Vault-13

ISHARES TR SCZ

EAFE SML CP ETF · ETP · CUSIP 464288273

654 institutional holders -16 vs Q2 2023
133,277,330133.3m shares reported held*
$7.5bnreported value*
36 new 210 added 267 reduced 52 sold out net bought ≈ $102.1m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $56.47. Options: 3 managers hold calls ($1.3m notional), 3 hold puts ($954.3k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 633Q4 22: 685Q1 23: 682Q2 23: 670Q3 23: 654654Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022633
Q4 2022685
Q1 2023682
Q2 2023670
Q3 2023654

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 269 bought or addedQ4 22: 311 cut or sold outQ4 22Q1 23: 269 bought or addedQ1 23: 321 cut or sold outQ1 23Q2 23: 287 bought or addedQ2 23: 310 cut or sold outQ2 23Q3 23: 246 bought or addedQ3 23: 319 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022269311
Q1 2023269321
Q2 2023287310
Q3 2023246319

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ4 22 calls: $2.9mQ4 22 puts: $77.1mQ4 22P/C 26.25Q1 23 calls: $2.8mQ1 23 puts: $3.0mQ1 23P/C 1.07Q2 23 calls: $2.7mQ2 23 puts: $2.1mQ2 23P/C 0.78Q3 23 calls: $1.3mQ3 23 puts: $954.3kQ3 23P/C 0.73
Numbers
QuarterCallsPutsP/C
Q4 2022$2.9m$77.1m26.25
Q1 2023$2.8m$3.0m1.07
Q2 2023$2.7m$2.1m0.78
Q3 2023$1.3m$954.3k0.73

Biggest buyers

FMR LLC Added +1,093,589+1.1m
State of Tennessee, Department of Treasury Added +704,870+704.9k
NATIXIS ADVISORS, LLC Added +688,889+688.9k
JONES FINANCIAL COMPANIES LLLP Added +519,857+519.9k
JANE STREET GROUP, LLC Added +370,408+370.4k
GOLDMAN SACHS GROUP INC Added +188,637+188.6k
CITIGROUP INC Added +188,294+188.3k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC New +180,628+180.6k
MORGAN STANLEY Added +179,178+179.2k
CAPTRUST FINANCIAL ADVISORS Added +151,006+151.0k

Biggest sellers

WELLINGTON MANAGEMENT GROUP LLP Reduced -563,509-563.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -398,726-398.7k
Bank of New York Mellon Corp Reduced -330,954-331.0k
ROYAL BANK OF CANADA Reduced -270,966-271.0k
EP Wealth Advisors, LLC Reduced -248,226-248.2k
Kabouter Management, LLC Reduced -232,195-232.2k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -188,104-188.1k
JPMORGAN CHASE & CO Reduced -159,831-159.8k
BANK OF AMERICA CORP /DE/ Reduced -120,482-120.5k
Creative Planning Reduced -116,016-116.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $801.9k14.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $513.9k9.1k shares
Cutler Group LLC / CA New $0100 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $508.2k9.0k shares
CITADEL ADVISORS LLC Added $446.1k7.9k shares
Cutler Group LLC / CA Added $01.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JONES FINANCIAL COMPANIES LLLP 3.19% of their portfolio DES PERES, MO 34,363,70834.4m $1.9bn $1.9bn 3.19% Added +519.9k +519,857
2 NATIXIS ADVISORS, LLC 0.99% of their portfolio Boston, MA 5,738,3745.7m $324.0m $324.0m 0.99% Added +688.9k +688,889
3 State of New Jersey Common Pension Fund D 1.07% of their portfolio TRENTON, NJ 5,265,2365.3m $297.3m $297.3m 1.07% Unchanged
4 Creative Planning 0.39% of their portfolio OVERLAND PARK, KS 5,220,9035.2m $294.8m $294.8m 0.39% Reduced -116.0k -116,016
5 Bank of New York Mellon Corp 0.06% of their portfolio NEW YORK, NY 5,124,4995.1m $289.4m $289.4m 0.06% Reduced -331.0k -330,954
6 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 4,811,0584.8m $271.7m $271.7m 0.03% Added +179.2k +179,178
7 Matson Money. Inc. 8.49% of their portfolio MASON, OH 4,156,3234.2m $234.7m $234.7m 8.49% Added +120.3k +120,350
8 TIAA TRUST, NATIONAL ASSOCIATION 0.85% of their portfolio CHARLOTTE, NC 4,151,3034.2m $234.4m $234.4m 0.85% First filing
9 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 3,891,1463.9m $219.7m $219.7m 0.06% Added +188.6k +188,637
10 FMR LLC 0.02% of their portfolio BOSTON, MA 3,780,5113.8m $213.5m $213.5m 0.02% Added +1.1m +1,093,589
11 BlackRock Inc. 0.00% of their portfolio New York, NY 2,921,1592.9m $165.0m $165.0m 0.00% Added +122.1k +122,091
12 PNC Financial Services Group, Inc. 0.10% of their portfolio Pittsburgh, PA 2,070,7802.1m $116.9m $116.9m 0.10% Reduced -93.2k -93,208
13 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,935,2381.9m $109.3m $109.3m 0.01% Reduced -120.5k -120,482
14 Modera Wealth Management, LLC 1.99% of their portfolio WESTWOOD, NJ 1,870,6431.9m $105.6m $105.6m 1.99% Added +129.2k +129,163
15 Washington Trust Bank 9.11% of their portfolio Spokane, WA 1,544,8901.5m $87.2m $87.2m 9.11% Reduced -1.7k -1,728
16 Forvis Mazars Wealth Advisors, LLC 2.59% of their portfolio Springfield, MO 1,521,8521.5m $85.9m $85.9m 2.59% Reduced -76.0k -75,997
17 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 1,465,1531.5m $82.7m $82.7m 0.04% Reduced -398.7k -398,726
18 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,299,7121.3m $73.4m $73.4m 0.01% Reduced -9.2k -9,160
19 State of Tennessee, Department of Treasury 0.28% of their portfolio NASHVILLE, TN 1,221,0001.2m $68.9m $68.9m 0.28% Added +704.9k +704,870
20 Mill Creek Capital Advisors, LLC 2.16% of their portfolio Conshohocken, PA 1,149,2161.1m $64.9m $64.9m 2.16% Added +56.6k +56,648
21 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,083,5091.1m $61.2m $61.2m 0.03% Reduced -104.5k -104,546
22 Kabouter Management, LLC 36.89% of their portfolio Chicago, IL 995,484995.5k $56.2m $56.2m 36.89% Reduced -232.2k -232,195
23 LAKE STREET ADVISORS GROUP, LLC 2.92% of their portfolio PORTSMOUTH, NH 870,928870.9k $49.2m $49.2m 2.92% Added +82.5k +82,510
24 HighTower Advisors, LLC 0.08% of their portfolio CHICAGO, IL 763,558763.6k $43.1m $43.1m 0.08% Added +21.9k +21,887
25 1832 Asset Management L.P. 0.08% of their portfolio TORONTO, A6 718,210718.2k $40.6m $40.6m 0.08% Reduced -2.6k -2,580
26 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 710,713710.7k $41.4m $41.4m 0.02% Reduced -34.1k -34,148
27 Corient Private Wealth LP 0.09% of their portfolio MIAMI, FL 701,900701.9k $39.6m $39.6m 0.09% Added +4.6k +4,567
28 One Capital Management, LLC 1.63% of their portfolio WESTLAKE VILLAGE, CA 650,699650.7k $36.7m $36.7m 1.63% Added +41.7k +41,663
29 Ballentine Partners, LLC 0.85% of their portfolio Waltham, MA 637,942637.9k $36.0m $36.0m 0.85% Reduced -24.2k -24,244
30 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 625,697625.7k $35.3m $35.3m 0.02% Reduced -5.1k -5,106
31 HALBERT HARGROVE GLOBAL ADVISORS, LLC 2.55% of their portfolio LONG BEACH, CA 598,178598.2k $33.8m $33.8m 2.55% Added +5.7k +5,736
32 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 572,290572.3k $32.3m $32.3m 0.05% Added +370.4k +370,408
33 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 561,390561.4k $31.7m $31.7m 0.01% Reduced -563.5k -563,509
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 551,194551.2k $31.1m $31.1m 0.04% Reduced -69.2k -69,234
35 Wilmington Savings Fund Society, FSB 1.34% of their portfolio WILMINGTON, DE 539,034539.0k $30.4m $30.4m 1.34% Reduced -17.8k -17,781
36 COLDSTREAM CAPITAL MANAGEMENT INC 0.99% of their portfolio BELLEVUE, WA 536,666536.7k $30.3m $30.3m 0.99% Added +56.9k +56,940
37 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 518,889518.9k $29.3m $29.3m 0.02% Added +14.1k +14,095
38 AVANTAX ADVISORY SERVICES, INC. 0.32% of their portfolio DALLAS, TX 505,029505.0k $28.5m $28.5m 0.32% Added +29.5k +29,479
39 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 484,717484.7k $27.4m $27.4m 0.05% Reduced -35.6k -35,604
40 BUCKINGHAM STRATEGIC WEALTH, LLC 0.38% of their portfolio CLAYTON, MO 480,636480.6k $27.1m $27.1m 0.38% Reduced -404 -404
41 COLONY GROUP LLC 0.37% of their portfolio Boston, MA 439,121439.1k $24.8m $24.8m 0.37% Added +19.8k +19,812
42 Equitable Holdings, Inc. 0.34% of their portfolio NEW YORK, NY 417,161417.2k $23.6m $23.6m 0.34% Added +794 +794
43 MONETA GROUP INVESTMENT ADVISORS LLC 0.53% of their portfolio ST LOUIS, MO 411,973412.0k $23.3m $23.3m 0.53% Added +10.6k +10,623
44 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 410,653410.7k $23.2m $23.2m 0.01% Reduced -13.6k -13,626
45 Plancorp, LLC 1.24% of their portfolio SAINT LOUIS, MO 408,981409.0k $23.1m $23.1m 1.24% Added +782 +782
46 CHOREO, LLC 0.78% of their portfolio ROCKFORD, IL 392,019392.0k $22.1m $22.1m 0.78% Added +13.7k +13,694
47 Baker Avenue Asset Management, LP 0.99% of their portfolio SAN FRANCISCO, CA 349,913349.9k $19.8m $19.8m 0.99% Added +14.6k +14,635
48 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 348,349348.3k $19.7m $19.7m 0.03% Reduced -2.4k -2,357
49 FIFTH THIRD BANCORP 0.09% of their portfolio CINCINNATI, OH 344,333344.3k $19.4m $19.4m 0.09% Reduced -37.9k -37,915
50 Checchi Capital Advisers, LLC 1.69% of their portfolio BEVERLY HILLS, CA 322,738322.7k $18.2m $18.2m 1.69% Added +29.2k +29,186
51 Shakespeare Wealth Management, LLC 6.13% of their portfolio Pewaukee, WI 309,636309.6k $17.5m $17.5m 6.13% Added +7.7k +7,742
52 Falcon Wealth Planning 3.55% of their portfolio Ontario, CA 289,864289.9k $16.4m $16.4m 3.55% Added +29.6k +29,640
53 Brand Asset Management Group, Inc. 8.19% of their portfolio CHESTERFIELD, MO 282,913282.9k $16.0m $16.0m 8.19% Added +663 +663
54 M&T Bank Corp 0.06% of their portfolio BUFFALO, NY 272,856272.9k $15.4m $15.4m 0.06% Reduced -8.1k -8,148
55 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 272,492272.5k $15.4m $15.4m 0.03% Reduced -4.3k -4,261
56 Envestnet Portfolio Solutions, Inc. 0.07% of their portfolio BERWYN, PA 264,188264.2k $14.9m $14.9m 0.07% First filing
57 Federation des caisses Desjardins du Quebec 0.15% of their portfolio LEVIS, A8 255,375255.4k $14.4m $14.4m 0.15% Added +13.6k +13,614
58 Shore Point Advisors, LLC 10.43% of their portfolio BRIELLE, NJ 255,114255.1k $14.4m $14.4m 10.43% Added +8.5k +8,491
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 252,972253.0k $14.3m $14.3m 0.00% Reduced -159.8k -159,831
60 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 251,690251.7k $14.2m $14.2m 0.00% Reduced -271.0k -270,966
61 QUADRANT CAPITAL GROUP LLC 1.42% of their portfolio CINCINNATI, OH 251,138251.1k $14.2m $14.2m 1.42% Added +5.9k +5,911
62 Wealthcare Advisory Partners LLC 0.65% of their portfolio WEST CHESTER, PA 248,802248.8k $14.0m $14.0m 0.65% Added +9.5k +9,529
63 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 247,356247.4k $14.0m $14.0m 0.05% Added +151.0k +151,006
64 Savant Capital, LLC 0.21% of their portfolio ROCKFORD, IL 243,544243.5k $13.8m $13.8m 0.21% Added +20.1k +20,120
65 American Financial Advisors, LLC 2.10% of their portfolio Marietta, GA 235,976236.0k $13.3m $13.3m 2.10% Reduced -63.0k -63,029
66 Full Sail Capital, LLC 1.15% of their portfolio OKLAHOMA CITY, OK 235,523235.5k $13.3m $13.3m 1.15% Reduced -4.2k -4,249
67 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 226,655226.7k $12.8m $12.8m 0.02% Reduced -1.3k -1,311
68 Russell Investments Group, Ltd. 0.03% of their portfolio Seattle, WA 226,428226.4k $12.8m $12.8m 0.03% Reduced -17.7k -17,709
69 Austin Private Wealth, LLC 1.77% of their portfolio Austin, TX 216,759216.8k $12.2m $12.2m 1.77% Added +3.2k +3,202
70 MAI Capital Management 0.18% of their portfolio INDEPENDENCE, OH 215,980216.0k $12.2m $12.2m 0.18% Reduced -2.4k -2,417
71 EXENCIAL WEALTH ADVISORS, LLC 0.58% of their portfolio OKLAHOMA CITY, OK 212,540212.5k $12.0m $12.0m 0.58% Reduced -5.6k -5,614
72 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 210,667210.7k $11.9m $11.9m 0.00% Reduced -15.3k -15,325
73 PATHSTONE FAMILY OFFICE, LLC 0.09% of their portfolio ENGLEWOOD, NJ 208,677208.7k $11.7m $11.7m 0.09% Added +5.8k +5,808
74 MISSION WEALTH MANAGEMENT, LP 0.44% of their portfolio Santa Barbara, CA 205,216205.2k $11.6m $11.6m 0.44% Added +11.0k +10,976
75 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 202,169202.2k $11.4m $11.4m 0.00% Added +1.0k +1,016
76 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 201,444201.4k $11.4m $11.4m 0.02% Added +188.3k +188,294
77 Wealth Architects, LLC 1.92% of their portfolio MOUNTAIN VIEW, CA 199,421199.4k $11.3m $11.3m 1.92% Reduced -4.4k -4,395
78 Parcion Private Wealth LLC 1.17% of their portfolio BELLEVUE, WA 199,220199.2k $11.2m $11.2m 1.17% Reduced -597 -597
79 Cassaday & Co Wealth Management LLC 0.44% of their portfolio MCLEAN, VA 188,064188.1k $10.6m $10.6m 0.44% Reduced -6.9k -6,897
80 Alesco Advisors, LLC, An ESL Co 0.41% of their portfolio Pittsford, NY 186,134186.1k $10.5m $10.5m 0.41% Reduced -6.6k -6,640
81 Klingman & Associates, LLC 0.83% of their portfolio New York, NY 181,637181.6k $10.3m $10.3m 0.83% Reduced -265 -265
82 CIBC WORLD MARKET INC. 0.04% of their portfolio TORONTO, A6 181,018181.0k $10.2m $10.2m 0.04% Added +743 +743
83 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 180,628180.6k $10.2m $10.2m 0.00% New
84 Waverly Advisors, LLC 0.44% of their portfolio BIRMINGHAM, AL 177,618177.6k $10.0m $10.0m 0.44% Added +5.5k +5,542
85 Pure Financial Advisors, LLC 0.40% of their portfolio SAN DIEGO, CA 174,253174.3k $9.8m $9.8m 0.40% Reduced -5.2k -5,249
86 OPPENHEIMER ASSET MANAGEMENT INC. 0.15% of their portfolio NEW YORK, NY 174,033174.0k $9.8m $9.8m 0.15% Reduced -2.3k -2,289
87 Fairhaven Wealth Management, LLC 3.77% of their portfolio Oak Brook, IL 167,295167.3k $9.4m $9.4m 3.77% Added +1.1k +1,051
88 State of Wisconsin - Board of Commissioners of Public Lands 2.26% of their portfolio MADISON, WI 166,219166.2k $9.4m $9.4m 2.26% Unchanged
89 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 164,904164.9k $9.3m $9.3m 0.05% Reduced -13.6k -13,561
90 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 162,749162.7k $9.2m $9.2m 0.03% Added +122.6k +122,635
91 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 158,948158.9k $9.0m $9.0m 0.01% Reduced -41.2k -41,226
92 RTD Financial Advisors, Inc. 1.34% of their portfolio Philadelphia, PA 154,905154.9k $8.7m $8.7m 1.34% Added +2.9k +2,879
93 FIRST CITIZENS BANK & TRUST CO 0.17% of their portfolio RALEIGH, NC 153,391153.4k $8.7m $8.7m 0.17% Reduced -4.1k -4,111
94 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 150,067150.1k $8.5m $8.5m 0.01% Added +81.6k +81,559
95 Mariner, LLC 0.02% of their portfolio Overland Park, KS 150,050150.1k $8.5m $8.5m 0.02% Reduced -595 -595
96 Covenant Partners, LLC 2.98% of their portfolio Nashville, TN 145,339145.3k $8.2m $8.2m 2.98% Added +7.9k +7,917
97 PINNACLE ASSOCIATES LTD 0.15% of their portfolio NEW YORK, NY 144,643144.6k $8.2m $8.2m 0.15% Added +2.5k +2,481
98 Integrated Investment Consultants, LLC 2.84% of their portfolio BLOOMFIELD HILLS, MI 138,406138.4k $7.8m $7.8m 2.84% Added +6.0k +5,959
99 WESCAP Management Group, Inc. 2.76% of their portfolio Glendale, CA 137,025137.0k $7.7m $7.7m 2.76% Reduced -617 -617
100 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 136,728136.7k $7.7m $7.7m 0.02% Reduced -20.7k -20,693