Vault-13

ISHARES TR ICLN

GL CLEAN ENE ETF · ETP · CUSIP 464288224

487 institutional holders -3 vs Q2 2024
45,699,17645.7m shares reported held*
$667.1mreported value*
44 new 106 added 163 reduced 46 sold out net sold ≈ $49.1m (-3.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.60. Options: 14 managers hold calls ($65.3m notional), 11 hold puts ($72.8m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 572Q4 22: 577Q1 23: 577Q2 23: 550Q3 23: 539Q4 23: 537Q1 24: 507Q2 24: 490Q3 24: 487487Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022572
Q4 2022577
Q1 2023577
Q2 2023550
Q3 2023539
Q4 2023537
Q1 2024507
Q2 2024490
Q3 2024487

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 251 bought or addedQ4 22: 225 cut or sold outQ1 23: 234 bought or addedQ1 23: 232 cut or sold outQ1 23Q2 23: 201 bought or addedQ2 23: 270 cut or sold outQ3 23: 198 bought or addedQ3 23: 244 cut or sold outQ3 23Q4 23: 175 bought or addedQ4 23: 283 cut or sold outQ1 24: 168 bought or addedQ1 24: 270 cut or sold outQ1 24Q2 24: 177 bought or addedQ2 24: 234 cut or sold outQ3 24: 150 bought or addedQ3 24: 209 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022251225
Q1 2023234232
Q2 2023201270
Q3 2023198244
Q4 2023175283
Q1 2024168270
Q2 2024177234
Q3 2024150209

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ4 23 calls: $161.4mQ4 23 puts: $64.3mQ4 23P/C 0.40Q1 24 calls: $35.4mQ1 24 puts: $35.9mQ1 24P/C 1.02Q2 24 calls: $39.0mQ2 24 puts: $36.7mQ2 24P/C 0.94Q3 24 calls: $65.3mQ3 24 puts: $72.8mQ3 24P/C 1.12
Numbers
QuarterCallsPutsP/C
Q4 2023$161.4m$64.3m0.40
Q1 2024$35.4m$35.9m1.02
Q2 2024$39.0m$36.7m0.94
Q3 2024$65.3m$72.8m1.12

Biggest buyers

GOLDMAN SACHS GROUP INC Added +1,005,984+1.0m
Canoe Financial LP New +660,000+660.0k
D. E. Shaw & Co., Inc. New +454,294+454.3k
Perbak Capital Partners LLP Added +441,327+441.3k
Florin Court Capital LLP New +422,100+422.1k
Erste Asset Management GmbH New +300,000+300.0k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +221,768+221.8k
Sienna Gestion New +176,400+176.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +154,454+154.5k
WELLS FARGO & COMPANY/MN Added +144,398+144.4k

Biggest sellers

JANE STREET GROUP, LLC Reduced -1,839,755-1.8m
OLD MISSION CAPITAL LLC Reduced -921,175-921.2k
CRITERIA CAIXA, S.A.U. Sold out -778,800-778.8k
BNP PARIBAS FINANCIAL MARKETS Reduced -419,055-419.1k
MORGAN STANLEY Reduced -391,862-391.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -362,890-362.9k
MACQUARIE GROUP LTD Sold out -349,470-349.5k
CWM, LLC Reduced -343,971-344.0k
MILLENNIUM MANAGEMENT LLC Sold out -276,747-276.7k
ROYAL BANK OF CANADA Reduced -256,027-256.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $27.8m1.9m shares
Arosa Capital Management LP New $14.7m1.0m shares
CITADEL ADVISORS LLC Added $6.7m453.8k shares
PEAK6 Investments LLC Added $5.3m360.1k shares
Point72 Asset Management, L.P. Unchanged $2.9m200.0k shares
BARCLAYS PLC Unchanged $2.2m150.0k shares
Squarepoint Ops LLC Unchanged $1.9m126.5k shares
Walleye Trading LLC Unchanged $1.0m70.0k shares
CAPITAL FUND MANAGEMENT S.A. Reduced $962.2k65.5k shares
JANE STREET GROUP, LLC New $959.3k65.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $28.3m1.9m shares
Walleye Trading LLC Reduced $12.6m858.0k shares
Arosa Capital Management LP New $10.3m700.0k shares
JANE STREET GROUP, LLC New $8.8m597.9k shares
CITADEL ADVISORS LLC Added $7.8m527.6k shares
UBS Group AG New $1.6m107.6k shares
BANK OF AMERICA CORP /DE/ Unchanged $881.4k60.0k shares
GTS SECURITIES LLC Added $799.1k54.4k shares
PEAK6 Investments LLC New $785.9k53.5k shares
BNP PARIBAS FINANCIAL MARKETS Reduced $734.5k500 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 6,387,8786.4m $93.8m $93.8m 0.01% Added +35.8k +35,815
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,255,5273.3m $47.8m $47.8m 0.00% Reduced -391.9k -391,862
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 2,723,7142.7m $40.0m $40.0m 0.01% Reduced -21.8k -21,829
4 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,651,9301.7m $24.3m $24.3m 0.00% Added +1.0m +1,005,984
5 Total Wealth Planning, LLC 3.46% of their portfolio CINCINNATI, OH 1,510,0391.5m $22.2m $22.2m 3.46% Added +21.7k +21,656
6 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 1,324,5451.3m $19.5m $19.5m 0.03% Added +111.4k +111,372
7 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 1,105,3201.1m $16.2m $16.2m 0.02% Reduced -419.1k -419,055
8 1832 Asset Management L.P. 0.03% of their portfolio TORONTO, A6 1,027,7251.0m $15.1m $15.1m 0.03% Reduced -31.8k -31,821
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,014,9901.0m $14.9m $14.9m 0.00% Reduced -36.1k -36,064
10 Money Design Co.,Ltd. 0.70% of their portfolio TOKYO, M0 954,469954.5k $14.0m $14.0m 0.70% Reduced -76.2k -76,181
11 Perbak Capital Partners LLP 9.60% of their portfolio LONDON, X0 931,332931.3k $13.7m $13.7m 9.60% Added +441.3k +441,327
12 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 897,979898.0k $13.2m $13.2m 0.02% Reduced -362.9k -362,890
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 839,718839.7k $12.3m $12.3m 0.00% Added +144.4k +144,398
14 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 834,497834.5k $12.3m $12.3m 0.01% Reduced -128.1k -128,094
15 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 786,316786.3k $11.6m $11.6m 0.01% Reduced -108.0k -107,968
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 780,093780.1k $11.5m $11.5m 0.00% Reduced -256.0k -256,027
17 Canoe Financial LP 0.23% of their portfolio CALGARY, A0 660,000660.0k $9.4m $9.4m 0.23% New
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 575,380575.4k $8.5m $8.5m 0.00% Reduced -64.0k -64,034
19 Allianz SE 0.22% of their portfolio Munich, 2M 565,795565.8k $8.3m $8.3m 0.22% Added +2.8k +2,819
20 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 500,407500.4k $7.4m $7.4m 0.00% Added +18.8k +18,789
21 CX Institutional 0.31% of their portfolio AUBURN, IN 476,278476.3k $7.0m $7.0m 0.31% Added +40.9k +40,852
22 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 455,086455.1k $6.7m $6.7m 0.02% Added +1.6k +1,625
23 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 454,294454.3k $6.7m $6.7m 0.01% New
24 Corecam Pte. Ltd. 4.30% of their portfolio SINGAPORE, U0 447,300447.3k $6.6m $6.6m 4.30% Added +22.5k +22,500
25 Florin Court Capital LLP 4.99% of their portfolio London, X0 422,100422.1k $6.2m $6.2m 4.99% New
26 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 419,119419.1k $6.2m $6.2m 0.01% Reduced -1.8m -1,839,755
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 346,980347.0k $5.1m $5.1m 0.01% Added +154.5k +154,454
28 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 327,412327.4k $4.8m $4.8m 0.01% Added +15.3k +15,307
29 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 314,540314.5k $4.6m $4.6m 0.00% Reduced -18.4k -18,358
30 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 310,754310.8k $4.6m $4.6m 0.01% Reduced -16.5k -16,548
31 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 308,329308.3k $4.5m $4.5m 0.00% Reduced -35.5k -35,457
32 Erste Asset Management GmbH 0.05% of their portfolio VIENNA, C4 300,000300.0k $4.4m $4.4m 0.05% New
33 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 290,787290.8k $4.3m $4.3m 0.01% Added +19.3k +19,325
34 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 266,710266.7k $3.9m $3.9m 0.01% Reduced -37.5k -37,544
35 Walleye Trading LLC 0.09% of their portfolio NEW YORK, NY 263,861263.9k $3.9m $3.9m 0.09% Added +45.7k +45,745
36 Clark Capital Management Group, Inc. 0.03% of their portfolio PHILADELPHIA, PA 263,435263.4k $3.9m $3.9m 0.03% Added +53.0k +53,044
37 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 238,021238.0k $16.2k $16.2k 0.04% Added +221.8k +221,768
38 Schonfeld Strategic Advisors LLC 0.03% of their portfolio NEW YORK, NY 237,658237.7k $3.5m $3.5m 0.03% Added +18.9k +18,910
39 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 221,812221.8k $3.3m $3.3m 0.01% Reduced -7.7k -7,718
40 Elmwood Wealth Management, Inc. 1.27% of their portfolio BERKELEY, CA 209,880209.9k $3.1m $3.1m 1.27% Added +4.4k +4,398
41 INSTRUMENTAL WEALTH, LLC 2.77% of their portfolio TAMPA, FL 207,832207.8k $2.8m $2.8m 2.77% Added +7.4k +7,431
42 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 200,596200.6k $2.9m $2.9m 0.00% Added +26.7k +26,672
43 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 184,901184.9k $2.7m $2.7m 0.00% Reduced -4.1k -4,064
44 Sienna Gestion 0.17% of their portfolio PARIS, I0 176,400176.4k $2.6m $2.6m 0.17% New
45 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 173,410173.4k $2.5m $2.5m 0.01% Reduced -1.5k -1,465
46 KEYBANK NATIONAL ASSOCIATION/OH 0.01% of their portfolio BROOKLYN, OH 172,099172.1k $2.5m $2.5m 0.01% Reduced -18.2k -18,242
47 Fiduciary Trust Co 0.03% of their portfolio Boston, MA 168,972169.0k $2.5m $2.5m 0.03% Reduced -32.2k -32,212
48 Pure Financial Advisors, LLC 0.06% of their portfolio SAN DIEGO, CA 167,530167.5k $2.5m $2.5m 0.06% Added +62.0k +62,006
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 162,594162.6k $2.4m $2.4m 0.00% Reduced -19.6k -19,639
50 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 155,046155.0k $2.3m $2.3m 0.01% Reduced -7.8k -7,825
51 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.04% of their portfolio New York, NY 153,243153.2k $2.3m $2.3m 0.04% Reduced -8.2k -8,214
52 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 146,952147.0k $2.2m $2.2m 0.02% Reduced -18.3k -18,333
53 CAPITAL FUND MANAGEMENT S.A. 0.02% of their portfolio PARIS, I0 143,258143.3k $2.1m $2.1m 0.02% Added +26.0k +25,999
54 SPINNAKER TRUST 0.13% of their portfolio PORTLAND, ME 141,442141.4k $2.1m $2.1m 0.13% Reduced -180 -180
55 PENOBSCOT WEALTH MANAGEMENT 1.06% of their portfolio PORTLAND, ME 134,094134.1k $2.0m $2.0m 1.06% Added +7.4k +7,429
56 Y-Intercept (Hong Kong) Ltd 0.11% of their portfolio HONG KONG, K3 123,858123.9k $1.8m $1.8m 0.11% New
57 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 122,642122.6k $1.8m $1.8m 0.00% Reduced -6.6k -6,640
58 EASTERN BANK 0.03% of their portfolio BOSTON, MA 119,399119.4k $1.8m $1.8m 0.03% New
59 TAP Consulting, LLC 0.33% of their portfolio KIRKWOOD, MO 113,447113.4k $1.7m $1.7m 0.33% Added +1.6k +1,592
60 First Affirmative Financial Network 0.90% of their portfolio COLORADO SPRINGS, CO 112,167112.2k $1.6m $1.6m 0.90% Added +1.7k +1,676
61 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 108,655108.7k $1.6m $1.6m 0.01% Reduced -13.2k -13,174
62 GFS Advisors, LLC 0.34% of their portfolio HOUSTON, TX 108,312108.3k $1.6m $1.6m 0.34% Reduced -208 -208
63 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 101,112101.1k $1.5m $1.5m 0.04% Added +65.6k +65,641
64 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 100,966101.0k $1.5m $1.5m 0.00% Reduced -2.7k -2,708
65 Bramshill Investments, LLC 0.16% of their portfolio NAPLES, FL 97,58597.6k $1.4m $1.4m 0.16% Added +32.0k +32,000
66 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 96,29496.3k $1.4m $1.4m 0.01% Reduced -511 -511
67 SIMPLEX TRADING, LLC 0.05% of their portfolio CHICAGO, IL 96,12196.1k $1.4m $1.4m 0.05% Added +58.5k +58,473
68 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 95,56095.6k $1.4m $1.4m 0.00% Reduced -51.7k -51,722
69 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 95,13695.1k $1.4m $1.4m 0.00% Reduced -12.5k -12,534
70 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 94,20394.2k $1.4m $1.4m 0.00% Added +1.4k +1,379
71 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 93,75193.8k $1.4m $1.4m 0.00% Reduced -145.5k -145,503
72 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 93,09093.1k $1.4m $1.4m 0.00% New
73 Coastal Bridge Advisors, LLC 0.34% of their portfolio WESTPORT, CT 92,64992.6k $1.4m $1.4m 0.34% Reduced -13.0k -12,991
74 Providence First Trust Co 0.56% of their portfolio SCOTTSDALE, AZ 89,84889.8k $1.3m $1.3m 0.56% Reduced -735 -735
75 MOLLER WEALTH PARTNERS 0.33% of their portfolio NORTHFIELD, IL 88,95689.0k $1.3m $1.3m 0.33% Added +10.3k +10,341
76 Milestone Investment Advisors LLC 0.35% of their portfolio MIDDLETON, WI 83,93983.9k $1.2m $1.2m 0.35% Added +2.2k +2,165
77 Community Financial Services Group, LLC 0.25% of their portfolio NEWPORT, VT 83,29483.3k $1.2m $1.2m 0.25% Added +3.3k +3,335
78 MISSION WEALTH MANAGEMENT, LP 0.03% of their portfolio Santa Barbara, CA 74,98075.0k $1.1m $1.1m 0.03% Reduced -4.2k -4,157
79 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 74,96075.0k $1.1m $1.1m 0.00% Reduced -2.2k -2,213
80 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 74,15074.2k $1.1m $1.1m 0.00% Reduced -11.4k -11,440
81 ELEMENT POINTE ADVISORS, LLC 0.26% of their portfolio MIAMI, FL 72,93272.9k $1.1m $1.1m 0.26% Reduced -111.6k -111,610
82 Claret Asset Management Corp 0.17% of their portfolio MONTREAL, A8 72,00072.0k $1.1m $1.1m 0.17% Unchanged
83 Affinity Capital Advisors, LLC 0.20% of their portfolio BERKELEY, CA 71,26571.3k $1.0m $1.0m 0.20% Added +8.5k +8,465
84 Weil Company, Inc. 0.34% of their portfolio SAN DIEGO, CA 70,29570.3k $1.0m $1.0m 0.34% Reduced -4.2k -4,224
85 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 70,26270.3k $1.0m $1.0m 0.02% Reduced -6.7k -6,678
86 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 70,21470.2k $1.0m $1.0m 0.00% Reduced -4.6k -4,601
87 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 68,32068.3k $1.0m $1.0m 0.00% Reduced -4.3k -4,317
88 Waverly Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 66,98267.0k $984.0k $984.0k 0.02% Reduced -3 -3
89 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 66,55166.6k $977.6k $977.6k 0.01% Reduced -2.8k -2,758
90 Palisades Hudson Asset Management, L.P. 0.40% of their portfolio FORT LAUDERDALE, FL 64,97165.0k $954.0k $954.0k 0.40% Added +3.3k +3,298
91 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 63,72563.7k $936.1k $936.1k 0.02% Reduced -921.2k -921,175
92 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 60,06760.1k $886.9k $886.9k 0.00% Added +25.8k +25,791
93 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 58,52358.5k $859.7k $859.7k 0.00% Reduced -10.5k -10,491
94 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 56,65856.7k $832.3k $832.3k 0.00% Added +25.4k +25,376
95 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 55,59255.6k $816.6k $816.6k 0.00% Added +5.9k +5,915
96 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 55,25655.3k $811.7k $811.7k 0.00% Added +34.0k +34,046
97 IMC-Chicago, LLC 0.02% of their portfolio CHICAGO, IL 55,25155.3k $811.6k $811.6k 0.02% Reduced -52.1k -52,135
98 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 52,95153.0k $777.8k $777.8k 0.00% Reduced -25.9k -25,896
99 Annis Gardner Whiting Capital Advisors, LLC 0.22% of their portfolio TAMPA, FL 52,28752.3k $768.1k $768.1k 0.22% Unchanged
100 Seven Springs Wealth Group, LLC 0.28% of their portfolio BRENTWOOD, TN 52,26252.3k $767.7k $767.7k 0.28% Unchanged