Vault-13

ISHARES TR AGZ

AGENCY BOND ETF · ETP · CUSIP 464288166

150 institutional holders +1 vs Q2 2023
3,994,6224.0m shares reported held*
$423.0mreported value*
18 new 44 added 56 reduced 17 sold out net bought ≈ $18.0m (+170.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($275.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $105.89. Options: 1 managers hold calls ($214.9k notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 143Q4 22: 143Q1 23: 146Q2 23: 149Q3 23: 150150Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022143
Q4 2022143
Q1 2023146
Q2 2023149
Q3 2023150

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 58 bought or addedQ4 22: 75 cut or sold outQ4 22Q1 23: 69 bought or addedQ1 23: 62 cut or sold outQ1 23Q2 23: 62 bought or addedQ2 23: 70 cut or sold outQ2 23Q3 23: 62 bought or addedQ3 23: 73 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225875
Q1 20236962
Q2 20236270
Q3 20236273

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $214.9kQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$214.9k$00.00

Biggest buyers

ASSETMARK, INC Added +439,258+439.3k
PATHSTONE FAMILY OFFICE, LLC New +87,450+87.5k
OSAIC HOLDINGS, INC. Added +65,760+65.8k
Aveo Capital Partners, LLC Added +33,837+33.8k
AVANTAX ADVISORY SERVICES, INC. Added +26,475+26.5k
Bank of New York Mellon Corp Added +24,650+24.6k
CITADEL ADVISORS LLC Added +23,453+23.5k
BlackRock Inc. Added +16,501+16.5k
Algorithmic Investment Models, LLC Added +15,754+15.8k
Mill Creek Capital Advisors, LLC Added +14,445+14.4k

Biggest sellers

JANE STREET GROUP, LLC Reduced -242,617-242.6k
RAYMOND JAMES & ASSOCIATES Reduced -192,955-193.0k
AMERIPRISE FINANCIAL INC Reduced -27,261-27.3k
BAILARD, INC. Sold out -27,176-27.2k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Reduced -14,433-14.4k
WELLS FARGO & COMPANY/MN Reduced -14,399-14.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -12,794-12.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -12,733-12.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -10,568-10.6k
Asset Management One Co., Ltd. Reduced -8,967-9.0k

Biggest calls

Private Advisor Group, LLC New $214.9k203.1k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ASSETMARK, INC 0.21% of their portfolio CONCORD, CA 490,372490.4k $51.9m $51.9m 0.21% Added +439.3k +439,258
2 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 325,332325.3k $34.4m $34.4m 0.05% Added +6.6k +6,595
3 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 268,977269.0k $28.5m $28.5m 0.05% Added +3.5k +3,463
4 Mill Creek Capital Advisors, LLC 0.65% of their portfolio Conshohocken, PA 183,491183.5k $19.4m $19.4m 0.65% Added +14.4k +14,445
5 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 150,252150.3k $15.9m $15.9m 0.01% Reduced -193.0k -192,955
6 Jaffetilchin Investment Partners, LLC 1.63% of their portfolio TAMPA, FL 139,728139.7k $14.8m $14.8m 1.63% Added +1.5k +1,547
7 Asset Management One Co., Ltd. 0.06% of their portfolio TOKYO, M0 136,883136.9k $14.5m $14.5m 0.06% Reduced -9.0k -8,967
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 115,498115.5k $12.2m $12.2m 0.00% Reduced -27.3k -27,261
9 KEYBANK NATIONAL ASSOCIATION/OH 0.06% of their portfolio BROOKLYN, OH 109,153109.2k $11.5m $11.5m 0.06% Reduced -2.1k -2,060
10 AVANTAX ADVISORY SERVICES, INC. 0.13% of their portfolio DALLAS, TX 108,718108.7k $11.5m $11.5m 0.13% Added +26.5k +26,475
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 101,271101.3k $10.7m $10.7m 0.00% Reduced -14.4k -14,399
12 RKL Wealth Management LLC 1.27% of their portfolio LANCASTER, PA 97,97998.0k $10.4m $10.4m 1.27% Added +1.3k +1,261
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 93,18293.2k $9.9m $9.9m 0.00% Reduced -1.7k -1,676
14 BlackRock Inc. 0.00% of their portfolio New York, NY 89,31789.3k $9.4m $9.4m 0.00% Added +16.5k +16,501
15 SIGNET FINANCIAL MANAGEMENT, LLC 1.54% of their portfolio PARSIPPANY, NJ 87,95288.0k $9.3m $9.3m 1.54% Reduced -3.1k -3,060
16 PATHSTONE FAMILY OFFICE, LLC 0.07% of their portfolio ENGLEWOOD, NJ 87,45087.5k $9.3m $9.3m 0.07% New
17 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 81,50481.5k $8.6m $8.6m 0.01% Added +65.8k +65,760
18 Great Diamond Partners, LLC 2.16% of their portfolio Portland, ME 75,51675.5k $8.0m $8.0m 2.16% Added +289 +289
19 Executive Wealth Management, LLC 0.81% of their portfolio BRIGHTON, MI 73,54173.5k $7.8m $7.8m 0.81% Reduced -672 -672
20 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 72,81772.8k $7.7m $7.7m 0.00% Added +24.6k +24,650
21 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 66,23366.2k $7.0m $7.0m 0.00% Reduced -537 -537
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 56,26556.3k $6.0m $6.0m 0.00% Reduced -10.6k -10,568
23 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 55,13655.1k $5.8m $5.8m 0.00% Reduced -8.7k -8,687
24 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 52,37852.4k $5.5m $5.5m 0.01% Reduced -3.7k -3,730
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 47,99648.0k $5.1m $5.1m 0.00% Reduced -1.7k -1,678
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 41,58341.6k $4.4m $4.4m 0.00% Added +23.5k +23,453
27 Algorithmic Investment Models, LLC 3.03% of their portfolio Boston, MA 39,80239.8k $4.2m $4.2m 3.03% Added +15.8k +15,754
28 Aveo Capital Partners, LLC 0.55% of their portfolio ENGLEWOOD, CO 39,25439.3k $4.2m $4.2m 0.55% Added +33.8k +33,837
29 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 35,23135.2k $3.7m $3.7m 0.01% Reduced -242.6k -242,617
30 CVA Family Office, LLC 0.69% of their portfolio DENVER, CO 28,59928.6k $3.0m $3.0m 0.69% Reduced -73 -73
31 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 27,82527.8k $2.9m $2.9m 0.01% Reduced -15 -15
32 Measured Wealth Private Client Group, LLC 1.17% of their portfolio PORTSMOUTH, NH 27,49327.5k $2.9m $2.9m 1.17% Reduced -807 -807
33 Triton Financial Group Inc 2.12% of their portfolio Oklahoma City, OK 27,46927.5k $2.9m $2.9m 2.12% Added +172 +172
34 Hennion & Walsh Asset Management, Inc. 0.17% of their portfolio Parsippany, NJ 25,76525.8k $2.7m $2.7m 0.17% Reduced -1.2k -1,204
35 HM PAYSON & CO 0.06% of their portfolio PORTLAND, ME 23,04623.0k $2.4m $2.4m 0.06% Unchanged
36 Sunflower Bank, N.A. 0.59% of their portfolio DALLAS, TX 23,03523.0k $2.4m $2.4m 0.59% Unchanged
37 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 22,14122.1k $2.3m $2.3m 0.00% Reduced -41 -41
38 CAMBIAR INVESTORS LLC 0.09% of their portfolio Denver, CO 21,12121.1k $2.2m $2.2m 0.09% Added +56 +56
39 JAMES INVESTMENT RESEARCH, INC. 0.25% of their portfolio ALPHA, OH 17,87017.9k $1.9m $1.9m 0.25% Reduced -659 -659
40 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 17,52917.5k $1.9m $1.9m 0.02% Reduced -5.2k -5,196
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 17,49017.5k $1.9m $1.9m 0.00% Added +9.8k +9,784
42 Focus Financial Network, Inc. 0.09% of their portfolio MINNEAPOLIS, MN 14,32814.3k $1.5m $1.5m 0.09% Added +329 +329
43 Park Place Capital Corp 0.44% of their portfolio Homewood, AL 14,09914.1k $1.5m $1.5m 0.44% Added +9 +9
44 RENASANT BANK 1.19% of their portfolio Tupelo, MS 13,35513.4k $1.4m $1.4m 1.19% Reduced -103 -103
45 Avior Wealth Management, LLC 0.09% of their portfolio OMAHA, NE 13,15113.2k $1.4m $1.4m 0.09% Reduced -6.5k -6,514
46 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 13,00013.0k $1.4m $1.4m 0.00% Unchanged
47 ADVISOR PARTNERS II, LLC 0.05% of their portfolio WALNUT CREEK, CA 12,54912.5k $1.3m $1.3m 0.05% New
48 NorthCrest Asset Manangement, LLC 0.05% of their portfolio PLYMOUTH, MN 11,86811.9k $1.3m $1.3m 0.05% Reduced -105 -105
49 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 11,72711.7k $1.2m $1.2m 0.01% Added +3.2k +3,230
50 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 11,46011.5k $1.2m $1.2m 0.01% Reduced -32 -32
51 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 10,66910.7k $1.1m $1.1m 0.01% Reduced -268 -268
52 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 10,05010.1k $1.1m $1.1m 0.04% Added +359 +359
53 Csenge Advisory Group 0.07% of their portfolio CLEARWATER, FL 9,8219.8k $1.0m $1.0m 0.07% New
54 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 9,0249.0k $955.0k $955.0k 0.01% Reduced -1.4k -1,442
55 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 9,0059.0k $952.7k $952.7k 0.01% Reduced -1.8k -1,816
56 Goelzer Investment Management, Inc. 0.07% of their portfolio CARMEL, IN 8,7398.7k $924.6k $924.6k 0.07% Reduced -760 -760
57 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 8,4498.4k $894.0k $894.0k 0.00% Reduced -12.8k -12,794
58 Sharper & Granite LLC 0.51% of their portfolio EL SEGUNDO, CA 8,2358.2k $871.3k $871.3k 0.51% Added +155 +155
59 Glass Jacobson Investment Advisors llc 0.39% of their portfolio OWINGS MILLS, MD 8,0088.0k $847.2k $847.2k 0.39% Added +606 +606
60 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 7,5597.6k $799.7k $799.7k 0.02% Added +723 +723
61 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 7,4787.5k $791.2k $791.2k 0.01% Added +2.4k +2,358
62 MassMutual Private Wealth & Trust, FSB 0.03% of their portfolio Windsor, CT 6,7646.8k $715.6k $715.6k 0.03% Added +595 +595
63 United Asset Strategies, Inc. 0.08% of their portfolio GARDEN CITY, NY 6,0326.0k $638.2k $638.2k 0.08% Reduced -109 -109
64 EAGLE GLOBAL ADVISORS LLC 0.04% of their portfolio Houston, TX 5,8305.8k $616.8k $616.8k 0.04% Unchanged
65 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,4225.4k $573.0k $573.0k 0.00% Added +195 +195
66 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.08% of their portfolio ORLANDO, FL 5,3925.4k $570.0k $570.0k 0.08% Reduced -21 -21
67 Narus Financial Partners, LLC 0.29% of their portfolio SALT LAKE CITY, UT 5,2735.3k $557.9k $557.9k 0.29% Added +10 +10
68 Wealthspire Retirement, LLC 0.10% of their portfolio ALISO VIEJO, CA 5,1905.2k $549.1k $549.1k 0.10% Reduced -1.3k -1,340
69 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 5,1885.2k $548.9k $548.9k 0.01% Added +2.7k +2,714
70 Hilltop Holdings Inc. 0.07% of their portfolio DALLAS, TX 5,1845.2k $548.5k $548.5k 0.07% Reduced -209 -209
71 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 5,0385.0k $533.0k $533.0k 0.04% Added +157 +157
72 Ascent Group, LLC 0.06% of their portfolio VIRGINIA BEACH, VA 4,8784.9k $516.1k $516.1k 0.06% New
73 Columbus Macro, LLC 0.21% of their portfolio NEW CASTLE, PA 4,7624.8k $503.8k $503.8k 0.21% Reduced -5.3k -5,349
74 Rehmann Capital Advisory Group 0.05% of their portfolio LANSING, MI 4,6544.7k $492.5k $492.5k 0.05% Reduced -594 -594
75 Moors & Cabot, Inc. 0.03% of their portfolio BOSTON, MA 4,4734.5k $473.2k $473.2k 0.03% Added +307 +307
76 VestGen Investment Management 0.14% of their portfolio EGG HARBOR TOWNSHIP, NJ 4,4344.4k $469.1k $469.1k 0.14% New
77 Montecito Bank & Trust 0.11% of their portfolio SANTA BARBARA, CA 4,2794.3k $452.7k $452.7k 0.11% Reduced -8.6k -8,559
78 Dana Investment Advisors, Inc. 0.02% of their portfolio BROOKFIELD, WI 4,1904.2k $443.3k $443.3k 0.02% Reduced -32 -32
79 PACIFIC FINANCIAL GROUP INC 0.27% of their portfolio NASHVILLE, TN 3,8953.9k $412.0k $412.0k 0.27% Reduced -163 -163
80 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 3,8653.9k $408.9k $408.9k 0.00% First filing
81 CITIZENS FINANCIAL GROUP INC/RI 0.02% of their portfolio PROVIDENCE, RI 3,7253.7k $394.1k $394.1k 0.02% New
82 BTS Asset Management, Inc. 0.25% of their portfolio Lincoln, MA 3,6653.7k $387.8k $387.8k 0.25% Added +47 +47
83 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 3,5043.5k $370.3k $370.3k 0.01% Reduced -7.3k -7,286
84 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 3,4053.4k $360.3k $360.3k 0.01% New
85 WealthShield Partners, LLC 0.05% of their portfolio CARY, NC 3,3563.4k $355.1k $355.1k 0.05% Reduced -712 -712
86 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 3,3273.3k $352.0k $352.0k 0.01% Added +36 +36
87 Advisory Alpha, LLC 0.02% of their portfolio HOLLAND, MI 3,3053.3k $349.7k $349.7k 0.02% Unchanged
88 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 3,2813.3k $347.1k $347.1k 0.02% Added +1.3k +1,263
89 Hoxton Planning & Management, LLC 0.22% of their portfolio SHEPHERDSTOWN, WV 3,2143.2k $340.0k $340.0k 0.22% Reduced -1.9k -1,887
90 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 3,2093.2k $339.6k $339.6k 0.00% Reduced -3.9k -3,911
91 SHAYNE & JACOBS, LLC 0.11% of their portfolio NASHVILLE, TN 3,0353.0k $321.1k $321.1k 0.11% New
92 Tri-Star Advisors Inc. 5.41% of their portfolio HOUSTON, TX 3,0183.0k $319.3k $319.3k 5.41% Unchanged
93 Continuum Advisory, LLC 0.05% of their portfolio EAGLE, ID 3,0143.0k $318.9k $318.9k 0.05% New
94 Graypoint LLC 0.03% of their portfolio Albany, NY 3,0003.0k $317.4k $317.4k 0.03% New
95 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 2,9993.0k $317.3k $317.3k 0.00% Reduced -113 -113
96 Evercore Wealth Management, LLC 0.01% of their portfolio New York, NY 2,9853.0k $315.8k $315.8k 0.01% Unchanged
97 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 2,8102.8k $297.3k $297.3k 0.01% Unchanged
98 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 2,7862.8k $294.8k $294.8k 0.00% New
99 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.05% of their portfolio Reston, VA 2,6632.7k $281.8k $281.8k 0.05% Added +20 +20
100 DONALDSON CAPITAL MANAGEMENT, LLC 0.01% of their portfolio EVANSVILLE, IN 2,5052.5k $265.0k $265.0k 0.01% Unchanged