Vault-13

ISHARES TR ICLN

GL CLEAN ENE ETF · ETP · CUSIP 464288224

550 institutional holders -27 vs Q1 2023
75,666,91075.7m shares reported held*
$1.4bnreported value*
30 new 171 added 215 reduced 55 sold out net sold ≈ $54.1m (-3.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.44. Options: 9 managers hold calls ($49.2m notional), 15 hold puts ($66.2m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 572Q4 22: 577Q1 23: 577Q2 23: 550550Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022572
Q4 2022577
Q1 2023577
Q2 2023550

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 251 bought or addedQ4 22: 225 cut or sold outQ4 22Q1 23: 234 bought or addedQ1 23: 232 cut or sold outQ1 23Q2 23: 201 bought or addedQ2 23: 270 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022251225
Q1 2023234232
Q2 2023201270

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $218.0mQ3 22 puts: $272.6mQ3 22P/C 1.25Q4 22 calls: $117.1mQ4 22 puts: $194.6mQ4 22P/C 1.66Q1 23 calls: $89.9mQ1 23 puts: $139.8mQ1 23P/C 1.56Q2 23 calls: $49.2mQ2 23 puts: $66.2mQ2 23P/C 1.35
Numbers
QuarterCallsPutsP/C
Q3 2022$218.0m$272.6m1.25
Q4 2022$117.1m$194.6m1.66
Q1 2023$89.9m$139.8m1.56
Q2 2023$49.2m$66.2m1.35

Biggest buyers

BNP PARIBAS FINANCIAL MARKETS Added +464,701+464.7k
JANE STREET GROUP, LLC Added +460,766+460.8k
OLD MISSION CAPITAL LLC Added +406,799+406.8k
BANK OF AMERICA CORP /DE/ Added +230,886+230.9k
Raymond James Financial Services Advisors, Inc. Added +218,659+218.7k
KING LUTHER CAPITAL MANAGEMENT CORP New +161,015+161.0k
MRA Advisory Group New +132,862+132.9k
CREDIT SUISSE AG/ Added +123,958+124.0k
Schonfeld Strategic Advisors LLC Added +120,604+120.6k
BANK OF NOVA SCOTIA Added +104,788+104.8k

Biggest sellers

MORGAN STANLEY Reduced -730,038-730.0k
AMARILLO NATIONAL BANK Sold out -408,301-408.3k
WELLINGTON MANAGEMENT GROUP LLP Reduced -364,152-364.2k
MILLENNIUM MANAGEMENT LLC Reduced -346,412-346.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -343,158-343.2k
RAYMOND JAMES & ASSOCIATES Reduced -284,867-284.9k
CONSILIO WEALTH ADVISORS, LLC Sold out -233,422-233.4k
Moors & Cabot, Inc. Reduced -187,378-187.4k
BANK OF MONTREAL /CAN/ Reduced -185,453-185.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -168,142-168.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $28.2m1.5m shares
CITADEL ADVISORS LLC Reduced $10.4m566.2k shares
Parallax Volatility Advisers, L.P. Reduced $6.3m342.5k shares
Walleye Trading LLC Added $1.8m99.6k shares
Squarepoint Ops LLC New $1.5m83.7k shares
WOLVERINE TRADING, LLC Reduced $691.1k38.5k shares
PEAK6 Investments LLC Reduced $143.5k7.8k shares
Schonfeld Strategic Advisors LLC New $81.0k900.0k shares
Cutler Group LLC / CA Added $25.0k260.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $17.9m970.3k shares
CITADEL ADVISORS LLC Reduced $12.4m672.7k shares
BARCLAYS PLC Unchanged $11.8m641.4k shares
Balyasny Asset Management L.P. Unchanged $11.0m600.0k shares
Walleye Trading LLC Added $3.2m171.7k shares
BNP PARIBAS FINANCIAL MARKETS Reduced $2.9m1.6k shares
Parallax Volatility Advisers, L.P. Reduced $2.6m142.8k shares
Schonfeld Strategic Advisors LLC New $1.1m900.0k shares
PEAK6 Investments LLC Reduced $874.0k47.5k shares
Squarepoint Ops LLC New $758.1k41.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 13,046,33613.0m $240.1m $240.1m 0.03% Added +230.9k +230,886
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,114,2305.1m $94.1m $94.1m 0.01% Reduced -730.0k -730,038
3 Clal Insurance Enterprises Holdings Ltd 0.79% of their portfolio Tel-aviv, L3 3,603,0003.6m $66.3m $66.3m 0.79% Unchanged
4 UBS Group AG 0.02% of their portfolio ZURICH, V8 2,462,7172.5m $45.3m $45.3m 0.02% Reduced -57.6k -57,614
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,469,3191.5m $27.0m $27.0m 0.01% Reduced -151.8k -151,815
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,442,0401.4m $26.5m $26.5m 0.01% Reduced -147.6k -147,633
7 Rockefeller Capital Management L.P. 0.10% of their portfolio NEW YORK, NY 1,407,7991.4m $25.9m $25.9m 0.10% First filing
8 Vestcor Inc 0.94% of their portfolio FREDERICTON, A3 1,397,2001.4m $25.7m $25.7m 0.94% Unchanged
9 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 1,339,1671.3m $24.6m $24.6m 0.05% Added +40.7k +40,728
10 Arlington Financial Advisors, LLC 8.90% of their portfolio SANTA BARBARA, CA 1,325,2791.3m $24.4m $24.4m 8.90% Added +20.3k +20,293
11 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,300,6091.3m $23.9m $23.9m 0.01% Added +60.6k +60,574
12 Money Design Co.,Ltd. 1.40% of their portfolio TOKYO, M0 1,283,0101.3m $23.6m $23.6m 1.40% Reduced -76.7k -76,723
13 NATIONAL BANK OF CANADA /FI/ 0.05% of their portfolio MONTREAL, A8 1,236,0151.2m $22.7m $22.7m 0.05% Reduced -22.2k -22,154
14 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,210,3531.2m $22.3m $22.3m 0.02% Reduced -89.9k -89,944
15 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 1,062,1851.1m $19.5m $19.5m 0.03% Added +460.8k +460,766
16 Total Wealth Planning, LLC 4.03% of their portfolio CINCINNATI, OH 1,052,3011.1m $19.4m $19.4m 4.03% Added +73.4k +73,369
17 BNP PARIBAS FINANCIAL MARKETS 0.04% of their portfolio PARIS, I0 1,016,7881.0m $18.7m $18.7m 0.04% Added +464.7k +464,701
18 CRITERIA CAIXA, S.A.U. 1.93% of their portfolio BARCELONA, U3 868,800868.8k $16.0m $16.0m 1.93% Unchanged
19 BANK OF NOVA SCOTIA 0.04% of their portfolio TORONTO, A6 798,783798.8k $14.0m $14.0m 0.04% Added +104.8k +104,788
20 ELEMENT POINTE ADVISORS, LLC 4.72% of their portfolio MIAMI, FL 797,982798.0k $14.7m $14.7m 4.72% Added +35.8k +35,790
21 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 718,866718.9k $13.2m $13.2m 0.01% Added +63.1k +63,107
22 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 657,605657.6k $12.1m $12.1m 0.01% Added +2.0k +2,007
23 TOBIAS FINANCIAL ADVISORS, INC. 3.17% of their portfolio Plantation, FL 638,501638.5k $11.7m $11.7m 3.17% Added +8.8k +8,785
24 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 632,091632.1k $11.6m $11.6m 0.02% Reduced -40.4k -40,445
25 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 619,900619.9k $11.4m $11.4m 0.05% Reduced -6.9k -6,852
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 607,852607.9k $11.2m $11.2m 0.00% Added +69.8k +69,845
27 ExodusPoint Capital Management, LP 0.13% of their portfolio NEW YORK, NY 607,521607.5k $11.2m $11.2m 0.13% Reduced -97.5k -97,500
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 594,846594.8k $10.9m $10.9m 0.00% Reduced -35.8k -35,759
29 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 571,036571.0k $10.5m $10.5m 0.01% Reduced -96.5k -96,469
30 OLD MISSION CAPITAL LLC 0.38% of their portfolio CHICAGO, IL 553,813553.8k $10.2m $10.2m 0.38% Added +406.8k +406,799
31 Gerber Kawasaki Wealth & Investment Management 0.63% of their portfolio SANTA MONICA, CA 505,821505.8k $9.3m $9.3m 0.63% Reduced -33.4k -33,367
32 SPINNAKER TRUST 0.67% of their portfolio PORTLAND, ME 504,082504.1k $9.3m $9.3m 0.67% Reduced -1.1k -1,069
33 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 499,330499.3k $9.2m $9.2m 0.02% Added +218.7k +218,659
34 CWM, LLC 0.06% of their portfolio OMAHA, NE 497,115497.1k $9.1m $9.1m 0.06% Reduced -50.4k -50,382
35 BOURGEON CAPITAL MANAGEMENT LLC 2.10% of their portfolio Darien, CT 488,311488.3k $9.0m $9.0m 2.10% Reduced -7.5k -7,462
36 Bank Julius Baer & Co. Ltd, Zurich 0.05% of their portfolio ZURICH, V8 458,815458.8k $8.4m $8.4m 0.05% Reduced -10.6k -10,555
37 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 447,066447.1k $8.2m $8.2m 0.00% Added +2.9k +2,934
38 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 445,986446.0k $8.2m $8.2m 0.01% Reduced -11.9k -11,940
39 Schonfeld Strategic Advisors LLC 0.07% of their portfolio NEW YORK, NY 425,504425.5k $7.8m $7.8m 0.07% Added +120.6k +120,604
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 407,328407.3k $7.5m $7.5m 0.01% Reduced -343.2k -343,158
41 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 404,569404.6k $7.4m $7.4m 0.04% Added +16.7k +16,712
42 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 396,623396.6k $7.3m $7.3m 0.05% Reduced -2.0k -1,963
43 KCM INVESTMENT ADVISORS LLC 0.29% of their portfolio GREENBRAE, CA 394,058394.1k $7.3m $7.3m 0.29% Reduced -16.9k -16,896
44 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 391,448391.4k $7.3m $7.3m 0.00% Reduced -185.5k -185,453
45 Coastal Bridge Advisors, LLC 1.72% of their portfolio WESTPORT, CT 380,835380.8k $7.0m $7.0m 1.72% Reduced -90.4k -90,369
46 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 378,576378.6k $7.0m $7.0m 0.01% Added +124.0k +123,958
47 Beacon Pointe Advisors, LLC 0.11% of their portfolio NEWPORT BEACH, CA 370,099370.1k $6.8m $6.8m 0.11% Added +11.3k +11,262
48 GenTrust, LLC 0.46% of their portfolio MIAMI, FL 366,776366.8k $6.7m $6.7m 0.46% Reduced -36.0k -36,022
49 KEYBANK NATIONAL ASSOCIATION/OH 0.03% of their portfolio BROOKLYN, OH 366,196366.2k $6.7m $6.7m 0.03% Added +8.2k +8,167
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 361,852361.9k $6.7m $6.7m 0.01% Reduced -168.1k -168,142
51 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 351,650351.6k $6.5m $6.5m 0.00% Added +42.5k +42,464
52 Erste Asset Management GmbH 0.10% of their portfolio VIENNA, C4 328,850328.9k $5.9m $5.9m 0.10% Reduced -29.4k -29,390
53 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 328,367328.4k $6.0m $6.0m 0.00% Reduced -284.9k -284,867
54 Veritable, L.P. 0.09% of their portfolio Newtown Square, PA 308,295308.3k $5.7m $5.7m 0.09% Reduced -33.6k -33,606
55 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 307,778307.8k $5.7m $5.7m 0.03% Reduced -145.0k -145,020
56 BBJS FINANCIAL ADVISORS, LLC 2.24% of their portfolio SEATTLE, WA 304,522304.5k $5.6m $5.6m 2.24% Added +78.8k +78,843
57 LEO BROKERAGE, LLC 0.63% of their portfolio HURST, TX 300,562300.6k $5.5m $5.5m 0.63% Reduced -4.7k -4,724
58 CX Institutional 0.27% of their portfolio AUBURN, IN 287,388287.4k $5.3m $5.3m 0.27% Added +33.9k +33,932
59 Stelac Advisory Services LLC 2.34% of their portfolio NEW YORK, NY 284,769284.8k $5.2m $5.2m 2.34% Added +4.5k +4,509
60 SG Americas Securities, LLC 0.04% of their portfolio NEW YORK, NY 276,082276.1k $5.1m $5.1m 0.04% Added +58.3k +58,337
61 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.09% of their portfolio New York, NY 275,004275.0k $5.1m $5.1m 0.09% Reduced -2.2k -2,180
62 Cetera Advisors LLC 0.07% of their portfolio DENVER, CO 254,930254.9k $4.7m $4.7m 0.07% Reduced -86.8k -86,826
63 Nan Shan Life Insurance Co., Ltd. 0.10% of their portfolio Taipei City, F5 234,700234.7k $4.3m $4.3m 0.10% Unchanged
64 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 216,742216.7k $4.0m $4.0m 0.01% Added +9.2k +9,231
65 FIL Ltd 0.00% of their portfolio HAMILTON, D0 214,097214.1k $3.9m $3.9m 0.00% Reduced -100.8k -100,804
66 Biltmore Family Office, LLC 0.82% of their portfolio CHARLOTTE, NC 211,205211.2k $3.9m $3.9m 0.82% Reduced -2.2k -2,189
67 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 210,942210.9k $3.9m $3.9m 0.01% Reduced -8.7k -8,695
68 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 199,580199.6k $3.7m $3.7m 0.01% Reduced -10.1k -10,067
69 Long Run Wealth Advisors, LLC 1.13% of their portfolio Lake Placid, NY 192,464192.5k $3.5m $3.5m 1.13% Added +16.0k +15,986
70 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 192,211192.2k $3.5m $3.5m 0.01% Reduced -12.5k -12,486
71 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 185,335185.3k $3.4m $3.4m 0.00% Reduced -14.4k -14,357
72 Fiduciary Trust Co 0.06% of their portfolio Boston, MA 179,938179.9k $3.3m $3.3m 0.06% Reduced -1.9k -1,886
73 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 175,220175.2k $3.2m $3.2m 0.01% Reduced -20.5k -20,476
74 Mariner, LLC 0.01% of their portfolio Overland Park, KS 174,546174.5k $3.2m $3.2m 0.01% Reduced -4.2k -4,244
75 Sand Hill Global Advisors, LLC 0.16% of their portfolio Palo Alto, CA 171,900171.9k $3.2m $3.2m 0.16% Added +5.0k +5,001
76 Rafferty Asset Management, LLC 0.02% of their portfolio New York, NY 168,821168.8k $3.1m $3.1m 0.02% Reduced -13.5k -13,500
77 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 167,682167.7k $3.1m $3.1m 0.03% Reduced -8.5k -8,499
78 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 161,166161.2k $3.0m $3.0m 0.00% Added +5.7k +5,671
79 KING LUTHER CAPITAL MANAGEMENT CORP 0.01% of their portfolio FORT WORTH, TX 161,015161.0k $3.0m $3.0m 0.01% New
80 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 160,845160.8k $3.0m $3.0m 0.00% Reduced -31.8k -31,830
81 Chesley Taft & Associates LLC 0.18% of their portfolio CHICAGO, IL 155,637155.6k $2.9m $2.9m 0.18% Reduced -4.2k -4,195
82 Milestone Investment Advisors LLC 0.87% of their portfolio MIDDLETON, WI 152,398152.4k $2.8m $2.8m 0.87% Added +1.6k +1,602
83 CAPITAL FUND MANAGEMENT S.A. 0.04% of their portfolio PARIS, I0 151,758151.8k $2.8m $2.8m 0.04% Added +65.4k +65,400
84 PENOBSCOT WEALTH MANAGEMENT 2.02% of their portfolio PORTLAND, ME 149,873149.9k $2.8m $2.8m 2.02% Added +7.7k +7,705
85 EASTERN BANK 0.13% of their portfolio BOSTON, MA 149,295149.3k $2.7m $2.7m 0.13% Reduced -1.7k -1,746
86 LFA - Lugano Financial Advisors SA 1.80% of their portfolio LUGANO, V8 146,810146.8k $2.7m $2.7m 1.80% Added +5.7k +5,671
87 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 146,361146.4k $2.7m $2.7m 0.01% Reduced -92.4k -92,361
88 Elmwood Wealth Management, Inc. 1.20% of their portfolio BERKELEY, CA 139,989140.0k $2.6m $2.6m 1.20% Reduced -2.3k -2,287
89 CAMBRIDGE TRUST CO 0.11% of their portfolio BOSTON, MA 137,616137.6k $2.5m $2.5m 0.11% Added +1.2k +1,245
90 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 137,585137.6k $2.5m $2.5m 0.02% Reduced -4.9k -4,868
91 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.02% of their portfolio NEW YORK, NY 135,592135.6k $2.5m $2.5m 0.02% Added +2.2k +2,195
92 MRA Advisory Group 1.68% of their portfolio PARSIPPANY, NJ 132,862132.9k $2.4m $2.4m 1.68% New
93 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 130,050130.1k $2.4m $2.4m 0.03% Added +3.6k +3,631
94 Summit Place Financial Advisors, LLC 1.52% of their portfolio SUMMIT, NJ 127,215127.2k $2.3m $2.3m 1.52% Added +5.6k +5,575
95 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 126,224126.2k $2.3m $2.3m 0.00% Added +37.9k +37,861
96 MEITAV INVESTMENT HOUSE LTD 0.02% of their portfolio BENE-BERAQ, L3 122,032122.0k $2.2m $2.2m 0.02% Added +57.2k +57,206
97 Mutual Advisors, LLC 0.08% of their portfolio OMAHA, NE 120,487120.5k $2.2m $2.2m 0.08% Reduced -60.8k -60,780
98 Destiny Wealth Partners, LLC 0.43% of their portfolio TAVARES, FL 120,337120.3k $2.3m $2.3m 0.43% Added +7.8k +7,750
99 MISSION WEALTH MANAGEMENT, LP 0.08% of their portfolio Santa Barbara, CA 118,977119.0k $2.2m $2.2m 0.08% Reduced -843 -843
100 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 117,031117.0k $2.2m $2.2m 0.01% Added +7.0k +7,015