $206.1m 0.04% Reduced -635.0k -634,978
12 BlackRock Inc. 0.00% of their portfolio New York, NY 3,054,6423.1m $193.5m $193.5m 0.00% Added +183.2k +183,199
13 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,124,2872.1m $134.5m $134.5m 0.01% Added +115.2k +115,223
14 Modera Wealth Management, LLC 1.94% of their portfolio WESTWOOD, NJ 2,014,3972.0m $127.6m $127.6m 1.94% Added +113.5k +113,475
15 PNC Financial Services Group, Inc. 0.08% of their portfolio Pittsburgh, PA 1,865,8071.9m $118.2m $118.2m 0.08% Reduced -119.9k -119,868
16 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,376,1471.4m $87.2m $87.2m 0.03% Reduced -67.5k -67,492
17 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,246,7521.2m $79.0m $79.0m 0.01% Reduced -47.8k -47,788
18 Forvis Mazars Wealth Advisors, LLC 1.94% of their portfolio Springfield, MO 1,202,3701.2m $76.1m $76.1m 1.94% Reduced -43.1k -43,059
19 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,045,2461.0m $66.2m $66.2m 0.02% Reduced -17.3k -17,308
20 Cassaday & Co Wealth Management LLC 1.85% of their portfolio MCLEAN, VA 896,708896.7k $56.8m $56.8m 1.85% Reduced -13.1k -13,097
21 HighTower Advisors, LLC 0.08% of their portfolio CHICAGO, IL 823,895823.9k $52.1m $52.1m 0.08% Reduced -106.4k -106,374
22 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 732,180732.2k $46.4m $46.4m 0.01% Reduced -135.5k -135,527
23 One Capital Management, LLC 1.52% of their portfolio WESTLAKE VILLAGE, CA 663,431663.4k $42.0m $42.0m 1.52% Added +29.6k +29,610
24 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 660,905660.9k $41.9m $41.9m 0.07% Reduced -14.8k -14,763
25 State of Tennessee, Department of Treasury 0.15% of their portfolio NASHVILLE, TN 655,184655.2k $41.5m $41.5m 0.15% Reduced -1.2k -1,240
26 Focus Partners Wealth 0.32% of their portfolio ST LOUIS, MO 623,300623.3k $39.5m $39.5m 0.32% Added +124.0k +123,991
27 COLDSTREAM CAPITAL MANAGEMENT INC 1.00% of their portfolio BELLEVUE, WA 622,938622.9k $39.5m $39.5m 1.00% Added +55.7k +55,680
28 LAKE STREET ADVISORS GROUP, LLC 1.83% of their portfolio PORTSMOUTH, NH 617,513617.5k $39.1m $39.1m 1.83% Reduced -165.4k -165,445
29 Wilmington Savings Fund Society, FSB 1.48% of their portfolio WILMINGTON, DE 610,465610.5k $38.7m $38.7m 1.48% First filing
30 HALBERT HARGROVE GLOBAL ADVISORS, LLC 2.54% of their portfolio LONG BEACH, CA 606,034606.0k $38.4m $38.4m 2.54% Reduced -17.2k -17,207
31 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 575,660575.7k $36.5m $36.5m 0.01% Added +31.6k +31,615
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 567,813567.8k $36.0m $36.0m 0.04% Reduced -11.4k -11,390
33 AVANTAX ADVISORY SERVICES, INC. 0.32% of their portfolio DALLAS, TX 564,086564.1k $35.7m $35.7m 0.32% Added +34.6k +34,584
34 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 523,373523.4k $33.1m $33.1m 0.02% Reduced -2.5k -2,453
35 BUCKINGHAM STRATEGIC WEALTH, LLC 0.33% of their portfolio CLAYTON, MO 489,583489.6k $31.0m $31.0m 0.33% Reduced -997 -997
36 Ballentine Partners, LLC 0.58% of their portfolio Waltham, MA 483,585483.6k $30.6m $30.6m 0.58% Reduced -86.6k -86,643
37 MONETA GROUP INVESTMENT ADVISORS LLC 0.49% of their portfolio ST LOUIS, MO 479,448479.4k $30.4m $30.4m 0.49% Added +67.1k +67,101
38 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 448,619448.6k $28.4m $28.4m 0.01% Added +49.3k +49,309
39 Plancorp, LLC 1.16% of their portfolio SAINT LOUIS, MO 422,739422.7k $26.8m $26.8m 1.16% Added +817 +817
40 Russell Investments Group, Ltd. 0.04% of their portfolio Seattle, WA 415,778415.8k $26.3m $26.3m 0.04% Added +151.2k +151,150
41 Alberta Investment Management Corp 0.27% of their portfolio EDMONTON, A0 413,798413.8k $26.2m $26.2m 0.27% New
42 Baker Avenue Asset Management, LP 1.03% of their portfolio SAN FRANCISCO, CA 412,881412.9k $26.1m $26.1m 1.03% Added +14.7k +14,689
43 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 406,218406.2k $25.7m $25.7m 0.04% Reduced -32.1k -32,076
44 CHOREO, LLC 0.64% of their portfolio ROCKFORD, IL 393,356393.4k $24.9m $24.9m 0.64% Reduced -29.3k -29,258
45 Equitable Holdings, Inc. 0.26% of their portfolio NEW YORK, NY 359,298359.3k $22.8m $22.8m 0.26% Reduced -45.4k -45,377
46 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 348,032348.0k $22.0m $22.0m 0.01% Added +92.1k +92,063
47 Mill Creek Capital Advisors, LLC 0.59% of their portfolio Conshohocken, PA 342,635342.6k $21.7m $21.7m 0.59% Reduced -863.1k -863,077
48 Shakespeare Wealth Management, LLC 6.29% of their portfolio Pewaukee, WI 342,491342.5k $21.7m $21.7m 6.29% Added +16.5k +16,493
49 OLD MISSION CAPITAL LLC 0.52% of their portfolio CHICAGO, IL 334,651334.7k $21.2m $21.2m 0.52% Added +220.8k +220,824
50 Federation des caisses Desjardins du Quebec 0.14% of their portfolio LEVIS, A8 306,466306.5k $19.4m $19.4m 0.14% Added +25.2k +25,207
51 Envestnet Portfolio Solutions, Inc. 0.07% of their portfolio BERWYN, PA 301,750301.8k $19.1m $19.1m 0.07% Added +56.3k +56,315
52 FIFTH THIRD BANCORP 0.07% of their portfolio CINCINNATI, OH 301,603301.6k $19.1m $19.1m 0.07% Reduced -13.7k -13,673
53 Brand Asset Management Group, Inc. 8.11% of their portfolio CHESTERFIELD, MO 297,747297.7k $18.9m $18.9m 8.11% Added +11.2k +11,189
54 FLOW TRADERS U.S. LLC 0.99% of their portfolio NEW YORK, NY 292,719292.7k $18.5m $18.5m 0.99% Added +152.4k +152,421
55 Bear Mountain Capital, Inc. 7.59% of their portfolio SEATTLE, WA 290,423290.4k $17.6m $17.6m 7.59% Reduced -14.6k -14,568
56 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 281,635281.6k $17.8m $17.8m 0.01% Added +74.6k +74,613
57 QUADRANT CAPITAL GROUP LLC 1.40% of their portfolio CINCINNATI, OH 279,836279.8k $17.7m $17.7m 1.40% Added +6.9k +6,916
58 Wealthcare Advisory Partners LLC 0.58% of their portfolio WEST CHESTER, PA 277,547277.5k $17.6m $17.6m 0.58% Added +22.0k +22,036
59 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 276,428276.4k $17.5m $17.5m 0.00% Reduced -72.4k -72,372
60 Shore Point Advisors, LLC 9.24% of their portfolio BRIELLE, NJ 255,727255.7k $16.2m $16.2m 9.24% Reduced -2.1k -2,118
61 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 251,282251.3k $15.9m $15.9m 0.04% Reduced -34.3k -34,282
62 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 250,470250.5k $15.9m $15.9m 0.03% Reduced -4.4k -4,427
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 247,178247.2k $15.7m $15.7m 0.00% Added +44.0k +44,034
64 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 240,924240.9k $15.3m $15.3m 0.02% Added +12.2k +12,184
65 Pathstone Holdings, LLC 0.07% of their portfolio ENGLEWOOD, NJ 234,122234.1k $14.8m $14.8m 0.07% Added +1.6k +1,581
66 Full Sail Capital, LLC 1.00% of their portfolio OKLAHOMA CITY, OK 227,515227.5k $14.4m $14.4m 1.00% Added +9.6k +9,550
67 MAI Capital Management 0.15% of their portfolio INDEPENDENCE, OH 222,278222.3k $14.1m $14.1m 0.15% Added +8.0k +7,971
68 MISSION WEALTH MANAGEMENT, LP 0.37% of their portfolio Santa Barbara, CA 218,275218.3k $13.8m $13.8m 0.37% Added +24.1k +24,064
69 Syntrinsic LLC 4.63% of their portfolio DENVER, CO 218,129218.1k $13.8m $13.8m 4.63% Added +2.7k +2,696
70 American Financial Advisors, LLC 1.85% of their portfolio Marietta, GA 207,725207.7k $13.2m $13.2m 1.85% Reduced -9.1k -9,092
71 Savant Capital, LLC 0.15% of their portfolio ROCKFORD, IL 207,632207.6k $13.1m $13.1m 0.15% Reduced -28.4k -28,409
72 FIRST CITIZENS BANK & TRUST CO 0.24% of their portfolio RALEIGH, NC 201,744201.7k $12.8m $12.8m 0.24% Added +46.8k +46,803
73 EXENCIAL WEALTH ADVISORS, LLC 0.47% of their portfolio OKLAHOMA CITY, OK 197,754197.8k $12.5m $12.5m 0.47% Reduced -6.2k -6,179
74 Checchi Capital Advisers, LLC 0.97% of their portfolio BEVERLY HILLS, CA 196,214196.2k $12.4m $12.4m 0.97% Reduced -14.8k -14,801
75 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 195,940195.9k $12.4m $12.4m 0.03% Added +109.7k +109,693
76 M&T Bank Corp 0.04% of their portfolio BUFFALO, NY 195,629195.6k $12.4m $12.4m 0.04% Reduced -56.5k -56,465
77 Wealth Architects, LLC 1.61% of their portfolio MOUNTAIN VIEW, CA 193,367193.4k $12.2m $12.2m 1.61% Reduced -1.0k -1,029
78 Austin Private Wealth, LLC 1.39% of their portfolio Austin, TX 191,694191.7k $12.1m $12.1m 1.39% Reduced -6.8k -6,838
79 CM WEALTH ADVISORS LLC 3.42% of their portfolio BEACHWOOD, OH 189,564189.6k $12.0m $12.0m 3.42% New
80 Klingman & Associates, LLC 0.82% of their portfolio New York, NY 186,938186.9k $11.8m $11.8m 0.82% Reduced -1.1k -1,134
81 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 186,413186.4k $11.8m $11.8m 0.03% Added +7.4k +7,363
82 Parcion Private Wealth LLC 1.03% of their portfolio BELLEVUE, WA 184,810184.8k $11.7m $11.7m 1.03% Reduced -1.8k -1,848
83 Pure Financial Advisors, LLC 0.35% of their portfolio SAN DIEGO, CA 178,736178.7k $11.3m $11.3m 0.35% Reduced -1.8k -1,808
84 Alesco Advisors, LLC, An ESL Co 0.37% of their portfolio Pittsford, NY 177,748177.7k $11.3m $11.3m 0.37% Reduced -2.4k -2,376
85 Larson Financial Group LLC 0.85% of their portfolio ST LOUIS, MO 174,125174.1k $11.0m $11.0m 0.85% Added +47.1k +47,090
86 State of Wisconsin - Board of Commissioners of Public Lands 2.50% of their portfolio MADISON, WI 166,219166.2k $10.5m $10.5m 2.50% Unchanged
87 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 165,651165.7k $10.5m $10.5m 0.04% Reduced -111.7k -111,741
88 Falcon Wealth Planning 1.59% of their portfolio Ontario, CA 158,768158.8k $10.1m $10.1m 1.59% Reduced -57.7k -57,744
89 Waverly Advisors, LLC 0.23% of their portfolio BIRMINGHAM, AL 156,251156.3k $9.9m $9.9m 0.23% Reduced -14.6k -14,585
90 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 153,244153.2k $9.7m $9.7m 0.00% Added +4.8k +4,805
91 Mariner, LLC 0.02% of their portfolio Overland Park, KS 153,070153.1k $9.7m $9.7m 0.02% Reduced -199.3k -199,333
92 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 148,990149.0k $9.4m $9.4m 0.02% Reduced -4.9k -4,886
93 RTD Financial Advisors, Inc. 1.25% of their portfolio Philadelphia, PA 147,236147.2k $9.3m $9.3m 1.25% Added +3.0k +3,003
94 Covenant Partners, LLC 2.69% of their portfolio Nashville, TN 145,544145.5k $9.2m $9.2m 2.69% Reduced -6.7k -6,709
95 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 143,391143.4k $9.1m $9.1m 0.01% Reduced -50.0k -49,988
96 Kabouter Management, LLC 37.94% of their portfolio Chicago, IL 141,932141.9k $9.0m $9.0m 37.94% Reduced -581.5k -581,541
97 WESCAP Management Group, Inc. 2.49% of their portfolio Glendale, CA 135,645135.6k $8.6m $8.6m 2.49% Reduced -315 -315
98 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 134,383134.4k $8.5m $8.5m 0.02% Reduced -504 -504
99 SACHEM HILL LLC 1.96% of their portfolio DENVER, CO 131,988132.0k $8.4m $8.4m 1.96% Reduced -4.4k -4,359
100 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 131,617131.6k $8.3m $8.3m 0.00% Reduced -24.2k -24,248