Vault-13

ISHARES TR AAXJ

MSCI AC ASIA ETF · ETP · CUSIP 464288182 · ISIN US4642881829

172 institutional holders -4 vs Q2 2024
17,869,19217.9m shares reported held*
$1.4bnreported value*
14 new 35 added 71 reduced 17 sold out net bought ≈ $84.9m (-303.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $78.61. Options: 1 managers hold calls ($384.4k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 186Q4 22: 197Q1 23: 205Q2 23: 194Q3 23: 182Q4 23: 176Q1 24: 175Q2 24: 176Q3 24: 172172Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022186
Q4 2022197
Q1 2023205
Q2 2023194
Q3 2023182
Q4 2023176
Q1 2024175
Q2 2024176
Q3 2024172

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 85 bought or addedQ4 22: 92 cut or sold outQ1 23: 88 bought or addedQ1 23: 89 cut or sold outQ1 23Q2 23: 86 bought or addedQ2 23: 85 cut or sold outQ3 23: 48 bought or addedQ3 23: 110 cut or sold outQ3 23Q4 23: 69 bought or addedQ4 23: 92 cut or sold outQ1 24: 65 bought or addedQ1 24: 90 cut or sold outQ1 24Q2 24: 59 bought or addedQ2 24: 76 cut or sold outQ3 24: 49 bought or addedQ3 24: 88 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228592
Q1 20238889
Q2 20238685
Q3 202348110
Q4 20236992
Q1 20246590
Q2 20245976
Q3 20244988

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ4 23 calls: $7.1mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $277.8kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $302.3kQ2 24 puts: $36.0kQ2 24P/C 0.12Q3 24 calls: $384.4kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$7.1m$00.00
Q1 2024$277.8k$00.00
Q2 2024$302.3k$36.0k0.12
Q3 2024$384.4k$00.00

Biggest buyers

JPMORGAN CHASE & CO Added +1,608,426+1.6m
WELLINGTON MANAGEMENT GROUP LLP Added +229,864+229.9k
ENVESTNET ASSET MANAGEMENT INC Added +121,627+121.6k
WELLS FARGO & COMPANY/MN Added +57,522+57.5k
Cetera Investment Advisers New +31,759+31.8k
Palisades Hudson Asset Management, L.P. Added +17,895+17.9k
All Season Financial Advisors, Inc. Added +17,258+17.3k
Raymond James Financial Services Advisors, Inc. New +16,627+16.6k
Savant Capital, LLC New +15,862+15.9k
PRUDENTIAL FINANCIAL INC Added +15,850+15.8k

Biggest sellers

Strategic Financial Concepts, LLC Reduced -1,373,479-1.4m
BANK OF NOVA SCOTIA Reduced -200,200-200.2k
FLOW TRADERS U.S. LLC Sold out -101,461-101.5k
JANE STREET GROUP, LLC Sold out -87,914-87.9k
OLD MISSION CAPITAL LLC Sold out -76,651-76.7k
BNP PARIBAS FINANCIAL MARKETS Reduced -75,743-75.7k
WEXFORD CAPITAL LP Sold out -73,789-73.8k
ROYAL BANK OF CANADA Reduced -66,834-66.8k
ALLIANCEBERNSTEIN L.P. Reduced -57,894-57.9k
HighTower Advisors, LLC Sold out -44,187-44.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $384.4k4.9k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 7,965,6828.0m $624.9m $624.9m 0.03% Added +1.6m +1,608,426
2 OVERSEA-CHINESE BANKING Corp Ltd 3.50% of their portfolio SINGAPORE, U0 1,590,9911.6m $124.8m $124.8m 3.50% Reduced -10.1k -10,064
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,106,1241.1m $86.8m $86.8m 0.01% Reduced -15.9k -15,933
4 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 803,466803.5k $63.0m $63.0m 0.02% Reduced -57.9k -57,894
5 CIBC Private Wealth Group LLC 0.11% of their portfolio ATLANTA, GA 781,058781.1k $61.3m $61.3m 0.11% Reduced -29.8k -29,830
6 Analyst IMS Investment Management Services Ltd. 2.32% of their portfolio Tel-aviv, L3 770,783770.8k $60.5m $60.5m 2.32% Reduced -1.9k -1,878
7 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 380,800380.8k $29.9m $29.9m 0.01% Added +229.9k +229,864
8 Cresset Asset Management, LLC 0.10% of their portfolio Chicago, IL 319,134319.1k $25.0m $25.0m 0.10% Reduced -216 -216
9 PGIM Custom Harvest LLC 0.48% of their portfolio NEWARK, NJ 303,512303.5k $23.8m $23.8m 0.48% Added +6.2k +6,212
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 227,471227.5k $17.8m $17.8m 0.00% Reduced -24.1k -24,063
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 201,209201.2k $15.8m $15.8m 0.00% Added +7.3k +7,312
12 Bank Julius Baer & Co. Ltd, Zurich 0.06% of their portfolio ZURICH, V8 188,938188.9k $17.6m $17.6m 0.06% Reduced -13.3k -13,299
13 Global Endowment Management, LP 1.28% of their portfolio CHARLOTTE, NC 161,522161.5k $12.7m $12.7m 1.28% Reduced -4.8k -4,834
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 136,020136.0k $10.7m $10.7m 0.00% Added +121.6k +121,627
15 GFS Advisors, LLC 2.10% of their portfolio HOUSTON, TX 125,705125.7k $9.9m $9.9m 2.10% Reduced -415 -415
16 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 121,049121.0k $9.5m $9.5m 0.01% Reduced -400 -400
17 FIDUCIARY FINANCIAL GROUP, LLC 1.82% of their portfolio SAN RAFAEL, CA 100,109100.1k $7.9m $7.9m 1.82% Reduced -9.9k -9,860
18 PRUDENTIAL PLC 0.04% of their portfolio LONDON, X0 93,61093.6k $7.3m $7.3m 0.04% Added +4.9k +4,930
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 87,29287.3k $6.8m $6.8m 0.00% Added +57.5k +57,522
20 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 83,64683.6k $6.6m $6.6m 0.01% Reduced -13.5k -13,505
21 EDMOND DE ROTHSCHILD HOLDING S.A. 0.10% of their portfolio CHAMBESY, V8 79,14579.1k $6.2m $6.2m 0.10% Unchanged
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 73,70873.7k $5.8m $5.8m 0.00% Reduced -66.8k -66,834
23 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 70,04270.0k $5.5m $5.5m 0.01% Reduced -73 -73
24 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 64,95465.0k $5.1m $5.1m 0.00% Reduced -21.2k -21,151
25 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 63,10063.1k $5.0m $5.0m 0.02% Reduced -4.1k -4,149
26 Evolution Wealth Advisors, LLC 0.89% of their portfolio AVENTURA, FL 63,07363.1k $4.9m $4.9m 0.89% Reduced -2.1k -2,065
27 EFG Private Wealth Management (Americas) Corp. 0.91% of their portfolio MIAMI, FL 59,48659.5k $4.7m $4.7m 0.91% Added +9.9k +9,857
28 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 53,47053.5k $4.2m $4.2m 0.00% Reduced -4.3k -4,275
29 BROWN ADVISORY INC 0.01% of their portfolio BALTIMORE, MD 51,35251.4k $4.0m $4.0m 0.01% Reduced -14.2k -14,248
30 SPINNAKER TRUST 0.25% of their portfolio PORTLAND, ME 51,04651.0k $4.0m $4.0m 0.25% Reduced -106 -106
31 iA Global Asset Management Inc. 0.07% of their portfolio QUEBEC, A8 49,74649.7k $3.9m $3.9m 0.07% Added +6.6k +6,640
32 BAILARD, INC. 0.10% of their portfolio Foster City, CA 46,64146.6k $3.7m $3.7m 0.10% Added +212 +212
33 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 46,60146.6k $3.7m $3.7m 0.03% Reduced -3.4k -3,417
34 Banco Santander, S.A. 0.04% of their portfolio Madrid, U3 46,33146.3k $3.6m $3.6m 0.04% Reduced -14.9k -14,914
35 EVERGREEN CAPITAL MANAGEMENT LLC 0.12% of their portfolio Bellevue, WA 44,33444.3k $3.5m $3.5m 0.12% Reduced -1.4k -1,350
36 Tolleson Wealth Management, Inc. 0.66% of their portfolio DALLAS, TX 44,23044.2k $3.5m $3.5m 0.66% Unchanged
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 44,11744.1k $3.5m $3.5m 0.01% Added +5.0k +5,015
38 Nicholas Hoffman & Company, LLC. 0.14% of their portfolio ATLANTA, GA 42,68942.7k $3.3m $3.3m 0.14% Unchanged
39 Rothschild & Co Wealth Management UK Ltd 0.05% of their portfolio London, X0 41,79241.8k $3.3m $3.3m 0.05% Reduced -3.0k -3,032
40 Banque Cantonale Vaudoise 0.13% of their portfolio LAUSANNE, V8 41,46241.5k $3.3m $3.3m 0.13% Added +1.8k +1,810
41 SOL Capital Management CO 0.35% of their portfolio ROCKVILLE, MD 39,96440.0k $3.1m $3.1m 0.35% Reduced -4.3k -4,335
42 FPC INVESTMENT ADVISORY, INC. 2.72% of their portfolio PETALUMA, CA 38,97639.0k $3.2m $3.2m 2.72% Reduced -2.0k -1,966
43 James Hambro & Partners LLP 0.12% of their portfolio LONDON, X0 37,35037.4k $2.9m $2.9m 0.12% Reduced -550 -550
44 Palisades Hudson Asset Management, L.P. 1.21% of their portfolio FORT LAUDERDALE, FL 36,62536.6k $2.9m $2.9m 1.21% Added +17.9k +17,895
45 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 33,70033.7k $2.6m $2.6m 0.00% Added +15.8k +15,850
46 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 32,38632.4k $2.6m $2.6m 0.00% Reduced -1.5k -1,476
47 Pathway Financial Advisors LLC 0.64% of their portfolio SOUTH BURLINGTON, VT 31,94631.9k $2.5m $2.5m 0.64% Added +1.4k +1,441
48 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 31,75931.8k $2.5m $2.5m 0.01% New
49 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 31,30031.3k $2.5m $2.5m 0.00% Reduced -3.7k -3,700
50 MMBG INVESTMENT ADVISORS CO. 0.25% of their portfolio MIAMI, FL 30,66030.7k $2.4m $2.4m 0.25% Reduced -2.7k -2,660
51 Moneda S.A. Administradora General de Fondos 1.88% of their portfolio LAS CONDES, SANTIAGO, F3 28,95529.0k $2.3m $2.3m 1.88% Reduced -731 -731
52 Quantinno Capital Management LP 0.03% of their portfolio NEW YORK, NY 28,89528.9k $2.3m $2.3m 0.03% Reduced -8.1k -8,092
53 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 28,17128.2k $2.2m $2.2m 0.00% Reduced -7.3k -7,310
54 All Season Financial Advisors, Inc. 1.87% of their portfolio DENVER, CO 28,03228.0k $2.2m $2.2m 1.87% Added +17.3k +17,258
55 COMMERCE BANK 0.01% of their portfolio KANSAS CITY, MO 26,93826.9k $2.1m $2.1m 0.01% Reduced -130 -130
56 National Philanthropic Trust 0.04% of their portfolio Jenkintown, PA 26,58526.6k $2.1m $2.1m 0.04% Unchanged
57 Evercore Wealth Management, LLC 0.03% of their portfolio New York, NY 26,44226.4k $2.1m $2.1m 0.03% Reduced -397 -397
58 BlackRock, Inc. 0.00% of their portfolio New York, NY 25,21225.2k $2.0m $2.0m 0.00% First filing
59 Clark Capital Management Group, Inc. 0.01% of their portfolio PHILADELPHIA, PA 24,26424.3k $1.9m $1.9m 0.01% Added +15.3k +15,275
60 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 22,76722.8k $1.8m $1.8m 0.00% Reduced -27.7k -27,669
61 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 20,98721.0k $1.6m $1.6m 0.00% Reduced -12.1k -12,119
62 ALTFEST L J & CO INC 0.22% of their portfolio NEW YORK, NY 20,70520.7k $1.6m $1.6m 0.22% Reduced -874 -874
63 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 20,27720.3k $1.6m $1.6m 0.00% Reduced -1.0k -1,035
64 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 19,91719.9k $1.6m $1.6m 0.01% Added +1.4k +1,390
65 Strategic Financial Concepts, LLC 0.49% of their portfolio SAN ANTONIO, TX 19,72819.7k $1.5m $1.5m 0.49% Reduced -1.4m -1,373,479
66 BANQUE PICTET & CIE SA 0.02% of their portfolio GENEVA 73, V8 19,41819.4k $1.5m $1.5m 0.02% Unchanged
67 Modern Wealth Management, LLC 0.09% of their portfolio KANSAS CITY, MO 18,80518.8k $1.5m $1.5m 0.09% Added +1.2k +1,194
68 Activest Wealth Management 0.43% of their portfolio AVENTURA, FL 17,77417.8k $1.4m $1.4m 0.43% Added +390 +390
69 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 16,90016.9k $1.3m $1.3m 0.00% Reduced -200.2k -200,200
70 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 16,62716.6k $1.3m $1.3m 0.00% New
71 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 15,86215.9k $1.2m $1.2m 0.01% New
72 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 15,33015.3k $1.2m $1.2m 0.00% New
73 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 14,45314.5k $1.1m $1.1m 0.00% Added +11.3k +11,258
74 Edge Capital Group, LLC 0.05% of their portfolio ATLANTA, GA 14,30914.3k $1.1m $1.1m 0.05% Unchanged
75 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 14,29914.3k $1.1m $1.1m 0.03% Reduced -243 -243
76 swisspartners Advisors Ltd 0.83% of their portfolio ZURICH, V8 13,66513.7k $906.7k $906.7k 0.83% Unchanged
77 INSIGNEO ADVISORY SERVICES, LLC 0.09% of their portfolio MIAMI, FL 11,02211.0k $864.7k $864.7k 0.09% Added +316 +316
78 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 10,99311.0k $862.4k $862.4k 0.00% Added +8.1k +8,050
79 Betterment LLC 0.00% of their portfolio NEW YORK, NY 9,9369.9k $779.0k $779.0k 0.00% Added +137 +137
80 DEBUSSY CAPITAL MANAGEMENT LP 0.22% of their portfolio CHICAGO, IL 9,7619.8k $765.8k $765.8k 0.22% Added +1.8k +1,833
81 Legacy Edge Advisors, LLC 0.12% of their portfolio SYOSSET, NY 9,2909.3k $728.8k $728.8k 0.12% Reduced -3.9k -3,943
82 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 9,0799.1k $653.5k $653.5k 0.01% Unchanged
83 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 8,8228.8k $692.1k $692.1k 0.00% Added +3.7k +3,735
84 Ballentine Partners, LLC 0.01% of their portfolio Waltham, MA 8,5278.5k $668.9k $668.9k 0.01% Unchanged
85 Independent Wealth Network Inc. 0.28% of their portfolio URBANDALE, IA 8,2008.2k $643.3k $643.3k 0.28% Reduced -60 -60
86 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 7,9457.9k $623.3k $623.3k 0.00% Added +230 +230
87 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 7,8217.8k $613.6k $613.6k 0.00% Unchanged
88 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 7,7887.8k $611.0k $611.0k 0.00% Unchanged
89 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 7,7197.7k $605.6k $605.6k 0.00% Reduced -75.7k -75,743
90 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 7,5337.5k $590.9k $590.9k 0.00% Reduced -87 -87
91 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 7,1037.1k $557.2k $557.2k 0.00% Reduced -3.0k -3,021
92 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 6,8936.9k $540.8k $540.8k 0.00% Reduced -7 -7
93 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 6,8366.8k $536.3k $536.3k 0.02% Reduced -100 -100
94 Breakwater Investment Management 0.22% of their portfolio SEATTLE, WA 6,7966.8k $533.1k $533.1k 0.22% Reduced -42 -42
95 Goelzer Investment Management, Inc. 0.03% of their portfolio CARMEL, IN 6,6936.7k $525.1k $525.1k 0.03% Unchanged
96 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 6,5366.5k $512.8k $512.8k 0.00% Unchanged
97 Accredited Investors Inc. 0.03% of their portfolio EDINA, MN 6,3796.4k $500.4k $500.4k 0.03% Reduced -1.1k -1,088
98 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 6,3596.4k $498.9k $498.9k 0.01% Added +2 +2
99 CALDWELL SUTTER CAPITAL, INC. 0.23% of their portfolio SAUSALITO, CA 6,1926.2k $485.8k $485.8k 0.23% Unchanged
100 Fiduciary Trust Co 0.01% of their portfolio Boston, MA 5,7415.7k $450.4k $450.4k 0.01% Unchanged