Vault-13

ISHARES TR AAXJ

MSCI AC ASIA ETF · ETP · CUSIP 464288182 · ISIN US4642881829

182 institutional holders -12 vs Q2 2023
16,233,75016.2m shares reported held*
$1.0bnreported value*
16 new 32 added 84 reduced 26 sold out net sold ≈ $373.9m (-5.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($286.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $63.54. Options: 1 managers hold calls ($3.8m notional), 2 hold puts ($62.7k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 186Q4 22: 197Q1 23: 205Q2 23: 194Q3 23: 182182Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022186
Q4 2022197
Q1 2023205
Q2 2023194
Q3 2023182

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 85 bought or addedQ4 22: 92 cut or sold outQ4 22Q1 23: 88 bought or addedQ1 23: 89 cut or sold outQ1 23Q2 23: 86 bought or addedQ2 23: 85 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 110 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228592
Q1 20238889
Q2 20238685
Q3 202348110

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ4 22 calls: $3.4mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $19.9kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $3.8mQ3 23 puts: $62.7kQ3 23P/C 0.02
Numbers
QuarterCallsPutsP/C
Q4 2022$3.4m$00.00
Q1 2023$0$0—
Q2 2023$19.9k$00.00
Q3 2023$3.8m$62.7k0.02

Biggest buyers

JPMORGAN CHASE & CO Added +818,508+818.5k
WELLINGTON MANAGEMENT GROUP LLP Added +489,543+489.5k
Provida Pension Fund Administrator Added +298,890+298.9k
CAXTON ASSOCIATES LP New +71,828+71.8k
GOLDMAN SACHS GROUP INC Added +60,800+60.8k
NATIONAL BANK OF CANADA /FI/ Added +53,800+53.8k
PRUDENTIAL PLC Added +46,199+46.2k
OLD MISSION CAPITAL LLC Added +35,846+35.8k
GFS Advisors, LLC Added +35,445+35.4k
GSA CAPITAL PARTNERS LLP New +34,683+34.7k

Biggest sellers

JANE STREET GROUP, LLC Reduced -2,330,508-2.3m
CIBC Private Wealth Group LLC Reduced -1,215,402-1.2m
MEITAV INVESTMENT HOUSE LTD Reduced -1,157,277-1.2m
Horizon Investments, LLC Reduced -953,859-953.9k
MORGAN STANLEY Reduced -388,636-388.6k
CITADEL ADVISORS LLC Reduced -251,986-252.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -219,234-219.2k
Qube Research & Technologies Ltd Reduced -172,646-172.6k
FLOW TRADERS U.S. LLC Reduced -90,452-90.5k
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD Reduced -89,368-89.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $3.8m60.5k shares

Biggest puts

HSBC HOLDINGS PLC New $43.6k687 shares
CITADEL ADVISORS LLC New $19.1k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 2,311,8092.3m $146.8m $146.8m 0.02% Added +818.5k +818,508
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,228,2391.2m $78.0m $78.0m 0.01% Reduced -388.6k -388,636
3 CIBC Private Wealth Group LLC 0.17% of their portfolio ATLANTA, GA 1,112,2901.1m $70.6m $70.6m 0.17% Reduced -1.2m -1,215,402
4 MEITAV INVESTMENT HOUSE LTD 0.95% of their portfolio BENE-BERAQ, L3 919,597919.6k $58.7m $58.7m 0.95% Reduced -1.2m -1,157,277
5 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 898,089898.1k $57.0m $57.0m 0.02% Reduced -150 -150
6 Analyst IMS Investment Management Services Ltd. 3.09% of their portfolio Tel-aviv, L3 779,172779.2k $49.4m $49.4m 3.09% Added +4.4k +4,422
7 Accredited Investors Inc. 3.41% of their portfolio EDINA, MN 716,943716.9k $45.5m $45.5m 3.41% Reduced -19.6k -19,585
8 OLD MISSION CAPITAL LLC 1.33% of their portfolio CHICAGO, IL 627,218627.2k $39.8m $39.8m 1.33% Added +35.8k +35,846
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 544,894544.9k $34.6m $34.6m 0.01% Added +16.9k +16,892
10 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 521,323521.3k $33.1m $33.1m 0.01% Added +489.5k +489,543
11 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 2.24% of their portfolio Tel Aviv, L3 475,895475.9k $30.4m $30.4m 2.24% Reduced -89.4k -89,368
12 Provida Pension Fund Administrator 1.01% of their portfolio LAS CONDES, SANTIAGO, F3 442,508442.5k $28.3m $28.3m 1.01% Added +298.9k +298,890
13 OVERSEA-CHINESE BANKING Corp Ltd 1.12% of their portfolio SINGAPORE, U0 384,411384.4k $24.4m $24.4m 1.12% Added +18.7k +18,720
14 Cresset Asset Management, LLC 0.14% of their portfolio Chicago, IL 310,521310.5k $19.7m $19.7m 0.14% Reduced -1.8k -1,775
15 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 257,881257.9k $16.4m $16.4m 0.03% Reduced -2.3m -2,330,508
16 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 3.38% of their portfolio Tel Aviv, L3 248,628248.6k $15.9m $15.9m 3.38% Reduced -31.5k -31,532
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 241,424241.4k $15.3m $15.3m 0.00% Reduced -50.1k -50,088
18 PGIM Custom Harvest LLC 0.55% of their portfolio NEWARK, NJ 235,216235.2k $14.9m $14.9m 0.55% Reduced -19.4k -19,450
19 UBS Group AG 0.01% of their portfolio ZURICH, V8 219,799219.8k $14.0m $14.0m 0.01% Added +27.2k +27,203
20 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 185,841185.8k $11.8m $11.8m 0.00% Added +60.8k +60,800
21 SOL Capital Management CO 1.42% of their portfolio ROCKVILLE, MD 144,654144.7k $9.2m $9.2m 1.42% Reduced -24.6k -24,626
22 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 135,827135.8k $8.6m $8.6m 0.02% Added +53.8k +53,800
23 GFS Advisors, LLC 1.33% of their portfolio HOUSTON, TX 134,484134.5k $8.5m $8.5m 1.33% Added +35.4k +35,445
24 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 116,453116.5k $7.4m $7.4m 0.02% Reduced -3.6k -3,570
25 PRUDENTIAL PLC 0.08% of their portfolio LONDON, X0 107,725107.7k $6.8m $6.8m 0.08% Added +46.2k +46,199
26 Global Endowment Management, LP 0.72% of their portfolio CHARLOTTE, NC 106,473106.5k $6.8m $6.8m 0.72% Reduced -1.2k -1,183
27 Bank Julius Baer & Co. Ltd, Zurich 0.04% of their portfolio ZURICH, V8 103,778103.8k $6.6m $6.6m 0.04% Added +1.7k +1,673
28 BROWN ADVISORY INC 0.01% of their portfolio BALTIMORE, MD 96,18696.2k $6.1m $6.1m 0.01% Reduced -9.1k -9,085
29 Centric Wealth Management 2.52% of their portfolio CHICAGO, IL 94,99195.0k $6.0m $6.0m 2.52% Added +870 +870
30 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 81,28081.3k $5.2m $5.2m 0.01% Reduced -2.4k -2,417
31 EDMOND DE ROTHSCHILD HOLDING S.A. 0.10% of their portfolio CHAMBESY, V8 79,14579.1k $5.0m $5.0m 0.10% Reduced -750 -750
32 Kingfisher Capital LLC 1.32% of their portfolio CHARLOTTE, NC 76,24576.2k $4.8m $4.8m 1.32% Added +619 +619
33 CAXTON ASSOCIATES LP 0.64% of their portfolio NEW YORK, NY 71,82871.8k $4.6m $4.6m 0.64% New
34 Rothschild & Co Wealth Management UK Ltd 0.08% of their portfolio London, X0 70,03870.0k $4.4m $4.4m 0.08% Unchanged
35 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 69,85169.9k $4.4m $4.4m 0.02% Reduced -4.8k -4,750
36 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 67,40867.4k $4.3m $4.3m 0.04% Reduced -1.5k -1,528
37 Evolution Wealth Advisors, LLC 0.94% of their portfolio AVENTURA, FL 66,17066.2k $4.2m $4.2m 0.94% Reduced -840 -840
38 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 61,53461.5k $3.9m $3.9m 0.04% Added +6.2k +6,162
39 Banco Santander, S.A. 0.05% of their portfolio Madrid, U3 59,02659.0k $3.7m $3.7m 0.05% Reduced -12.4k -12,414
40 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 56,84156.8k $3.6m $3.6m 0.00% Reduced -27.9k -27,919
41 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 3.09% of their portfolio TEL-AVIV, L3 55,80555.8k $3.6m $3.6m 3.09% Unchanged
42 EFG Private Wealth Management (Americas) Corp. 0.81% of their portfolio MIAMI, FL 53,23953.2k $3.4m $3.4m 0.81% Reduced -4.2k -4,198
43 SPINNAKER TRUST 0.25% of their portfolio PORTLAND, ME 52,50252.5k $3.3m $3.3m 0.25% Reduced -557 -557
44 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 48,80748.8k $3.1m $3.1m 0.01% Reduced -40.2k -40,250
45 FLOW TRADERS U.S. LLC 0.14% of their portfolio NEW YORK, NY 47,97948.0k $3.0m $3.0m 0.14% Reduced -90.5k -90,452
46 MAI Capital Management 0.04% of their portfolio INDEPENDENCE, OH 46,47046.5k $3.0m $3.0m 0.04% Added +92 +92
47 James Hambro & Partners LLP 0.19% of their portfolio LONDON, X0 45,98046.0k $2.9m $2.9m 0.19% Unchanged
48 Tolleson Wealth Management, Inc. 0.70% of their portfolio DALLAS, TX 45,59945.6k $2.9m $2.9m 0.70% Reduced -894 -894
49 iA Global Asset Management Inc. 0.08% of their portfolio QUEBEC, A8 45,45445.5k $2.9m $2.9m 0.08% Reduced -5.4k -5,398
50 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 44,69444.7k $2.8m $2.8m 0.00% Reduced -22.7k -22,705
51 BAILARD, INC. 0.09% of their portfolio Foster City, CA 44,29344.3k $2.8m $2.8m 0.09% Added +890 +890
52 ACIMA PRIVATE WEALTH, LLC 1.09% of their portfolio RICHMOND, VA 38,73138.7k $2.5m $2.5m 1.09% Added +1.2k +1,214
53 EVERGREEN CAPITAL MANAGEMENT LLC 0.10% of their portfolio Bellevue, WA 35,35035.4k $2.2m $2.2m 0.10% Reduced -3.0k -3,000
54 Nicholas Hoffman & Company, LLC. 0.16% of their portfolio ATLANTA, GA 34,90634.9k $2.2m $2.2m 0.16% Added +948 +948
55 GSA CAPITAL PARTNERS LLP 0.19% of their portfolio LONDON, X0 34,68334.7k $2.2m $2.2m 0.19% New
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 34,57034.6k $2.2m $2.2m 0.00% New
57 Moneda S.A. Administradora General de Fondos 1.37% of their portfolio LAS CONDES, SANTIAGO, F3 34,19134.2k $2.2m $2.2m 1.37% Reduced -1.6k -1,647
58 Zurich Insurance Group Ltd/FI 0.02% of their portfolio ZURICH, V8 34,16034.2k $2.2m $2.2m 0.02% Reduced -19.1k -19,112
59 MMBG INVESTMENT ADVISORS CO. 0.27% of their portfolio MIAMI, FL 33,32033.3k $2.1m $2.1m 0.27% Unchanged
60 COMMERCE BANK 0.02% of their portfolio KANSAS CITY, MO 31,09431.1k $2.0m $2.0m 0.02% Reduced -1.1k -1,050
61 Pathway Financial Advisors LLC 0.67% of their portfolio SOUTH BURLINGTON, VT 31,08431.1k $2.0m $2.0m 0.67% Reduced -405 -405
62 Evercore Wealth Management, LLC 0.03% of their portfolio New York, NY 29,11429.1k $1.8m $1.8m 0.03% Reduced -2.9k -2,900
63 Banque Cantonale Vaudoise 0.09% of their portfolio LAUSANNE, V8 28,01028.0k $1.8m $1.8m 0.09% Added +4.3k +4,279
64 BlackRock Inc. 0.00% of their portfolio New York, NY 26,68126.7k $1.7m $1.7m 0.00% Added +450 +450
65 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 26,16226.2k $1.7m $1.7m 0.00% Added +2.8k +2,798
66 Activest Wealth Management 1.01% of their portfolio AVENTURA, FL 25,87425.9k $1.6m $1.6m 1.01% New
67 First Pacific Financial 0.73% of their portfolio VANCOUVER, WA 25,71925.7k $1.6m $1.6m 0.73% Reduced -746 -746
68 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 23,60023.6k $1.5m $1.5m 0.00% Reduced -9.3k -9,336
69 BANQUE PICTET & CIE SA 0.02% of their portfolio GENEVA 73, V8 23,20323.2k $1.5m $1.5m 0.02% Added +3.7k +3,683
70 IPG Investment Advisors LLC 0.31% of their portfolio SAN DIEGO, CA 22,51422.5k $1.4m $1.4m 0.31% Reduced -209 -209
71 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 21,83421.8k $1.4m $1.4m 0.00% Added +1.2k +1,223
72 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 20,82620.8k $1.3m $1.3m 0.00% Reduced -61.1k -61,075
73 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 19,90019.9k $1.3m $1.3m 0.00% Reduced -21.7k -21,700
74 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 19,66419.7k $1.2m $1.2m 0.00% Reduced -36.3k -36,330
75 Palisades Hudson Asset Management, L.P. 0.68% of their portfolio FORT LAUDERDALE, FL 19,59419.6k $1.2m $1.2m 0.68% Unchanged
76 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 19,55219.6k $1.2m $1.2m 0.02% Reduced -2.1k -2,114
77 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 18,99119.0k $1.2m $1.2m 0.00% Reduced -1.6k -1,622
78 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,56916.6k $1.1m $1.1m 0.00% Reduced -219.2k -219,234
79 ALTFEST L J & CO INC 0.16% of their portfolio NEW YORK, NY 16,16716.2k $1.0m $1.0m 0.16% Reduced -1.2k -1,208
80 INSIGNEO ADVISORY SERVICES, LLC 0.21% of their portfolio MIAMI, FL 16,11816.1k $1.0m $1.0m 0.21% Reduced -250 -250
81 Edge Capital Group, LLC 0.06% of their portfolio ATLANTA, GA 15,68015.7k $995.7k $995.7k 0.06% Reduced -4.1k -4,135
82 GLENMEDE TRUST CO NA 0.01% of their portfolio PHILADELPHIA, PA 15,67115.7k $995.1k $995.1k 0.01% Reduced -100 -100
83 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 15,32215.3k $972.9k $972.9k 0.05% Added +89 +89
84 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,40314.4k $914.6k $914.6k 0.00% Reduced -252.0k -251,986
85 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 13,92813.9k $884.4k $884.4k 0.00% Added +4.5k +4,540
86 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 13,51013.5k $857.9k $857.9k 0.00% New
87 Ballentine Partners, LLC 0.02% of their portfolio Waltham, MA 13,26613.3k $842.4k $842.4k 0.02% Unchanged
88 Pictet Asset Management Holding SA 0.00% of their portfolio CAROUGE, V8 12,74512.7k $809.3k $809.3k 0.00% First filing
89 TWO SIGMA SECURITIES, LLC 0.04% of their portfolio NEW YORK, NY 12,48912.5k $793.1k $793.1k 0.04% Reduced -14.0k -14,035
90 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 12,47612.5k $792.2k $792.2k 0.00% Unchanged
91 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 12,24812.2k $777.7k $777.7k 0.01% New
92 swisspartners Advisors Ltd 0.52% of their portfolio ZURICH, V8 10,26810.3k $597.0k $597.0k 0.52% Unchanged
93 L. Roy Papp & Associates, LLP 0.09% of their portfolio Phoenix, AZ 10,00010.0k $635.0k $635.0k 0.09% Unchanged
94 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 9,8199.8k $623.5k $623.5k 0.00% Reduced -8.7k -8,670
95 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 9,1649.2k $581.9k $581.9k 0.00% Reduced -172.6k -172,646
96 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 9,0269.0k $573.2k $573.2k 0.02% New
97 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 8,8908.9k $564.5k $564.5k 0.00% Added +380 +380
98 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 8,3308.3k $529.0k $529.0k 0.02% Reduced -24 -24
99 Stelac Advisory Services LLC 0.27% of their portfolio NEW YORK, NY 7,7007.7k $493.6k $493.6k 0.27% New
100 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 7,6557.7k $486.1k $486.1k 0.00% Reduced -1.8k -1,801