Vault-13

ISHARES TR ICLN

GL CLEAN ENE ETF · ETP · CUSIP 464288224

577 institutional holders +5 vs Q3 2022
90,084,03090.1m shares reported held*
$1.8bnreported value*
51 new 200 added 158 reduced 67 sold out net bought ≈ $142.4m (+7.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.86. Options: 14 managers hold calls ($117.1m notional), 18 hold puts ($194.6m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 572Q4 22: 577577Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022572
Q4 2022577

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $218.0mQ3 22 puts: $272.6mQ3 22P/C 1.25Q4 22 calls: $117.1mQ4 22 puts: $194.6mQ4 22P/C 1.66
Numbers
QuarterCallsPutsP/C
Q3 2022$218.0m$272.6m1.25
Q4 2022$117.1m$194.6m1.66

Biggest buyers

JANE STREET GROUP, LLC Added +7,181,102+7.2m
Arosa Capital Management LP New +822,800+822.8k
NATIONAL BANK OF CANADA /FI/ Added +718,524+718.5k
MEITAV INVESTMENT HOUSE LTD Added +611,518+611.5k
Schonfeld Strategic Advisors LLC Added +502,009+502.0k
BARINGS LLC New +467,451+467.5k
BANK OF MONTREAL /CAN/ Added +453,421+453.4k
GOLDMAN SACHS GROUP INC Added +440,856+440.9k
Money Design Co.,Ltd. Added +362,045+362.0k
SPINNAKER TRUST Added +347,446+347.4k

Biggest sellers

Squarepoint Ops LLC Sold out -1,450,904-1.5m
Raymond James Financial Services Advisors, Inc. Reduced -980,528-980.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -512,823-512.8k
JPMORGAN CHASE & CO Reduced -497,474-497.5k
CITIGROUP INC Reduced -449,420-449.4k
Erste Asset Management GmbH Sold out -362,034-362.0k
Qube Research & Technologies Ltd Sold out -351,704-351.7k
OSAIC HOLDINGS, INC. Reduced -289,026-289.0k
Crawford Lake Capital Management, LLC Sold out -258,477-258.5k
STIFEL FINANCIAL CORP Reduced -238,535-238.5k

Biggest calls

Arosa Capital Management LP Reduced $39.7m2.0m shares
CITADEL ADVISORS LLC Reduced $20.6m1.0m shares
Parallax Volatility Advisers, L.P. Added $20.1m1.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $7.0m351.7k shares
Balyasny Asset Management L.P. Unchanged $6.9m350.0k shares
GOLDMAN SACHS GROUP INC New $6.0m300.0k shares
PEAK6 Investments LLC Reduced $5.9m297.8k shares
BANK OF AMERICA CORP /DE/ Unchanged $4.0m200.0k shares
BNP PARIBAS FINANCIAL MARKETS New $3.8m1.9k shares
Walleye Trading LLC New $2.0m100.1k shares

Biggest puts

MILLENNIUM MANAGEMENT LLC Reduced $59.8m3.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $26.5m1.3m shares
UBS Group AG Added $19.2m966.8k shares
CITADEL ADVISORS LLC Reduced $17.5m883.1k shares
BARCLAYS PLC First filing $12.7m641.4k shares
Balyasny Asset Management L.P. Unchanged $11.9m600.0k shares
Centiva Capital, LP Unchanged $9.9m500.0k shares
Jefferies Financial Group Inc. New $6.9m350.0k shares
GOLDMAN SACHS GROUP INC Added $6.9m350.0k shares
BNP PARIBAS FINANCIAL MARKETS Reduced $6.9m3.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 9,611,1649.6m $190.8m $190.8m 0.02% Added +208.8k +208,800
2 JANE STREET GROUP, LLC 0.29% of their portfolio NEW YORK, NY 7,738,3277.7m $153.6m $153.6m 0.29% Added +7.2m +7,181,102
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,665,3805.7m $112.5m $112.5m 0.01% Reduced -57.8k -57,830
4 Clal Insurance Enterprises Holdings Ltd 1.07% of their portfolio Tel-aviv, L3 3,603,0003.6m $71.5m $71.5m 1.07% Unchanged
5 UBS Group AG 0.03% of their portfolio ZURICH, V8 2,780,7232.8m $55.2m $55.2m 0.03% Added +46.5k +46,532
6 Money Design Co.,Ltd. 1.86% of their portfolio TOKYO, M0 2,742,6322.7m $54.4m $54.4m 1.86% Added +362.0k +362,045
7 MILLENNIUM MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 2,462,7162.5m $48.9m $48.9m 0.05% Reduced -24.2k -24,236
8 MEITAV INVESTMENT HOUSE LTD 0.69% of their portfolio BENE-BERAQ, L3 2,027,4902.0m $40.4m $40.4m 0.69% Added +611.5k +611,518
9 MIRABELLA FINANCIAL SERVICES LLP 3.13% of their portfolio London, X0 1,764,8381.8m $35.0m $35.0m 3.13% Added +245.1k +245,146
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,657,4771.7m $32.9m $32.9m 0.01% Reduced -59.7k -59,723
11 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,544,4041.5m $30.7m $30.7m 0.01% Reduced -114.6k -114,557
12 Vestcor Inc 1.02% of their portfolio FREDERICTON, A3 1,397,2001.4m $27.7m $27.7m 1.02% Unchanged
13 NATIONAL BANK OF CANADA /FI/ 0.07% of their portfolio MONTREAL, A8 1,392,2701.4m $27.6m $27.6m 0.07% Added +718.5k +718,524
14 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 1,359,0261.4m $27.0m $27.0m 0.06% Added +99.3k +99,264
15 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,346,9511.3m $26.7m $26.7m 0.02% Reduced -47.2k -47,214
16 Arlington Financial Advisors, LLC 10.32% of their portfolio SANTA BARBARA, CA 1,232,6281.2m $24.5m $24.5m 10.32% Reduced -3.5k -3,507
17 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,062,0901.1m $21.1m $21.1m 0.01% Added +440.9k +440,856
18 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 886,798886.8k $18.6m $18.6m 0.01% Added +453.4k +453,421
19 GenTrust, LLC 1.55% of their portfolio MIAMI, FL 872,524872.5k $17.3m $17.3m 1.55% Added +12.7k +12,688
20 CRITERIA CAIXA, S.A.U. 2.19% of their portfolio BARCELONA, U3 859,800859.8k $17.1m $17.1m 2.19% Added +194.0k +194,000
21 Total Wealth Planning, LLC 4.15% of their portfolio CINCINNATI, OH 844,771844.8k $16.8m $16.8m 4.15% Added +67.1k +67,068
22 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 840,120840.1k $16.7m $16.7m 0.09% Added +302.5k +302,465
23 Arosa Capital Management LP 4.97% of their portfolio MIAMI BEACH, FL 822,800822.8k $16.3m $16.3m 4.97% New
24 ELEMENT POINTE ADVISORS, LLC 5.76% of their portfolio MIAMI, FL 812,290812.3k $16.1m $16.1m 5.76% Added +168.3k +168,336
25 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 726,278726.3k $14.4m $14.4m 0.01% Added +32.9k +32,917
26 CREDIT SUISSE AG/ 0.02% of their portfolio ZURICH, V8 709,469709.5k $14.1m $14.1m 0.02% Added +185.3k +185,252
27 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 682,411682.4k $13.5m $13.5m 0.03% Reduced -289.0k -289,026
28 OLD MISSION CAPITAL LLC 0.57% of their portfolio CHICAGO, IL 660,629660.6k $13.1m $13.1m 0.57% Added +324.6k +324,634
29 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 644,008644.0k $12.8m $12.8m 0.00% Reduced -68.1k -68,066
30 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 631,944631.9k $12.5m $12.5m 0.01% Reduced -38.4k -38,376
31 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 599,521599.5k $11.9m $11.9m 0.00% Added +1.0k +1,033
32 TOBIAS FINANCIAL ADVISORS, INC. 3.84% of their portfolio Plantation, FL 589,577589.6k $11.7m $11.7m 3.84% Reduced -5.6k -5,569
33 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 587,846587.8k $11.6m $11.6m 0.01% Added +36.6k +36,648
34 Schonfeld Strategic Advisors LLC 0.10% of their portfolio NEW YORK, NY 584,100584.1k $11.6m $11.6m 0.10% Added +502.0k +502,009
35 Gerber Kawasaki Wealth & Investment Management 1.01% of their portfolio SANTA MONICA, CA 570,933570.9k $11.3m $11.3m 1.01% Reduced -10.4k -10,374
36 BOURGEON CAPITAL MANAGEMENT LLC 2.78% of their portfolio Darien, CT 570,060570.1k $11.3m $11.3m 2.78% Added +103.7k +103,722
37 CWM, LLC 0.08% of their portfolio OMAHA, NE 552,835552.8k $11.0m $11.0m 0.08% Reduced -38.9k -38,920
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 543,552543.6k $10.8m $10.8m 0.02% Reduced -512.8k -512,823
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 541,310541.3k $10.7m $10.7m 0.02% Reduced -173.8k -173,798
40 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 534,065534.1k $10.6m $10.6m 0.03% Added +11.5k +11,502
41 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 517,622517.6k $10.3m $10.3m 0.02% Reduced -56.1k -56,073
42 Coastal Bridge Advisors, LLC 2.83% of their portfolio WESTPORT, CT 502,834502.8k $10.0m $10.0m 2.83% Reduced -62.6k -62,596
43 SPINNAKER TRUST 0.76% of their portfolio PORTLAND, ME 493,616493.6k $9.8m $9.8m 0.76% Added +347.4k +347,446
44 BANK OF NOVA SCOTIA 0.02% of their portfolio TORONTO, A6 477,325477.3k $9.5m $9.5m 0.02% Added +154.7k +154,732
45 Bank Julius Baer & Co. Ltd, Zurich 0.06% of their portfolio ZURICH, V8 468,250468.2k $9.3m $9.3m 0.06% Added +6.2k +6,155
46 BARINGS LLC 0.33% of their portfolio CHARLOTTE, NC 467,451467.5k $9.3m $9.3m 0.33% New
47 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 459,601459.6k $9.1m $9.1m 0.01% Reduced -5.9k -5,890
48 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 437,044437.0k $8.7m $8.7m 0.00% Reduced -497.5k -497,474
49 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 426,616426.6k $8.5m $8.5m 0.01% Reduced -449.4k -449,420
50 KCM INVESTMENT ADVISORS LLC 0.35% of their portfolio GREENBRAE, CA 405,382405.4k $8.0m $8.0m 0.35% Reduced -13.0k -12,991
51 AMARILLO NATIONAL BANK 1.83% of their portfolio AMARILLO, TX 397,519397.5k $7.9m $7.9m 1.83% Reduced -27.9k -27,942
52 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 394,110394.1k $7.8m $7.8m 0.05% Reduced -114.2k -114,179
53 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 393,246393.2k $7.8m $7.8m 0.06% Added +67.9k +67,911
54 Beacon Pointe Advisors, LLC 0.14% of their portfolio NEWPORT BEACH, CA 369,460369.5k $7.3m $7.3m 0.14% Added +13.4k +13,375
55 KEYBANK NATIONAL ASSOCIATION/OH 0.03% of their portfolio BROOKLYN, OH 352,903352.9k $7.0m $7.0m 0.03% Reduced -6.5k -6,540
56 Cetera Advisors LLC 0.13% of their portfolio DENVER, CO 349,374349.4k $6.9m $6.9m 0.13% Added +7.1k +7,131
57 FIL Ltd 0.01% of their portfolio HAMILTON, D0 341,085341.1k $6.8m $6.8m 0.01% Added +11.1k +11,073
58 Veritable, L.P. 0.11% of their portfolio Newtown Square, PA 303,428303.4k $6.0m $6.0m 0.11% Added +42.1k +42,052
59 Jefferies Financial Group Inc. 0.10% of their portfolio NEW YORK, NY 290,135290.1k $5.8m $5.8m 0.10% New
60 PENOBSCOT WEALTH MANAGEMENT 4.76% of their portfolio PORTLAND, ME 280,503280.5k $5.8m $5.8m 4.76% Added +139.2k +139,234
61 Stelac Advisory Services LLC 2.52% of their portfolio NEW YORK, NY 280,260280.3k $5.6m $5.6m 2.52% Unchanged
62 Centiva Capital, LP 0.45% of their portfolio New York, NY 273,923273.9k $5.4m $5.4m 0.45% Added +9.7k +9,698
63 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.10% of their portfolio New York, NY 268,819268.8k $5.3m $5.3m 0.10% Reduced -1.9k -1,945
64 Wealthfront Advisers LLC 0.02% of their portfolio Palo Alto, CA 258,979259.0k $5.1m $5.1m 0.02% Added +7.6k +7,633
65 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 255,821255.8k $5.1m $5.1m 0.01% Reduced -980.5k -980,528
66 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 241,803241.8k $4.8m $4.8m 0.01% Reduced -11.3k -11,336
67 Nan Shan Life Insurance Co., Ltd. 0.13% of their portfolio Taipei City, F5 234,700234.7k $4.7m $4.7m 0.13% Unchanged
68 CONSILIO WEALTH ADVISORS, LLC 2.85% of their portfolio BELLEVUE, WA 225,062225.1k $4.5m $4.5m 2.85% Added +15 +15
69 Balyasny Asset Management L.P. 0.02% of their portfolio Chicago, IL 224,318224.3k $4.5m $4.5m 0.02% Added +186.1k +186,124
70 BBJS FINANCIAL ADVISORS, LLC 1.98% of their portfolio SEATTLE, WA 221,289221.3k $4.4m $4.4m 1.98% First filing
71 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 219,679219.7k $4.4m $4.4m 0.01% Reduced -2.3k -2,270
72 Moors & Cabot, Inc. 0.30% of their portfolio BOSTON, MA 219,566219.6k $4.4m $4.4m 0.30% Reduced -3.8k -3,790
73 Biltmore Family Office, LLC 0.89% of their portfolio CHARLOTTE, NC 218,030218.0k $4.3m $4.3m 0.89% Reduced -10.2k -10,216
74 TPB WEALTH ADVISORS 2.27% of their portfolio SAN ANTONIO, TX 216,389216.4k $4.4m $4.4m 2.27% Added +3.3k +3,280
75 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 205,517205.5k $4.1m $4.1m 0.01% Reduced -238.5k -238,535
76 Rafferty Asset Management, LLC 0.03% of their portfolio New York, NY 200,621200.6k $4.0m $4.0m 0.03% Reduced -65.0k -64,996
77 Graham Capital Management, L.P. 0.15% of their portfolio ROWAYTON, CT 200,000200.0k $4.0m $4.0m 0.15% Unchanged
78 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 194,656194.7k $3.9m $3.9m 0.02% Added +10.9k +10,905
79 BlackRock Inc. 0.00% of their portfolio New York, NY 185,315185.3k $3.7m $3.7m 0.00% Added +26.7k +26,712
80 Mariner, LLC 0.01% of their portfolio Overland Park, KS 184,747184.7k $3.7m $3.7m 0.01% Reduced -5.0k -5,039
81 Fiduciary Trust Co 0.07% of their portfolio Boston, MA 176,261176.3k $3.5m $3.5m 0.07% Added +20.7k +20,710
82 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 174,987175.0k $2.0m $2.0m 0.06% Reduced -465 -465
83 Legacy PCG, LLC 1.57% of their portfolio IRVINE, CA 173,293173.3k $3.4m $3.4m 1.57% Reduced -123.3k -123,270
84 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 170,081170.1k $3.4m $3.4m 0.03% Added +1.4k +1,384
85 Long Run Wealth Advisors, LLC 1.15% of their portfolio Lake Placid, NY 161,400161.4k $3.2m $3.2m 1.15% Added +12.1k +12,148
86 Sand Hill Global Advisors, LLC 0.18% of their portfolio Palo Alto, CA 158,772158.8k $3.2m $3.2m 0.18% Added +9.7k +9,692
87 Chesley Taft & Associates LLC 0.21% of their portfolio CHICAGO, IL 155,040155.0k $3.1m $3.1m 0.21% Added +650 +650
88 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 146,607146.6k $2.9m $2.9m 0.03% Added +2.9k +2,909
89 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 144,325144.3k $2.9m $2.9m 0.00% New
90 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 141,349141.3k $2.8m $2.8m 0.00% Added +5.4k +5,373
91 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 140,592140.6k $2.8m $2.8m 0.00% First filing
92 MISSION WEALTH MANAGEMENT, LP 0.13% of their portfolio Santa Barbara, CA 138,787138.8k $2.8m $2.8m 0.13% Reduced -4.9k -4,926
93 Elmwood Wealth Management, Inc. 1.36% of their portfolio BERKELEY, CA 137,277137.3k $2.7m $2.7m 1.36% Added +1.8k +1,810
94 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 135,315135.3k $2.7m $2.7m 0.06% Reduced -917 -917
95 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.02% of their portfolio NEW YORK, NY 130,897130.9k $2.6m $2.6m 0.02% Added +71.2k +71,150
96 Public Sector Pension Investment Board 0.02% of their portfolio MONTREAL, A8 130,000130.0k $2.6m $2.6m 0.02% Unchanged
97 LFA - Lugano Financial Advisors SA 1.88% of their portfolio LUGANO, V8 127,629127.6k $2.5m $2.5m 1.88% Reduced -13.4k -13,427
98 Milestone Investment Advisors LLC 0.88% of their portfolio MIDDLETON, WI 126,037126.0k $2.5m $2.5m 0.88% First filing
99 Weil Company, Inc. 1.10% of their portfolio SAN DIEGO, CA 121,575121.6k $2.4m $2.4m 1.10% Added +63.3k +63,340
100 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 121,265121.3k $2.4m $2.4m 0.04% Added +1.9k +1,944