Vault-13

ISHARES TR SUB

SHRT NAT MUN ETF · ETP · CUSIP 464288158

758 institutional holders -1 vs Q2 2023
73,915,61273.9m shares reported held*
$7.6bnreported value*
54 new 257 added 323 reduced 52 sold out net sold ≈ $598.3m (-5.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($15.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $102.95.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 718Q4 22: 789Q1 23: 764Q2 23: 759Q3 23: 758758Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022718
Q4 2022789
Q1 2023764
Q2 2023759
Q3 2023758

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 430 bought or addedQ4 22: 297 cut or sold outQ4 22Q1 23: 308 bought or addedQ1 23: 403 cut or sold outQ1 23Q2 23: 303 bought or addedQ2 23: 388 cut or sold outQ2 23Q3 23: 311 bought or addedQ3 23: 375 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022430297
Q1 2023308403
Q2 2023303388
Q3 2023311375

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ4 22 calls: $22.5kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$22.5k$00.00
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

JPMORGAN CHASE & CO Added +536,661+536.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +308,145+308.1k
MERCER GLOBAL ADVISORS INC /ADV Added +293,534+293.5k
Creative Planning Added +280,283+280.3k
Truepoint, Inc. New +270,591+270.6k
PATHSTONE FAMILY OFFICE, LLC Added +244,093+244.1k
Strategic Investment Solutions, Inc. /IL Added +222,515+222.5k
Composition Wealth, LLC Added +207,176+207.2k
COMERICA BANK New +183,412+183.4k
Salomon & Ludwin, LLC Added +71,766+71.8k

Biggest sellers

JANE STREET GROUP, LLC Reduced -2,948,284-2.9m
Bank of New York Mellon Corp Reduced -1,018,664-1.0m
GRIMES & Co WEALTH MANAGEMENT, LLC Reduced -598,965-599.0k
Sand Hill Global Advisors, LLC Reduced -571,873-571.9k
BANK OF AMERICA CORP /DE/ Reduced -531,909-531.9k
BAILARD, INC. Reduced -247,869-247.9k
RENAISSANCE TECHNOLOGIES LLC Reduced -234,802-234.8k
CITIGROUP INC Reduced -202,247-202.2k
One Capital Management, LLC Reduced -189,593-189.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -183,593-183.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Bank of New York Mellon Corp (4.8%, 2026-04-28)

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bank of New York Mellon Corp 0.18% of their portfolio NEW YORK, NY 8,097,1048.1m $832.9m $832.9m 0.18% Reduced -1.0m -1,018,664
2 ENVESTNET ASSET MANAGEMENT INC 0.31% of their portfolio Berwyn, PA 6,610,6606.6m $680.0m $680.0m 0.31% Reduced -143.7k -143,699
3 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 6,142,8876.1m $631.9m $631.9m 0.08% Reduced -531.9k -531,909
4 MERCER GLOBAL ADVISORS INC /ADV 1.91% of their portfolio DENVER, CO 4,889,7144.9m $503.0m $503.0m 1.91% Added +293.5k +293,534
5 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 3,634,2023.6m $373.8m $373.8m 0.04% Added +7.1k +7,145
6 SEI INVESTMENTS CO 0.43% of their portfolio OAKS, PA 2,315,7662.3m $238.2m $238.2m 0.43% Added +27.0k +27,033
7 Creative Planning 0.26% of their portfolio OVERLAND PARK, KS 1,921,0781.9m $197.6m $197.6m 0.26% Added +280.3k +280,283
8 FRANKLIN RESOURCES INC 0.08% of their portfolio San Mateo, CA 1,533,9771.5m $157.8m $157.8m 0.08% Reduced -33.0k -33,027
9 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 1,464,2741.5m $150.6m $150.6m 0.04% Reduced -98.1k -98,134
10 UBS Group AG 0.06% of their portfolio ZURICH, V8 1,337,7491.3m $137.6m $137.6m 0.06% Reduced -16.0k -15,966
11 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 1,167,7591.2m $120.1m $120.1m 0.08% Added +27.3k +27,251
12 CITIGROUP INC 0.14% of their portfolio NEW YORK, NY 959,916959.9k $98.7m $98.7m 0.14% Reduced -202.2k -202,247
13 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 870,610870.6k $89.5m $89.5m 0.03% Reduced -37.5k -37,525
14 CAPTRUST FINANCIAL ADVISORS 0.34% of their portfolio RALEIGH, NC 855,024855.0k $87.9m $87.9m 0.34% Added +54.6k +54,629
15 TIAA TRUST, NATIONAL ASSOCIATION 0.31% of their portfolio CHARLOTTE, NC 832,371832.4k $85.6m $85.6m 0.31% First filing
16 US BANCORP \DE\ 0.14% of their portfolio MINNEAPOLIS, MN 829,796829.8k $85.4m $85.4m 0.14% Reduced -167.1k -167,050
17 Mariner, LLC 0.21% of their portfolio Overland Park, KS 758,004758.0k $78.0m $78.0m 0.21% Reduced -10.0k -10,002
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 689,933689.9k $71.0m $71.0m 0.09% Reduced -183.6k -183,593
19 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 676,996677.0k $70.1m $70.1m 0.03% Reduced -11.8k -11,825
20 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 640,664640.7k $65.9m $65.9m 0.01% Added +536.7k +536,661
21 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 603,399603.4k $62.1m $62.1m 0.02% Reduced -82.3k -82,257
22 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.38% of their portfolio BOSTON, MA 557,450557.5k $57.3m $57.3m 1.38% Reduced -161.2k -161,179
23 Ellevest, Inc. 4.13% of their portfolio NEW YORK, NY 521,975522.0k $53.7m $53.7m 4.13% Reduced -33.0k -32,976
24 Heritage Investment Group, Inc. 14.16% of their portfolio POMPANO BEACH, FL 503,728503.7k $51.8m $51.8m 14.16% Reduced -14.8k -14,751
25 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 464,212464.2k $47.8m $47.8m 0.07% Added +2.8k +2,774
26 Salomon & Ludwin, LLC 4.79% of their portfolio RICHMOND, VA 445,987446.0k $45.9m $45.9m 4.79% Added +71.8k +71,766
27 Cerity Partners LLC 0.22% of their portfolio NEW YORK, NY 438,852438.9k $45.1m $45.1m 0.22% Reduced -140.4k -140,404
28 Allworth Financial LP 0.39% of their portfolio FOLSOM, CA 438,264438.3k $45.1m $45.1m 0.39% Added +12.7k +12,719
29 ANGELES WEALTH MANAGEMENT, LLC 6.07% of their portfolio SANTA MONICA, CA 417,638417.6k $43.0m $43.0m 6.07% Reduced -3.2k -3,209
30 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 400,462400.5k $41.2m $41.2m 0.03% Added +35.7k +35,748
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.11% of their portfolio PLYMOUTH, MN 326,454326.5k $33.6m $33.6m 0.11% Added +308.1k +308,145
32 Merriman Wealth Management, LLC 1.61% of their portfolio SEATTLE, WA 303,472303.5k $31.2m $31.2m 1.61% Reduced -110.7k -110,744
33 UNITED BANK 4.07% of their portfolio VIENNA, VA 301,293301.3k $31.0m $31.0m 4.07% Added +19.2k +19,247
34 One Capital Management, LLC 1.37% of their portfolio WESTLAKE VILLAGE, CA 300,556300.6k $30.9m $30.9m 1.37% Reduced -189.6k -189,593
35 Raub Brock Capital Management LP 5.95% of their portfolio LARKSPUR, CA 291,345291.3k $30.0m $30.0m 5.95% Reduced -5.0k -5,035
36 Willow Creek Wealth Management Inc. 4.26% of their portfolio Sebastopol, CA 277,859277.9k $28.6m $28.6m 4.26% Reduced -861 -861
37 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 277,805277.8k $28.6m $28.6m 0.04% Reduced -5.4k -5,408
38 Apella Capital, LLC 2.02% of their portfolio WEST HARTFORD, CT 277,677277.7k $28.6m $28.6m 2.02% Reduced -8.4k -8,399
39 CAHABA WEALTH MANAGEMENT, INC. 3.14% of their portfolio Atlanta, GA 276,774276.8k $28.5m $28.5m 3.14% Added +3.5k +3,506
40 MML INVESTORS SERVICES, LLC 0.16% of their portfolio SPRINGFIELD, MA 272,418272.4k $28.0m $28.0m 0.16% Reduced -6.2k -6,247
41 Truepoint, Inc. 0.90% of their portfolio CINCINNATI, OH 270,591270.6k $27.8m $27.8m 0.90% New
42 Windham Capital Management, LLC 10.87% of their portfolio BOSTON, MA 262,724262.7k $27.0m $27.0m 10.87% Reduced -4.8k -4,814
43 Beacon Pointe Advisors, LLC 0.33% of their portfolio NEWPORT BEACH, CA 259,567259.6k $26.7m $26.7m 0.33% Reduced -6.3k -6,312
44 PATHSTONE FAMILY OFFICE, LLC 0.21% of their portfolio ENGLEWOOD, NJ 258,386258.4k $26.6m $26.6m 0.21% Added +244.1k +244,093
45 Envestnet Portfolio Solutions, Inc. 0.12% of their portfolio BERWYN, PA 255,981256.0k $26.3m $26.3m 0.12% First filing
46 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 246,692246.7k $25.4m $25.4m 0.05% Added +29.8k +29,809
47 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 243,025243.0k $25.0m $25.0m 0.04% Reduced -2.9m -2,948,284
48 DGS Capital Management, LLC 11.90% of their portfolio JERSEY CITY, NJ 236,500236.5k $24.3m $24.3m 11.90% Added +8.1k +8,102
49 PARK AVENUE SECURITIES LLC 0.37% of their portfolio NEW YORK, NY 230,094230.1k $23.7m $23.7m 0.37% Reduced -4.4k -4,352
50 Slow Capital, Inc. 4.35% of their portfolio GREENBRAE, CA 230,091230.1k $23.7m $23.7m 4.35% Reduced -14.2k -14,192
51 RITHOLTZ WEALTH MANAGEMENT 1.06% of their portfolio NEW YORK, NY 229,923229.9k $23.6m $23.6m 1.06% Added +3.8k +3,825
52 Strategic Investment Solutions, Inc. /IL 0.29% of their portfolio ORLAND PARK, IL 226,721226.7k $23.5m $23.5m 0.29% Added +222.5k +222,515
53 Rockefeller Capital Management L.P. 0.09% of their portfolio NEW YORK, NY 224,607224.6k $23.1m $23.1m 0.09% Reduced -26.2k -26,164
54 Composition Wealth, LLC 0.69% of their portfolio LOS ANGELES, CA 216,774216.8k $22.3m $22.3m 0.69% Added +207.2k +207,176
55 BUCKINGHAM STRATEGIC WEALTH, LLC 0.31% of their portfolio CLAYTON, MO 212,648212.6k $21.9m $21.9m 0.31% Added +6.3k +6,332
56 RMR Wealth Builders 3.38% of their portfolio Montclair, NJ 205,587205.6k $21.1m $21.1m 3.38% Added +7.5k +7,450
57 Horiko Capital Management LLC 11.03% of their portfolio NEW YORK, NY 193,786193.8k $19.9m $19.9m 11.03% Reduced -9.6k -9,600
58 Cetera Investment Advisers 0.17% of their portfolio SCHAUMBURG, IL 189,270189.3k $19.5m $19.5m 0.17% Reduced -72.8k -72,776
59 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 185,754185.8k $19.1m $19.1m 0.04% Reduced -7.6k -7,555
60 COMERICA BANK 0.10% of their portfolio DALLAS, TX 183,412183.4k $18.9m $18.9m 0.10% New
61 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 179,760179.8k $18.5m $18.5m 0.00% Added +4.7k +4,651
62 Avantax Planning Partners, Inc. 0.74% of their portfolio DUBUQUE, IA 171,395171.4k $17.6m $17.6m 0.74% Reduced -11.2k -11,194
63 Orion Porfolio Solutions, LLC 0.21% of their portfolio OMAHA, NE 171,163171.2k $17.6m $17.6m 0.21% Added +20.2k +20,183
64 Orion Portfolio Solutions, LLC 0.21% of their portfolio Omaha, NE 171,163171.2k $17.6m $17.6m 0.21% Added +20.2k +20,183
65 NISA INVESTMENT ADVISORS, LLC 0.13% of their portfolio ST. LOUIS, MO 170,675170.7k $17.6m $17.6m 0.13% Added +16.5k +16,490
66 SHEETS SMITH WEALTH MANAGEMENT 2.57% of their portfolio WINSTON-SALEM, NC 164,015164.0k $16.9m $16.9m 2.57% Reduced -33.0k -32,959
67 Cetera Advisor Networks LLC 0.10% of their portfolio EL SEGUNDO, CA 159,127159.1k $16.4m $16.4m 0.10% Added +63.1k +63,140
68 Eagle Ridge Investment Management 1.74% of their portfolio STAMFORD, CT 154,805154.8k $15.9m $15.9m 1.74% Added +3.3k +3,287
69 LAKE STREET ADVISORS GROUP, LLC 0.90% of their portfolio PORTSMOUTH, NH 147,512147.5k $15.2m $15.2m 0.90% Reduced -168.1k -168,103
70 Avidian Wealth Enterprises, LLC 1.07% of their portfolio Houston, TX 146,954147.0k $15.1m $15.1m 1.07% Added +3.5k +3,503
71 Meridian Wealth Partners, LLC 3.14% of their portfolio EXTON, PA 146,774146.8k $15.1m $15.1m 3.14% Reduced -8.7k -8,737
72 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 141,858141.9k $14.6m $14.6m 0.01% Reduced -3.3k -3,328
73 ARKANSAS FINANCIAL GROUP, INC. 2.88% of their portfolio LITTLE ROCK, AR 137,402137.4k $14.1m $14.1m 2.88% Added +2.2k +2,219
74 Prime Capital Investment Advisors, LLC 0.27% of their portfolio OVERLAND PARK, KS 130,378130.4k $13.4m $13.4m 0.27% Reduced -25.1k -25,131
75 Alesco Advisors, LLC, An ESL Co 0.51% of their portfolio Pittsford, NY 127,400127.4k $13.1m $13.1m 0.51% Reduced -1.3k -1,257
76 Heartwood Wealth Advisors LLC 1.92% of their portfolio RICHMOND, VA 126,383126.4k $13.0m $13.0m 1.92% Added +3.4k +3,370
77 BRANDYWINE OAK PRIVATE WEALTH LLC 1.53% of their portfolio Kennett Square, PA 125,438125.4k $12.9m $12.9m 1.53% Added +763 +763
78 TD Capital Management LLC 1.52% of their portfolio MEMPHIS, TN 120,948120.9k $12.4m $12.4m 1.52% Reduced -4.8k -4,795
79 Modera Wealth Management, LLC 0.23% of their portfolio WESTWOOD, NJ 119,492119.5k $12.3m $12.3m 0.23% Reduced -1.5k -1,534
80 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 118,690118.7k $12.2m $12.2m 0.13% Added +3.1k +3,051
81 Rockwood Wealth Management, LLC 2.05% of their portfolio New Hope, PA 118,649118.6k $12.2m $12.2m 2.05% Added +2.1k +2,130
82 Manhattan West Asset Management, LLC 3.51% of their portfolio Los Angeles, CA 110,956111.0k $11.4m $11.4m 3.51% Reduced -67.3k -67,326
83 FLPUTNAM INVESTMENT MANAGEMENT CO 0.31% of their portfolio PORTLAND, ME 108,695108.7k $11.2m $11.2m 0.31% Added +8.8k +8,835
84 Integrated Advisors Network LLC 0.68% of their portfolio DALLAS, TX 108,101108.1k $11.1m $11.1m 0.68% Added +1.1k +1,061
85 MBL Wealth, LLC 1.56% of their portfolio CHARLOTTE, NC 107,969108.0k $11.1m $11.1m 1.56% Added +1.2k +1,199
86 Freestone Capital Holdings, LLC 0.59% of their portfolio Seattle, WA 107,206107.2k $11.0m $11.0m 0.59% Added +8.1k +8,080
87 Column Capital Advisors, LLC 1.56% of their portfolio INDIANAPOLIS, IN 103,271103.3k $10.6m $10.6m 1.56% Reduced -135.0k -134,985
88 CITIZENS FINANCIAL GROUP INC/RI 0.43% of their portfolio PROVIDENCE, RI 103,198103.2k $10.6m $10.6m 0.43% Reduced -11.9k -11,873
89 Symmetry Partners, LLC 0.57% of their portfolio GLASTONBURY, CT 102,973103.0k $10.6m $10.6m 0.57% Reduced -412 -412
90 Stratos Wealth Partners, LTD. 0.23% of their portfolio BEACHWOOD, OH 102,876102.9k $10.6m $10.6m 0.23% Reduced -9.5k -9,549
91 CGN Advisors LLC 1.41% of their portfolio MANHATTAN, KS 101,577101.6k $10.4m $10.4m 1.41% Added +12.3k +12,287
92 Windsor Wealth Management, Inc. 1.85% of their portfolio INDIANAPOLIS, IN 98,24598.2k $10.1m $10.1m 1.85% Added +1.8k +1,817
93 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 97,34797.3k $10.0m $10.0m 0.02% Added +13.6k +13,567
94 Sequoia Financial Advisors, LLC 0.18% of their portfolio Akron, OH 97,28497.3k $10.0m $10.0m 0.18% Reduced -4.9k -4,915
95 Grove Bank & Trust 2.02% of their portfolio Miami, FL 96,12096.1k $9.9m $9.9m 2.02% Reduced -1.3k -1,316
96 Brio Consultants, LLC 1.79% of their portfolio SAN FRANCISCO, CA 92,80292.8k $9.5m $9.5m 1.79% Reduced -44.7k -44,696
97 Bridgewater Advisors Inc. 1.53% of their portfolio NEW YORK, NY 92,74092.7k $9.5m $9.5m 1.53% Reduced -2.9k -2,901
98 BAILARD, INC. 0.31% of their portfolio Foster City, CA 91,77891.8k $9.4m $9.4m 0.31% Reduced -247.9k -247,869
99 BlackRock Inc. 0.00% of their portfolio New York, NY 86,35286.4k $8.9m $8.9m 0.00% Added +20 +20
100 Steward Partners Investment Advisory, LLC 0.14% of their portfolio STAMFORD, CT 85,61685.6k $8.8m $8.8m 0.14% Reduced -6.9k -6,878