Vault-13

ISHARES TR ICLN

GL CLEAN ENE ETF · ETP · CUSIP 464288224

539 institutional holders -11 vs Q2 2023
65,941,55165.9m shares reported held*
$965.2mreported value*
46 new 152 added 191 reduced 53 sold out net sold ≈ $140.6m (-9.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.64. Options: 10 managers hold calls ($84.4m notional), 14 hold puts ($55.1m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 572Q4 22: 577Q1 23: 577Q2 23: 550Q3 23: 539539Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022572
Q4 2022577
Q1 2023577
Q2 2023550
Q3 2023539

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 251 bought or addedQ4 22: 225 cut or sold outQ4 22Q1 23: 234 bought or addedQ1 23: 232 cut or sold outQ1 23Q2 23: 201 bought or addedQ2 23: 270 cut or sold outQ2 23Q3 23: 198 bought or addedQ3 23: 244 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022251225
Q1 2023234232
Q2 2023201270
Q3 2023198244

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ4 22 calls: $117.1mQ4 22 puts: $194.6mQ4 22P/C 1.66Q1 23 calls: $89.9mQ1 23 puts: $139.8mQ1 23P/C 1.56Q2 23 calls: $49.2mQ2 23 puts: $66.2mQ2 23P/C 1.35Q3 23 calls: $84.4mQ3 23 puts: $55.1mQ3 23P/C 0.65
Numbers
QuarterCallsPutsP/C
Q4 2022$117.1m$194.6m1.66
Q1 2023$89.9m$139.8m1.56
Q2 2023$49.2m$66.2m1.35
Q3 2023$84.4m$55.1m0.65

Biggest buyers

BANK OF MONTREAL /CAN/ Added +541,890+541.9k
BNP PARIBAS FINANCIAL MARKETS Added +468,322+468.3k
JANE STREET GROUP, LLC Added +371,324+371.3k
Vestcor Inc Added +351,700+351.7k
PATHSTONE FAMILY OFFICE, LLC New +256,759+256.8k
NATIONAL BANK OF CANADA /FI/ Added +229,487+229.5k
BROWN ADVISORY INC Added +219,264+219.3k
JPMORGAN CHASE & CO Added +213,744+213.7k
MILLENNIUM MANAGEMENT LLC Added +168,079+168.1k
BANK OF NOVA SCOTIA Added +108,890+108.9k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -3,196,267-3.2m
Arlington Financial Advisors, LLC Reduced -1,054,810-1.1m
GOLDMAN SACHS GROUP INC Reduced -664,666-664.7k
ExodusPoint Capital Management, LP Reduced -607,498-607.5k
Rockefeller Capital Management L.P. Reduced -599,362-599.4k
MORGAN STANLEY Reduced -528,873-528.9k
OLD MISSION CAPITAL LLC Reduced -483,679-483.7k
BOURGEON CAPITAL MANAGEMENT LLC Reduced -461,093-461.1k
WELLS FARGO & COMPANY/MN Reduced -432,665-432.7k
Schonfeld Strategic Advisors LLC Sold out -425,504-425.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $23.7m1.6m shares
Schonfeld Strategic Advisors LLC Added $23.4m1.6m shares
Arosa Capital Management LP New $14.6m1.0m shares
CITADEL ADVISORS LLC Reduced $8.3m564.9k shares
BANK OF AMERICA CORP /DE/ New $5.6m380.0k shares
Squarepoint Ops LLC Added $3.5m236.4k shares
GTS SECURITIES LLC New $2.5m172.5k shares
CAPITAL FUND MANAGEMENT S.A. New $2.4m162.0k shares
Walleye Trading LLC Reduced $548.2k37.5k shares
Cutler Group LLC / CA Reduced $20.0k167.6k shares

Biggest puts

Arosa Capital Management LP New $15.4m1.1m shares
BANK OF AMERICA CORP /DE/ New $9.8m670.0k shares
CITADEL ADVISORS LLC Reduced $6.3m427.7k shares
Balyasny Asset Management L.P. Reduced $5.8m400.0k shares
BARCLAYS PLC Reduced $4.7m321.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.6m315.2k shares
BNP PARIBAS FINANCIAL MARKETS Unchanged $2.3m1.6k shares
CAPITAL FUND MANAGEMENT S.A. Added $2.2m153.8k shares
Parallax Volatility Advisers, L.P. Reduced $2.1m142.5k shares
GTS SECURITIES LLC New $627.2k42.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 9,850,0699.9m $144.0m $144.0m 0.02% Reduced -3.2m -3,196,267
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,585,3574.6m $67.0m $67.0m 0.01% Reduced -528.9k -528,873
3 Clal Insurance Enterprises Holdings Ltd 0.67% of their portfolio Tel-aviv, L3 3,303,0003.3m $48.3m $48.3m 0.67% Reduced -300.0k -300,000
4 UBS Group AG 0.02% of their portfolio ZURICH, V8 2,313,8052.3m $33.8m $33.8m 0.02% Reduced -148.9k -148,912
5 Vestcor Inc 0.94% of their portfolio FREDERICTON, A3 1,748,9001.7m $25.6m $25.6m 0.94% Added +351.7k +351,700
6 BNP PARIBAS FINANCIAL MARKETS 0.05% of their portfolio PARIS, I0 1,485,1101.5m $21.7m $21.7m 0.05% Added +468.3k +468,322
7 NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio MONTREAL, A8 1,465,5021.5m $20.6m $20.6m 0.04% Added +229.5k +229,487
8 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 1,433,5091.4m $21.0m $21.0m 0.03% Added +371.3k +371,324
9 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 1,301,2141.3m $19.0m $19.0m 0.04% Reduced -38.0k -37,953
10 Money Design Co.,Ltd. 1.15% of their portfolio TOKYO, M0 1,291,0661.3m $18.9m $18.9m 1.15% Added +8.1k +8,056
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,148,1831.1m $16.8m $16.8m 0.00% Reduced -293.9k -293,857
12 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,145,0871.1m $16.7m $16.7m 0.01% Reduced -65.3k -65,266
13 Total Wealth Planning, LLC 3.39% of their portfolio CINCINNATI, OH 1,136,1961.1m $16.6m $16.6m 3.39% Added +83.9k +83,895
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,036,6541.0m $15.2m $15.2m 0.00% Reduced -432.7k -432,665
15 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 933,338933.3k $14.6m $14.6m 0.01% Added +541.9k +541,890
16 BANK OF NOVA SCOTIA 0.03% of their portfolio TORONTO, A6 907,673907.7k $13.3m $13.3m 0.03% Added +108.9k +108,890
17 CRITERIA CAIXA, S.A.U. 1.58% of their portfolio BARCELONA, U3 868,800868.8k $12.7m $12.7m 1.58% Unchanged
18 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 808,437808.4k $11.8m $11.8m 0.05% Reduced -599.4k -599,362
19 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 742,067742.1k $10.9m $10.9m 0.01% Added +23.2k +23,201
20 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 635,943635.9k $9.3m $9.3m 0.00% Reduced -664.7k -664,666
21 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 632,599632.6k $9.2m $9.2m 0.01% Added +508 +508
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 617,100617.1k $9.0m $9.0m 0.00% Reduced -40.5k -40,505
23 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 616,646616.6k $9.0m $9.0m 0.01% Added +45.6k +45,610
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 565,394565.4k $8.3m $8.3m 0.00% Added +213.7k +213,744
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 557,931557.9k $8.2m $8.2m 0.00% Reduced -49.9k -49,921
26 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 513,451513.5k $7.5m $7.5m 0.00% Reduced -81.4k -81,395
27 TOBIAS FINANCIAL ADVISORS, INC. 1.95% of their portfolio Plantation, FL 508,308508.3k $7.4m $7.4m 1.95% Reduced -130.2k -130,193
28 ELEMENT POINTE ADVISORS, LLC 2.36% of their portfolio MIAMI, FL 506,476506.5k $7.4m $7.4m 2.36% Reduced -291.5k -291,506
29 SPINNAKER TRUST 0.55% of their portfolio PORTLAND, ME 504,045504.0k $7.4m $7.4m 0.55% Reduced -37 -37
30 CWM, LLC 0.04% of their portfolio OMAHA, NE 486,138486.1k $7.1m $7.1m 0.04% Reduced -11.0k -10,977
31 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 475,676475.7k $7.0m $7.0m 0.01% Added +97.1k +97,100
32 Bank Julius Baer & Co. Ltd, Zurich 0.04% of their portfolio ZURICH, V8 470,461470.5k $6.9m $6.9m 0.04% Added +11.6k +11,646
33 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 431,685431.7k $6.3m $6.3m 0.04% Added +35.1k +35,062
34 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 429,119429.1k $6.3m $6.3m 0.01% Reduced -16.9k -16,867
35 Gerber Kawasaki Wealth & Investment Management 0.42% of their portfolio SANTA MONICA, CA 420,023420.0k $6.1m $6.1m 0.42% Reduced -85.8k -85,798
36 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 419,230419.2k $6.1m $6.1m 0.01% Reduced -80.1k -80,100
37 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 402,098402.1k $5.9m $5.9m 0.00% Reduced -45.0k -44,968
38 Stelac Advisory Services LLC 2.93% of their portfolio NEW YORK, NY 370,760370.8k $5.4m $5.4m 2.93% Added +86.0k +85,991
39 GenTrust, LLC 0.38% of their portfolio MIAMI, FL 366,158366.2k $5.4m $5.4m 0.38% Reduced -618 -618
40 BBJS FINANCIAL ADVISORS, LLC 1.91% of their portfolio SEATTLE, WA 344,550344.6k $5.0m $5.0m 1.91% Added +40.0k +40,028
41 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 343,550343.6k $5.0m $5.0m 0.02% Reduced -276.4k -276,350
42 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 339,262339.3k $5.0m $5.0m 0.01% Reduced -22.6k -22,590
43 Beacon Pointe Advisors, LLC 0.06% of their portfolio NEWPORT BEACH, CA 321,324321.3k $4.7m $4.7m 0.06% Reduced -48.8k -48,775
44 Coastal Bridge Advisors, LLC 1.24% of their portfolio WESTPORT, CT 316,281316.3k $4.6m $4.6m 1.24% Reduced -64.6k -64,554
45 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 282,495282.5k $4.1m $4.1m 0.01% Added +65.8k +65,753
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 274,351274.4k $4.0m $4.0m 0.01% Reduced -133.0k -132,977
47 Arlington Financial Advisors, LLC 1.40% of their portfolio SANTA BARBARA, CA 270,469270.5k $4.0m $4.0m 1.40% Reduced -1.1m -1,054,810
48 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 265,600265.6k $3.9m $3.9m 0.02% Reduced -139.0k -138,969
49 PATHSTONE FAMILY OFFICE, LLC 0.03% of their portfolio ENGLEWOOD, NJ 256,759256.8k $3.8m $3.8m 0.03% New
50 KEYBANK NATIONAL ASSOCIATION/OH 0.02% of their portfolio BROOKLYN, OH 244,345244.3k $3.6m $3.6m 0.02% Reduced -121.9k -121,851
51 Wealthfront Advisers LLC 0.02% of their portfolio Palo Alto, CA 240,067240.1k $3.5m $3.5m 0.02% Added +93.7k +93,706
52 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 239,197239.2k $3.5m $3.5m 0.05% Reduced -15.7k -15,733
53 Nan Shan Life Insurance Co., Ltd. 0.09% of their portfolio Taipei City, F5 234,700234.7k $3.4m $3.4m 0.09% Unchanged
54 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.06% of their portfolio New York, NY 232,482232.5k $3.4m $3.4m 0.06% Reduced -42.5k -42,522
55 BROWN ADVISORY INC 0.01% of their portfolio BALTIMORE, MD 231,366231.4k $3.4m $3.4m 0.01% Added +219.3k +219,264
56 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 226,311226.3k $3.3m $3.3m 0.01% Added +34.1k +34,100
57 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 219,756219.8k $3.2m $3.2m 0.01% Reduced -88.0k -88,022
58 CX Institutional 0.18% of their portfolio AUBURN, IN 218,244218.2k $3.2m $3.2m 0.18% Reduced -69.1k -69,144
59 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 207,079207.1k $3.0m $3.0m 0.00% Reduced -3.9k -3,863
60 Rafferty Asset Management, LLC 0.02% of their portfolio New York, NY 203,955204.0k $3.0m $3.0m 0.02% Added +35.1k +35,134
61 Long Run Wealth Advisors, LLC 0.96% of their portfolio Lake Placid, NY 201,685201.7k $2.9m $2.9m 0.96% Added +9.2k +9,221
62 Biltmore Family Office, LLC 0.66% of their portfolio CHARLOTTE, NC 200,103200.1k $2.9m $2.9m 0.66% Reduced -11.1k -11,102
63 CAPITAL FUND MANAGEMENT S.A. 0.04% of their portfolio PARIS, I0 197,758197.8k $2.9m $2.9m 0.04% Added +46.0k +46,000
64 Fiduciary Trust Co 0.05% of their portfolio Boston, MA 182,167182.2k $2.7m $2.7m 0.05% Added +2.2k +2,229
65 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 179,789179.8k $2.6m $2.6m 0.00% Added +168.1k +168,079
66 Sand Hill Global Advisors, LLC 0.14% of their portfolio Palo Alto, CA 179,492179.5k $2.6m $2.6m 0.14% Added +7.6k +7,592
67 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 173,937173.9k $2.5m $2.5m 0.00% Reduced -25.6k -25,643
68 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 172,853172.9k $2.5m $2.5m 0.00% Added +12.0k +12,008
69 MRA Advisory Group 1.80% of their portfolio PARSIPPANY, NJ 172,182172.2k $2.5m $2.5m 1.80% Added +39.3k +39,320
70 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 170,695170.7k $2.5m $2.5m 0.00% Added +9.5k +9,529
71 Milestone Investment Advisors LLC 0.63% of their portfolio MIDDLETON, WI 152,482152.5k $2.2m $2.2m 0.63% Added +84 +84
72 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.02% of their portfolio NEW YORK, NY 151,325151.3k $2.2m $2.2m 0.02% Added +15.7k +15,733
73 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 151,047151.0k $2.2m $2.2m 0.02% Added +13.5k +13,462
74 PENOBSCOT WEALTH MANAGEMENT 1.67% of their portfolio PORTLAND, ME 150,318150.3k $2.2m $2.2m 1.67% Added +445 +445
75 SG Americas Securities, LLC 0.03% of their portfolio NEW YORK, NY 146,755146.8k $2.1m $2.1m 0.03% Reduced -129.3k -129,327
76 Chesley Taft & Associates LLC 0.14% of their portfolio CHICAGO, IL 146,079146.1k $2.1m $2.1m 0.14% Reduced -9.6k -9,558
77 EASTERN BANK 0.11% of their portfolio BOSTON, MA 145,253145.3k $2.1m $2.1m 0.11% Reduced -4.0k -4,042
78 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 145,001145.0k $2.1m $2.1m 0.00% Reduced -183.4k -183,366
79 Quantitative Investment Management, LLC 0.32% of their portfolio CHARLOTTESVILLE, VA 144,084144.1k $2.1m $2.1m 0.32% Added +46.4k +46,385
80 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 143,409143.4k $2.1m $2.1m 0.00% Reduced -41.9k -41,926
81 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 141,143141.1k $2.1m $2.1m 0.02% Added +11.1k +11,093
82 Elmwood Wealth Management, Inc. 0.98% of their portfolio BERKELEY, CA 139,039139.0k $2.0m $2.0m 0.98% Reduced -950 -950
83 CAMBRIDGE TRUST CO 0.09% of their portfolio BOSTON, MA 134,486134.5k $2.0m $2.0m 0.09% Reduced -3.1k -3,130
84 Mariner, LLC 0.01% of their portfolio Overland Park, KS 132,535132.5k $1.9m $1.9m 0.01% Reduced -42.0k -42,011
85 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 130,499130.5k $1.9m $1.9m 0.00% Added +4.3k +4,275
86 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 130,164130.2k $1.9m $1.9m 0.02% Added +38.4k +38,442
87 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 129,426129.4k $1.9m $1.9m 0.01% Reduced -45.8k -45,794
88 Destiny Wealth Partners, LLC 0.36% of their portfolio TAVARES, FL 123,686123.7k $1.8m $1.8m 0.36% Added +3.3k +3,349
89 Summit Place Financial Advisors, LLC 1.27% of their portfolio SUMMIT, NJ 122,445122.4k $1.8m $1.8m 1.27% Reduced -4.8k -4,770
90 MISSION WEALTH MANAGEMENT, LP 0.06% of their portfolio Santa Barbara, CA 112,836112.8k $1.6m $1.6m 0.06% Reduced -6.1k -6,141
91 Mutual Advisors, LLC 0.06% of their portfolio OMAHA, NE 110,084110.1k $1.6m $1.6m 0.06% Reduced -10.4k -10,403
92 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 109,755109.8k $1.6m $1.6m 0.00% Reduced -282 -282
93 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 108,653108.7k $1.6m $1.6m 0.00% Added +7.7k +7,702
94 First Affirmative Financial Network 1.47% of their portfolio COLORADO SPRINGS, CO 102,938102.9k $1.5m $1.5m 1.47% Added +2.8k +2,841
95 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 100,312100.3k $1.5m $1.5m 0.01% Added +10.9k +10,872
96 Y-Intercept (Hong Kong) Ltd 0.14% of their portfolio HONG KONG, K3 98,22198.2k $1.4m $1.4m 0.14% New
97 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 97,47697.5k $1.4m $1.4m 0.00% Added +30.6k +30,582
98 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 96,63596.6k $1.4m $1.4m 0.02% Reduced -2.9k -2,856
99 Veltria Advisors Corp. 0.55% of their portfolio MIAMI, FL 95,48195.5k $1.4m $1.4m 0.55% Added +24.5k +24,475
100 Providence First Trust Co 0.75% of their portfolio SCOTTSDALE, AZ 91,88391.9k $1.3m $1.3m 0.75% Reduced -6.9k -6,911