Vault-13

ISHARES TR ILCV

MORNINGSTAR VALU · ETP · CUSIP 464288109

119 institutional holders +6 vs Q3 2023
9,452,8919.5m shares reported held*
$667.6mreported value*
10 new 37 added 36 reduced 11 sold out net bought ≈ $12.9m (+182.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $70.62. Options: 2 managers hold calls ($3.8m notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 95Q4 22: 106Q1 23: 107Q2 23: 105Q3 23: 113Q4 23: 119119Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202295
Q4 2022106
Q1 2023107
Q2 2023105
Q3 2023113
Q4 2023119

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 54 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 38 cut or sold outQ1 23Q2 23: 37 bought or addedQ2 23: 39 cut or sold outQ2 23Q3 23: 42 bought or addedQ3 23: 43 cut or sold outQ3 23Q4 23: 47 bought or addedQ4 23: 47 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225428
Q1 20234038
Q2 20233739
Q3 20234243
Q4 20234747

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 23 calls: $12.1kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $3.3mQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $3.5mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $3.8mQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$12.1k$00.00
Q2 2023$3.3m$00.00
Q3 2023$3.5m$00.00
Q4 2023$3.8m$00.00

Biggest buyers

MORGAN STANLEY Added +325,414+325.4k
BANK OF AMERICA CORP /DE/ Added +221,784+221.8k
JPMORGAN CHASE & CO Added +116,485+116.5k
AMERIPRISE FINANCIAL INC Added +31,085+31.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +20,272+20.3k
CITADEL ADVISORS LLC New +16,173+16.2k
AVANTAX ADVISORY SERVICES, INC. Added +12,752+12.8k
SAXON INTERESTS, INC. New +11,283+11.3k
Cetera Advisor Networks LLC Added +8,941+8.9k
Orion Porfolio Solutions, LLC New +8,582+8.6k

Biggest sellers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -304,597-304.6k
Equitable Holdings, Inc. Reduced -102,092-102.1k
LPL Financial LLC Reduced -66,962-67.0k
NATIONS FINANCIAL GROUP INC, /IA/ /ADV Sold out -43,451-43.5k
RAYMOND JAMES & ASSOCIATES Reduced -22,676-22.7k
MML INVESTORS SERVICES, LLC Reduced -19,820-19.8k
Dentgroup LLC Reduced -18,818-18.8k
Janney Montgomery Scott LLC Reduced -12,802-12.8k
Allworth Financial LP Sold out -9,359-9.4k
Bank of New York Mellon Corp Reduced -9,093-9.1k

Biggest calls

NATIONAL BANK OF CANADA /FI/ Unchanged $3.8m2.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Equitable Holdings, Inc. 1.11% of their portfolio NEW YORK, NY 1,278,6111.3m $90.3m $90.3m 1.11% Reduced -102.1k -102,092
2 Steele Capital Management, Inc. 3.83% of their portfolio DUBUQUE, IA 833,146833.1k $58.8m $58.8m 3.83% First filing
3 Matrix Trust Co 13.64% of their portfolio DENVER, CO 825,582825.6k $58.3m $58.3m 13.64% Added +1.6k +1,594
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 796,105796.1k $56.2m $56.2m 0.01% Added +221.8k +221,784
5 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 724,623724.6k $51.2m $51.2m 0.01% Reduced -9.1k -9,093
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 637,772637.8k $45.0m $45.0m 0.00% Added +325.4k +325,414
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 507,423507.4k $35.8m $35.8m 0.01% Reduced -913 -913
8 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 373,349373.3k $26.4m $26.4m 0.02% Reduced -67.0k -66,962
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 280,917280.9k $19.8m $19.8m 0.01% Reduced -22.7k -22,676
10 SPC Financial, Inc. 1.81% of their portfolio ROCKVILLE, MD 252,059252.1k $17.8m $17.8m 1.81% Reduced -5.8k -5,781
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 230,215230.2k $16.3m $16.3m 0.00% Added +8.1k +8,103
12 AVANTAX ADVISORY SERVICES, INC. 0.16% of their portfolio DALLAS, TX 228,333228.3k $16.1m $16.1m 0.16% Added +12.8k +12,752
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 202,040202.0k $14.3m $14.3m 0.00% Added +116.5k +116,485
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 178,725178.7k $12.6m $12.6m 0.00% Reduced -8.3k -8,346
15 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 163,163163.2k $11.5m $11.5m 0.02% Added +7.4k +7,377
16 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 127,027127.0k $9.0m $9.0m 0.02% Added +20.3k +20,272
17 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 105,244105.2k $7.4m $7.4m 0.02% Reduced -12.8k -12,802
18 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 102,159102.2k $7.2m $7.2m 0.01% Added +875 +875
19 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 99,55999.6k $7.0m $7.0m 0.02% Added +1.2k +1,162
20 Lauer Wealth, LLC 6.49% of their portfolio VALPARAISO, IN 98,86298.9k $7.0m $7.0m 6.49% Added +2.4k +2,431
21 BARRETT & COMPANY, INC. 3.52% of their portfolio PROVIDENCE, RI 92,05092.0k $6.5m $6.5m 3.52% Added +6.0k +6,045
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 88,14388.1k $6.2m $6.2m 0.01% Reduced -304.6k -304,597
23 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 87,25287.3k $6.2m $6.2m 0.03% Added +1.5k +1,482
24 KILEY JUERGENS WEALTH MANAGEMENT, LLC 1.88% of their portfolio OLYMPIA, WA 79,46179.5k $5.6m $5.6m 1.88% Reduced -133 -133
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 62,22962.2k $4.4m $4.4m 0.00% Added +918 +918
26 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 61,47461.5k $4.3m $4.3m 0.02% Reduced -19.8k -19,820
27 Sheridan Capital Management, LLC 3.40% of their portfolio San Rafael, CA 59,61059.6k $4.2m $4.2m 3.40% First filing
28 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 53,31653.3k $3.8m $3.8m 0.01% Added +28 +28
29 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 49,01049.0k $3.5m $3.5m 0.02% Added +8.9k +8,941
30 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 47,56947.6k $3.4m $3.4m 0.00% Added +31.1k +31,085
31 NorthStar Asset Management LLC /NJ/ 3.06% of their portfolio BERKELEY HEIGHTS, NJ 47,52247.5k $3.4m $3.4m 3.06% First filing
32 Dentgroup LLC 2.52% of their portfolio BATON ROUGE, LA 40,11340.1k $2.8m $2.8m 2.52% Reduced -18.8k -18,818
33 MATHER GROUP, LLC. 0.04% of their portfolio CHICAGO, IL 37,66737.7k $2.7m $2.7m 0.04% Reduced -91 -91
34 Madison Wealth Partners, Inc 1.05% of their portfolio MADISON, WI 37,32337.3k $2.6m $2.6m 1.05% Added +403 +403
35 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 35,82735.8k $2.5m $2.5m 0.00% Reduced -2.8k -2,839
36 Mariner, LLC 0.01% of their portfolio Overland Park, KS 33,21833.2k $2.3m $2.3m 0.01% Reduced -688 -688
37 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 31,01931.0k $2.2m $2.2m 0.00% Unchanged
38 Prime Capital Investment Advisors, LLC 0.03% of their portfolio OVERLAND PARK, KS 24,12724.1k $1.7m $1.7m 0.03% Added +2.9k +2,900
39 GenWealth Group, Inc. 0.37% of their portfolio Maplewood, NJ 18,91518.9k $1.3m $1.3m 0.37% Reduced -1.0k -1,040
40 Savant Capital, LLC 0.02% of their portfolio ROCKFORD, IL 17,13717.1k $1.2m $1.2m 0.02% Reduced -1.1k -1,084
41 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,17316.2k $1.1m $1.1m 0.00% New
42 Ellis Investment Partners, LLC 0.25% of their portfolio Berwyn, PA 15,15415.2k $1.1m $1.1m 0.25% Reduced -243 -243
43 COMERICA BANK 0.00% of their portfolio DALLAS, TX 14,48114.5k $1.0m $1.0m 0.00% Reduced -57 -57
44 Brand Asset Management Group, Inc. 0.45% of their portfolio CHESTERFIELD, MO 13,78213.8k $973.3k $973.3k 0.45% Added +1.9k +1,861
45 DFPG INVESTMENTS, LLC 0.07% of their portfolio SANDY, UT 13,49913.5k $949.2k $949.2k 0.07% Reduced -1.1k -1,055
46 Full Sail Capital, LLC 0.07% of their portfolio OKLAHOMA CITY, OK 13,17313.2k $930.3k $930.3k 0.07% Unchanged
47 Verum Partners LLC 0.35% of their portfolio CHARLOTTE, NC 12,40012.4k $875.7k $875.7k 0.35% Unchanged
48 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 12,19412.2k $861.1k $861.1k 0.01% Unchanged
49 Sweet Financial Partners, LLC 0.20% of their portfolio FAIRMONT, MN 12,05312.1k $851.2k $851.2k 0.20% Added +152 +152
50 SAXON INTERESTS, INC. 0.40% of their portfolio HOUSTON, TX 11,28311.3k $796.8k $796.8k 0.40% New
51 CWM, LLC 0.00% of their portfolio OMAHA, NE 11,27011.3k $796.0k $796.0k 0.00% Added +709 +709
52 Derbend Asset Management 0.46% of their portfolio Peachtree City, GA 11,16811.2k $788.7k $788.7k 0.46% Added +1.3k +1,260
53 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 9,7769.8k $690.4k $690.4k 0.01% Unchanged
54 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 9,4029.4k $664.0k $664.0k 0.00% Reduced -1.3k -1,278
55 Cedar Point Capital Partners, LLC 0.51% of their portfolio Cedar Rapids, IA 8,7998.8k $621.4k $621.4k 0.51% First filing
56 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 8,5828.6k $608.1k $608.1k 0.01% New
57 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 8,5828.6k $608.1k $608.1k 0.01% New
58 Shared Vision Wealth Group LLC 0.39% of their portfolio CARLSBAD, X1 8,1908.2k $578.4k $578.4k 0.39% First filing
59 FMR LLC 0.00% of their portfolio BOSTON, MA 7,5287.5k $531.7k $531.7k 0.00% Added +1.5k +1,478
60 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 7,4507.5k $526.1k $526.1k 0.01% Unchanged
61 Ullmann Wealth Partners Group, LLC 0.08% of their portfolio JACKSONVILLE BEACH, FL 7,0867.1k $500.4k $500.4k 0.08% Unchanged
62 Private Wealth Strategies, L.L.C. 0.11% of their portfolio New Albany, OH 6,7266.7k $475.0k $475.0k 0.11% Added +90 +90
63 FLAGSTAR SECURITIES, INC 0.14% of their portfolio New York, NY 6,3526.4k $448.5k $448.5k 0.14% Added +76 +76
64 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 6,2976.3k $444.7k $444.7k 0.01% Reduced -3.1k -3,135
65 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 6,2266.2k $439.7k $439.7k 0.00% New
66 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 6,1736.2k $435.9k $435.9k 0.01% Added +3.0k +2,955
67 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 6,0806.1k $425.4k $425.4k 0.02% Added +840 +840
68 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 5,9766.0k $422.0k $422.0k 0.00% Unchanged
69 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 5,9035.9k $416.9k $416.9k 0.00% Reduced -360 -360
70 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 0.12% of their portfolio BERMUDA RUN, NC 5,8995.9k $416.6k $416.6k 0.12% Added +2.8k +2,779
71 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 5,8475.8k $412.9k $412.9k 0.00% Added +492 +492
72 Stephens Consulting, LLC 0.13% of their portfolio FLINT, MI 5,5795.6k $394.0k $394.0k 0.13% Reduced -163 -163
73 Balanced Rock Investment Advisors LLC 0.35% of their portfolio ROSLINDALE, MA 5,5555.6k $392.3k $392.3k 0.35% First filing
74 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 5,4445.4k $384.5k $384.5k 0.00% Reduced -69 -69
75 Courage Miller Partners, LLC 0.14% of their portfolio NORFOLK, VA 5,1385.1k $362.8k $362.8k 0.14% Reduced -976 -976
76 Summit Asset Management, LLC 0.09% of their portfolio MEMPHIS, TN 5,0905.1k $359.5k $359.5k 0.09% Unchanged
77 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 5,0005.0k $353.1k $353.1k 0.00% Unchanged
78 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,9144.9k $347.0k $347.0k 0.00% Reduced -457 -457
79 Towerpoint Wealth, LLC 0.19% of their portfolio SACRAMENTO, CA 4,8424.8k $341.9k $341.9k 0.19% Unchanged
80 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,6714.7k $329.9k $329.9k 0.00% Added +871 +871
81 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 4,4714.5k $315.7k $315.7k 0.01% Added +16 +16
82 Detalus Advisors, LLC 0.13% of their portfolio ST. LOUIS, MO 4,4624.5k $315.1k $315.1k 0.13% Reduced -7.1k -7,148
83 HARBOR INVESTMENT ADVISORY, LLC 0.03% of their portfolio LUTHERVILLE, MD 4,2504.2k $300.1k $300.1k 0.03% New
84 Simplicity Solutions, LLC 0.01% of their portfolio MINNEAPOLIS, MN 4,2004.2k $296.6k $296.6k 0.01% Reduced -3 -3
85 Bleakley Financial Group, LLC 0.01% of their portfolio PARSIPPANY, NJ 4,2004.2k $296.6k $296.6k 0.01% Reduced -3 -3
86 WealthBridge Capital Management, LLC 0.10% of their portfolio WESTERVILLE, OH 3,6803.7k $259.9k $259.9k 0.10% Unchanged
87 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 3,6623.7k $258.6k $258.6k 0.01% Reduced -35 -35
88 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 3,5903.6k $253.0k $253.0k 0.00% New
89 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 3,5743.6k $253.3k $253.3k 0.01% Reduced -627 -627
90 Tyler-Stone Wealth Management 0.13% of their portfolio Beachwood, OH 3,5723.6k $252.3k $252.3k 0.13% Reduced -139 -139
91 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 3,5323.5k $249.4k $249.4k 0.01% Unchanged
92 AMERICAN FINANCIAL & TAX STRATEGIES INC 0.13% of their portfolio NEW YORK, NY 3,2003.2k $226.0k $226.0k 0.13% First filing
93 Destination Wealth Management 0.01% of their portfolio Walnut Creek, CA 2,9553.0k $208.7k $208.7k 0.01% New
94 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 2,9523.0k $208.5k $208.5k 0.00% Reduced -1.5k -1,516
95 MGB Wealth Management, LLC 0.07% of their portfolio ADDISON, TX 2,0002.0k $141.2k $141.2k 0.07% First filing
96 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,6331.6k $115.3k $115.3k 0.00% New
97 Cape Investment Advisory, Inc. 0.05% of their portfolio MCDONOUGH, GA 1,3501.4k $95.3k $95.3k 0.05% Unchanged
98 Arax Advisory Partners 0.01% of their portfolio NEW YORK, NY 1,0991.1k $77.6k $77.6k 0.01% Added +15 +15
99 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,0701.1k $75.6k $75.6k 0.00% Unchanged
100 Caitlin John, LLC 0.05% of their portfolio BRIGHTON, MI 798798 $56.4k $56.4k 0.05% First filing