Vault-13

ISHARES TR IMCB

MRGSTR MD CP ETF · ETP · CUSIP 464288208

150 institutional holders -2 vs Q4 2022
6,165,8986.2m shares reported held*
$375.9mreported value*
13 new 42 added 45 reduced 10 sold out net sold ≈ $9.0m (-147.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $60.97. Options: 2 managers hold calls ($7.0m notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 143Q4 22: 152Q1 23: 150150Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022143
Q4 2022152
Q1 2023150

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 52 bought or addedQ4 22: 57 cut or sold outQ4 22Q1 23: 55 bought or addedQ1 23: 55 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225257
Q1 20235555

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ3 22 calls: $91.6mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $7.0mQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$91.6m$00.00
Q4 2022$0$0—
Q1 2023$7.0m$00.00

Biggest buyers

Raymond James Financial Services Advisors, Inc. Added +89,573+89.6k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Added +25,108+25.1k
CITADEL ADVISORS LLC New +13,332+13.3k
NewEdge Advisors, LLC Added +13,002+13.0k
MEANS INVESTMENT CO., INC. Added +12,479+12.5k
CIBC Private Wealth Group LLC Added +12,400+12.4k
Lion Street Advisors, LLC New +8,206+8.2k
Dynamic Advisor Solutions LLC New +7,781+7.8k
Cambridge Investment Research Advisors, Inc. Added +6,589+6.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +6,579+6.6k

Biggest sellers

AVANTAX ADVISORY SERVICES, INC. Reduced -118,323-118.3k
BANK OF AMERICA CORP /DE/ Reduced -61,006-61.0k
RAYMOND JAMES & ASSOCIATES Reduced -42,919-42.9k
OmniStar Financial Group, Inc. Sold out -22,949-22.9k
Thrivent Financial for Lutherans Sold out -21,937-21.9k
LPL Financial LLC Reduced -16,632-16.6k
Empirical Asset Management, LLC Sold out -13,095-13.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -9,660-9.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -9,417-9.4k
OSAIC HOLDINGS, INC. Reduced -8,960-9.0k

Biggest calls

JANE STREET GROUP, LLC New $7.0m74.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,167,4491.2m $70.8m $70.8m 0.03% Added +1.9k +1,855
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 951,411951.4k $57.7m $57.7m 0.01% Added +5.6k +5,566
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 376,722376.7k $22.8m $22.8m 0.02% Reduced -16.6k -16,632
4 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 310,408310.4k $18.8m $18.8m 0.04% Added +6.6k +6,579
5 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 292,923292.9k $17.8m $17.8m 0.02% Reduced -42.9k -42,919
6 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 257,130257.1k $15.6m $15.6m 0.03% Added +89.6k +89,573
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 251,253251.3k $15.2m $15.2m 0.00% Added +490 +490
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 162,605162.6k $9.9m $9.9m 0.00% Reduced -800 -800
9 Matrix Trust Co 2.47% of their portfolio DENVER, CO 151,447151.4k $9.2m $9.2m 2.47% Added +2.5k +2,525
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 120,479120.5k $7.3m $7.3m 0.00% Reduced -61.0k -61,006
11 PACIFIC FINANCIAL GROUP INC 4.36% of their portfolio NASHVILLE, TN 95,46995.5k $5.8m $5.8m 4.36% Reduced -521 -521
12 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 94,76894.8k $5.7m $5.7m 0.07% Reduced -118.3k -118,323
13 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 1.97% of their portfolio BERMUDA RUN, NC 93,41293.4k $5.7m $5.7m 1.97% Reduced -1.9k -1,886
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 80,95981.0k $4.9m $4.9m 0.01% Reduced -9.0k -8,960
15 Gladstone Institutional Advisory LLC 0.31% of their portfolio Bedminster, NJ 79,45879.5k $4.8m $4.8m 0.31% Reduced -5.6k -5,621
16 Benchmark Wealth Management, LLC 2.93% of their portfolio OLD LYME, CT 76,42176.4k $4.6m $4.6m 2.93% Reduced -8.0k -8,047
17 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 74,89474.9k $4.5m $4.5m 0.03% Reduced -961 -961
18 YARGER WEALTH STRATEGIES, LLC 4.64% of their portfolio WESTERVILLE, OH 69,80369.8k $4.2m $4.2m 4.64% Reduced -2.6k -2,554
19 Sunburst Financial Group, LLC 1.47% of their portfolio VESTAVIA HILLS, AL 65,70465.7k $4.0m $4.0m 1.47% Added +3.4k +3,373
20 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 55,23455.2k $3.3m $3.3m 0.05% Added +1.5k +1,529
21 MEANS INVESTMENT CO., INC. 0.53% of their portfolio BANGOR, ME 49,83649.8k $3.0m $3.0m 0.53% Added +12.5k +12,479
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 49,53049.5k $3.0m $3.0m 0.00% Added +2.4k +2,415
23 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 46,20546.2k $2.8m $2.8m 0.01% Added +6.6k +6,589
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 44,25544.3k $2.7m $2.7m 0.00% Reduced -9.4k -9,417
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 43,38043.4k $2.6m $2.6m 0.00% Unchanged
26 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 40,55840.6k $2.5m $2.5m 0.03% Reduced -5.3k -5,341
27 Goldstein Advisors, LLC 0.53% of their portfolio Madison, WI 39,71839.7k $2.4m $2.4m 0.53% Reduced -215 -215
28 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 38,77138.8k $2.4m $2.4m 0.01% Reduced -2.3k -2,320
29 Brand Asset Management Group, Inc. 1.18% of their portfolio CHESTERFIELD, MO 38,50138.5k $2.3m $2.3m 1.18% Added +131 +131
30 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.18% of their portfolio BIRMINGHAM, AL 37,45437.5k $2.3m $2.3m 0.18% Added +25.1k +25,108
31 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 36,50036.5k $2.2m $2.2m 0.00% Unchanged
32 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 35,87235.9k $2.2m $2.2m 0.02% Reduced -2.0k -2,029
33 Composition Wealth, LLC 0.07% of their portfolio LOS ANGELES, CA 35,37535.4k $2.1m $2.1m 0.07% Reduced -7.9k -7,892
34 Marshall Financial Group, LLC 0.69% of their portfolio Hunt Valley, MD 31,93031.9k $1.9m $1.9m 0.69% Added +144 +144
35 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 31,66931.7k $1.9m $1.9m 0.02% Reduced -1.3k -1,329
36 FLAGSTAR SECURITIES, INC 0.61% of their portfolio New York, NY 27,75627.8k $1.7m $1.7m 0.61% Reduced -406 -406
37 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 24,80024.8k $3.6m $3.6m 0.00% Added +12.4k +12,400
38 Ten Capital Wealth Advisors, LLC 0.48% of their portfolio SPOKANE, WA 24,40924.4k $1.5m $1.5m 0.48% Reduced -1.9k -1,859
39 Global Retirement Partners, LLC 0.07% of their portfolio San Rafael, CA 23,78423.8k $1.4m $1.4m 0.07% Reduced -2.4k -2,408
40 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 23,77023.8k $1.4m $1.4m 0.02% Reduced -187 -187
41 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 22,43022.4k $1.4m $1.4m 0.05% Added +12 +12
42 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 21,32921.3k $1.3m $1.3m 0.00% Added +44 +44
43 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 21,24321.2k $1.3m $1.3m 0.02% Added +1.1k +1,114
44 Apollon Wealth Management, LLC 0.08% of their portfolio MOUNT PLEASANT, SC 20,38820.4k $1.2m $1.2m 0.08% Unchanged
45 PARSONS CAPITAL MANAGEMENT INC/RI 0.10% of their portfolio PROVIDENCE, RI 19,66819.7k $1.2m $1.2m 0.10% Unchanged
46 World Investment Advisors 0.23% of their portfolio LINCROFT, NJ 18,23518.2k $1.1m $1.1m 0.23% Added +534 +534
47 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 18,04818.0k $1.1m $1.1m 0.00% Reduced -4.2k -4,234
48 Pitti Group Wealth Management, LLC 1.20% of their portfolio VICTOR, NY 17,76117.8k $1.1m $1.1m 1.20% Added +58 +58
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,90515.9k $964.5k $964.5k 0.00% Reduced -9.7k -9,660
50 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 14,83314.8k $899.5k $899.5k 0.06% Reduced -275 -275
51 Patriot Financial Group Insurance Agency, LLC 0.18% of their portfolio Westborough, MA 14,24614.2k $863.9k $863.9k 0.18% Added +1.0k +1,040
52 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 14,21714.2k $862.1k $862.1k 0.01% Added +13.0k +13,002
53 CWM, LLC 0.01% of their portfolio OMAHA, NE 13,79813.8k $837.0k $837.0k 0.01% Unchanged
54 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,33213.3k $808.5k $808.5k 0.00% New
55 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 12,96813.0k $786.4k $786.4k 0.00% Added +335 +335
56 NWAM LLC 0.07% of their portfolio MERCER ISLAND, WA 12,16412.2k $737.7k $737.7k 0.07% Reduced -1.5k -1,470
57 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,95011.9k $725.0k $725.0k 0.00% Added +57 +57
58 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 11,86711.9k $720.0k $720.0k 0.02% Reduced -89 -89
59 S.A. Mason LLC 0.52% of their portfolio HOLLAND, MI 11,76511.8k $713.4k $713.4k 0.52% Reduced -796 -796
60 PPS&V ASSET MANAGEMENT CONSULTANTS, INC. 0.59% of their portfolio PORTAGE, MI 11,24311.2k $681.8k $681.8k 0.59% Unchanged
61 Summit Asset Management, LLC 0.18% of their portfolio MEMPHIS, TN 10,60610.6k $643.1k $643.1k 0.18% Reduced -801 -801
62 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 10,57510.6k $641.3k $641.3k 0.03% Added +1 +1
63 TRUEFG, LLC 0.28% of their portfolio CEDAR PARK, TX 10,27010.3k $622.8k $622.8k 0.28% Reduced -51 -51
64 Liberty Capital Management, Inc. 0.20% of their portfolio BIRMINGHAM, MI 10,20010.2k $618.5k $618.5k 0.20% Unchanged
65 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 9,9439.9k $603.0k $603.0k 0.00% Added +34 +34
66 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 8,9709.0k $544.0k $544.0k 0.02% Reduced -869 -869
67 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 8,9038.9k $540.0k $540.0k 0.00% Reduced -299 -299
68 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 8,3258.3k $505.0k $505.0k 0.01% Reduced -143 -143
69 DB Wealth Management Group, LLC 0.32% of their portfolio SAN DIEGO, CA 8,2978.3k $503.1k $503.1k 0.32% Reduced -211 -211
70 Lion Street Advisors, LLC 0.15% of their portfolio Austin, TX 8,2068.2k $497.6k $497.6k 0.15% New
71 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 7,7817.8k $471.8k $471.8k 0.03% New
72 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 7,3017.3k $442.7k $442.7k 0.02% Reduced -149 -149
73 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 6,9957.0k $424.2k $424.2k 0.04% Reduced -1.6k -1,566
74 Kaydan Wealth Management, Inc. 0.16% of their portfolio FENTON, MI 6,6206.6k $401.4k $401.4k 0.16% Unchanged
75 Financial Futures Ltd Liability Co. 0.34% of their portfolio BRIELLE, NJ 6,6066.6k $400.6k $400.6k 0.34% Unchanged
76 Haverford Trust Co 0.00% of their portfolio Radnor, PA 6,5176.5k $395.2k $395.2k 0.00% Unchanged
77 Good Life Advisors, LLC 0.05% of their portfolio READING, PA 6,2726.3k $380.3k $380.3k 0.05% Unchanged
78 Mariner, LLC 0.00% of their portfolio Overland Park, KS 6,2326.2k $378.0k $378.0k 0.00% Reduced -832 -832
79 Divergent Wealth Advisors 0.09% of their portfolio SOUTH JORDAN, UT 6,1896.2k $375.3k $375.3k 0.09% Reduced -17 -17
80 FMR LLC 0.00% of their portfolio BOSTON, MA 5,9846.0k $362.9k $362.9k 0.00% Added +3.8k +3,844
81 ADELL HARRIMAN & CARPENTER INC 0.04% of their portfolio HOUSTON, TX 5,9005.9k $357.8k $357.8k 0.04% Unchanged
82 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 5,7285.7k $347.3k $347.3k 0.01% Added +314 +314
83 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 5,1725.2k $314.0k $314.0k 0.01% Reduced -145 -145
84 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 5,1565.2k $312.6k $312.6k 0.01% Added +1 +1
85 DFPG INVESTMENTS, LLC 0.03% of their portfolio SANDY, UT 5,0325.0k $305.1k $305.1k 0.03% New
86 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 5,0155.0k $304.1k $304.1k 0.02% Added +415 +415
87 Procyon Advisors, LLC 0.05% of their portfolio SHELTON, CT 4,9114.9k $297.8k $297.8k 0.05% Unchanged
88 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 4,2944.3k $260.4k $260.4k 0.01% Unchanged
89 Wealth Management Associates, Inc. 0.16% of their portfolio Cherry Hill, NJ 4,2224.2k $256.0k $256.0k 0.16% Unchanged
90 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 4,1654.2k $252.6k $252.6k 0.01% Reduced -82 -82
91 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 4,1404.1k $251.1k $251.1k 0.00% Reduced -60 -60
92 Clearwater Capital Advisors, LLC 0.03% of their portfolio HOFFMAN ESTATES, IL 3,8963.9k $236.3k $236.3k 0.03% Unchanged
93 Bedel Financial Consulting, Inc. 0.06% of their portfolio INDIANAPOLIS, IN 3,8963.9k $236.3k $236.3k 0.06% New
94 Glenview Trust Co 0.01% of their portfolio Louisville, KY 3,8873.9k $235.7k $235.7k 0.01% New
95 XML Financial, LLC 0.03% of their portfolio BETHESDA, MD 3,8283.8k $232.1k $232.1k 0.03% Unchanged
96 Windsor Wealth Management, Inc. 0.04% of their portfolio INDIANAPOLIS, IN 3,6323.6k $217.0k $217.0k 0.04% Unchanged
97 Financial Perspectives, Inc 0.10% of their portfolio MINNEAPOLIS, MN 3,6123.6k $219.1k $219.1k 0.10% Added +783 +783
98 Robertson Stephens Wealth Management, LLC 0.02% of their portfolio San Francisco, CA 3,5603.6k $215.9k $215.9k 0.02% Unchanged
99 Cape Investment Advisory, Inc. 0.13% of their portfolio MCDONOUGH, GA 3,5463.5k $215.0k $215.0k 0.13% First filing
100 COUNTRY TRUST BANK 0.01% of their portfolio Bloomington, IL 3,1123.1k $188.7k $188.7k 0.01% Unchanged