Vault-13

ISHARES TR SCZ

EAFE SML CP ETF · ETP · CUSIP 464288273

710 institutional holders +56 vs Q3 2023
122,572,446122.6m shares reported held*
$7.6bnreported value*
59 new 217 added 262 reduced 47 sold out net sold ≈ $684.9m (-11.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($722.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $61.90. Options: 2 managers hold calls ($365.2k notional), 3 hold puts ($51.8m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 633Q4 22: 685Q1 23: 682Q2 23: 670Q3 23: 654Q4 23: 710710Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022633
Q4 2022685
Q1 2023682
Q2 2023670
Q3 2023654
Q4 2023710

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 269 bought or addedQ4 22: 311 cut or sold outQ4 22Q1 23: 269 bought or addedQ1 23: 321 cut or sold outQ1 23Q2 23: 287 bought or addedQ2 23: 310 cut or sold outQ2 23Q3 23: 246 bought or addedQ3 23: 319 cut or sold outQ3 23Q4 23: 276 bought or addedQ4 23: 309 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022269311
Q1 2023269321
Q2 2023287310
Q3 2023246319
Q4 2023276309

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ1 23 calls: $2.8mQ1 23 puts: $3.0mQ1 23P/C 1.07Q2 23 calls: $2.7mQ2 23 puts: $2.1mQ2 23P/C 0.78Q3 23 calls: $1.3mQ3 23 puts: $954.3kQ3 23P/C 0.73Q4 23 calls: $365.2kQ4 23 puts: $51.8mQ4 23P/C 141.70
Numbers
QuarterCallsPutsP/C
Q1 2023$2.8m$3.0m1.07
Q2 2023$2.7m$2.1m0.78
Q3 2023$1.3m$954.3k0.73
Q4 2023$365.2k$51.8m141.70

Biggest buyers

MORGAN STANLEY Added +4,336,364+4.3m
NATIXIS ADVISORS, LLC Added +730,751+730.8k
Cassaday & Co Wealth Management LLC Added +721,741+721.7k
FMR LLC Added +678,904+678.9k
JANE STREET GROUP, LLC Added +506,148+506.1k
Syntrinsic LLC New +215,433+215.4k
Mariner, LLC Added +202,353+202.4k
HighTower Advisors, LLC Added +166,711+166.7k
Harding Loevner LP New +166,388+166.4k
BANK OF MONTREAL /CAN/ Added +156,994+157.0k

Biggest sellers

JONES FINANCIAL COMPANIES LLLP Reduced -15,188,090-15.2m
1832 Asset Management L.P. Sold out -718,210-718.2k
State of Tennessee, Department of Treasury Reduced -564,576-564.6k
Bank of New York Mellon Corp Reduced -530,551-530.6k
Forvis Mazars Wealth Advisors, LLC Reduced -276,423-276.4k
Kabouter Management, LLC Reduced -272,011-272.0k
WELLINGTON MANAGEMENT GROUP LLP Reduced -212,590-212.6k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -180,628-180.6k
Integrated Investment Consultants, LLC Sold out -138,406-138.4k
Trellis Advisors, LLC Sold out -126,594-126.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $290.9k4.7k shares
CITADEL ADVISORS LLC Reduced $74.3k1.2k shares

Biggest puts

Lighthouse Investment Partners, LLC New $50.3m650.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.1m18.1k shares
CITADEL ADVISORS LLC Reduced $328.1k5.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JONES FINANCIAL COMPANIES LLLP 1.78% of their portfolio DES PERES, MO 19,175,61819.2m $1.2bn $1.2bn 1.78% Reduced -15.2m -15,188,090
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 9,147,4229.1m $566.2m $566.2m 0.02% Added +4.3m +4,336,364
3 NATIXIS ADVISORS, LLC 1.05% of their portfolio Boston, MA 6,469,1256.5m $400.4m $400.4m 1.05% Added +730.8k +730,751
4 State of New Jersey Common Pension Fund D 1.09% of their portfolio TRENTON, NJ 5,265,2365.3m $325.9m $325.9m 1.09% Unchanged
5 Creative Planning 0.59% of their portfolio OVERLAND PARK, KS 5,169,0295.2m $320.0m $320.0m 0.59% Reduced -51.9k -51,874
6 Bank of New York Mellon Corp 0.06% of their portfolio NEW YORK, NY 4,593,9484.6m $284.4m $284.4m 0.06% Reduced -530.6k -530,551
7 FMR LLC 0.02% of their portfolio BOSTON, MA 4,459,4154.5m $276.0m $276.0m 0.02% Added +678.9k +678,904
8 TIAA TRUST, NATIONAL ASSOCIATION 0.87% of their portfolio CHARLOTTE, NC 4,192,3364.2m $259.5m $259.5m 0.87% Added +41.0k +41,033
9 Matson Money. Inc. 8.72% of their portfolio MASON, OH 4,130,9874.1m $255.7m $255.7m 8.72% Reduced -25.3k -25,336
10 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 3,888,8333.9m $240.7m $240.7m 0.05% Reduced -2.3k -2,313
11 BlackRock Inc. 0.00% of their portfolio New York, NY 2,871,4432.9m $177.7m $177.7m 0.00% Reduced -49.7k -49,716
12 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,009,0642.0m $124.4m $124.4m 0.01% Added +73.8k +73,826
13 PNC Financial Services Group, Inc. 0.10% of their portfolio Pittsburgh, PA 1,985,6752.0m $122.9m $122.9m 0.10% Reduced -85.1k -85,105
14 Modera Wealth Management, LLC 1.95% of their portfolio WESTWOOD, NJ 1,900,9221.9m $117.7m $117.7m 1.95% Added +30.3k +30,279
15 Washington Trust Bank 8.34% of their portfolio Spokane, WA 1,520,2001.5m $94.1m $94.1m 8.34% Reduced -24.7k -24,690
16 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 1,443,6391.4m $89.4m $89.4m 0.04% Reduced -21.5k -21,514
17 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,294,5401.3m $80.1m $80.1m 0.01% Reduced -5.2k -5,172
18 Forvis Mazars Wealth Advisors, LLC 2.15% of their portfolio Springfield, MO 1,245,4291.2m $77.1m $77.1m 2.15% Reduced -276.4k -276,423
19 Mill Creek Capital Advisors, LLC 2.21% of their portfolio Conshohocken, PA 1,205,7121.2m $74.6m $74.6m 2.21% Added +56.5k +56,496
20 JANE STREET GROUP, LLC 0.08% of their portfolio NEW YORK, NY 1,078,4381.1m $66.8m $66.8m 0.08% Added +506.1k +506,148
21 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,062,5541.1m $65.8m $65.8m 0.03% Reduced -21.0k -20,955
22 HighTower Advisors, LLC 0.10% of their portfolio CHICAGO, IL 930,269930.3k $57.6m $57.6m 0.10% Added +166.7k +166,711
23 Cassaday & Co Wealth Management LLC 1.95% of their portfolio MCLEAN, VA 909,805909.8k $56.3m $56.3m 1.95% Added +721.7k +721,741
24 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 867,707867.7k $53.8m $53.8m 0.02% Added +157.0k +156,994
25 LAKE STREET ADVISORS GROUP, LLC 2.43% of their portfolio PORTSMOUTH, NH 782,958783.0k $48.5m $48.5m 2.43% Reduced -88.0k -87,970
26 Kabouter Management, LLC 36.31% of their portfolio Chicago, IL 723,473723.5k $44.8m $44.8m 36.31% Reduced -272.0k -272,011
27 Corient Private Wealth LP 0.08% of their portfolio MIAMI, FL 675,668675.7k $41.8m $41.8m 0.08% Reduced -26.2k -26,232
28 State of Tennessee, Department of Treasury 0.16% of their portfolio NASHVILLE, TN 656,424656.4k $40.6m $40.6m 0.16% Reduced -564.6k -564,576
29 One Capital Management, LLC 1.55% of their portfolio WESTLAKE VILLAGE, CA 633,821633.8k $39.2m $39.2m 1.55% Reduced -16.9k -16,878
30 HALBERT HARGROVE GLOBAL ADVISORS, LLC 2.68% of their portfolio LONG BEACH, CA 623,241623.2k $38.6m $38.6m 2.68% Added +25.1k +25,063
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 579,203579.2k $35.9m $35.9m 0.04% Added +28.0k +28,009
32 Ballentine Partners, LLC 0.72% of their portfolio Waltham, MA 570,228570.2k $35.3m $35.3m 0.72% Reduced -67.7k -67,714
33 COLDSTREAM CAPITAL MANAGEMENT INC 0.98% of their portfolio BELLEVUE, WA 567,258567.3k $35.1m $35.1m 0.98% Added +30.6k +30,592
34 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 544,045544.0k $33.7m $33.7m 0.02% Reduced -81.7k -81,652
35 AVANTAX ADVISORY SERVICES, INC. 0.33% of their portfolio DALLAS, TX 529,502529.5k $32.8m $32.8m 0.33% Added +24.5k +24,473
36 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 525,826525.8k $32.5m $32.5m 0.02% Added +6.9k +6,937
37 Focus Partners Wealth 0.40% of their portfolio ST LOUIS, MO 499,309499.3k $30.9m $30.9m 0.40% First filing
38 BUCKINGHAM STRATEGIC WEALTH, LLC 0.36% of their portfolio CLAYTON, MO 490,580490.6k $30.4m $30.4m 0.36% Added +9.9k +9,944
39 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 438,294438.3k $27.1m $27.1m 0.04% Reduced -46.4k -46,423
40 CHOREO, LLC 0.71% of their portfolio ROCKFORD, IL 422,614422.6k $26.2m $26.2m 0.71% Added +30.6k +30,595
41 Plancorp, LLC 1.25% of their portfolio SAINT LOUIS, MO 421,922421.9k $26.1m $26.1m 1.25% Added +12.9k +12,941
42 MONETA GROUP INVESTMENT ADVISORS LLC 0.50% of their portfolio ST LOUIS, MO 412,347412.3k $25.5m $25.5m 0.50% Added +374 +374
43 Equitable Holdings, Inc. 0.31% of their portfolio NEW YORK, NY 404,675404.7k $25.0m $25.0m 0.31% Reduced -12.5k -12,486
44 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 399,310399.3k $24.7m $24.7m 0.01% Reduced -11.3k -11,343
45 Baker Avenue Asset Management, LP 1.08% of their portfolio SAN FRANCISCO, CA 398,192398.2k $24.6m $24.6m 1.08% Added +48.3k +48,279
46 Mariner, LLC 0.05% of their portfolio Overland Park, KS 352,403352.4k $21.8m $21.8m 0.05% Added +202.4k +202,353
47 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 348,800348.8k $21.6m $21.6m 0.00% Reduced -212.6k -212,590
48 Shakespeare Wealth Management, LLC 6.24% of their portfolio Pewaukee, WI 325,998326.0k $20.2m $20.2m 6.24% Added +16.4k +16,362
49 FIFTH THIRD BANCORP 0.08% of their portfolio CINCINNATI, OH 315,276315.3k $19.5m $19.5m 0.08% Reduced -29.1k -29,057
50 Bear Mountain Capital, Inc. 7.68% of their portfolio SEATTLE, WA 304,991305.0k $18.3m $18.3m 7.68% First filing
51 Brand Asset Management Group, Inc. 8.11% of their portfolio CHESTERFIELD, MO 286,558286.6k $17.7m $17.7m 8.11% Added +3.6k +3,645
52 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 285,564285.6k $17.7m $17.7m 0.03% Reduced -62.8k -62,785
53 Federation des caisses Desjardins du Quebec 0.16% of their portfolio LEVIS, A8 281,259281.3k $17.4m $17.4m 0.16% Added +25.9k +25,884
54 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 277,392277.4k $17.2m $17.2m 0.06% Added +30.0k +30,036
55 QUADRANT CAPITAL GROUP LLC 1.45% of their portfolio CINCINNATI, OH 272,920272.9k $16.9m $16.9m 1.45% Added +21.8k +21,782
56 Russell Investments Group, Ltd. 0.03% of their portfolio Seattle, WA 264,628264.6k $16.4m $16.4m 0.03% Added +38.2k +38,200
57 Shore Point Advisors, LLC 9.88% of their portfolio BRIELLE, NJ 257,845257.8k $16.0m $16.0m 9.88% Added +2.7k +2,731
58 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 255,969256.0k $15.8m $15.8m 0.00% Added +4.3k +4,279
59 Wealthcare Advisory Partners LLC 0.63% of their portfolio WEST CHESTER, PA 255,511255.5k $15.8m $15.8m 0.63% Added +6.7k +6,709
60 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 254,897254.9k $15.8m $15.8m 0.03% Reduced -17.6k -17,595
61 M&T Bank Corp 0.06% of their portfolio BUFFALO, NY 252,094252.1k $15.6m $15.6m 0.06% Reduced -20.8k -20,762
62 Envestnet Portfolio Solutions, Inc. 0.06% of their portfolio BERWYN, PA 245,435245.4k $15.2m $15.2m 0.06% Reduced -18.8k -18,753
63 Savant Capital, LLC 0.19% of their portfolio ROCKFORD, IL 236,041236.0k $14.6m $14.6m 0.19% Reduced -7.5k -7,503
64 Pathstone Holdings, LLC 0.08% of their portfolio ENGLEWOOD, NJ 232,541232.5k $14.4m $14.4m 0.08% First filing
65 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 228,740228.7k $14.2m $14.2m 0.02% Added +2.1k +2,085
66 Full Sail Capital, LLC 1.03% of their portfolio OKLAHOMA CITY, OK 217,965218.0k $13.5m $13.5m 1.03% Reduced -17.6k -17,558
67 American Financial Advisors, LLC 1.99% of their portfolio Marietta, GA 216,817216.8k $13.4m $13.4m 1.99% Reduced -19.2k -19,159
68 Falcon Wealth Planning 2.34% of their portfolio Ontario, CA 216,512216.5k $13.4m $13.4m 2.34% Reduced -73.4k -73,352
69 Syntrinsic LLC 4.59% of their portfolio DENVER, CO 215,433215.4k $13.3m $13.3m 4.59% New
70 MAI Capital Management 0.18% of their portfolio INDEPENDENCE, OH 214,307214.3k $13.3m $13.3m 0.18% Reduced -1.7k -1,673
71 Checchi Capital Advisers, LLC 1.06% of their portfolio BEVERLY HILLS, CA 211,015211.0k $13.1m $13.1m 1.06% Reduced -111.7k -111,723
72 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 207,022207.0k $12.8m $12.8m 0.00% Added +4.9k +4,853
73 EXENCIAL WEALTH ADVISORS, LLC 0.52% of their portfolio OKLAHOMA CITY, OK 203,933203.9k $12.6m $12.6m 0.52% Reduced -8.6k -8,607
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 203,144203.1k $12.6m $12.6m 0.00% Reduced -49.8k -49,828
75 Austin Private Wealth, LLC 1.55% of their portfolio Austin, TX 198,532198.5k $12.3m $12.3m 1.55% Reduced -18.2k -18,227
76 Wealth Architects, LLC 1.69% of their portfolio MOUNTAIN VIEW, CA 194,396194.4k $12.0m $12.0m 1.69% Reduced -5.0k -5,025
77 MISSION WEALTH MANAGEMENT, LP 0.40% of their portfolio Santa Barbara, CA 194,211194.2k $12.0m $12.0m 0.40% Reduced -11.0k -11,005
78 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 193,379193.4k $12.0m $12.0m 0.02% Reduced -8.1k -8,065
79 Klingman & Associates, LLC 0.85% of their portfolio New York, NY 188,072188.1k $11.6m $11.6m 0.85% Added +6.4k +6,435
80 Parcion Private Wealth LLC 1.06% of their portfolio BELLEVUE, WA 186,658186.7k $11.6m $11.6m 1.06% Reduced -12.6k -12,562
81 Pure Financial Advisors, LLC 0.39% of their portfolio SAN DIEGO, CA 180,544180.5k $11.2m $11.2m 0.39% Added +6.3k +6,291
82 Alesco Advisors, LLC, An ESL Co 0.39% of their portfolio Pittsford, NY 180,124180.1k $11.1m $11.1m 0.39% Reduced -6.0k -6,010
83 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 179,050179.1k $11.1m $11.1m 0.03% Reduced -2.0k -1,968
84 OPPENHEIMER ASSET MANAGEMENT INC. 0.15% of their portfolio NEW YORK, NY 172,936172.9k $10.7m $10.7m 0.15% Reduced -1.1k -1,097
85 Waverly Advisors, LLC 0.40% of their portfolio BIRMINGHAM, AL 170,836170.8k $10.6m $10.6m 0.40% Reduced -6.8k -6,782
86 Harding Loevner LP 0.06% of their portfolio Bridgewater, NJ 166,388166.4k $10.3m $10.3m 0.06% New
87 State of Wisconsin - Board of Commissioners of Public Lands 2.54% of their portfolio MADISON, WI 166,219166.2k $10.3m $10.3m 2.54% Unchanged
88 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 162,814162.8k $10.1m $10.1m 0.05% Reduced -2.1k -2,090
89 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 155,865155.9k $9.6m $9.6m 0.00% Reduced -3.1k -3,083
90 FIRST CITIZENS BANK & TRUST CO 0.17% of their portfolio RALEIGH, NC 154,941154.9k $9.6m $9.6m 0.17% Added +1.6k +1,550
91 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 153,876153.9k $9.5m $9.5m 0.03% Reduced -8.9k -8,873
92 Covenant Partners, LLC 2.97% of their portfolio Nashville, TN 152,253152.3k $9.4m $9.4m 2.97% Added +6.9k +6,914
93 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 148,439148.4k $9.2m $9.2m 0.00% Reduced -62.2k -62,228
94 RTD Financial Advisors, Inc. 1.25% of their portfolio Philadelphia, PA 144,233144.2k $8.9m $8.9m 1.25% Reduced -10.7k -10,672
95 FLOW TRADERS U.S. LLC 0.27% of their portfolio NEW YORK, NY 140,298140.3k $8.7m $8.7m 0.27% New
96 SACHEM HILL LLC 2.13% of their portfolio DENVER, CO 136,347136.3k $8.4m $8.4m 2.13% Added +17.8k +17,810
97 WESCAP Management Group, Inc. 2.71% of their portfolio Glendale, CA 135,960136.0k $8.4m $8.4m 2.71% Reduced -1.1k -1,065
98 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 134,887134.9k $8.3m $8.3m 0.02% Reduced -1.8k -1,841
99 Fairhaven Wealth Management, LLC 2.97% of their portfolio Oak Brook, IL 131,092131.1k $8.1m $8.1m 2.97% Reduced -36.2k -36,203
100 Shoker Investment Counsel, Inc. 3.06% of their portfolio OXFORD, OH 127,641127.6k $7.9m $7.9m 3.06% Added +1.6k +1,613