Vault-13

ISHARES TR IJT

S&P SML 600 GWT · ETP · CUSIP 464287887

689 institutional holders +9 vs Q1 2024
26,871,54426.9m shares reported held*
$3.4bnreported value*
51 new 209 added 212 reduced 37 sold out net sold ≈ $783.8m (-6.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $127.83. Options: 1 managers hold calls ($1.5m notional), 1 hold puts ($308.2k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 595Q4 22: 643Q1 23: 619Q2 23: 627Q3 23: 619Q4 23: 671Q1 24: 680Q2 24: 689689Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022595
Q4 2022643
Q1 2023619
Q2 2023627
Q3 2023619
Q4 2023671
Q1 2024680
Q2 2024689

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 249 bought or addedQ4 22: 241 cut or sold outQ4 22Q1 23: 203 bought or addedQ1 23: 295 cut or sold outQ2 23: 227 bought or addedQ2 23: 238 cut or sold outQ2 23Q3 23: 213 bought or addedQ3 23: 227 cut or sold outQ4 23: 245 bought or addedQ4 23: 235 cut or sold outQ4 23Q1 24: 250 bought or addedQ1 24: 251 cut or sold outQ2 24: 260 bought or addedQ2 24: 249 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022249241
Q1 2023203295
Q2 2023227238
Q3 2023213227
Q4 2023245235
Q1 2024250251
Q2 2024260249

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 23 calls: $1.1mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $1.7mQ4 23 puts: $734.8kQ4 23P/C 0.44Q1 24 calls: $2.4mQ1 24 puts: $771.3kQ1 24P/C 0.32Q2 24 calls: $1.5mQ2 24 puts: $308.2kQ2 24P/C 0.21
Numbers
QuarterCallsPutsP/C
Q3 2023$1.1m$00.00
Q4 2023$1.7m$734.8k0.44
Q1 2024$2.4m$771.3k0.32
Q2 2024$1.5m$308.2k0.21

Biggest buyers

OPPENHEIMER ASSET MANAGEMENT INC. New +199,301+199.3k
Focus Partners Wealth Added +144,021+144.0k
Keebeck Wealth Management New +104,044+104.0k
Strategic Financial Concepts, LLC New +85,729+85.7k
IFP Advisors, Inc Added +73,743+73.7k
World Investment Advisors Added +68,633+68.6k
Cordatus Wealth Management LLC New +55,902+55.9k
Azimuth Capital Investment Management LLC New +50,705+50.7k
DUMONT & BLAKE INVESTMENT ADVISORS LLC Added +37,463+37.5k
Relative Value Partners Group, LLC New +27,284+27.3k

Biggest sellers

MORGAN STANLEY Reduced -6,474,702-6.5m
JPMORGAN CHASE & CO Reduced -190,522-190.5k
CORRECT CAPITAL WEALTH MANAGEMENT Sold out -138,983-139.0k
M Holdings Securities, Inc. Sold out -87,630-87.6k
PNC Financial Services Group, Inc. Reduced -62,520-62.5k
AMERIPRISE FINANCIAL INC Reduced -31,616-31.6k
Salomon & Ludwin, LLC Reduced -27,659-27.7k
WELLS FARGO & COMPANY/MN Reduced -27,307-27.3k
Cetera Investment Advisers Reduced -24,990-25.0k
Telos Capital Management, Inc. Sold out -22,805-22.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.5m11.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $308.2k2.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 3,116,6253.1m $400.3m $400.3m 0.03% Reduced -6.5m -6,474,702
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,831,1151.8m $235.2m $235.2m 0.02% Reduced -8.1k -8,136
3 FMR LLC 0.01% of their portfolio BOSTON, MA 1,340,6951.3m $172.2m $172.2m 0.01% Added +2.9k +2,853
4 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 1,181,7961.2m $151.8m $151.8m 0.04% Reduced -27.3k -27,307
5 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,132,6211.1m $145.5m $145.5m 0.04% Added +15.3k +15,299
6 PNC Financial Services Group, Inc. 0.09% of their portfolio Pittsburgh, PA 1,042,6001.0m $133.9m $133.9m 0.09% Reduced -62.5k -62,520
7 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 781,445781.4k $100.4m $100.4m 0.05% Added +12.1k +12,110
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 722,640722.6k $92.8m $92.8m 0.00% Reduced -190.5k -190,522
9 M&T Bank Corp 0.22% of their portfolio BUFFALO, NY 495,745495.7k $63.7m $63.7m 0.22% Reduced -16.2k -16,184
10 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 479,605479.6k $61.5m $61.5m 0.02% Reduced -31.6k -31,616
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 463,739463.7k $59.6m $59.6m 0.06% Added +22.3k +22,291
12 GLENMEDE TRUST CO NA 0.25% of their portfolio PHILADELPHIA, PA 384,460384.5k $49.4m $49.4m 0.25% Added +5.2k +5,178
13 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 378,067378.1k $48.6m $48.6m 0.08% Added +11.1k +11,119
14 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 356,196356.2k $45.7m $45.7m 0.01% Reduced -3.0k -2,977
15 One Capital Management, LLC 1.43% of their portfolio WESTLAKE VILLAGE, CA 326,869326.9k $42.0m $42.0m 1.43% Added +1.3k +1,291
16 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 312,282312.3k $40.1m $40.1m 0.06% Added +22.8k +22,789
17 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 304,255304.3k $39.1m $39.1m 0.01% Reduced -7.2k -7,230
18 Focus Partners Wealth 0.12% of their portfolio ST LOUIS, MO 288,226288.2k $37.0m $37.0m 0.12% Added +144.0k +144,021
19 Cerity Partners LLC 0.09% of their portfolio NEW YORK, NY 262,367262.4k $33.7m $33.7m 0.09% Added +3.4k +3,403
20 World Investment Advisors 1.23% of their portfolio LINCROFT, NJ 225,871225.9k $19.7m $19.7m 1.23% Added +68.6k +68,633
21 Falcon Wealth Planning 3.37% of their portfolio Ontario, CA 202,147202.1k $26.0m $26.0m 3.37% Added +12.5k +12,495
22 SPC Financial, Inc. 2.38% of their portfolio ROCKVILLE, MD 200,020200.0k $25.7m $25.7m 2.38% Added +533 +533
23 OPPENHEIMER ASSET MANAGEMENT INC. 0.33% of their portfolio NEW YORK, NY 199,301199.3k $25.6m $25.6m 0.33% New
24 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 197,577197.6k $25.4m $25.4m 0.07% Added +2.5k +2,468
25 Beaumont Financial Advisors, LLC 2.00% of their portfolio NEEDHAM, MA 194,877194.9k $25.0m $25.0m 2.00% Reduced -2.1k -2,087
26 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 194,298194.3k $25.0m $25.0m 0.08% Added +18.0k +17,975
27 MONETA GROUP INVESTMENT ADVISORS LLC 0.39% of their portfolio ST LOUIS, MO 190,994191.0k $24.5m $24.5m 0.39% Reduced -2.7k -2,667
28 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 189,559189.6k $24.3m $24.3m 0.03% Reduced -5.1k -5,087
29 Mariner, LLC 0.04% of their portfolio Overland Park, KS 176,573176.6k $22.7m $22.7m 0.04% Added +7.5k +7,535
30 GHP Investment Advisors, Inc. 1.07% of their portfolio Denver, CO 167,052167.1k $21.5m $21.5m 1.07% Reduced -1.1k -1,104
31 Heartwood Wealth Advisors LLC 2.50% of their portfolio RICHMOND, VA 163,052163.1k $20.9m $20.9m 2.50% Added +1.4k +1,368
32 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 155,631155.6k $20.0m $20.0m 0.02% Reduced -6.7k -6,693
33 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.17% of their portfolio IRVING, TX 155,469155.5k $20.0m $20.0m 0.17% Reduced -6.8k -6,812
34 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 154,181154.2k $19.8m $19.8m 0.03% Added +2.0k +1,956
35 AVANTAX ADVISORY SERVICES, INC. 0.14% of their portfolio DALLAS, TX 150,766150.8k $19.4m $19.4m 0.14% Added +21.8k +21,849
36 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 145,637145.6k $18.7m $18.7m 0.01% Reduced -456 -456
37 Lido Advisors, LLC 0.15% of their portfolio Los Angeles, CA 144,791144.8k $18.6m $18.6m 0.15% Added +7.0k +7,010
38 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 127,426127.4k $16.4m $16.4m 0.00% Reduced -1.2k -1,205
39 Schneider Downs Wealth Management Advisors, LP 3.46% of their portfolio Pittsburgh, PA 121,064121.1k $15.5m $15.5m 3.46% Added +4.7k +4,720
40 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 117,915117.9k $15.1m $15.1m 0.03% Reduced -25.0k -24,990
41 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 117,551117.6k $15.1m $15.1m 0.03% Added +3.4k +3,372
42 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 110,651110.7k $14.2m $14.2m 0.00% Reduced -15.0k -14,972
43 Sterling Financial Planning, Inc. 5.73% of their portfolio SPARTA, NJ 109,915109.9k $14.1m $14.1m 5.73% Added +1.5k +1,451
44 Baltimore-Washington Financial Advisors, Inc. 0.81% of their portfolio Columbia, MD 108,971109.0k $14.0m $14.0m 0.81% Reduced -1.7k -1,724
45 Pinnacle Financial Partners Inc 0.30% of their portfolio Nashville, TN 108,600108.6k $14.0m $14.0m 0.30% Reduced -1.7k -1,707
46 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 106,421106.4k $13.7m $13.7m 0.02% Added +20.6k +20,646
47 Keebeck Wealth Management 1.96% of their portfolio Chicago, IL 104,044104.0k $13.4m $13.4m 1.96% New
48 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 102,937102.9k $13.2m $13.2m 0.03% Reduced -11.6k -11,602
49 Palisades Hudson Asset Management, L.P. 6.02% of their portfolio FORT LAUDERDALE, FL 102,047102.0k $13.1m $13.1m 6.02% Reduced -142 -142
50 Probity Advisors, Inc. 2.71% of their portfolio DALLAS, TX 101,989102.0k $13.1m $13.1m 2.71% Reduced -1.6k -1,554
51 RTD Financial Advisors, Inc. 1.74% of their portfolio Philadelphia, PA 100,534100.5k $12.9m $12.9m 1.74% Added +61 +61
52 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 99,59799.6k $12.8m $12.8m 0.02% Reduced -1.8k -1,794
53 Texas Yale Capital Corp. 0.58% of their portfolio ST. PETERSBURG, FL 95,32195.3k $12.2m $12.2m 0.58% Reduced -470 -470
54 Strategic Financial Concepts, LLC 0.00% of their portfolio SAN ANTONIO, TX 85,72985.7k $611 $611 0.00% New
55 KEYBANK NATIONAL ASSOCIATION/OH 0.04% of their portfolio BROOKLYN, OH 82,12782.1k $10.5m $10.5m 0.04% Reduced -203 -203
56 MAI Capital Management 0.10% of their portfolio INDEPENDENCE, OH 80,02680.0k $10.3m $10.3m 0.10% Added +2.4k +2,371
57 Salomon & Ludwin, LLC 1.15% of their portfolio RICHMOND, VA 79,91479.9k $10.3m $10.3m 1.15% Reduced -27.7k -27,659
58 IFP Advisors, Inc 0.40% of their portfolio TAMPA, FL 78,59278.6k $10.1m $10.1m 0.40% Added +73.7k +73,743
59 Capital Advisors, Ltd. LLC 1.30% of their portfolio SHAKER HEIGHTS, OH 78,25878.3k $10.1m $10.1m 1.30% Reduced -1.4k -1,363
60 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 75,91675.9k $9.7m $9.7m 0.01% Reduced -980 -980
61 DUMONT & BLAKE INVESTMENT ADVISORS LLC 1.34% of their portfolio PRINCETON, NJ 73,88273.9k $9.5m $9.5m 1.34% Added +37.5k +37,463
62 Equitable Holdings, Inc. 0.10% of their portfolio NEW YORK, NY 73,51673.5k $9.4m $9.4m 0.10% Added +8.9k +8,923
63 Savant Capital, LLC 0.09% of their portfolio ROCKFORD, IL 73,32973.3k $9.4m $9.4m 0.09% Reduced -6.4k -6,417
64 FIFTH THIRD BANCORP 0.03% of their portfolio CINCINNATI, OH 69,59869.6k $8.9m $8.9m 0.03% Reduced -806 -806
65 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 68,87568.9k $8.8m $8.8m 0.09% Reduced -1.1k -1,130
66 Rodgers & Associates, LTD 1.13% of their portfolio Lancaster, PA 68,62368.6k $8.8m $8.8m 1.13% Reduced -2.1k -2,120
67 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 68,18168.2k $8.8m $8.8m 0.00% Added +188 +188
68 UMB Bank, n.a. 0.14% of their portfolio Kansas City, MO 66,34566.3k $8.5m $8.5m 0.14% Reduced -7.3k -7,288
69 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 65,45465.5k $8.4m $8.4m 0.03% Reduced -5.9k -5,911
70 Stratos Wealth Advisors, LLC 0.40% of their portfolio BEACHWOOD, OH 63,63363.6k $8.2m $8.2m 0.40% Added +9.2k +9,179
71 PITTENGER & ANDERSON INC 0.33% of their portfolio LINCOLN, NE 63,45063.5k $8.1m $8.1m 0.33% Reduced -2.2k -2,250
72 Prospera Financial Services Inc 0.22% of their portfolio Dallas, TX 62,15862.2k $8.0m $8.0m 0.22% Reduced -106 -106
73 Atria Wealth Solutions, Inc. 0.09% of their portfolio NEW YORK, NY 61,58561.6k $7.9m $7.9m 0.09% Added +23.9k +23,863
74 Cassaday & Co Wealth Management LLC 0.25% of their portfolio MCLEAN, VA 61,54861.5k $7.9m $7.9m 0.25% Reduced -157 -157
75 ETFIDEA, LLC 2.63% of their portfolio SYRACUSE, NY 60,49360.5k $7.8m $7.8m 2.63% Added +788 +788
76 SOA Wealth Advisors, LLC. 1.54% of their portfolio NEW YORK, NY 59,79759.8k $7.7m $7.7m 1.54% Reduced -3.3k -3,287
77 Chicago Partners Investment Group LLC 0.31% of their portfolio CHICAGO, IL 57,33057.3k $8.0m $8.0m 0.31% Added +450 +450
78 Cordatus Wealth Management LLC 2.69% of their portfolio NEWTOWN, PA 55,90255.9k $7.2m $7.2m 2.69% New
79 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 55,33755.3k $7.1m $7.1m 0.03% Reduced -3.6k -3,621
80 Newton One Investments LLC 3.00% of their portfolio NEWARK, DE 54,20554.2k $7.0m $7.0m 3.00% Added +385 +385
81 Ifrah Financial Services, Inc. 1.96% of their portfolio Little Rock, AR 53,96454.0k $6.9m $6.9m 1.96% Reduced -895 -895
82 Polianta Ltd 3.48% of their portfolio ST HELIER, Y9 53,50053.5k $6.9m $6.9m 3.48% Reduced -700 -700
83 Sigma Planning Corp 0.22% of their portfolio ANN ARBOR, MI 53,49153.5k $6.9m $6.9m 0.22% Reduced -804 -804
84 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 53,16853.2k $6.7m $6.7m 0.04% Added +14.3k +14,280
85 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 53,10453.1k $6.8m $6.8m 0.02% Reduced -423 -423
86 Wilmington Savings Fund Society, FSB 0.26% of their portfolio WILMINGTON, DE 53,02453.0k $6.8m $6.8m 0.26% Reduced -1.5k -1,521
87 Compound Planning, Inc. 0.50% of their portfolio NEW YORK, NY 52,92452.9k $6.8m $6.8m 0.50% Added +20.4k +20,363
88 INSPIRE TRUST CO, N.A. 2.23% of their portfolio RENO, NV 52,66352.7k $6.8m $6.8m 2.23% Added +13.0k +13,000
89 REGIONS FINANCIAL CORP 0.05% of their portfolio BIRMINGHAM, AL 52,09152.1k $6.7m $6.7m 0.05% Reduced -6.8k -6,798
90 Mill Creek Capital Advisors, LLC 0.17% of their portfolio Conshohocken, PA 51,02551.0k $6.6m $6.6m 0.17% Unchanged
91 KESTRA PRIVATE WEALTH SERVICES, LLC 0.13% of their portfolio AUSTIN, TX 50,91150.9k $6.5m $6.5m 0.13% Added +2.5k +2,476
92 Azimuth Capital Investment Management LLC 0.26% of their portfolio BLOOMFIELD HILLS, MI 50,70550.7k $6.5m $6.5m 0.26% New
93 JMAC ENTERPRISES LLC 1.10% of their portfolio NEWTOWN, PA 48,81848.8k $6.3m $6.3m 1.10% Added +634 +634
94 Cottage Street Advisors LLC 3.68% of their portfolio MARION, MA 48,56648.6k $6.2m $6.2m 3.68% Reduced -3.1k -3,110
95 Centerpoint Advisors, LLC 2.24% of their portfolio NEEDHAM, MA 48,43148.4k $6.2m $6.2m 2.24% Reduced -814 -814
96 JFS WEALTH ADVISORS, LLC 0.49% of their portfolio HERMITAGE, PA 48,00748.0k $6.2m $6.2m 0.49% Added +2.4k +2,389
97 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 47,64647.6k $6.1m $6.1m 0.01% Added +265 +265
98 J.W. COLE ADVISORS, INC. 0.28% of their portfolio TAMPA, FL 45,74945.7k $5.9m $5.9m 0.28% Added +86 +86
99 GREAT LAKES ADVISORS, LLC 0.05% of their portfolio CHICAGO, IL 44,89844.9k $5.8m $5.8m 0.05% Reduced -235 -235
100 Councilor Wealth, LLC 2.85% of their portfolio BETHESDA, MD 43,05743.1k $5.5m $5.5m 2.85% Reduced -6.4k -6,351