Vault-13

ISHARES TR ICLN

GL CLEAN ENE ETF · ETP · CUSIP 464288224

537 institutional holders -2 vs Q3 2023
66,489,29466.5m shares reported held*
$1.0bnreported value*
42 new 133 added 212 reduced 71 sold out net bought ≈ $10.2m (+697.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.56. Options: 12 managers hold calls ($161.4m notional), 14 hold puts ($64.3m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 572Q4 22: 577Q1 23: 577Q2 23: 550Q3 23: 539Q4 23: 537537Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022572
Q4 2022577
Q1 2023577
Q2 2023550
Q3 2023539
Q4 2023537

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 251 bought or addedQ4 22: 225 cut or sold outQ4 22Q1 23: 234 bought or addedQ1 23: 232 cut or sold outQ1 23Q2 23: 201 bought or addedQ2 23: 270 cut or sold outQ2 23Q3 23: 198 bought or addedQ3 23: 244 cut or sold outQ3 23Q4 23: 175 bought or addedQ4 23: 283 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022251225
Q1 2023234232
Q2 2023201270
Q3 2023198244
Q4 2023175283

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ1 23 calls: $89.9mQ1 23 puts: $139.8mQ1 23P/C 1.56Q2 23 calls: $49.2mQ2 23 puts: $66.2mQ2 23P/C 1.35Q3 23 calls: $84.4mQ3 23 puts: $55.1mQ3 23P/C 0.65Q4 23 calls: $161.4mQ4 23 puts: $64.3mQ4 23P/C 0.40
Numbers
QuarterCallsPutsP/C
Q1 2023$89.9m$139.8m1.56
Q2 2023$49.2m$66.2m1.35
Q3 2023$84.4m$55.1m0.65
Q4 2023$161.4m$64.3m0.40

Biggest buyers

MORGAN STANLEY Added +7,182,711+7.2m
JPMORGAN CHASE & CO Added +3,012,336+3.0m
NATIONAL BANK OF CANADA /FI/ Added +2,024,142+2.0m
1832 Asset Management L.P. Added +929,887+929.9k
BNP PARIBAS FINANCIAL MARKETS Added +864,871+864.9k
GOLDMAN SACHS GROUP INC Added +649,413+649.4k
FIL Ltd New +611,996+612.0k
UBS Group AG Added +539,693+539.7k
Cinctive Capital Management LP New +388,198+388.2k
BANK OF NOVA SCOTIA Added +364,260+364.3k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -5,833,851-5.8m
Vestcor Inc Sold out -1,748,900-1.7m
JANE STREET GROUP, LLC Reduced -1,015,317-1.0m
Rockefeller Capital Management L.P. Reduced -551,023-551.0k
BANK OF MONTREAL /CAN/ Reduced -513,676-513.7k
TOBIAS FINANCIAL ADVISORS, INC. Sold out -508,308-508.3k
Bank Julius Baer & Co. Ltd, Zurich Reduced -449,211-449.2k
FRANKLIN RESOURCES INC Reduced -394,643-394.6k
SPINNAKER TRUST Reduced -375,635-375.6k
GenTrust, LLC Reduced -355,152-355.2k

Biggest calls

BANK OF AMERICA CORP /DE/ Added $83.8m5.4m shares
Schonfeld Strategic Advisors LLC Unchanged $24.9m1.6m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $22.6m1.5m shares
CITADEL ADVISORS LLC Added $10.4m668.9k shares
CAPITAL FUND MANAGEMENT S.A. Added $8.1m518.2k shares
Squarepoint Ops LLC Added $4.7m301.7k shares
GTS SECURITIES LLC Added $2.7m174.7k shares
PEAK6 Investments LLC New $2.5m157.9k shares
Point72 Hong Kong Ltd New $778.5k50.0k shares
Walleye Trading LLC Unchanged $583.9k37.5k shares

Biggest puts

BNP PARIBAS FINANCIAL MARKETS Added $18.8m12.1k shares
Arosa Capital Management LP Reduced $15.6m1.0m shares
BANK OF AMERICA CORP /DE/ Unchanged $10.4m670.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.9m314.7k shares
CAPITAL FUND MANAGEMENT S.A. Added $4.5m289.3k shares
CITADEL ADVISORS LLC Reduced $3.5m223.3k shares
BARCLAYS PLC Reduced $2.5m160.7k shares
UBS Group AG New $1.7m110.0k shares
HSBC HOLDINGS PLC New $800.0k51.2k shares
PEAK6 Investments LLC New $482.7k31.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 11,768,06811.8m $183.2m $183.2m 0.01% Added +7.2m +7,182,711
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,016,2184.0m $62.5m $62.5m 0.01% Reduced -5.8m -5,833,851
3 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,577,7303.6m $55.7m $55.7m 0.00% Added +3.0m +3,012,336
4 NATIONAL BANK OF CANADA /FI/ 0.10% of their portfolio MONTREAL, A8 3,489,6443.5m $53.7m $53.7m 0.10% Added +2.0m +2,024,142
5 Clal Insurance Enterprises Holdings Ltd 0.67% of their portfolio Tel-aviv, L3 3,303,0003.3m $51.4m $51.4m 0.67% Unchanged
6 UBS Group AG 0.02% of their portfolio ZURICH, V8 2,853,4982.9m $44.4m $44.4m 0.02% Added +539.7k +539,693
7 BNP PARIBAS FINANCIAL MARKETS 0.07% of their portfolio PARIS, I0 2,349,9812.3m $36.6m $36.6m 0.07% Added +864.9k +864,871
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,285,3561.3m $20.0m $20.0m 0.00% Added +649.4k +649,413
9 BANK OF NOVA SCOTIA 0.04% of their portfolio TORONTO, A6 1,271,9331.3m $19.8m $19.8m 0.04% Added +364.3k +364,260
10 Total Wealth Planning, LLC 3.55% of their portfolio CINCINNATI, OH 1,256,5561.3m $19.6m $19.6m 3.55% Added +120.4k +120,360
11 Money Design Co.,Ltd. 1.06% of their portfolio TOKYO, M0 1,201,4091.2m $18.7m $18.7m 1.06% Reduced -89.7k -89,657
12 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 1,165,5891.2m $18.1m $18.1m 0.03% Reduced -135.6k -135,625
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,117,6271.1m $17.4m $17.4m 0.00% Reduced -30.6k -30,556
14 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,040,3761.0m $16.2m $16.2m 0.01% Reduced -104.7k -104,711
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 949,045949.0k $14.8m $14.8m 0.00% Reduced -87.6k -87,609
16 1832 Asset Management L.P. 0.03% of their portfolio TORONTO, A6 934,904934.9k $14.6m $14.6m 0.03% Added +929.9k +929,887
17 CRITERIA CAIXA, S.A.U. 1.53% of their portfolio BARCELONA, U3 868,800868.8k $13.5m $13.5m 1.53% Unchanged
18 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 725,418725.4k $11.3m $11.3m 0.01% Added +108.8k +108,772
19 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 724,763724.8k $11.4m $11.4m 0.01% Reduced -17.3k -17,304
20 FIL Ltd 0.01% of their portfolio HAMILTON, D0 611,996612.0k $9.6m $9.6m 0.01% New
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 572,449572.4k $8.9m $8.9m 0.00% Reduced -44.7k -44,651
22 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 516,842516.8k $8.0m $8.0m 0.01% Reduced -115.8k -115,757
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 452,981453.0k $7.1m $7.1m 0.00% Reduced -105.0k -104,950
24 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 450,887450.9k $7.0m $7.0m 0.01% Reduced -24.8k -24,789
25 CWM, LLC 0.04% of their portfolio OMAHA, NE 433,875433.9k $6.8m $6.8m 0.04% Reduced -52.3k -52,263
26 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 419,662419.7k $6.6m $6.6m 0.00% Reduced -513.7k -513,676
27 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 418,192418.2k $6.5m $6.5m 0.01% Reduced -1.0m -1,015,317
28 Cinctive Capital Management LP 0.42% of their portfolio New York, NY 388,198388.2k $6.0m $6.0m 0.42% New
29 CX Institutional 0.32% of their portfolio AUBURN, IN 386,301386.3k $6.0m $6.0m 0.32% Added +168.1k +168,057
30 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 378,749378.7k $5.9m $5.9m 0.01% Reduced -50.4k -50,370
31 Stelac Advisory Services LLC 3.11% of their portfolio NEW YORK, NY 370,760370.8k $5.8m $5.8m 3.11% Unchanged
32 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 365,024365.0k $5.7m $5.7m 0.00% Reduced -148.4k -148,427
33 BBJS FINANCIAL ADVISORS, LLC 1.96% of their portfolio SEATTLE, WA 362,570362.6k $5.6m $5.6m 1.96% Added +18.0k +18,020
34 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 344,386344.4k $5.4m $5.4m 0.01% Reduced -74.8k -74,844
35 Weil Company, Inc. 2.31% of their portfolio SAN DIEGO, CA 337,097337.1k $5.2m $5.2m 2.31% New
36 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 326,599326.6k $5.1m $5.1m 0.03% Reduced -105.1k -105,086
37 Wealthfront Advisers LLC 0.02% of their portfolio Palo Alto, CA 311,698311.7k $4.9m $4.9m 0.02% Added +71.6k +71,631
38 Rafferty Asset Management, LLC 0.02% of their portfolio New York, NY 290,834290.8k $4.5m $4.5m 0.02% Added +86.9k +86,879
39 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 278,366278.4k $4.3m $4.3m 0.02% Added +12.8k +12,766
40 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 278,048278.0k $4.3m $4.3m 0.02% Reduced -65.5k -65,502
41 Arlington Financial Advisors, LLC 1.29% of their portfolio SANTA BARBARA, CA 277,398277.4k $4.3m $4.3m 1.29% Added +6.9k +6,929
42 Beacon Pointe Advisors, LLC 0.05% of their portfolio NEWPORT BEACH, CA 271,925271.9k $4.2m $4.2m 0.05% Reduced -49.4k -49,399
43 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 257,414257.4k $4.0m $4.0m 0.01% Reduced -551.0k -551,023
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 256,303256.3k $4.0m $4.0m 0.01% Reduced -18.0k -18,048
45 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 256,216256.2k $4.0m $4.0m 0.01% Added +112.8k +112,807
46 ELEMENT CAPITAL MANAGEMENT LLC 13.04% of their portfolio New York, NY 247,427247.4k $3.9m $3.9m 13.04% New
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 238,880238.9k $3.7m $3.7m 0.00% Reduced -100.4k -100,382
48 Coastal Bridge Advisors, LLC 0.92% of their portfolio WESTPORT, CT 230,841230.8k $3.6m $3.6m 0.92% Reduced -85.4k -85,440
49 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 223,301223.3k $3.5m $3.5m 0.05% Reduced -15.9k -15,896
50 KEYBANK NATIONAL ASSOCIATION/OH 0.02% of their portfolio BROOKLYN, OH 222,290222.3k $3.5m $3.5m 0.02% Reduced -22.1k -22,055
51 SG Americas Securities, LLC 0.04% of their portfolio NEW YORK, NY 219,136219.1k $3.4m $3.4m 0.04% Added +72.4k +72,381
52 ELEMENT POINTE ADVISORS, LLC 0.97% of their portfolio MIAMI, FL 218,717218.7k $3.4m $3.4m 0.97% Reduced -287.8k -287,759
53 Nan Shan Life Insurance Co., Ltd. 0.08% of their portfolio Taipei City, F5 214,000214.0k $3.3m $3.3m 0.08% Reduced -20.7k -20,700
54 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 203,672203.7k $3.2m $3.2m 0.01% Reduced -3.4k -3,407
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 178,345178.3k $2.8m $2.8m 0.00% Added +4.4k +4,408
56 CAPITAL FUND MANAGEMENT S.A. 0.04% of their portfolio PARIS, I0 177,076177.1k $2.8m $2.8m 0.04% Reduced -20.7k -20,682
57 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 172,755172.8k $2.7m $2.7m 0.00% Reduced -98 -98
58 Sand Hill Global Advisors, LLC 0.12% of their portfolio Palo Alto, CA 164,681164.7k $2.6m $2.6m 0.12% Reduced -14.8k -14,811
59 PENOBSCOT WEALTH MANAGEMENT 1.67% of their portfolio PORTLAND, ME 158,827158.8k $2.5m $2.5m 1.67% Added +8.5k +8,509
60 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.04% of their portfolio New York, NY 157,272157.3k $2.4m $2.4m 0.04% Reduced -75.2k -75,210
61 Fiduciary Trust Co 0.04% of their portfolio Boston, MA 156,557156.6k $2.4m $2.4m 0.04% Reduced -25.6k -25,610
62 Krilogy Financial LLC 0.20% of their portfolio ST. LOUIS, MO 150,846150.8k $2.3m $2.3m 0.20% New
63 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.02% of their portfolio NEW YORK, NY 150,625150.6k $2.3m $2.3m 0.02% Reduced -700 -700
64 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 145,717145.7k $2.3m $2.3m 0.02% Reduced -5.3k -5,330
65 SPINNAKER TRUST 0.14% of their portfolio PORTLAND, ME 128,410128.4k $2.0m $2.0m 0.14% Reduced -375.6k -375,635
66 SYON CAPITAL LLC 0.08% of their portfolio SAN FRANCISCO, CA 126,964127.0k $2.0m $2.0m 0.08% Added +48.7k +48,712
67 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 121,793121.8k $1.9m $1.9m 0.00% Reduced -23.2k -23,208
68 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 119,366119.4k $1.9m $1.9m 0.00% Added +10.7k +10,713
69 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 108,655108.7k $1.7m $1.7m 0.00% Reduced -21.8k -21,844
70 MISSION WEALTH MANAGEMENT, LP 0.06% of their portfolio Santa Barbara, CA 107,186107.2k $1.7m $1.7m 0.06% Reduced -5.7k -5,650
71 First Affirmative Financial Network 1.32% of their portfolio COLORADO SPRINGS, CO 106,160106.2k $1.7m $1.7m 1.32% Added +3.2k +3,222
72 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 106,065106.1k $1.7m $1.7m 0.02% Reduced -35.1k -35,078
73 Mutual Advisors, LLC 0.06% of their portfolio OMAHA, NE 105,940105.9k $1.6m $1.6m 0.06% Reduced -4.1k -4,144
74 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 105,160105.2k $1.5m $1.5m 0.01% Added +4.8k +4,848
75 Summit Place Financial Advisors, LLC 1.04% of their portfolio SUMMIT, NJ 102,536102.5k $1.6m $1.6m 1.04% Reduced -19.9k -19,909
76 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 100,074100.1k $1.6m $1.6m 0.00% Reduced -9.7k -9,681
77 Mariner, LLC 0.00% of their portfolio Overland Park, KS 100,048100.0k $1.6m $1.6m 0.00% Reduced -32.5k -32,487
78 CAMBRIDGE TRUST CO 0.06% of their portfolio BOSTON, MA 98,98899.0k $1.5m $1.5m 0.06% Reduced -35.5k -35,498
79 TAP Consulting, LLC 0.36% of their portfolio KIRKWOOD, MO 96,09796.1k $1.5m $1.5m 0.36% Added +23.1k +23,092
80 INSTRUMENTAL WEALTH, LLC 1.44% of their portfolio TAMPA, FL 95,51795.5k $1.3m $1.3m 1.44% Added +15.6k +15,574
81 Veltria Advisors Corp. 0.50% of their portfolio MIAMI, FL 95,48195.5k $1.5m $1.5m 0.50% Unchanged
82 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 93,62993.6k $1.5m $1.5m 0.02% Reduced -3.0k -3,006
83 WRAPMANAGER INC 0.42% of their portfolio MILL VALLEY, CA 92,84092.8k $1.4m $1.4m 0.42% Added +21.1k +21,144
84 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 92,79892.8k $1.4m $1.4m 0.01% First filing
85 Providence First Trust Co 0.70% of their portfolio SCOTTSDALE, AZ 91,88391.9k $1.4m $1.4m 0.70% Unchanged
86 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 86,01386.0k $1.3m $1.3m 0.00% Reduced -140.3k -140,298
87 Elmwood Wealth Management, Inc. 0.93% of their portfolio BERKELEY, CA 84,98585.0k $1.3m $1.3m 0.93% Reduced -54.1k -54,054
88 CORRADO ADVISORS, LLC 1.07% of their portfolio RAMSEY, NJ 83,78983.8k $1.3m $1.3m 1.07% Added +905 +905
89 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 81,19781.2k $1.3m $1.3m 0.01% Reduced -7.0k -6,961
90 All Season Financial Advisors, Inc. 1.06% of their portfolio DENVER, CO 80,16680.2k $1.2m $1.2m 1.06% New
91 Milestone Investment Advisors LLC 0.36% of their portfolio MIDDLETON, WI 79,06779.1k $1.2m $1.2m 0.36% Reduced -73.4k -73,415
92 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 76,43976.4k $1.2m $1.2m 0.01% Reduced -3.5k -3,496
93 Pure Financial Advisors, LLC 0.04% of their portfolio SAN DIEGO, CA 75,50275.5k $1.2m $1.2m 0.04% Added +5.7k +5,682
94 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 75,03375.0k $1.2m $1.2m 0.00% Reduced -22.4k -22,443
95 GFS Advisors, LLC 0.17% of their portfolio HOUSTON, TX 74,53874.5k $1.2m $1.2m 0.17% Reduced -1.1k -1,085
96 MOLLER WEALTH PARTNERS 0.33% of their portfolio NORTHFIELD, IL 74,37274.4k $1.2m $1.2m 0.33% Added +19.1k +19,128
97 Gerber Kawasaki Wealth & Investment Management 0.07% of their portfolio SANTA MONICA, CA 74,23374.2k $1.2m $1.2m 0.07% Reduced -345.8k -345,790
98 Thrive Capital Management, LLC 0.59% of their portfolio FORT WASHINGTON, PA 71,11771.1k $1.1m $1.1m 0.59% Added +4.7k +4,737
99 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.02% of their portfolio BOSTON, MA 69,34569.3k $1.1m $1.1m 0.02% Unchanged
100 Independence Bank of Kentucky 0.38% of their portfolio OWENSBORO, KY 69,29969.3k $1.1m $1.1m 0.38% Reduced -15.3k -15,342