Vault-13

ISHARES TR AAXJ

MSCI AC ASIA ETF · ETP · CUSIP 464288182 · ISIN US4642881829

175 institutional holders -1 vs Q4 2023
21,514,47721.5m shares reported held*
$1.5bnreported value*
22 new 43 added 66 reduced 24 sold out net bought ≈ $208.2m (+3.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $67.76. Options: 1 managers hold calls ($277.8k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 186Q4 22: 197Q1 23: 205Q2 23: 194Q3 23: 182Q4 23: 176Q1 24: 175175Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022186
Q4 2022197
Q1 2023205
Q2 2023194
Q3 2023182
Q4 2023176
Q1 2024175

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 85 bought or addedQ4 22: 92 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 89 cut or sold outQ1 23Q2 23: 86 bought or addedQ2 23: 85 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 110 cut or sold outQ3 23Q4 23: 69 bought or addedQ4 23: 92 cut or sold outQ4 23Q1 24: 65 bought or addedQ1 24: 90 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228592
Q1 20238889
Q2 20238685
Q3 202348110
Q4 20236992
Q1 20246590

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ2 23 calls: $19.9kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $3.8mQ3 23 puts: $62.7kQ3 23P/C 0.02Q4 23 calls: $7.1mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $277.8kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$19.9k$00.00
Q3 2023$3.8m$62.7k0.02
Q4 2023$7.1m$00.00
Q1 2024$277.8k$00.00

Biggest buyers

JPMORGAN CHASE & CO Added +2,331,260+2.3m
JANE STREET GROUP, LLC Added +1,611,996+1.6m
WELLINGTON MANAGEMENT GROUP LLP New +1,190,671+1.2m
MORGAN STANLEY Added +599,428+599.4k
OVERSEA-CHINESE BANKING Corp Ltd Added +436,534+436.5k
CITADEL ADVISORS LLC New +132,669+132.7k
FLOW TRADERS U.S. LLC New +124,315+124.3k
BANK OF AMERICA CORP /DE/ Added +77,342+77.3k
ALLIANCEBERNSTEIN L.P. Added +72,635+72.6k
AIA Group Ltd New +65,939+65.9k

Biggest sellers

MEITAV INVESTMENT HOUSE LTD Sold out -863,792-863.8k
Accredited Investors Inc. Reduced -491,402-491.4k
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD Sold out -475,895-475.9k
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD Sold out -248,628-248.6k
CIBC Private Wealth Group LLC Reduced -197,546-197.5k
Cresset Asset Management, LLC Reduced -150,000-150.0k
Global Endowment Management, LP Sold out -143,213-143.2k
CONNABLE OFFICE INC Sold out -140,742-140.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -120,851-120.9k
Fullerton Fund Management Co Ltd. Sold out -102,098-102.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $277.8k4.1k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 6,903,3526.9m $467.7m $467.7m 0.02% Added +2.3m +2,331,260
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,167,6583.2m $214.6m $214.6m 0.01% Added +599.4k +599,428
3 JANE STREET GROUP, LLC 0.17% of their portfolio NEW YORK, NY 1,924,9341.9m $130.4m $130.4m 0.17% Added +1.6m +1,611,996
4 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,190,6711.2m $80.7m $80.7m 0.01% New
5 OVERSEA-CHINESE BANKING Corp Ltd 2.16% of their portfolio SINGAPORE, U0 985,255985.3k $66.8m $66.8m 2.16% Added +436.5k +436,534
6 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 974,824974.8k $66.0m $66.0m 0.02% Added +72.6k +72,635
7 CIBC Private Wealth Group LLC 0.11% of their portfolio ATLANTA, GA 795,605795.6k $54.2m $54.2m 0.11% Reduced -197.5k -197,546
8 Analyst IMS Investment Management Services Ltd. 2.27% of their portfolio Tel-aviv, L3 769,361769.4k $52.1m $52.1m 2.27% Reduced -2.7k -2,691
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 345,039345.0k $23.4m $23.4m 0.00% Added +77.3k +77,342
10 PGIM Custom Harvest LLC 0.43% of their portfolio NEWARK, NJ 253,824253.8k $17.2m $17.2m 0.43% Reduced -32.9k -32,851
11 Bank Julius Baer & Co. Ltd, Zurich 0.04% of their portfolio ZURICH, V8 166,458166.5k $11.3m $11.3m 0.04% Added +57.4k +57,400
12 Cresset Asset Management, LLC 0.05% of their portfolio Chicago, IL 156,164156.2k $10.6m $10.6m 0.05% Reduced -150.0k -150,000
13 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 132,669132.7k $9.0m $9.0m 0.01% New
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 126,415126.4k $8.6m $8.6m 0.00% Reduced -79.0k -78,981
15 GFS Advisors, LLC 1.42% of their portfolio HOUSTON, TX 126,120126.1k $8.5m $8.5m 1.42% Unchanged
16 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 126,076126.1k $8.5m $8.5m 0.01% Added +1.9k +1,931
17 FLOW TRADERS U.S. LLC 0.45% of their portfolio NEW YORK, NY 124,315124.3k $8.4m $8.4m 0.45% New
18 OLD MISSION CAPITAL LLC 0.19% of their portfolio CHICAGO, IL 113,417113.4k $7.7m $7.7m 0.19% Reduced -31.5k -31,520
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 111,227111.2k $7.5m $7.5m 0.00% Reduced -16.2k -16,226
20 PRUDENTIAL PLC 0.06% of their portfolio LONDON, X0 108,612108.6k $7.4m $7.4m 0.06% Reduced -3.4k -3,417
21 BROWN ADVISORY INC 0.01% of their portfolio BALTIMORE, MD 89,48889.5k $6.1m $6.1m 0.01% Reduced -28.7k -28,736
22 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 86,89186.9k $5.9m $5.9m 0.01% Added +5.0k +5,028
23 EDMOND DE ROTHSCHILD HOLDING S.A. 0.09% of their portfolio CHAMBESY, V8 79,14579.1k $5.4m $5.4m 0.09% Unchanged
24 WEXFORD CAPITAL LP 1.09% of their portfolio WEST PALM BEACH, FL 78,91978.9k $5.3m $5.3m 1.09% Added +2.4k +2,406
25 Zurich Insurance Group Ltd/FI 0.04% of their portfolio ZURICH, V8 70,38670.4k $4.8m $4.8m 0.04% Added +35.9k +35,880
26 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 70,11570.1k $4.8m $4.8m 0.01% Reduced -35 -35
27 Legacy Edge Advisors, LLC 0.99% of their portfolio SYOSSET, NY 69,95170.0k $4.7m $4.7m 0.99% Added +7.2k +7,238
28 SOL Capital Management CO 0.58% of their portfolio ROCKVILLE, MD 68,33968.3k $4.6m $4.6m 0.58% Reduced -62.3k -62,289
29 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 67,83067.8k $4.6m $4.6m 0.03% Added +9.1k +9,128
30 AIA Group Ltd 0.15% of their portfolio HONG KONG, K3 65,93965.9k $4.5m $4.5m 0.15% New
31 Evolution Wealth Advisors, LLC 0.85% of their portfolio AVENTURA, FL 65,60865.6k $4.4m $4.4m 0.85% Added +928 +928
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 63,70563.7k $4.3m $4.3m 0.01% Reduced -120.9k -120,851
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 63,65163.7k $4.3m $4.3m 0.00% Reduced -61.4k -61,390
34 Accredited Investors Inc. 0.28% of their portfolio EDINA, MN 63,38563.4k $4.3m $4.3m 0.28% Reduced -491.4k -491,402
35 Banco Santander, S.A. 0.05% of their portfolio Madrid, U3 57,65657.7k $3.9m $3.9m 0.05% Added +1.4k +1,423
36 ACIMA PRIVATE WEALTH, LLC 1.38% of their portfolio RICHMOND, VA 55,11955.1k $3.7m $3.7m 1.38% Added +15.4k +15,387
37 SPINNAKER TRUST 0.23% of their portfolio PORTLAND, ME 52,02152.0k $3.5m $3.5m 0.23% Reduced -679 -679
38 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 51,82751.8k $3.5m $3.5m 0.01% Reduced -9.0k -8,968
39 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 50,69650.7k $3.4m $3.4m 0.00% Added +12.6k +12,603
40 DRW Securities, LLC 0.20% of their portfolio CHICAGO, IL 50,56950.6k $3.4m $3.4m 0.20% New
41 EVERGREEN CAPITAL MANAGEMENT LLC 0.12% of their portfolio Bellevue, WA 46,63446.6k $3.2m $3.2m 0.12% Added +860 +860
42 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 45,83345.8k $3.1m $3.1m 0.03% Reduced -640 -640
43 Tolleson Wealth Management, Inc. 0.60% of their portfolio DALLAS, TX 45,43745.4k $3.1m $3.1m 0.60% Reduced -162 -162
44 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 45,07845.1k $3.1m $3.1m 0.00% Reduced -14.2k -14,216
45 Rothschild & Co Wealth Management UK Ltd 0.05% of their portfolio London, X0 44,82444.8k $3.0m $3.0m 0.05% Reduced -782 -782
46 BAILARD, INC. 0.08% of their portfolio Foster City, CA 44,38744.4k $3.0m $3.0m 0.08% Added +261 +261
47 iA Global Asset Management Inc. 0.06% of their portfolio QUEBEC, A8 43,41343.4k $2.9m $2.9m 0.06% Added +5.4k +5,390
48 Nicholas Hoffman & Company, LLC. 0.14% of their portfolio ATLANTA, GA 41,75141.8k $2.8m $2.8m 0.14% Added +940 +940
49 FPC INVESTMENT ADVISORY, INC. 2.75% of their portfolio PETALUMA, CA 41,39441.4k $2.8m $2.8m 2.75% First filing
50 James Hambro & Partners LLP 0.13% of their portfolio LONDON, X0 40,62040.6k $2.8m $2.8m 0.13% Reduced -2.9k -2,895
51 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 38,83738.8k $2.6m $2.6m 0.00% Added +27.1k +27,117
52 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 36,81736.8k $2.5m $2.5m 0.00% Added +817 +817
53 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 36,76136.8k $2.5m $2.5m 0.00% Reduced -9.5k -9,521
54 MMBG INVESTMENT ADVISORS CO. 0.24% of their portfolio MIAMI, FL 33,32033.3k $2.3m $2.3m 0.24% Unchanged
55 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 31,83331.8k $2.2m $2.2m 0.00% New
56 Banque Cantonale Vaudoise 0.08% of their portfolio LAUSANNE, V8 31,72731.7k $2.1m $2.1m 0.08% Added +750 +750
57 Pathway Financial Advisors LLC 0.56% of their portfolio SOUTH BURLINGTON, VT 30,50530.5k $2.1m $2.1m 0.56% Reduced -82.1k -82,117
58 Moneda S.A. Administradora General de Fondos 1.16% of their portfolio LAS CONDES, SANTIAGO, F3 30,38030.4k $2.1m $2.1m 1.16% Reduced -3.4k -3,373
59 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 28,70028.7k $1.9m $1.9m 0.00% Added +14.5k +14,500
60 BlackRock Inc. 0.00% of their portfolio New York, NY 27,65627.7k $1.9m $1.9m 0.00% Added +153 +153
61 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 27,32427.3k $1.9m $1.9m 0.00% Added +3.8k +3,760
62 COMMERCE BANK 0.01% of their portfolio KANSAS CITY, MO 27,28927.3k $1.8m $1.8m 0.01% Reduced -3.8k -3,770
63 Evercore Wealth Management, LLC 0.03% of their portfolio New York, NY 26,83926.8k $1.8m $1.8m 0.03% Unchanged
64 National Philanthropic Trust 0.04% of their portfolio Jenkintown, PA 26,58526.6k $1.8m $1.8m 0.04% Unchanged
65 EFG Private Wealth Management (Americas) Corp. 0.52% of their portfolio MIAMI, FL 25,39125.4k $1.7m $1.7m 0.52% Reduced -21.4k -21,418
66 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 24,34624.3k $1.6m $1.6m 0.00% Added +4.1k +4,117
67 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 24,25424.3k $1.6m $1.6m 0.00% Reduced -63.7k -63,674
68 ALTFEST L J & CO INC 0.23% of their portfolio NEW YORK, NY 24,18424.2k $1.6m $1.6m 0.23% Reduced -62.2k -62,184
69 Activest Wealth Management 0.77% of their portfolio AVENTURA, FL 23,72823.7k $1.6m $1.6m 0.77% Reduced -6.5k -6,476
70 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 21,50521.5k $1.5m $1.5m 0.00% Unchanged
71 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 21,30921.3k $1.4m $1.4m 0.00% Added +9.9k +9,942
72 Strategic Financial Concepts, LLC 0.33% of their portfolio SAN ANTONIO, TX 20,33620.3k $1.4m $1.4m 0.33% New
73 Palisades Hudson Asset Management, L.P. 0.61% of their portfolio FORT LAUDERDALE, FL 19,85319.9k $1.3m $1.3m 0.61% Reduced -147 -147
74 BANQUE PICTET & CIE SA 0.01% of their portfolio GENEVA 73, V8 19,41819.4k $1.3m $1.3m 0.01% Unchanged
75 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 19,28419.3k $1.3m $1.3m 0.00% New
76 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 18,28818.3k $1.2m $1.2m 0.01% Reduced -2.8k -2,815
77 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 17,85917.9k $1.2m $1.2m 0.00% New
78 Modern Wealth Management, LLC 0.10% of their portfolio KANSAS CITY, MO 16,65816.7k $1.1m $1.1m 0.10% New
79 GLENMEDE TRUST CO NA 0.01% of their portfolio PHILADELPHIA, PA 15,67115.7k $1.1m $1.1m 0.01% Unchanged
80 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 15,53915.5k $1.1m $1.1m 0.00% Added +586 +586
81 INSIGNEO ADVISORY SERVICES, LLC 0.12% of their portfolio MIAMI, FL 15,24715.2k $1.0m $1.0m 0.12% Reduced -631 -631
82 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 14,52814.5k $984.3k $984.3k 0.03% Reduced -995 -995
83 Edge Capital Group, LLC 0.05% of their portfolio ATLANTA, GA 14,30914.3k $969.4k $969.4k 0.05% Unchanged
84 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 13,35813.4k $905.0k $905.0k 0.00% Reduced -723 -723
85 Quantinno Capital Management LP 0.02% of their portfolio NEW YORK, NY 11,31811.3k $767.0k $767.0k 0.02% New
86 swisspartners Advisors Ltd 0.57% of their portfolio ZURICH, V8 11,31811.3k $691.4k $691.4k 0.57% Added +1.1k +1,050
87 Ballentine Partners, LLC 0.01% of their portfolio Waltham, MA 10,65510.7k $721.9k $721.9k 0.01% Reduced -310 -310
88 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 9,7689.8k $661.8k $661.8k 0.01% Reduced -54 -54
89 Betterment LLC 0.00% of their portfolio NEW YORK, NY 9,5069.5k $644.0k $644.0k 0.00% Added +1.1k +1,108
90 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 9,3009.3k $630.1k $630.1k 0.00% Reduced -10.7k -10,700
91 IPG Investment Advisors LLC 0.13% of their portfolio SAN DIEGO, CA 8,9719.0k $607.8k $607.8k 0.13% Added +1.5k +1,537
92 Independent Wealth Network Inc. 0.26% of their portfolio URBANDALE, IA 8,1028.1k $548.9k $548.9k 0.26% Added +369 +369
93 DEBUSSY CAPITAL MANAGEMENT LP 0.16% of their portfolio CHICAGO, IL 7,9287.9k $562.8k $562.8k 0.16% Added +2.2k +2,242
94 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 7,7887.8k $527.6k $527.6k 0.00% Reduced -80.9k -80,866
95 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 7,7157.7k $521.1k $521.1k 0.00% Reduced -940 -940
96 Stelac Advisory Services LLC 0.24% of their portfolio NEW YORK, NY 7,7007.7k $521.7k $521.7k 0.24% Unchanged
97 Breakwater Investment Management 0.23% of their portfolio SEATTLE, WA 7,5367.5k $510.6k $510.6k 0.23% First filing
98 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 6,9887.0k $473.4k $473.4k 0.02% Reduced -1.2k -1,170
99 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 6,8306.8k $462.7k $462.7k 0.00% Reduced -640 -640
100 Goelzer Investment Management, Inc. 0.03% of their portfolio CARMEL, IN 6,6936.7k $453.5k $453.5k 0.03% Unchanged