Vault-13

ISHARES TR AAXJ

MSCI AC ASIA ETF · ETP · CUSIP 464288182 · ISIN US4642881829

176 institutional holders -6 vs Q3 2023
19,256,13519.3m shares reported held*
$1.3bnreported value*
17 new 52 added 66 reduced 26 sold out net bought ≈ $195.1m (+2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $66.56. Options: 2 managers hold calls ($7.1m notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 186Q4 22: 197Q1 23: 205Q2 23: 194Q3 23: 182Q4 23: 176176Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022186
Q4 2022197
Q1 2023205
Q2 2023194
Q3 2023182
Q4 2023176

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 85 bought or addedQ4 22: 92 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 89 cut or sold outQ1 23Q2 23: 86 bought or addedQ2 23: 85 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 110 cut or sold outQ3 23Q4 23: 69 bought or addedQ4 23: 92 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228592
Q1 20238889
Q2 20238685
Q3 202348110
Q4 20236992

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $19.9kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $3.8mQ3 23 puts: $62.7kQ3 23P/C 0.02Q4 23 calls: $7.1mQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$19.9k$00.00
Q3 2023$3.8m$62.7k0.02
Q4 2023$7.1m$00.00

Biggest buyers

JPMORGAN CHASE & CO Added +2,260,283+2.3m
MORGAN STANLEY Added +1,339,991+1.3m
Provida Pension Fund Administrator Added +420,965+421.0k
OVERSEA-CHINESE BANKING Corp Ltd Added +164,310+164.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +149,986+150.0k
CONNABLE OFFICE INC New +140,742+140.7k
Fullerton Fund Management Co Ltd. Added +94,770+94.8k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD New +90,122+90.1k
HSBC HOLDINGS PLC Added +81,553+81.6k
Pathway Financial Advisors LLC Added +81,538+81.5k

Biggest sellers

WELLINGTON MANAGEMENT GROUP LLP Sold out -521,323-521.3k
OLD MISSION CAPITAL LLC Reduced -482,281-482.3k
ROYAL BANK OF CANADA Reduced -417,441-417.4k
Accredited Investors Inc. Reduced -162,156-162.2k
NATIONAL BANK OF CANADA /FI/ Reduced -134,236-134.2k
CIBC Private Wealth Group LLC Reduced -119,139-119.1k
Centric Wealth Management Sold out -94,991-95.0k
Kingfisher Capital LLC Sold out -76,245-76.2k
CAXTON ASSOCIATES LP Sold out -71,828-71.8k
NewEdge Advisors, LLC Sold out -61,534-61.5k

Biggest calls

CITADEL ADVISORS LLC New $4.6m68.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.6m38.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 4,572,0924.6m $304.4m $304.4m 0.02% Added +2.3m +2,260,283
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,568,2302.6m $171.0m $171.0m 0.01% Added +1.3m +1,339,991
3 CIBC Private Wealth Group LLC 0.14% of their portfolio ATLANTA, GA 993,151993.2k $66.1m $66.1m 0.14% Reduced -119.1k -119,139
4 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 902,189902.2k $60.1m $60.1m 0.02% Added +4.1k +4,100
5 MEITAV INVESTMENT HOUSE LTD 0.84% of their portfolio BENE-BERAQ, L3 863,792863.8k $57.5m $57.5m 0.84% Reduced -55.8k -55,805
6 Provida Pension Fund Administrator 1.60% of their portfolio LAS CONDES, SANTIAGO, F3 863,473863.5k $57.5m $57.5m 1.60% Added +421.0k +420,965
7 Analyst IMS Investment Management Services Ltd. 2.67% of their portfolio Tel-aviv, L3 772,052772.1k $51.4m $51.4m 2.67% Reduced -7.1k -7,120
8 Accredited Investors Inc. 2.62% of their portfolio EDINA, MN 554,787554.8k $36.9m $36.9m 2.62% Reduced -162.2k -162,156
9 OVERSEA-CHINESE BANKING Corp Ltd 1.30% of their portfolio SINGAPORE, U0 548,721548.7k $36.5m $36.5m 1.30% Added +164.3k +164,310
10 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 2.17% of their portfolio Tel Aviv, L3 475,895475.9k $31.7m $31.7m 2.17% Unchanged
11 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 312,938312.9k $20.8m $20.8m 0.03% Added +55.1k +55,057
12 Cresset Asset Management, LLC 0.12% of their portfolio Chicago, IL 306,164306.2k $20.4m $20.4m 0.12% Reduced -4.4k -4,357
13 PGIM Custom Harvest LLC 0.57% of their portfolio NEWARK, NJ 286,675286.7k $19.1m $19.1m 0.57% Added +51.5k +51,459
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 267,697267.7k $17.8m $17.8m 0.00% Added +26.3k +26,273
15 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 3.28% of their portfolio Tel Aviv, L3 248,628248.6k $16.5m $16.5m 3.28% Unchanged
16 UBS Group AG 0.01% of their portfolio ZURICH, V8 205,396205.4k $13.7m $13.7m 0.01% Reduced -14.4k -14,403
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 184,556184.6k $12.3m $12.3m 0.02% Added +150.0k +149,986
18 OLD MISSION CAPITAL LLC 0.27% of their portfolio CHICAGO, IL 144,937144.9k $9.6m $9.6m 0.27% Reduced -482.3k -482,281
19 Global Endowment Management, LP 1.06% of their portfolio CHARLOTTE, NC 143,213143.2k $9.5m $9.5m 1.06% Added +36.7k +36,740
20 CONNABLE OFFICE INC 1.13% of their portfolio KALAMAZOO, MI 140,742140.7k $9.4m $9.4m 1.13% New
21 SOL Capital Management CO 1.18% of their portfolio ROCKVILLE, MD 130,628130.6k $8.7m $8.7m 1.18% Reduced -14.0k -14,026
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 127,453127.5k $8.5m $8.5m 0.00% Reduced -417.4k -417,441
23 GFS Advisors, LLC 1.23% of their portfolio HOUSTON, TX 126,120126.1k $8.4m $8.4m 1.23% Reduced -8.4k -8,364
24 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 125,041125.0k $8.3m $8.3m 0.00% Reduced -60.8k -60,800
25 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 124,145124.1k $8.3m $8.3m 0.02% Added +7.7k +7,692
26 BROWN ADVISORY INC 0.01% of their portfolio BALTIMORE, MD 118,224118.2k $7.9m $7.9m 0.01% Added +22.0k +22,038
27 Pathway Financial Advisors LLC 2.16% of their portfolio SOUTH BURLINGTON, VT 112,622112.6k $7.5m $7.5m 2.16% Added +81.5k +81,538
28 PRUDENTIAL PLC 0.08% of their portfolio LONDON, X0 112,029112.0k $7.5m $7.5m 0.08% Added +4.3k +4,304
29 Bank Julius Baer & Co. Ltd, Zurich 0.03% of their portfolio ZURICH, V8 109,058109.1k $7.3m $7.3m 0.03% Added +5.3k +5,280
30 Fullerton Fund Management Co Ltd. 0.40% of their portfolio SINGAPORE, U0 102,098102.1k $6.8m $6.8m 0.40% Added +94.8k +94,770
31 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.49% of their portfolio London, X0 90,12290.1k $6.0m $6.0m 0.49% New
32 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 88,65488.7k $5.9m $5.9m 0.01% Added +81.6k +81,553
33 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 87,92887.9k $5.9m $5.9m 0.01% Added +68.3k +68,264
34 ALTFEST L J & CO INC 0.83% of their portfolio NEW YORK, NY 86,36886.4k $5.8m $5.8m 0.83% Added +70.2k +70,201
35 Twin Tree Management, LP 0.10% of their portfolio DALLAS, TX 84,20684.2k $5.6m $5.6m 0.10% Added +81.1k +81,105
36 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 81,86381.9k $5.4m $5.4m 0.01% Added +583 +583
37 EDMOND DE ROTHSCHILD HOLDING S.A. 0.09% of their portfolio CHAMBESY, V8 79,14579.1k $5.3m $5.3m 0.09% Unchanged
38 WEXFORD CAPITAL LP 1.09% of their portfolio WEST PALM BEACH, FL 76,51376.5k $5.1m $5.1m 1.09% New
39 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 70,15070.2k $4.7m $4.7m 0.02% Added +299 +299
40 Evolution Wealth Advisors, LLC 0.87% of their portfolio AVENTURA, FL 64,68064.7k $4.3m $4.3m 0.87% Reduced -1.5k -1,490
41 Legacy Edge Advisors, LLC 0.96% of their portfolio SYOSSET, NY 62,71362.7k $4.2m $4.2m 0.96% First filing
42 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 60,79560.8k $4.0m $4.0m 0.01% New
43 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 59,29459.3k $3.9m $3.9m 0.00% Added +2.5k +2,453
44 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 58,70258.7k $3.9m $3.9m 0.04% Reduced -8.7k -8,706
45 Banco Santander, S.A. 0.04% of their portfolio Madrid, U3 56,23356.2k $3.7m $3.7m 0.04% Reduced -2.8k -2,793
46 SPINNAKER TRUST 0.24% of their portfolio PORTLAND, ME 52,70052.7k $3.5m $3.5m 0.24% Added +198 +198
47 Wescott Financial Advisory Group, LLC 0.44% of their portfolio Philadelphia, PA 47,40747.4k $3.2m $3.2m 0.44% New
48 EFG Private Wealth Management (Americas) Corp. 0.67% of their portfolio MIAMI, FL 46,80946.8k $3.1m $3.1m 0.67% Reduced -6.4k -6,430
49 MAI Capital Management 0.04% of their portfolio INDEPENDENCE, OH 46,47346.5k $3.1m $3.1m 0.04% Added +3 +3
50 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 46,28246.3k $3.1m $3.1m 0.00% Added +33.8k +33,806
51 EVERGREEN CAPITAL MANAGEMENT LLC 0.12% of their portfolio Bellevue, WA 45,77445.8k $3.0m $3.0m 0.12% Added +10.4k +10,424
52 Rothschild & Co Wealth Management UK Ltd 0.05% of their portfolio London, X0 45,60645.6k $3.0m $3.0m 0.05% Reduced -24.4k -24,432
53 Tolleson Wealth Management, Inc. 0.63% of their portfolio DALLAS, TX 45,59945.6k $3.0m $3.0m 0.63% Unchanged
54 BAILARD, INC. 0.09% of their portfolio Foster City, CA 44,12644.1k $2.9m $2.9m 0.09% Reduced -167 -167
55 James Hambro & Partners LLP 0.15% of their portfolio LONDON, X0 43,51543.5k $2.9m $2.9m 0.15% Reduced -2.5k -2,465
56 Nicholas Hoffman & Company, LLC. 0.16% of their portfolio ATLANTA, GA 40,81140.8k $2.7m $2.7m 0.16% Added +5.9k +5,905
57 ACIMA PRIVATE WEALTH, LLC 1.03% of their portfolio RICHMOND, VA 39,73239.7k $2.6m $2.6m 1.03% Added +1.0k +1,001
58 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 38,09338.1k $2.5m $2.5m 0.00% Reduced -10.7k -10,714
59 iA Global Asset Management Inc. 0.06% of their portfolio QUEBEC, A8 38,02338.0k $2.5m $2.5m 0.06% Reduced -7.4k -7,431
60 GFG Capital, LLC 0.67% of their portfolio MIAMI, FL 37,59737.6k $2.5m $2.5m 0.67% Added +32.7k +32,676
61 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 36,00036.0k $2.4m $2.4m 0.00% Reduced -8.7k -8,694
62 Zurich Insurance Group Ltd/FI 0.02% of their portfolio ZURICH, V8 34,50634.5k $2.2m $2.2m 0.02% Added +346 +346
63 Moneda S.A. Administradora General de Fondos 1.01% of their portfolio LAS CONDES, SANTIAGO, F3 33,75333.8k $2.2m $2.2m 1.01% Reduced -438 -438
64 MMBG INVESTMENT ADVISORS CO. 0.26% of their portfolio MIAMI, FL 33,32033.3k $2.2m $2.2m 0.26% Unchanged
65 COMMERCE BANK 0.01% of their portfolio KANSAS CITY, MO 31,05931.1k $2.1m $2.1m 0.01% Reduced -35 -35
66 Banque Cantonale Vaudoise 0.09% of their portfolio LAUSANNE, V8 30,97731.0k $2.1m $2.1m 0.09% Added +3.0k +2,967
67 Activest Wealth Management 1.11% of their portfolio AVENTURA, FL 30,20430.2k $2.0m $2.0m 1.11% Added +4.3k +4,330
68 BlackRock Inc. 0.00% of their portfolio New York, NY 27,50327.5k $1.8m $1.8m 0.00% Added +822 +822
69 Evercore Wealth Management, LLC 0.03% of their portfolio New York, NY 26,83926.8k $1.8m $1.8m 0.03% Reduced -2.3k -2,275
70 National Philanthropic Trust 0.05% of their portfolio Jenkintown, PA 26,58526.6k $1.8m $1.8m 0.05% First filing
71 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 23,56423.6k $1.6m $1.6m 0.00% Reduced -2.6k -2,598
72 Freestone Capital Holdings, LLC 0.07% of their portfolio Seattle, WA 23,55523.6k $1.6m $1.6m 0.07% New
73 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 21,50521.5k $1.4m $1.4m 0.00% New
74 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 21,10321.1k $1.4m $1.4m 0.01% Added +8.9k +8,855
75 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 20,22920.2k $1.3m $1.3m 0.00% Reduced -597 -597
76 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 20,00020.0k $1.3m $1.3m 0.00% Reduced -3.6k -3,600
77 Palisades Hudson Asset Management, L.P. 0.65% of their portfolio FORT LAUDERDALE, FL 20,00020.0k $1.3m $1.3m 0.65% Added +406 +406
78 BANQUE PICTET & CIE SA 0.01% of their portfolio GENEVA 73, V8 19,41819.4k $1.3m $1.3m 0.01% Reduced -3.8k -3,785
79 INSIGNEO ADVISORY SERVICES, LLC 0.15% of their portfolio MIAMI, FL 15,87815.9k $1.1m $1.1m 0.15% Reduced -240 -240
80 GLENMEDE TRUST CO NA 0.01% of their portfolio PHILADELPHIA, PA 15,67115.7k $1.0m $1.0m 0.01% Unchanged
81 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 15,52315.5k $1.0m $1.0m 0.04% Added +201 +201
82 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 14,95315.0k $995.4k $995.4k 0.00% Reduced -1.6k -1,616
83 Edge Capital Group, LLC 0.05% of their portfolio ATLANTA, GA 14,30914.3k $952.5k $952.5k 0.05% Reduced -1.4k -1,371
84 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 14,20014.2k $945.0k $945.0k 0.00% Reduced -5.7k -5,700
85 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 14,08114.1k $937.4k $937.4k 0.00% Added +153 +153
86 Y-Intercept (Hong Kong) Ltd 0.08% of their portfolio HONG KONG, K3 12,91112.9k $859.5k $859.5k 0.08% New
87 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 11,72011.7k $780.2k $780.2k 0.00% Reduced -10.1k -10,114
88 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 11,36711.4k $756.7k $756.7k 0.00% Reduced -7.6k -7,624
89 Ballentine Partners, LLC 0.01% of their portfolio Waltham, MA 10,96511.0k $729.9k $729.9k 0.01% Reduced -2.3k -2,301
90 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 10,85510.9k $722.0k $722.0k 0.01% New
91 swisspartners Advisors Ltd 0.50% of their portfolio ZURICH, V8 10,26810.3k $575.2k $575.2k 0.50% Unchanged
92 L. Roy Papp & Associates, LLP 0.08% of their portfolio Phoenix, AZ 10,00010.0k $665.7k $665.7k 0.08% Unchanged
93 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 9,8229.8k $653.8k $653.8k 0.02% Added +796 +796
94 BANK PICTET & CIE (ASIA) LTD 0.16% of their portfolio SINGAPORE, U0 9,6539.7k $642.6k $642.6k 0.16% Added +5.5k +5,500
95 First Pacific Financial 0.19% of their portfolio VANCOUVER, WA 9,2599.3k $616.4k $616.4k 0.19% Reduced -16.5k -16,460
96 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 8,6558.7k $576.2k $576.2k 0.00% Reduced -235 -235
97 Betterment LLC 0.00% of their portfolio NEW YORK, NY 8,3988.4k $559.0k $559.0k 0.00% Added +1.1k +1,068
98 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 8,1588.2k $543.1k $543.1k 0.02% Reduced -172 -172
99 Independent Wealth Network Inc. 0.27% of their portfolio URBANDALE, IA 7,7337.7k $514.8k $514.8k 0.27% Added +2.2k +2,222
100 Stelac Advisory Services LLC 0.28% of their portfolio NEW YORK, NY 7,7007.7k $512.6k $512.6k 0.28% Unchanged