Vault-13

ISHARES TR AAXJ

MSCI AC ASIA ETF · ETP · CUSIP 464288182 · ISIN US4642881829

197 institutional holders +11 vs Q3 2022
17,062,94517.1m shares reported held*
$1.1bnreported value*
31 new 54 added 68 reduced 24 sold out net bought ≈ $10.5m (+163.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($484.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $65.01. Options: 1 managers hold calls ($3.4m notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 186Q4 22: 197197Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022186
Q4 2022197

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $3.1mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $3.4mQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$3.1m$00.00
Q4 2022$3.4m$00.00

Biggest buyers

OLD MISSION CAPITAL LLC Added +1,136,803+1.1m
Accredited Investors Inc. Added +613,065+613.1k
JANE STREET GROUP, LLC Added +582,209+582.2k
Fullerton Fund Management Co Ltd. New +458,000+458.0k
CIBC Private Wealth Group LLC Added +377,210+377.2k
JPMORGAN CHASE & CO Added +315,214+315.2k
Allianz Asset Management GmbH New +299,500+299.5k
PRICE T ROWE ASSOCIATES INC /MD/ New +278,700+278.7k
Pathway Financial Advisors LLC New +173,742+173.7k
BANK OF AMERICA CORP /DE/ Added +165,038+165.0k

Biggest sellers

SUMITOMO LIFE INSURANCE CO Sold out -4,392,099-4.4m
GOLDMAN SACHS GROUP INC Reduced -257,911-257.9k
PRUDENTIAL FINANCIAL INC Reduced -163,539-163.5k
BROWN ADVISORY INC Reduced -163,253-163.3k
WELLINGTON MANAGEMENT GROUP LLP Sold out -88,337-88.3k
UBS Group AG Reduced -73,126-73.1k
Sumitomo Mitsui Trust Group, Inc. Sold out -68,148-68.1k
CITADEL ADVISORS LLC Sold out -53,500-53.5k
Zurich Insurance Group Ltd/FI Reduced -46,494-46.5k
Janney Montgomery Scott LLC Reduced -45,765-45.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.4m52.1k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,586,1501.6m $102.8m $102.8m 0.01% Added +315.2k +315,214
2 OLD MISSION CAPITAL LLC 4.49% of their portfolio CHICAGO, IL 1,585,5511.6m $102.7m $102.7m 4.49% Added +1.1m +1,136,803
3 JANE STREET GROUP, LLC 0.18% of their portfolio NEW YORK, NY 1,513,3831.5m $98.1m $98.1m 0.18% Added +582.2k +582,209
4 CIBC Private Wealth Group LLC 0.29% of their portfolio ATLANTA, GA 1,330,4701.3m $86.0m $86.0m 0.29% Added +377.2k +377,210
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,015,0241.0m $65.8m $65.8m 0.01% Added +65.7k +65,652
6 ALLIANCEBERNSTEIN L.P. 0.03% of their portfolio NASHVILLE, TN 951,096951.1k $61.6m $61.6m 0.03% Added +96.7k +96,747
7 Analyst IMS Investment Management Services Ltd. 4.27% of their portfolio Tel-aviv, L3 757,590757.6k $49.8m $49.8m 4.27% Reduced -3.2k -3,162
8 Accredited Investors Inc. 4.04% of their portfolio EDINA, MN 737,375737.4k $47.8m $47.8m 4.04% Added +613.1k +613,065
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 536,523536.5k $34.8m $34.8m 0.00% Added +165.0k +165,038
10 Fullerton Fund Management Co Ltd. 2.21% of their portfolio SINGAPORE, U0 458,000458.0k $29.7m $29.7m 2.21% New
11 OVERSEA-CHINESE BANKING Corp Ltd 1.16% of their portfolio SINGAPORE, U0 306,269306.3k $19.8m $19.8m 1.16% First filing
12 Allianz Asset Management GmbH 0.04% of their portfolio MUNICH, 2M 299,500299.5k $19.4m $19.4m 0.04% New
13 J.P. Morgan Private Wealth Advisors LLC 0.04% of their portfolio SAN FRANCISCO, CA 284,325284.3k $18.4m $18.4m 0.04% Added +35.8k +35,758
14 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 278,700278.7k $18.1m $18.1m 0.00% New
15 MEITAV INVESTMENT HOUSE LTD 0.30% of their portfolio BENE-BERAQ, L3 266,259266.3k $17.5m $17.5m 0.30% Reduced -31.8k -31,844
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 221,267221.3k $14.3m $14.3m 0.00% Reduced -26.8k -26,826
17 AIA Group Ltd 0.85% of their portfolio HONG KONG, K3 216,547216.5k $14.0m $14.0m 0.85% Added +23.0k +22,957
18 PGIM Custom Harvest LLC 0.61% of their portfolio NEWARK, NJ 209,946209.9k $13.6m $13.6m 0.61% First filing
19 Pathway Financial Advisors LLC 3.47% of their portfolio SOUTH BURLINGTON, VT 173,742173.7k $11.3m $11.3m 3.47% New
20 UBS Group AG 0.01% of their portfolio ZURICH, V8 167,033167.0k $10.8m $10.8m 0.01% Reduced -73.1k -73,126
21 BROWN ADVISORY INC 0.02% of their portfolio BALTIMORE, MD 165,880165.9k $10.7m $10.7m 0.02% Reduced -163.3k -163,253
22 SOL Capital Management CO 1.70% of their portfolio ROCKVILLE, MD 147,896147.9k $9.6m $9.6m 1.70% Added +107.9k +107,860
23 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 146,069146.1k $9.5m $9.5m 0.01% Added +124.1k +124,098
24 CONNABLE OFFICE INC 1.35% of their portfolio KALAMAZOO, MI 145,479145.5k $9.4m $9.4m 1.35% New
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 125,321125.3k $8.1m $8.1m 0.00% Reduced -257.9k -257,911
26 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 109,612109.6k $7.1m $7.1m 0.02% Reduced -122 -122
27 Bank Julius Baer & Co. Ltd, Zurich 0.04% of their portfolio ZURICH, V8 98,85498.9k $6.4m $6.4m 0.04% Added +13.9k +13,938
28 GFS Advisors, LLC 1.42% of their portfolio HOUSTON, TX 97,58597.6k $6.3m $6.3m 1.42% Added +12.2k +12,155
29 Sand Hill Global Advisors, LLC 0.36% of their portfolio Palo Alto, CA 97,44097.4k $6.3m $6.3m 0.36% Added +85.0k +84,989
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 95,24895.2k $6.2m $6.2m 0.00% Reduced -2.2k -2,178
31 ALTFEST L J & CO INC 1.01% of their portfolio NEW YORK, NY 93,90893.9k $6.1m $6.1m 1.01% Added +76.3k +76,298
32 GFG Capital, LLC 1.78% of their portfolio MIAMI, FL 90,29990.3k $11.3m $11.3m 1.78% Added +82.1k +82,139
33 Provida Pension Fund Administrator 0.23% of their portfolio LAS CONDES, SANTIAGO, F3 86,53486.5k $5.7m $5.7m 0.23% Unchanged
34 Kingfisher Capital LLC 1.40% of their portfolio CHARLOTTE, NC 81,07381.1k $5.3m $5.3m 1.40% New
35 EDMOND DE ROTHSCHILD HOLDING S.A. 0.12% of their portfolio CHAMBESY, V8 80,03580.0k $5.2m $5.2m 0.12% Reduced -620 -620
36 Global Endowment Management, LP 0.57% of their portfolio CHARLOTTE, NC 78,90178.9k $5.1m $5.1m 0.57% Reduced -300 -300
37 Centric Wealth Management 2.55% of their portfolio CHICAGO, IL 77,55377.6k $5.0m $5.0m 2.55% New
38 Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD 1.14% of their portfolio Tel Aviv, L3 74,61274.6k $4.9m $4.9m 1.14% Added +7.9k +7,894
39 Banco Santander, S.A. 0.07% of their portfolio Madrid, U3 73,21373.2k $4.7m $4.7m 0.07% Reduced -29.5k -29,526
40 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 71,47971.5k $4.6m $4.6m 0.00% Reduced -6.3k -6,267
41 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 68,65368.7k $4.4m $4.4m 0.00% Reduced -708 -708
42 Evolution Wealth Advisors, LLC 1.12% of their portfolio AVENTURA, FL 68,57568.6k $4.4m $4.4m 1.12% Added +40.0k +39,961
43 Federation des caisses Desjardins du Quebec 0.05% of their portfolio LEVIS, A8 67,13267.1k $4.3m $4.3m 0.05% Added +828 +828
44 Zurich Insurance Group Ltd/FI 0.05% of their portfolio ZURICH, V8 64,93464.9k $3.7m $3.7m 0.05% Reduced -46.5k -46,494
45 Crescent Grove Advisors, LLC 0.41% of their portfolio LAKE FOREST, IL 60,88760.9k $3.9m $3.9m 0.41% New
46 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 3.48% of their portfolio TEL-AVIV, L3 55,80555.8k $3.7m $3.7m 3.48% Unchanged
47 SPINNAKER TRUST 0.27% of their portfolio PORTLAND, ME 54,38154.4k $3.5m $3.5m 0.27% Reduced -11.4k -11,390
48 BARINGS LLC 0.12% of their portfolio CHARLOTTE, NC 53,89153.9k $3.5m $3.5m 0.12% Added +3.0k +3,007
49 PRUDENTIAL PLC 0.04% of their portfolio LONDON, X0 51,59051.6k $3.3m $3.3m 0.04% New
50 EFG Private Wealth Management (Americas) Corp. 0.82% of their portfolio MIAMI, FL 51,19051.2k $3.3m $3.3m 0.82% Reduced -7.4k -7,408
51 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 49,53949.5k $3.2m $3.2m 0.08% Added +8.3k +8,304
52 New World Advisors LLC 1.07% of their portfolio HINGHAM, MA 48,48948.5k $3.1m $3.1m 1.07% New
53 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 47,98448.0k $3.1m $3.1m 0.01% Added +41.0k +40,977
54 Tolleson Wealth Management, Inc. 0.83% of their portfolio DALLAS, TX 47,31047.3k $3.1m $3.1m 0.83% Unchanged
55 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 45,74045.7k $3.0m $3.0m 0.00% Reduced -17.5k -17,514
56 Twin Tree Management, LP 0.09% of their portfolio DALLAS, TX 45,48645.5k $2.9m $2.9m 0.09% Added +30.0k +29,972
57 MAI Capital Management 0.05% of their portfolio INDEPENDENCE, OH 43,81343.8k $2.8m $2.8m 0.05% Added +66 +66
58 BAILARD, INC. 0.10% of their portfolio Foster City, CA 40,10340.1k $2.6m $2.6m 0.10% Added +860 +860
59 ACIMA PRIVATE WEALTH, LLC 1.26% of their portfolio RICHMOND, VA 37,89837.9k $2.5m $2.5m 1.26% Reduced -1.1k -1,063
60 Rothschild & Co Wealth Management UK Ltd 0.05% of their portfolio London, X0 37,58237.6k $2.4m $2.4m 0.05% Added +4.6k +4,602
61 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 37,17137.2k $2.4m $2.4m 0.01% Reduced -4.7k -4,730
62 Nicholas Hoffman & Company, LLC. 0.24% of their portfolio ATLANTA, GA 34,57734.6k $2.2m $2.2m 0.24% Added +21.5k +21,531
63 MMBG INVESTMENT ADVISORS CO. 0.29% of their portfolio MIAMI, FL 33,32033.3k $2.2m $2.2m 0.29% Unchanged
64 Evercore Wealth Management, LLC 0.04% of their portfolio New York, NY 33,04933.0k $2.1m $2.1m 0.04% Reduced -6 -6
65 COMMERCE BANK 0.02% of their portfolio KANSAS CITY, MO 32,47932.5k $2.1m $2.1m 0.02% Reduced -1.4k -1,410
66 EVERGREEN CAPITAL MANAGEMENT LLC 0.10% of their portfolio Bellevue, WA 32,25032.2k $2.1m $2.1m 0.10% Reduced -16.8k -16,800
67 First Pacific Financial 0.90% of their portfolio VANCOUVER, WA 28,17528.2k $1.8m $1.8m 0.90% Added +23.9k +23,853
68 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 26,89626.9k $1.7m $1.7m 0.00% Added +5.7k +5,650
69 Freestone Capital Holdings, LLC 0.08% of their portfolio Seattle, WA 26,63726.6k $1.7m $1.7m 0.08% New
70 BlackRock Inc. 0.00% of their portfolio New York, NY 26,58326.6k $1.7m $1.7m 0.00% Added +542 +542
71 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 26,07926.1k $7.7k $7.7k 0.00% Unchanged
72 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 25,80825.8k $1.7m $1.7m 0.00% Reduced -15.6k -15,642
73 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 25,30025.3k $1.6m $1.6m 0.00% Added +2.4k +2,400
74 Sierra Capital LLC 0.27% of their portfolio MIAMI, FL 24,69624.7k $1.6m $1.6m 0.27% Reduced -83 -83
75 Moneda S.A. Administradora General de Fondos 1.24% of their portfolio LAS CONDES, SANTIAGO, F3 23,09623.1k $1.5m $1.5m 1.24% Added +3.8k +3,821
76 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 21,40821.4k $1.4m $1.4m 0.02% Added +598 +598
77 Palisades Hudson Asset Management, L.P. 0.70% of their portfolio FORT LAUDERDALE, FL 19,54119.5k $1.3m $1.3m 0.70% Added +7.7k +7,722
78 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 19,14119.1k $1.2m $1.2m 0.00% Reduced -5.6k -5,556
79 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 0.10% of their portfolio Tel Aviv, L3 17,90617.9k $1.2m $1.2m 0.10% New
80 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 17,27717.3k $1.1m $1.1m 0.00% First filing
81 GLENMEDE TRUST CO NA 0.01% of their portfolio PHILADELPHIA, PA 16,30816.3k $1.1m $1.1m 0.01% Added +537 +537
82 Edge Capital Group, LLC 0.07% of their portfolio ATLANTA, GA 16,27016.3k $1.1m $1.1m 0.07% Reduced -3.6k -3,632
83 Arlington Financial Advisors, LLC 0.43% of their portfolio SANTA BARBARA, CA 15,91815.9k $1.0m $1.0m 0.43% New
84 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 15,74815.7k $1.0m $1.0m 0.00% Reduced -1.7k -1,735
85 Roble, Belko & Company, Inc 0.22% of their portfolio SEWICKLEY, PA 15,74315.7k $1.0m $1.0m 0.22% Reduced -584 -584
86 Apollon Wealth Management, LLC 0.07% of their portfolio MOUNT PLEASANT, SC 15,24315.2k $987.6k $987.6k 0.07% Added +567 +567
87 BANQUE PICTET & CIE SA 0.01% of their portfolio GENEVA 73, V8 14,32014.3k $927.8k $927.8k 0.01% Reduced -687 -687
88 DEBUSSY CAPITAL MANAGEMENT LP 0.24% of their portfolio CHICAGO, IL 13,83413.8k $958.6k $958.6k 0.24% Reduced -6.6k -6,591
89 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 13,40413.4k $868.4k $868.4k 0.01% Reduced -9.0k -8,979
90 Ballentine Partners, LLC 0.03% of their portfolio Waltham, MA 13,26613.3k $859.5k $859.5k 0.03% Reduced -12.3k -12,254
91 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,04813.0k $845.0k $845.0k 0.00% Reduced -45.8k -45,765
92 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,12212.1k $785.4k $785.4k 0.00% Reduced -3.8k -3,842
93 swisspartners Advisors Ltd 0.69% of their portfolio ZURICH, V8 12,00312.0k $777.7k $777.7k 0.69% Added +80 +80
94 Fortis Advisors, LLC 0.01% of their portfolio WAYNE, PA 10,24710.2k $10.2k $10.2k 0.01% Added +1.1k +1,100
95 Migdal Insurance & Financial Holdings Ltd. 0.01% of their portfolio Petach Tikva, L3 10,19710.2k $665.0k $665.0k 0.01% Reduced -57 -57
96 1832 Asset Management L.P. 0.00% of their portfolio TORONTO, A6 10,03610.0k $650.2k $650.2k 0.00% Added +9.0k +9,000
97 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 10,01010.0k $648.5k $648.5k 0.00% Unchanged
98 L. Roy Papp & Associates, LLP 0.09% of their portfolio Phoenix, AZ 10,00010.0k $647.9k $647.9k 0.09% Unchanged
99 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 9,8009.8k $635.0k $635.0k 0.00% New
100 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 9,6459.6k $624.9k $624.9k 0.00% Reduced -198 -198