Vault-13

ISHARES TR IJT

S&P SML 600 GWT · ETP · CUSIP 464287887

627 institutional holders +8 vs Q1 2023
25,884,22625.9m shares reported held*
$3.0bnreported value*
37 new 190 added 204 reduced 34 sold out net sold ≈ $191.7m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $115.04. Options: 1 managers hold calls ($942.4k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 595Q4 22: 643Q1 23: 619Q2 23: 627627Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022595
Q4 2022643
Q1 2023619
Q2 2023627

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 249 bought or addedQ4 22: 241 cut or sold outQ4 22Q1 23: 203 bought or addedQ1 23: 295 cut or sold outQ1 23Q2 23: 227 bought or addedQ2 23: 238 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022249241
Q1 2023203295
Q2 2023227238

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $813.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $607.2kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $838.5kQ1 23 puts: $417.8kQ1 23P/C 0.50Q2 23 calls: $942.4kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$813.0k$00.00
Q4 2022$607.2k$00.00
Q1 2023$838.5k$417.8k0.50
Q2 2023$942.4k$00.00

Biggest buyers

Cerity Partners LLC Added +209,405+209.4k
Cambridge Investment Research Advisors, Inc. Added +102,886+102.9k
ROYAL BANK OF CANADA Added +85,137+85.1k
Prospera Financial Services Inc Added +59,248+59.2k
Cordatus Wealth Management LLC New +59,066+59.1k
Lido Advisors, LLC Added +47,180+47.2k
CITADEL ADVISORS LLC Added +32,047+32.0k
PINNACLE ASSOCIATES LTD Added +25,629+25.6k
One Capital Management, LLC Added +23,038+23.0k
Telos Capital Management, Inc. New +21,756+21.8k

Biggest sellers

FMR LLC Reduced -1,544,455-1.5m
MML INVESTORS SERVICES, LLC Reduced -180,376-180.4k
PNC Financial Services Group, Inc. Reduced -123,287-123.3k
MONEY CONCEPTS CAPITAL CORP Reduced -98,965-99.0k
M&T Bank Corp Reduced -87,250-87.2k
WELLS FARGO & COMPANY/MN Reduced -65,210-65.2k
PRW Wealth Management LLC Sold out -59,864-59.9k
JANE STREET GROUP, LLC Reduced -43,317-43.3k
EP Wealth Advisors, LLC Reduced -40,175-40.2k
Blue Edge Capital, LLC Reduced -28,052-28.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $942.4k8.2k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 3,298,2063.3m $379.1m $379.1m 0.04% Reduced -13.2k -13,214
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,657,9541.7m $190.5m $190.5m 0.02% Added +9.0k +8,975
3 PNC Financial Services Group, Inc. 0.16% of their portfolio Pittsburgh, PA 1,596,4121.6m $183.5m $183.5m 0.16% Reduced -123.3k -123,287
4 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 1,274,4891.3m $146.5m $146.5m 0.04% Reduced -65.2k -65,210
5 FMR LLC 0.01% of their portfolio BOSTON, MA 1,086,8191.1m $124.9m $124.9m 0.01% Reduced -1.5m -1,544,455
6 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 935,130935.1k $107.5m $107.5m 0.05% Added +4.9k +4,857
7 UBS Group AG 0.04% of their portfolio ZURICH, V8 883,399883.4k $101.5m $101.5m 0.04% Added +551 +551
8 M&T Bank Corp 0.28% of their portfolio BUFFALO, NY 645,314645.3k $74.2m $74.2m 0.28% Reduced -87.2k -87,250
9 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 611,452611.5k $70.3m $70.3m 0.05% Added +6.0k +6,044
10 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.32% of their portfolio IRVING, TX 516,175516.2k $59.3m $59.3m 0.32% Reduced -11.4k -11,435
11 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 454,421454.4k $52.0m $52.0m 0.02% Reduced -22.7k -22,670
12 Alaska Permanent Fund Corp 0.99% of their portfolio JUNEAU, AK 436,497436.5k $50.2m $50.2m 0.99% First filing
13 GLENMEDE TRUST CO NA 0.25% of their portfolio PHILADELPHIA, PA 407,904407.9k $44.8m $44.8m 0.25% Unchanged
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 356,104356.1k $40.9m $40.9m 0.05% Added +2.2k +2,170
15 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 352,860352.9k $40.6m $40.6m 0.08% Added +3.0k +2,981
16 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 327,948327.9k $37.7m $37.7m 0.01% Added +85.1k +85,137
17 One Capital Management, LLC 1.51% of their portfolio WESTLAKE VILLAGE, CA 291,251291.3k $33.5m $33.5m 1.51% Added +23.0k +23,038
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 279,706279.7k $32.1m $32.1m 0.00% Added +1.5k +1,463
19 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 243,832243.8k $28.0m $28.0m 0.05% Reduced -2.8k -2,814
20 Cerity Partners LLC 0.10% of their portfolio NEW YORK, NY 217,875217.9k $25.0m $25.0m 0.10% Added +209.4k +209,405
21 World Investment Advisors 4.82% of their portfolio LINCROFT, NJ 217,024217.0k $24.9m $24.9m 4.82% Added +1.6k +1,610
22 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 203,586203.6k $23.4m $23.4m 0.05% Added +5.3k +5,265
23 SPC Financial, Inc. 2.51% of their portfolio ROCKVILLE, MD 202,044202.0k $23.2m $23.2m 2.51% Added +1.6k +1,625
24 Beaumont Financial Advisors, LLC 1.99% of their portfolio NEEDHAM, MA 187,241187.2k $21.5m $21.5m 1.99% Reduced -1.5k -1,489
25 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 181,169181.2k $20.8m $20.8m 0.03% Added +6.8k +6,821
26 J.P. Morgan Private Wealth Advisors LLC 0.11% of their portfolio SAN FRANCISCO, CA 180,408180.4k $20.7m $20.7m 0.11% Reduced -8.2k -8,169
27 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 176,717176.7k $20.3m $20.3m 0.09% Added +102.9k +102,886
28 GHP Investment Advisors, Inc. 1.17% of their portfolio Denver, CO 170,540170.5k $20.0m $20.0m 1.17% Reduced -1.5k -1,534
29 Mariner, LLC 0.05% of their portfolio Overland Park, KS 161,548161.5k $18.6m $18.6m 0.05% Reduced -18.1k -18,092
30 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 154,955155.0k $17.8m $17.8m 0.03% Reduced -12.5k -12,487
31 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 153,891153.9k $17.7m $17.7m 0.01% Added +8.2k +8,193
32 Falcon Wealth Planning 3.88% of their portfolio Ontario, CA 151,469151.5k $17.4m $17.4m 3.88% Added +12.6k +12,556
33 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 142,088142.1k $16.3m $16.3m 0.06% Added +2.9k +2,942
34 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 131,223131.2k $15.1m $15.1m 0.03% Reduced -5.7k -5,693
35 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 118,176118.2k $13.6m $13.6m 0.05% First filing
36 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 113,531113.5k $13.0m $13.0m 0.03% Added +496 +496
37 Baltimore-Washington Financial Advisors, Inc. 1.04% of their portfolio Columbia, MD 113,017113.0k $13.0m $13.0m 1.04% Added +5.2k +5,229
38 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 111,418111.4k $12.8m $12.8m 0.02% Reduced -2.1k -2,087
39 Salomon & Ludwin, LLC 1.35% of their portfolio RICHMOND, VA 110,405110.4k $12.7m $12.7m 1.35% Added +121 +121
40 Probity Advisors, Inc. 2.74% of their portfolio DALLAS, TX 109,067109.1k $12.5m $12.5m 2.74% First filing
41 Lido Advisors, LLC 0.14% of their portfolio Los Angeles, CA 105,958106.0k $12.2m $12.2m 0.14% Added +47.2k +47,180
42 MONETA GROUP INVESTMENT ADVISORS LLC 0.27% of their portfolio ST LOUIS, MO 105,216105.2k $12.1m $12.1m 0.27% Added +1.9k +1,906
43 Sterling Financial Planning, Inc. 5.91% of their portfolio SPARTA, NJ 103,780103.8k $11.9m $11.9m 5.91% Added +10.7k +10,673
44 Palisades Hudson Asset Management, L.P. 6.07% of their portfolio FORT LAUDERDALE, FL 101,540101.5k $11.7m $11.7m 6.07% Reduced -300 -300
45 Pinnacle Financial Partners Inc 0.29% of their portfolio Nashville, TN 100,998101.0k $11.6m $11.6m 0.29% Added +385 +385
46 RTD Financial Advisors, Inc. 1.63% of their portfolio Philadelphia, PA 97,64897.6k $11.2m $11.2m 1.63% Added +3.6k +3,646
47 Texas Yale Capital Corp. 0.52% of their portfolio ST. PETERSBURG, FL 95,79195.8k $11.0m $11.0m 0.52% Reduced -1 -1
48 Savant Capital, LLC 0.17% of their portfolio ROCKFORD, IL 95,74095.7k $11.0m $11.0m 0.17% Added +595 +595
49 Schneider Downs Wealth Management Advisors, LP 2.48% of their portfolio Pittsburgh, PA 94,61294.6k $10.9m $10.9m 2.48% Reduced -930 -930
50 KEYBANK NATIONAL ASSOCIATION/OH 0.05% of their portfolio BROOKLYN, OH 91,14291.1k $10.5m $10.5m 0.05% Reduced -900 -900
51 AVANTAX ADVISORY SERVICES, INC. 0.12% of their portfolio DALLAS, TX 89,27689.3k $10.3m $10.3m 0.12% Added +14.4k +14,356
52 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 84,06784.1k $9.7m $9.7m 0.00% Added +5.2k +5,165
53 JONES FINANCIAL COMPANIES LLLP 0.02% of their portfolio DES PERES, MO 81,88181.9k $9.4m $9.4m 0.02% Reduced -1.1k -1,101
54 Capital Advisors, Ltd. LLC 1.40% of their portfolio SHAKER HEIGHTS, OH 81,75681.8k $9.4m $9.4m 1.40% Reduced -175 -175
55 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 78,94678.9k $9.1m $9.1m 0.01% Reduced -2.0k -2,044
56 COLONY GROUP LLC 0.13% of their portfolio Boston, MA 77,44377.4k $8.9m $8.9m 0.13% Reduced -537 -537
57 Wilmington Savings Fund Society, FSB 0.37% of their portfolio WILMINGTON, DE 76,79176.8k $8.8m $8.8m 0.37% Reduced -14.3k -14,314
58 UMB Bank, n.a. 0.13% of their portfolio Kansas City, MO 75,60075.6k $8.7m $8.7m 0.13% Reduced -1.1k -1,062
59 SOA Wealth Advisors, LLC. 1.99% of their portfolio NEW YORK, NY 73,75273.8k $8.5m $8.5m 1.99% Reduced -2.5k -2,465
60 FIFTH THIRD BANCORP 0.04% of their portfolio CINCINNATI, OH 73,70873.7k $8.5m $8.5m 0.04% Added +1.0k +1,030
61 MAI Capital Management 0.12% of their portfolio INDEPENDENCE, OH 72,83372.8k $8.4m $8.4m 0.12% Reduced -9.6k -9,555
62 Rodgers & Associates, LTD 1.16% of their portfolio Lancaster, PA 70,12670.1k $8.1m $8.1m 1.16% Added +1.8k +1,778
63 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 66,46066.5k $7.6m $7.6m 0.04% Reduced -180.4k -180,376
64 Prospera Financial Services Inc 0.29% of their portfolio Dallas, TX 65,50065.5k $7.5m $7.5m 0.29% Added +59.2k +59,248
65 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 64,31364.3k $7.4m $7.4m 0.00% Reduced -4.6k -4,601
66 TD PRIVATE CLIENT WEALTH LLC 0.32% of their portfolio NEW YORK, NY 64,10864.1k $7.4m $7.4m 0.32% Added +1.8k +1,812
67 WADE G W & INC 0.25% of their portfolio Wellesley, MA 61,04661.0k $7.0m $7.0m 0.25% Added +1.5k +1,457
68 Steward Partners Investment Advisory, LLC 0.10% of their portfolio STAMFORD, CT 60,40060.4k $6.9m $6.9m 0.10% Reduced -954 -954
69 Cordatus Wealth Management LLC 2.55% of their portfolio NEWTOWN, PA 59,06659.1k $6.8m $6.8m 2.55% New
70 Chicago Partners Investment Group LLC 0.36% of their portfolio CHICAGO, IL 57,75257.8k $6.9m $6.9m 0.36% Added +324 +324
71 ETFIDEA, LLC 2.69% of their portfolio SYRACUSE, NY 57,30057.3k $6.6m $6.6m 2.69% Reduced -659 -659
72 Family Capital Trust Co 2.23% of their portfolio PEABODY, MA 55,68755.7k $6.4m $6.4m 2.23% Reduced -230 -230
73 RE Dickinson Investment Advisors, LLC 2.31% of their portfolio COUNCIL BLUFFS, IA 54,79754.8k $6.3m $6.3m 2.31% Added +2.0k +1,952
74 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 54,73154.7k $6.3m $6.3m 0.05% Added +3.1k +3,106
75 PITTENGER & ANDERSON INC 0.30% of their portfolio LINCOLN, NE 54,45054.5k $6.3m $6.3m 0.30% Unchanged
76 REGIONS FINANCIAL CORP 0.05% of their portfolio BIRMINGHAM, AL 54,05654.1k $6.2m $6.2m 0.05% Reduced -3.3k -3,299
77 Centerpoint Advisors, LLC 2.51% of their portfolio NEEDHAM, MA 53,90353.9k $6.2m $6.2m 2.51% Reduced -1.3k -1,267
78 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 53,22553.2k $6.1m $6.1m 0.02% Added +578 +578
79 Cottage Street Advisors LLC 4.40% of their portfolio MARION, MA 52,90452.9k $6.1m $6.1m 4.40% Added +1 +1
80 Sigma Planning Corp 0.22% of their portfolio ANN ARBOR, MI 52,60952.6k $6.0m $6.0m 0.22% Added +64 +64
81 Ifrah Financial Services, Inc. 1.81% of their portfolio Little Rock, AR 51,86651.9k $6.0m $6.0m 1.81% Added +17 +17
82 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 49,97350.0k $5.7m $5.7m 0.01% Added +32.0k +32,047
83 Stratos Wealth Advisors, LLC 0.41% of their portfolio BEACHWOOD, OH 49,93849.9k $5.7m $5.7m 0.41% Reduced -1.7k -1,670
84 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 48,99549.0k $5.6m $5.6m 0.00% Added +19.2k +19,197
85 1834 INVESTMENT ADVISORS CO 0.64% of their portfolio Milwaukee, WI 46,84946.8k $5.4m $5.4m 0.64% Reduced -3.6k -3,605
86 JMAC ENTERPRISES LLC 1.33% of their portfolio NEWTOWN, PA 46,82746.8k $5.4m $5.4m 1.33% Added +28 +28
87 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 46,42846.4k $5.3m $5.3m 0.01% Added +55 +55
88 LEVEL FOUR ADVISORY SERVICES, LLC 0.31% of their portfolio DALLAS, TX 45,35445.4k $5.2m $5.2m 0.31% Unchanged
89 TOBIAS FINANCIAL ADVISORS, INC. 1.40% of their portfolio Plantation, FL 45,24245.2k $5.2m $5.2m 1.40% Added +1.0k +1,012
90 GREAT LAKES ADVISORS, LLC 0.05% of their portfolio CHICAGO, IL 44,75744.8k $5.1m $5.1m 0.05% Added +762 +762
91 FIRST MERCHANTS CORP 0.42% of their portfolio Muncie, IN 43,71143.7k $5.0m $5.0m 0.42% Reduced -211 -211
92 Newton One Investments LLC 2.84% of their portfolio NEWARK, DE 43,05143.1k $4.9m $4.9m 2.84% Added +629 +629
93 Equitable Holdings, Inc. 0.07% of their portfolio NEW YORK, NY 41,28741.3k $4.7m $4.7m 0.07% Reduced -8 -8
94 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 39,89239.9k $4.6m $4.6m 0.00% Reduced -1.0k -1,047
95 Asset Management Group, Inc. 0.97% of their portfolio STAMFORD, CT 39,58039.6k $4.5m $4.5m 0.97% Reduced -62 -62
96 Mill Creek Capital Advisors, LLC 0.14% of their portfolio Conshohocken, PA 38,75538.8k $4.5m $4.5m 0.14% Unchanged
97 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 38,37338.4k $4.4m $4.4m 0.02% Added +12.3k +12,325
98 Smith Anglin Financial, LLC 0.53% of their portfolio DALLAS, TX 38,24938.2k $4.4m $4.4m 0.53% Added +6.0k +6,010
99 BOKF, NA 0.09% of their portfolio TULSA, OK 37,99538.0k $4.4m $4.4m 0.09% Reduced -3.5k -3,499
100 First Citizens Financial Corp 2.93% of their portfolio MASON CITY, IA 37,52937.5k $4.3m $4.3m 2.93% First filing