Vault-13

ISHARES TR ICLN

GL CLEAN ENE ETF · ETP · CUSIP 464288224

507 institutional holders -30 vs Q4 2023
60,717,16360.7m shares reported held*
$849.2mreported value*
48 new 120 added 193 reduced 77 sold out net sold ≈ $90.6m (-6.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $13.99. Options: 13 managers hold calls ($35.4m notional), 12 hold puts ($35.9m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 572Q4 22: 577Q1 23: 577Q2 23: 550Q3 23: 539Q4 23: 537Q1 24: 507507Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022572
Q4 2022577
Q1 2023577
Q2 2023550
Q3 2023539
Q4 2023537
Q1 2024507

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 251 bought or addedQ4 22: 225 cut or sold outQ4 22Q1 23: 234 bought or addedQ1 23: 232 cut or sold outQ1 23Q2 23: 201 bought or addedQ2 23: 270 cut or sold outQ2 23Q3 23: 198 bought or addedQ3 23: 244 cut or sold outQ3 23Q4 23: 175 bought or addedQ4 23: 283 cut or sold outQ4 23Q1 24: 168 bought or addedQ1 24: 270 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022251225
Q1 2023234232
Q2 2023201270
Q3 2023198244
Q4 2023175283
Q1 2024168270

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ2 23 calls: $49.2mQ2 23 puts: $66.2mQ2 23P/C 1.35Q3 23 calls: $84.4mQ3 23 puts: $55.1mQ3 23P/C 0.65Q4 23 calls: $161.4mQ4 23 puts: $64.3mQ4 23P/C 0.40Q1 24 calls: $35.4mQ1 24 puts: $35.9mQ1 24P/C 1.02
Numbers
QuarterCallsPutsP/C
Q2 2023$49.2m$66.2m1.35
Q3 2023$84.4m$55.1m0.65
Q4 2023$161.4m$64.3m0.40
Q1 2024$35.4m$35.9m1.02

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +5,264,813+5.3m
Perbak Capital Partners LLP New +1,395,557+1.4m
Sparta 24 Ltd. New +1,076,300+1.1m
MORGAN STANLEY Added +850,946+850.9k
CITIGROUP INC Added +725,658+725.7k
Cetera Investment Advisers Added +286,719+286.7k
OLD MISSION CAPITAL LLC Added +271,836+271.8k
D. E. Shaw & Co., Inc. New +232,626+232.6k
JANE STREET GROUP, LLC Added +226,758+226.8k
Walleye Trading LLC New +197,018+197.0k

Biggest sellers

NATIONAL BANK OF CANADA /FI/ Reduced -3,341,301-3.3m
Clal Insurance Enterprises Holdings Ltd Reduced -3,283,227-3.3m
JPMORGAN CHASE & CO Reduced -3,209,798-3.2m
BANK OF NOVA SCOTIA Reduced -1,143,203-1.1m
BNP PARIBAS FINANCIAL MARKETS Reduced -811,911-811.9k
GOLDMAN SACHS GROUP INC Reduced -602,707-602.7k
Cinctive Capital Management LP Sold out -388,198-388.2k
Stelac Advisory Services LLC Reduced -344,381-344.4k
BBJS FINANCIAL ADVISORS, LLC Reduced -342,138-342.1k
WELLS FARGO & COMPANY/MN Reduced -332,010-332.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $15.5m1.1m shares
CAPITAL FUND MANAGEMENT S.A. Reduced $6.4m455.7k shares
CITADEL ADVISORS LLC Reduced $4.6m328.0k shares
Squarepoint Ops LLC Reduced $3.1m224.5k shares
Parallax Volatility Advisers, L.P. New $1.4m100.0k shares
PEAK6 Investments LLC Reduced $1.1m79.7k shares
HSBC HOLDINGS PLC New $1.1m78.6k shares
Walleye Trading LLC Added $978.6k70.0k shares
WOLVERINE TRADING, LLC New $525.6k37.6k shares
GTS SECURITIES LLC Reduced $315.9k22.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.6m618.3k shares
Walleye Trading LLC Added $8.4m600.0k shares
CITADEL ADVISORS LLC Added $5.0m360.3k shares
Arosa Capital Management LP Reduced $4.2m300.0k shares
BANK OF AMERICA CORP /DE/ Reduced $4.1m290.0k shares
CAPITAL FUND MANAGEMENT S.A. Reduced $2.3m168.0k shares
Parallax Volatility Advisers, L.P. New $1.4m100.0k shares
BNP PARIBAS FINANCIAL MARKETS Reduced $908.7k650 shares
PEAK6 Investments LLC Reduced $419.4k30.0k shares
WOLVERINE TRADING, LLC New $278.2k19.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 12,619,01412.6m $176.4m $176.4m 0.00% Added +850.9k +850,946
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 9,281,0319.3m $129.7m $129.7m 0.01% Added +5.3m +5,264,813
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 2,803,7932.8m $39.2m $39.2m 0.01% Reduced -49.7k -49,705
4 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 1,538,0701.5m $21.5m $21.5m 0.03% Reduced -811.9k -811,911
5 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 1,451,0761.5m $20.3m $20.3m 0.02% Added +725.7k +725,658
6 Perbak Capital Partners LLP 24.52% of their portfolio LONDON, X0 1,395,5571.4m $19.5m $19.5m 24.52% New
7 Total Wealth Planning, LLC 3.33% of their portfolio CINCINNATI, OH 1,384,3161.4m $19.4m $19.4m 3.33% Added +127.8k +127,760
8 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 1,272,3681.3m $17.8m $17.8m 0.03% Added +106.8k +106,779
9 Money Design Co.,Ltd. 0.89% of their portfolio TOKYO, M0 1,176,1711.2m $16.4m $16.4m 0.89% Reduced -25.2k -25,238
10 Sparta 24 Ltd. 13.37% of their portfolio Tirat Hacarmel, L3 1,076,3001.1m $15.0m $15.0m 13.37% New
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,067,3051.1m $14.9m $14.9m 0.00% Reduced -50.3k -50,322
12 1832 Asset Management L.P. 0.03% of their portfolio TORONTO, A6 1,022,4661.0m $14.3m $14.3m 0.03% Added +87.6k +87,562
13 CRITERIA CAIXA, S.A.U. 1.31% of their portfolio BARCELONA, U3 868,800868.8k $12.1m $12.1m 1.31% Unchanged
14 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 847,484847.5k $11.8m $11.8m 0.01% Reduced -192.9k -192,892
15 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 682,649682.6k $9.5m $9.5m 0.00% Reduced -602.7k -602,707
16 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 644,950645.0k $9.0m $9.0m 0.01% Added +226.8k +226,758
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 620,591620.6k $8.7m $8.7m 0.00% Added +48.1k +48,142
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 617,035617.0k $8.6m $8.6m 0.00% Reduced -332.0k -332,010
19 Allianz SE 0.24% of their portfolio Munich, 2M 545,665545.7k $7.6m $7.6m 0.24% First filing
20 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 522,450522.5k $7.3m $7.3m 0.02% Added +5.6k +5,608
21 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 448,198448.2k $6.3m $6.3m 0.00% Reduced -276.6k -276,565
22 Wealthfront Advisers LLC 0.02% of their portfolio Palo Alto, CA 431,560431.6k $6.0m $6.0m 0.02% Added +119.9k +119,862
23 CX Institutional 0.29% of their portfolio AUBURN, IN 426,217426.2k $6.0m $6.0m 0.29% Added +39.9k +39,916
24 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 423,898423.9k $5.9m $5.9m 0.00% Reduced -29.1k -29,083
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 367,932367.9k $5.1m $5.1m 0.00% Reduced -3.2m -3,209,798
26 CWM, LLC 0.02% of their portfolio OMAHA, NE 363,727363.7k $5.1m $5.1m 0.02% Reduced -70.1k -70,148
27 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 362,102362.1k $5.1m $5.1m 0.00% Reduced -88.8k -88,785
28 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 344,347344.3k $4.8m $4.8m 0.01% Added +286.7k +286,719
29 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 341,128341.1k $4.8m $4.8m 0.00% Reduced -37.6k -37,621
30 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 320,619320.6k $4.5m $4.5m 0.02% Added +42.3k +42,253
31 OLD MISSION CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 318,155318.2k $4.4m $4.4m 0.11% Added +271.8k +271,836
32 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 313,227313.2k $4.4m $4.4m 0.01% Reduced -31.2k -31,159
33 FIL Ltd 0.00% of their portfolio HAMILTON, D0 309,808309.8k $4.3m $4.3m 0.00% Reduced -302.2k -302,188
34 Beacon Pointe Advisors, LLC 0.04% of their portfolio NEWPORT BEACH, CA 282,611282.6k $4.0m $4.0m 0.04% Added +10.7k +10,686
35 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 282,399282.4k $3.9m $3.9m 0.00% Reduced -82.6k -82,625
36 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 275,327275.3k $3.8m $3.8m 0.01% Reduced -2.7k -2,721
37 Weil Company, Inc. 1.52% of their portfolio SAN DIEGO, CA 274,531274.5k $3.8m $3.8m 1.52% Reduced -62.6k -62,566
38 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 255,963256.0k $3.6m $3.6m 0.01% Reduced -1.5k -1,451
39 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 232,626232.6k $3.3m $3.3m 0.00% New
40 Rafferty Asset Management, LLC 0.01% of their portfolio New York, NY 227,759227.8k $3.2m $3.2m 0.01% Reduced -63.1k -63,075
41 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 216,425216.4k $3.0m $3.0m 0.00% Added +12.8k +12,753
42 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 211,308211.3k $3.0m $3.0m 0.00% Added +195.8k +195,838
43 Elmwood Wealth Management, Inc. 1.25% of their portfolio BERKELEY, CA 209,264209.3k $2.9m $2.9m 1.25% Added +124.3k +124,279
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 205,301205.3k $2.9m $2.9m 0.00% Reduced -33.6k -33,579
45 KEYBANK NATIONAL ASSOCIATION/OH 0.01% of their portfolio BROOKLYN, OH 199,820199.8k $2.8m $2.8m 0.01% Reduced -22.5k -22,470
46 Walleye Trading LLC 0.05% of their portfolio NEW YORK, NY 197,018197.0k $2.8m $2.8m 0.05% New
47 Walleye Capital LLC 0.03% of their portfolio NEW YORK, NY 194,000194.0k $2.7m $2.7m 0.03% New
48 ELEMENT POINTE ADVISORS, LLC 0.66% of their portfolio MIAMI, FL 184,542184.5k $2.6m $2.6m 0.66% Reduced -34.2k -34,175
49 INSTRUMENTAL WEALTH, LLC 1.20% of their portfolio TAMPA, FL 183,498183.5k $2.8m $2.8m 1.20% Added +88.0k +87,981
50 Nan Shan Life Insurance Co., Ltd. 0.06% of their portfolio Taipei City, F5 179,520179.5k $2.5m $2.5m 0.06% Reduced -34.5k -34,480
51 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 173,601173.6k $2.4m $2.4m 0.00% Added +846 +846
52 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.04% of their portfolio New York, NY 163,792163.8k $2.3m $2.3m 0.04% Added +6.5k +6,520
53 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 161,038161.0k $2.3m $2.3m 0.02% Added +15.3k +15,321
54 Fiduciary Trust Co 0.03% of their portfolio Boston, MA 159,712159.7k $2.2m $2.2m 0.03% Added +3.2k +3,155
55 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 151,278151.3k $2.2m $2.2m 0.00% Reduced -268.4k -268,384
56 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 148,343148.3k $2.1m $2.1m 0.00% Reduced -3.3m -3,341,301
57 Coastal Bridge Advisors, LLC 0.44% of their portfolio WESTPORT, CT 138,027138.0k $1.9m $1.9m 0.44% Reduced -92.8k -92,814
58 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 132,193132.2k $1.8m $1.8m 0.02% Added +26.1k +26,128
59 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 131,121131.1k $1.8m $1.8m 0.01% Reduced -88.0k -88,015
60 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 128,730128.7k $1.8m $1.8m 0.00% Reduced -1.1m -1,143,203
61 Quantitative Investment Management, LLC 0.10% of their portfolio CHARLOTTESVILLE, VA 127,365127.4k $1.8m $1.8m 0.10% New
62 SPINNAKER TRUST 0.11% of their portfolio PORTLAND, ME 126,970127.0k $1.8m $1.8m 0.11% Reduced -1.4k -1,440
63 CAMBRIDGE TRUST CO 0.06% of their portfolio BOSTON, MA 122,297122.3k $1.7m $1.7m 0.06% Added +23.3k +23,309
64 PENOBSCOT WEALTH MANAGEMENT 1.07% of their portfolio PORTLAND, ME 121,357121.4k $1.7m $1.7m 1.07% Reduced -37.5k -37,470
65 WRAPMANAGER INC 0.45% of their portfolio MILL VALLEY, CA 116,393116.4k $1.6m $1.6m 0.45% Added +23.6k +23,553
66 MISSION WEALTH MANAGEMENT, LP 0.04% of their portfolio Santa Barbara, CA 113,393113.4k $1.6m $1.6m 0.04% Added +6.2k +6,207
67 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 111,285111.3k $1.6m $1.6m 0.00% New
68 IMC-Chicago, LLC 0.05% of their portfolio CHICAGO, IL 110,390110.4k $1.5m $1.5m 0.05% New
69 MIRABELLA FINANCIAL SERVICES LLP 0.11% of their portfolio London, X0 109,930109.9k $1.5m $1.5m 0.11% New
70 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 109,858109.9k $1.5m $1.5m 0.00% Added +1.2k +1,203
71 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 109,806109.8k $1.5m $1.5m 0.00% Reduced -68.5k -68,539
72 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 109,480109.5k $1.5m $1.5m 0.00% Added +76.8k +76,804
73 First Affirmative Financial Network 1.11% of their portfolio COLORADO SPRINGS, CO 108,199108.2k $1.5m $1.5m 1.11% Added +2.0k +2,039
74 GFS Advisors, LLC 0.24% of their portfolio HOUSTON, TX 101,571101.6k $1.4m $1.4m 0.24% Added +27.0k +27,033
75 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 0.12% of their portfolio CHICAGO, IL 100,000100.0k $1.4m $1.4m 0.12% New
76 Summit Place Financial Advisors, LLC 0.81% of their portfolio SUMMIT, NJ 98,68698.7k $1.4m $1.4m 0.81% Reduced -3.9k -3,850
77 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 96,86096.9k $1.4m $1.4m 0.04% Reduced -9.1k -9,080
78 TAP Consulting, LLC 0.30% of their portfolio KIRKWOOD, MO 96,71396.7k $1.4m $1.4m 0.30% Added +616 +616
79 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 94,30194.3k $1.3m $1.3m 0.00% Reduced -5.8k -5,773
80 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 91,03191.0k $1.3m $1.3m 0.01% Reduced -1.8k -1,767
81 Providence First Trust Co 0.55% of their portfolio SCOTTSDALE, AZ 90,58390.6k $1.3m $1.3m 0.55% Reduced -1.3k -1,300
82 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 90,17690.2k $1.3m $1.3m 0.00% Reduced -31.6k -31,617
83 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 86,52286.5k $1.2m $1.2m 0.01% Reduced -7.1k -7,107
84 CAPITAL FUND MANAGEMENT S.A. 0.01% of their portfolio PARIS, I0 86,05986.1k $1.2m $1.2m 0.01% Reduced -91.0k -91,017
85 Banco Santander, S.A. 0.01% of their portfolio Madrid, U3 81,91281.9k $1.1m $1.1m 0.01% Added +28.0k +27,973
86 Pure Financial Advisors, LLC 0.04% of their portfolio SAN DIEGO, CA 81,55081.5k $1.1m $1.1m 0.04% Added +6.0k +6,048
87 CORRADO ADVISORS, LLC 0.75% of their portfolio RAMSEY, NJ 81,34481.3k $1.1m $1.1m 0.75% Reduced -2.4k -2,445
88 Milestone Investment Advisors LLC 0.30% of their portfolio MIDDLETON, WI 79,88379.9k $1.1m $1.1m 0.30% Added +816 +816
89 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 78,66278.7k $1.1m $1.1m 0.01% Reduced -2.5k -2,535
90 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 78,54578.5k $1.1m $1.1m 0.01% Added +10.7k +10,704
91 MOLLER WEALTH PARTNERS 0.30% of their portfolio NORTHFIELD, IL 78,22578.2k $1.1m $1.1m 0.30% Added +3.9k +3,853
92 Merit Financial Group, LLC 0.03% of their portfolio ALPHARETTA, GA 76,15476.2k $1.1m $1.1m 0.03% Added +12.4k +12,408
93 DRW Securities, LLC 0.06% of their portfolio CHICAGO, IL 75,35175.4k $1.1m $1.1m 0.06% New
94 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 74,70874.7k $1.0m $1.0m 0.00% Reduced -181.5k -181,508
95 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 73,27173.3k $1.0m $1.0m 0.00% Reduced -3.2k -3,168
96 Claret Asset Management Corp 0.17% of their portfolio MONTREAL, A8 72,00072.0k $1.0m $1.0m 0.17% Added +56.2k +56,220
97 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.03% of their portfolio BOSTON, MA 69,34569.3k $969.4k $969.4k 0.03% Unchanged
98 Waverly Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 67,38267.4k $942.0k $942.0k 0.02% Reduced -1.2k -1,200
99 Bramshill Investments, LLC 0.11% of their portfolio NAPLES, FL 65,58565.6k $916.9k $916.9k 0.11% Unchanged
100 Mariner, LLC 0.00% of their portfolio Overland Park, KS 64,44064.4k $900.9k $900.9k 0.00% Reduced -35.6k -35,608