Vault-13

ISHARES TR IJS

SP SMCP600VL ETF · ETP · CUSIP 464287879

737 institutional holders +8 vs Q1 2023
43,192,88843.2m shares reported held*
$4.1bnreported value*
44 new 215 added 282 reduced 37 sold out net sold ≈ $171.0m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $95.19. Options: 2 managers hold calls ($1.7m notional), 1 hold puts ($294.8k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 701Q4 22: 730Q1 23: 729Q2 23: 737737Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022701
Q4 2022730
Q1 2023729
Q2 2023737

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 294 bought or addedQ4 22: 305 cut or sold outQ4 22Q1 23: 275 bought or addedQ1 23: 317 cut or sold outQ1 23Q2 23: 259 bought or addedQ2 23: 319 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022294305
Q1 2023275317
Q2 2023259319

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $3.0mQ3 22 puts: $272.0kQ3 22P/C 0.09Q4 22 calls: $1.4mQ4 22 puts: $191.8kQ4 22P/C 0.14Q1 23 calls: $1.9mQ1 23 puts: $318.2kQ1 23P/C 0.17Q2 23 calls: $1.7mQ2 23 puts: $294.8kQ2 23P/C 0.17
Numbers
QuarterCallsPutsP/C
Q3 2022$3.0m$272.0k0.09
Q4 2022$1.4m$191.8k0.14
Q1 2023$1.9m$318.2k0.17
Q2 2023$1.7m$294.8k0.17

Biggest buyers

Prime Capital Investment Advisors, LLC Added +971,979+972.0k
Modera Wealth Management, LLC Added +715,844+715.8k
CreativeOne Wealth, LLC New +56,096+56.1k
Lido Advisors, LLC Added +55,072+55.1k
Cerity Partners LLC Added +47,770+47.8k
PETRA FINANCIAL ADVISORS INC New +45,634+45.6k
One Capital Management, LLC Added +34,507+34.5k
HRT FINANCIAL LP New +30,404+30.4k
ENVESTNET ASSET MANAGEMENT INC Added +30,198+30.2k
REGIONS FINANCIAL CORP Added +27,606+27.6k

Biggest sellers

FMR LLC Reduced -1,268,840-1.3m
Thrivent Financial for Lutherans Reduced -281,927-281.9k
AMERIPRISE FINANCIAL INC Reduced -246,744-246.7k
UBS Group AG Reduced -205,400-205.4k
BANK OF AMERICA CORP /DE/ Reduced -184,918-184.9k
Coastline Trust Co Reduced -158,383-158.4k
WELLS FARGO & COMPANY/MN Reduced -144,638-144.6k
BANK OF MONTREAL /CAN/ Reduced -143,209-143.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -102,691-102.7k
CITADEL ADVISORS LLC Reduced -90,894-90.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.5m15.6k shares
CITADEL ADVISORS LLC Reduced $256.7k2.7k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $294.8k3.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 4,082,7744.1m $388.2m $388.2m 0.04% Reduced -77.5k -77,506
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 3,485,5733.5m $331.4m $331.4m 0.04% Reduced -184.9k -184,918
3 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 1,739,6991.7m $165.4m $165.4m 0.05% Reduced -144.6k -144,638
4 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 1,487,9741.5m $141.5m $141.5m 0.06% Added +30.2k +30,198
5 REGIONS FINANCIAL CORP 1.19% of their portfolio BIRMINGHAM, AL 1,443,0131.4m $137.2m $137.2m 1.19% Added +27.6k +27,606
6 M&T Bank Corp 0.41% of their portfolio BUFFALO, NY 1,160,2681.2m $110.3m $110.3m 0.41% Reduced -8.6k -8,574
7 UBS Group AG 0.05% of their portfolio ZURICH, V8 1,119,5351.1m $106.5m $106.5m 0.05% Reduced -205.4k -205,400
8 FMR LLC 0.01% of their portfolio BOSTON, MA 1,001,9881.0m $95.3m $95.3m 0.01% Reduced -1.3m -1,268,840
9 Prime Capital Investment Advisors, LLC 1.86% of their portfolio OVERLAND PARK, KS 991,649991.6k $94.3m $94.3m 1.86% Added +972.0k +971,979
10 PNC Financial Services Group, Inc. 0.08% of their portfolio Pittsburgh, PA 983,145983.1k $93.5m $93.5m 0.08% Reduced -48.4k -48,377
11 Corient Private Wealth LP 0.19% of their portfolio MIAMI, FL 869,384869.4k $82.7m $82.7m 0.19% Added +7.7k +7,738
12 TRUIST FINANCIAL CORP 0.13% of their portfolio CHARLOTTE, NC 815,633815.6k $77.6m $77.6m 0.13% Reduced -28.7k -28,737
13 Modera Wealth Management, LLC 1.40% of their portfolio WESTWOOD, NJ 812,531812.5k $77.3m $77.3m 1.40% Added +715.8k +715,844
14 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 753,062753.1k $71.6m $71.6m 0.05% Reduced -44.3k -44,335
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 711,131711.1k $67.6m $67.6m 0.09% Added +1.4k +1,381
16 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 697,990698.0k $66.4m $66.4m 0.02% Reduced -246.7k -246,744
17 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.36% of their portfolio IRVING, TX 696,806696.8k $66.3m $66.3m 0.36% Reduced -11.3k -11,275
18 BESSEMER GROUP INC 0.10% of their portfolio WOODBRIDGE, NJ 518,000518.0k $49.3m $49.3m 0.10% Unchanged
19 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 484,144484.1k $46.0m $46.0m 0.09% Added +17.6k +17,631
20 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 415,974416.0k $39.6m $39.6m 0.01% Added +2.8k +2,756
21 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 410,040410.0k $39.1m $39.1m 0.01% Reduced -143.2k -143,209
22 One Capital Management, LLC 1.57% of their portfolio WESTLAKE VILLAGE, CA 365,667365.7k $34.8m $34.8m 1.57% Added +34.5k +34,507
23 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 362,720362.7k $34.5m $34.5m 0.05% Reduced -13.7k -13,719
24 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 328,947328.9k $31.3m $31.3m 0.06% Reduced -13.4k -13,427
25 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 321,180321.2k $30.5m $30.5m 0.08% Reduced -13.5k -13,544
26 EXENCIAL WEALTH ADVISORS, LLC 1.38% of their portfolio OKLAHOMA CITY, OK 315,675315.7k $30.0m $30.0m 1.38% Reduced -4.8k -4,794
27 BAILARD, INC. 1.04% of their portfolio Foster City, CA 313,310313.3k $29.8m $29.8m 1.04% Added +4.4k +4,395
28 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 296,232296.2k $28.2m $28.2m 0.02% Reduced -29.2k -29,180
29 Palisades Hudson Asset Management, L.P. 14.52% of their portfolio FORT LAUDERDALE, FL 293,658293.7k $27.9m $27.9m 14.52% Reduced -534 -534
30 Mariner, LLC 0.07% of their portfolio Overland Park, KS 289,926289.9k $27.6m $27.6m 0.07% Reduced -15.1k -15,131
31 GW HENSSLER & ASSOCIATES LTD 1.80% of their portfolio KENNESAW, GA 288,595288.6k $27.4m $27.4m 1.80% Added +9.9k +9,926
32 Savant Capital, LLC 0.42% of their portfolio ROCKFORD, IL 284,615284.6k $27.1m $27.1m 0.42% Added +794 +794
33 Probity Advisors, Inc. 5.78% of their portfolio DALLAS, TX 278,202278.2k $26.5m $26.5m 5.78% First filing
34 Waverly Advisors, LLC 1.09% of their portfolio BIRMINGHAM, AL 260,625260.6k $24.8m $24.8m 1.09% Reduced -18.2k -18,201
35 JONES FINANCIAL COMPANIES LLLP 0.04% of their portfolio DES PERES, MO 259,027259.0k $24.6m $24.6m 0.04% Reduced -4.0k -3,997
36 SPC Financial, Inc. 2.44% of their portfolio ROCKVILLE, MD 237,467237.5k $22.6m $22.6m 2.44% Added +6.5k +6,470
37 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 237,231237.2k $22.6m $22.6m 0.04% Reduced -9.5k -9,494
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 228,408228.4k $21.7m $21.7m 0.00% Added +23.6k +23,560
39 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 226,258226.3k $21.5m $21.5m 0.01% Reduced -26.7k -26,735
40 GHP Investment Advisors, Inc. 1.26% of their portfolio Denver, CO 220,594220.6k $21.6m $21.6m 1.26% Reduced -4.4k -4,409
41 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 218,693218.7k $20.8m $20.8m 0.04% Reduced -822 -822
42 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.86% of their portfolio FORT WAYNE, IN 210,863210.9k $20.1m $20.1m 1.86% Added +546 +546
43 Cerity Partners LLC 0.07% of their portfolio NEW YORK, NY 199,664199.7k $19.0m $19.0m 0.07% Added +47.8k +47,770
44 Heartwood Wealth Advisors LLC 2.69% of their portfolio RICHMOND, VA 199,146199.1k $18.9m $18.9m 2.69% Added +3.9k +3,879
45 MERCER GLOBAL ADVISORS INC /ADV 0.07% of their portfolio DENVER, CO 172,948172.9k $16.4m $16.4m 0.07% Reduced -8.5k -8,479
46 Smith Anglin Financial, LLC 1.96% of their portfolio DALLAS, TX 169,683169.7k $16.1m $16.1m 1.96% Added +11.0k +11,047
47 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 149,855149.9k $14.2m $14.2m 0.02% Reduced -1.4k -1,387
48 Ellis Investment Partners, LLC 3.35% of their portfolio Berwyn, PA 144,030144.0k $13.7m $13.7m 3.35% Added +6.6k +6,639
49 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 143,049143.0k $13.6m $13.6m 0.05% First filing
50 MAI Capital Management 0.20% of their portfolio INDEPENDENCE, OH 140,050140.1k $13.3m $13.3m 0.20% Reduced -1.2k -1,182
51 Lido Advisors, LLC 0.14% of their portfolio Los Angeles, CA 132,647132.6k $12.6m $12.6m 0.14% Added +55.1k +55,072
52 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 132,215132.2k $12.6m $12.6m 0.06% Reduced -23.4k -23,414
53 ETFIDEA, LLC 4.96% of their portfolio SYRACUSE, NY 127,604127.6k $12.1m $12.1m 4.96% Added +92 +92
54 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 123,260123.3k $11.7m $11.7m 0.05% Added +2.2k +2,166
55 J.P. Morgan Private Wealth Advisors LLC 0.06% of their portfolio SAN FRANCISCO, CA 117,279117.3k $11.2m $11.2m 0.06% Reduced -25.4k -25,433
56 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 114,889114.9k $10.9m $10.9m 0.02% Reduced -1.2k -1,161
57 FIFTH THIRD BANCORP 0.05% of their portfolio CINCINNATI, OH 112,883112.9k $10.7m $10.7m 0.05% Added +1.1k +1,097
58 GLENMEDE TRUST CO NA 0.06% of their portfolio PHILADELPHIA, PA 110,716110.7k $10.4m $10.4m 0.06% Unchanged
59 KEYBANK NATIONAL ASSOCIATION/OH 0.05% of their portfolio BROOKLYN, OH 108,137108.1k $10.3m $10.3m 0.05% Reduced -2.6k -2,614
60 Wilmington Savings Fund Society, FSB 0.42% of their portfolio WILMINGTON, DE 107,234107.2k $10.2m $10.2m 0.42% Reduced -15.2k -15,166
61 Wealth Architects, LLC 1.68% of their portfolio MOUNTAIN VIEW, CA 107,123107.1k $10.2m $10.2m 1.68% Reduced -60 -60
62 Cosner Financial Group, LLC 8.03% of their portfolio WINDSOR, CO 102,416102.4k $9.7m $9.7m 8.03% First filing
63 Asset Dedication, LLC 0.81% of their portfolio SAN FRANCISCO, CA 100,284100.3k $9.5m $9.5m 0.81% Added +967 +967
64 MONETA GROUP INVESTMENT ADVISORS LLC 0.21% of their portfolio ST LOUIS, MO 100,161100.2k $9.5m $9.5m 0.21% Added +6.9k +6,941
65 BUCKINGHAM STRATEGIC WEALTH, LLC 0.13% of their portfolio CLAYTON, MO 99,46799.5k $9.5m $9.5m 0.13% Added +14.2k +14,242
66 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 99,00799.0k $9.4m $9.4m 0.03% Added +1.8k +1,811
67 Relative Value Partners Group, LLC 0.58% of their portfolio NORTHBROOK, IL 93,70993.7k $8.9m $8.9m 0.58% Reduced -86.5k -86,477
68 SAX WEALTH ADVISORS, LLC 1.77% of their portfolio PARSIPPANY, NJ 93,51393.5k $8.9m $8.9m 1.77% Reduced -5.9k -5,938
69 Asset Management Group, Inc. 1.87% of their portfolio STAMFORD, CT 92,82892.8k $8.8m $8.8m 1.87% Reduced -440 -440
70 BOKF, NA 0.18% of their portfolio TULSA, OK 92,07692.1k $8.8m $8.8m 0.18% Reduced -98 -98
71 JFS WEALTH ADVISORS, LLC 0.78% of their portfolio HERMITAGE, PA 91,34791.3k $8.7m $8.7m 0.78% Added +1.4k +1,388
72 One Day In July LLC 1.55% of their portfolio BURLINGTON, VT 90,23890.2k $8.6m $8.6m 1.55% Added +8.1k +8,114
73 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 89,83389.8k $8.5m $8.5m 0.01% Reduced -2.0k -1,984
74 Evanson Asset Management, LLC 0.78% of their portfolio CARMEL, CA 89,59589.6k $8.5m $8.5m 0.78% Added +2.3k +2,349
75 Sepio Capital, LP 0.69% of their portfolio Salt Lake City, UT 89,47489.5k $8.5m $8.5m 0.69% Reduced -5.4k -5,445
76 OPPENHEIMER ASSET MANAGEMENT INC. 0.12% of their portfolio NEW YORK, NY 89,10389.1k $8.5m $8.5m 0.12% Reduced -1.2k -1,183
77 Sterling Financial Planning, Inc. 4.16% of their portfolio SPARTA, NJ 88,26288.3k $8.4m $8.4m 4.16% Reduced -1.5k -1,527
78 RTD Financial Advisors, Inc. 1.20% of their portfolio Philadelphia, PA 86,79486.8k $8.3m $8.3m 1.20% Added +9.3k +9,259
79 AVANTAX ADVISORY SERVICES, INC. 0.09% of their portfolio DALLAS, TX 85,04085.0k $8.1m $8.1m 0.09% Added +773 +773
80 BFSG, LLC 1.35% of their portfolio IRVINE, CA 83,82683.8k $8.0m $8.0m 1.35% Added +6.1k +6,140
81 Steward Partners Investment Advisory, LLC 0.12% of their portfolio STAMFORD, CT 82,96083.0k $7.9m $7.9m 0.12% Reduced -1.5k -1,491
82 Capital Advisors, Ltd. LLC 1.18% of their portfolio SHAKER HEIGHTS, OH 82,71482.7k $7.9m $7.9m 1.18% Reduced -186 -186
83 HOME FEDERAL BANK OF TENNESSEE 2.77% of their portfolio KNOXVILLE, TN 82,24282.2k $7.8m $7.8m 2.77% Reduced -898 -898
84 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 82,15282.2k $7.8m $7.8m 0.04% Added +4.2k +4,162
85 Forbes Financial Planning, Inc. 7.26% of their portfolio EAST GREENWICH, RI 79,06779.1k $7.5m $7.5m 7.26% Added +226 +226
86 BURNS J W & CO INC/NY 1.19% of their portfolio DEWITT, NY 78,10578.1k $7.4m $7.4m 1.19% Reduced -1.4k -1,373
87 Salomon & Ludwin, LLC 0.79% of their portfolio RICHMOND, VA 78,09878.1k $7.4m $7.4m 0.79% Added +877 +877
88 Arkadios Wealth Advisors 0.86% of their portfolio ATLANTA, GA 77,54177.5k $7.4m $7.4m 0.86% Added +3.5k +3,461
89 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 75,67075.7k $7.2m $7.2m 0.07% Reduced -408 -408
90 Northeast Financial Consultants Inc 0.43% of their portfolio WESTPORT, CT 73,09273.1k $7.0m $7.0m 0.43% Reduced -1.7k -1,731
91 Pinnacle Financial Partners Inc 0.17% of their portfolio Nashville, TN 72,14072.1k $6.9m $6.9m 0.17% Added +2.9k +2,926
92 Family Firm, Inc. 1.81% of their portfolio BETHESDA, MD 71,96272.0k $6.8m $6.8m 1.81% Added +1.4k +1,390
93 Chicago Partners Investment Group LLC 0.36% of their portfolio CHICAGO, IL 70,53470.5k $7.0m $7.0m 0.36% Added +2.1k +2,150
94 JSF Financial, LLC 2.30% of their portfolio LOS ANGELES, CA 68,27268.3k $6.5m $6.5m 2.30% Added +2.0k +2,031
95 Crescent Grove Advisors, LLC 0.68% of their portfolio LAKE FOREST, IL 66,89166.9k $6.4m $6.4m 0.68% Added +5.2k +5,217
96 Ifrah Financial Services, Inc. 1.87% of their portfolio Little Rock, AR 64,78164.8k $6.2m $6.2m 1.87% Reduced -4.0k -4,028
97 Ironwood Financial, llc 1.59% of their portfolio TUCSON, AZ 63,72663.7k $6.1m $6.1m 1.59% Added +418 +418
98 NorthCrest Asset Manangement, LLC 0.24% of their portfolio PLYMOUTH, MN 63,21463.2k $6.0m $6.0m 0.24% Added +572 +572
99 Sigma Planning Corp 0.21% of their portfolio ANN ARBOR, MI 61,95662.0k $5.9m $5.9m 0.21% Reduced -5.4k -5,422
100 Stokes Family Office, LLC 0.68% of their portfolio NEW ORLEANS, LA 61,71561.7k $5.9m $5.9m 0.68% Reduced -185 -185