Vault-13

ISHARES TR IYY

DOW JONES US ETF · ETP · CUSIP 464287846

265 institutional holders +26 vs Q3 2024
3,907,8723.9m shares reported held*
$559.3mreported value*
21 new 71 added 69 reduced 8 sold out net bought ≈ $35.3m (+247.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($82.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $143.11. Options: 1 managers hold calls ($801.3k notional), 1 hold puts ($14.3k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 193Q4 22: 193Q1 23: 196Q2 23: 202Q3 23: 207Q4 23: 221Q1 24: 224Q2 24: 224Q3 24: 239Q4 24: 265265Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022193
Q4 2022193
Q1 2023196
Q2 2023202
Q3 2023207
Q4 2023221
Q1 2024224
Q2 2024224
Q3 2024239
Q4 2024265

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 58 bought or addedQ1 23: 71 cut or sold outQ2 23: 68 bought or addedQ2 23: 65 cut or sold outQ2 23Q3 23: 54 bought or addedQ3 23: 62 cut or sold outQ4 23: 88 bought or addedQ4 23: 60 cut or sold outQ4 23Q1 24: 76 bought or addedQ1 24: 74 cut or sold outQ2 24: 69 bought or addedQ2 24: 77 cut or sold outQ2 24Q3 24: 88 bought or addedQ3 24: 73 cut or sold outQ4 24: 92 bought or addedQ4 24: 77 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235871
Q2 20236865
Q3 20235462
Q4 20238860
Q1 20247674
Q2 20246977
Q3 20248873
Q4 20249277

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $860.0kQ2 24 puts: $39.7kQ2 24P/C 0.05Q3 24 calls: $921.3kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $801.3kQ4 24 puts: $14.3kQ4 24P/C 0.02
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$860.0k$39.7k0.05
Q3 2024$921.3k$00.00
Q4 2024$801.3k$14.3k0.02

Biggest buyers

AMERIPRISE FINANCIAL INC Added +127,327+127.3k
OSAIC HOLDINGS, INC. Added +36,486+36.5k
IBEX WEALTH ADVISORS New +32,187+32.2k
Essential Planning, LLC. New +27,300+27.3k
Focus Partners Wealth Added +21,958+22.0k
CITADEL ADVISORS LLC New +20,581+20.6k
WELLS FARGO & COMPANY/MN Added +14,882+14.9k
BANK OF AMERICA CORP /DE/ Added +12,202+12.2k
GOLDMAN SACHS GROUP INC Added +11,077+11.1k
BlackRock, Inc. New +7,600+7.6k

Biggest sellers

LPL Financial LLC Reduced -34,054-34.1k
HighTower Advisors, LLC Reduced -24,686-24.7k
FLOW TRADERS U.S. LLC Sold out -24,046-24.0k
JPMORGAN CHASE & CO Reduced -18,081-18.1k
HERITAGE OAK WEALTH ADVISORS LLC Sold out -9,097-9.1k
BRASS TAX WEALTH MANAGEMENT, INC Reduced -6,000-6.0k
Stratos Wealth Advisors, LLC Reduced -5,572-5.6k
PNC Financial Services Group, Inc. Reduced -5,159-5.2k
Cresset Asset Management, LLC Sold out -2,912-2.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -2,757-2.8k

Biggest calls

Belvedere Trading LLC Reduced $801.3k5.6k shares

Biggest puts

Belvedere Trading LLC New $14.3k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 472,236472.2k $67.6m $67.6m 0.00% Added +3.0k +2,984
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 301,675301.7k $43.2m $43.2m 0.02% Reduced -34.1k -34,054
3 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 162,297162.3k $23.2m $23.2m 0.02% Reduced -5.2k -5,159
4 Savant Capital, LLC 0.18% of their portfolio ROCKFORD, IL 161,179161.2k $23.1m $23.1m 0.18% Reduced -337 -337
5 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 149,385149.4k $21.4m $21.4m 0.01% Added +127.3k +127,327
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 141,157141.2k $20.2m $20.2m 0.00% Added +12.2k +12,202
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 139,735139.7k $20.0m $20.0m 0.00% Added +14.9k +14,882
8 Sharp Wealth Advisory, LLC 14.95% of their portfolio HORSHAM, PA 137,610137.6k $19.7m $19.7m 14.95% Added +4.9k +4,862
9 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 118,903118.9k $17.0m $17.0m 0.02% Added +2.0k +2,020
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 95,31395.3k $13.6m $13.6m 0.00% Reduced -811 -811
11 Siligmueller & Norvid Wealth Advisors LLC 5.53% of their portfolio GLEN ELLYN, IL 90,64790.6k $13.0m $13.0m 5.53% First filing
12 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 90,16390.2k $12.9m $12.9m 0.03% Added +36.5k +36,486
13 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 76,72776.7k $11.0m $11.0m 0.00% First filing
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 72,20072.2k $10.3m $10.3m 0.00% Added +6.5k +6,550
15 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 50,75850.8k $7.3m $7.3m 0.02% Reduced -1.2k -1,169
16 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 48,05848.1k $6.9m $6.9m 0.01% Reduced -196 -196
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 42,26642.3k $6.0m $6.0m 0.00% Reduced -563 -563
18 WEDBUSH SECURITIES INC 0.20% of their portfolio PASADENA, CA 38,67638.7k $5.5m $5.5m 0.20% Added +78 +78
19 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 38,66238.7k $5.5m $5.5m 0.01% Reduced -925 -925
20 Lowe Wealth Advisors, LLC 2.09% of their portfolio COLUMBIA, MD 34,21534.2k $4.9m $4.9m 2.09% Reduced -767 -767
21 COMERICA BANK 0.02% of their portfolio DALLAS, TX 33,25633.3k $4.8m $4.8m 0.02% Added +1.9k +1,878
22 IBEX WEALTH ADVISORS 0.54% of their portfolio BEDMINSTER, NJ 32,18732.2k $4.6m $4.6m 0.54% New
23 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 30,16230.2k $4.3m $4.3m 0.00% Added +723 +723
24 ASPIRIANT, LLC 0.15% of their portfolio San Francisco, CA 29,74429.7k $4.3m $4.3m 0.15% Unchanged
25 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 29,54429.5k $4.2m $4.2m 0.01% Added +22.0k +21,958
26 FMR LLC 0.00% of their portfolio BOSTON, MA 28,68528.7k $4.1m $4.1m 0.00% Added +4.6k +4,641
27 Merit Financial Group, LLC 0.07% of their portfolio ALPHARETTA, GA 28,46528.5k $4.1m $4.1m 0.07% Unchanged
28 Essential Planning, LLC. 0.03% of their portfolio PORTSMOUTH, NH 27,30027.3k $3.9m $3.9m 0.03% New
29 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 26,40926.4k $3.8m $3.8m 0.00% Added +447 +447
30 MONEY CONCEPTS CAPITAL CORP 0.27% of their portfolio PALM BEACH GARDENS, FL 25,40925.4k $3.6m $3.6m 0.27% Added +1.6k +1,586
31 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 25,34925.3k $3.6m $3.6m 0.02% Added +1.4k +1,373
32 DSG Capital Advisors, LLC 0.64% of their portfolio EDINA, MN 24,80024.8k $3.5m $3.5m 0.64% First filing
33 First Heartland Consultants, Inc. 0.35% of their portfolio LAKE ST. LOUIS, MO 23,63123.6k $3.4m $3.4m 0.35% Reduced -111 -111
34 Asset Advisors Investment Management, LLC 0.35% of their portfolio AUGUSTA, GA 23,62923.6k $3.4m $3.4m 0.35% Reduced -255 -255
35 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 23,62323.6k $3.4m $3.4m 0.01% Reduced -25 -25
36 EP Wealth Advisors, LLC 0.03% of their portfolio TORRANCE, CA 22,90822.9k $3.3m $3.3m 0.03% Added +7.1k +7,090
37 GeoWealth Management, LLC 0.11% of their portfolio CHICAGO, IL 22,90422.9k $3.3m $3.3m 0.11% Added +517 +517
38 Elevation Capital Advisory, LLC 1.40% of their portfolio BEND, OR 22,90422.9k $3.3m $3.3m 1.40% Added +517 +517
39 Greykasell Wealth Strategies, Inc. 1.75% of their portfolio DANVILLE, CA 22,03522.0k $3.2m $3.2m 1.75% First filing
40 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 21,93921.9k $3.1m $3.1m 0.00% Reduced -110 -110
41 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,58120.6k $2.9m $2.9m 0.00% New
42 TrinityPoint Wealth, LLC 0.38% of their portfolio MILFORD, CT 18,94618.9k $2.7m $2.7m 0.38% Reduced -994 -994
43 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,99018.0k $2.6m $2.6m 0.00% Added +5.8k +5,826
44 Finley Financial, LLC 1.35% of their portfolio LAS VEGAS, NV 17,87817.9k $2.6m $2.6m 1.35% First filing
45 NorthRock Partners, LLC 0.08% of their portfolio MINNEAPOLIS, MN 17,15817.2k $2.5m $2.5m 0.08% Reduced -180 -180
46 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,85916.9k $2.4m $2.4m 0.00% Reduced -759 -759
47 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 16,49616.5k $2.4m $2.4m 0.01% Added +3.6k +3,647
48 Stratos Wealth Advisors, LLC 0.10% of their portfolio BEACHWOOD, OH 15,19615.2k $2.2m $2.2m 0.10% Reduced -5.6k -5,572
49 ARKANSAS FINANCIAL GROUP, INC. 0.35% of their portfolio LITTLE ROCK, AR 14,92914.9k $2.1m $2.1m 0.35% Added +1.7k +1,706
50 NorthCoast Asset Management LLC 0.01% of their portfolio STAMFORD, CT 14,79514.8k $2.1m $2.1m 0.01% Reduced -1.4k -1,398
51 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 14,56314.6k $2.1m $2.1m 0.01% Reduced -1.7k -1,746
52 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,14114.1k $2.0m $2.0m 0.00% Reduced -24.7k -24,686
53 RITHOLTZ WEALTH MANAGEMENT 0.06% of their portfolio NEW YORK, NY 14,10714.1k $2.0m $2.0m 0.06% Unchanged
54 Nilsine Partners, LLC 0.21% of their portfolio GREENWOOD VILLAGE, CO 13,73413.7k $2.0m $2.0m 0.21% Added +1.7k +1,654
55 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 13,19413.2k $1.9m $1.9m 0.00% Added +11.1k +11,077
56 Thomasville National Bank 0.13% of their portfolio THOMASVILLE, GA 12,56712.6k $1.8m $1.8m 0.13% Added +145 +145
57 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 12,19612.2k $1.7m $1.7m 0.02% Reduced -172 -172
58 Ellis Investment Partners, LLC 0.33% of their portfolio Berwyn, PA 11,82111.8k $1.7m $1.7m 0.33% Added +965 +965
59 NewSquare Capital LLC 0.13% of their portfolio NEWTOWN SQUARE, PA 11,76511.8k $1.7m $1.7m 0.13% Added +1.0k +1,022
60 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 11,20311.2k $1.6m $1.6m 0.00% Added +104 +104
61 Mine & Arao Wealth Creation & Management, LLC. 0.72% of their portfolio CAMPBELL, CA 11,01611.0k $1.6m $1.6m 0.72% Reduced -288 -288
62 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 9,6739.7k $1.4m $1.4m 0.00% Added +673 +673
63 SEVEN MILE ADVISORY 0.85% of their portfolio TALLAHASSEE, FL 9,3069.3k $1.3m $1.3m 0.85% Unchanged
64 Kaydan Wealth Management, Inc. 0.44% of their portfolio FENTON, MI 9,2739.3k $1.3m $1.3m 0.44% Unchanged
65 NEW WAVE WEALTH ADVISORS LLC 0.53% of their portfolio SPRINGDALE, AR 9,0979.1k $1.3m $1.3m 0.53% Unchanged
66 Mathes Company, Inc. 0.47% of their portfolio New York, NY 9,0009.0k $1.3m $1.3m 0.47% Unchanged
67 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 8,9388.9k $1.3m $1.3m 0.04% Reduced -2.4k -2,371
68 Kelman-Lazarov, Inc. 0.23% of their portfolio MEMPHIS, TN 8,8508.8k $1.3m $1.3m 0.23% Unchanged
69 Fayez Sarofim & Co 0.00% of their portfolio Houston, TX 8,0008.0k $1.1m $1.1m 0.00% Unchanged
70 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 7,7807.8k $1.1m $1.1m 0.01% Added +305 +305
71 BlackRock, Inc. 0.00% of their portfolio New York, NY 7,6007.6k $1.1m $1.1m 0.00% New
72 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 7,5557.6k $1.1m $1.1m 0.03% Reduced -23 -23
73 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 7,3377.3k $1.0m $1.0m 0.00% Reduced -20 -20
74 Novak & Powell Financial Services, Inc. 0.62% of their portfolio ST. PETERSBURG, FL 7,3327.3k $1.0m $1.0m 0.62% Unchanged
75 Cullen/Frost Bankers, Inc. 0.01% of their portfolio San Antonio, TX 7,2577.3k $1.0m $1.0m 0.01% Added +22 +22
76 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,2337.2k $1.0m $1.0m 0.00% Added +368 +368
77 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 7,1497.1k $1.0m $1.0m 0.02% Added +902 +902
78 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 7,0787.1k $1.0m $1.0m 0.03% Reduced -315 -315
79 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 7,0437.0k $1.0m $1.0m 0.00% Reduced -39 -39
80 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 7,0307.0k $1.0m $1.0m 0.01% Reduced -40 -40
81 Mariner, LLC 0.00% of their portfolio Overland Park, KS 7,0177.0k $1.0m $1.0m 0.00% Added +4 +4
82 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,9697.0k $997.2k $997.2k 0.00% Reduced -18.1k -18,081
83 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 6,9687.0k $997.1k $997.1k 0.01% Added +864 +864
84 RIK SAYLOR FINANCIAL, INC. 0.91% of their portfolio FAIRFIELD, OH 6,9046.9k $987.9k $987.9k 0.91% First filing
85 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 6,8406.8k $978.7k $978.7k 0.02% Added +6.6k +6,568
86 GenWealth Group, Inc. 0.22% of their portfolio Maplewood, NJ 6,7456.7k $965.1k $965.1k 0.22% Reduced -220 -220
87 CORTLAND ASSOCIATES INC/MO 0.11% of their portfolio ST LOUIS, MO 6,5026.5k $930.0k $930.0k 0.11% Unchanged
88 NWF Advisory Services Inc. 0.14% of their portfolio Los Angeles, CA 6,4826.5k $927.5k $927.5k 0.14% Reduced -48 -48
89 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 6,3856.4k $913.6k $913.6k 0.01% Unchanged
90 Chung Wu Investment Group, LLC 0.92% of their portfolio SUGAR LAND, TX 6,3706.4k $911.5k $911.5k 0.92% First filing
91 Centric Wealth Management 0.25% of their portfolio CHICAGO, IL 6,3426.3k $907.4k $907.4k 0.25% Added +13 +13
92 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 6,2906.3k $905.8k $905.8k 0.00% Added +8 +8
93 FOUNDERS FINANCIAL SECURITIES LLC 0.08% of their portfolio TOWSON, MD 6,2356.2k $892.2k $892.2k 0.08% Added +2 +2
94 BRASS TAX WEALTH MANAGEMENT, INC 0.18% of their portfolio CINCINNATI, OH 6,0006.0k $858.5k $858.5k 0.18% Reduced -6.0k -6,000
95 Pinnacle Financial Partners Inc 0.02% of their portfolio Nashville, TN 5,8845.9k $821.3k $821.3k 0.02% Unchanged
96 V2 Financial group LLC 0.50% of their portfolio NAPERVILLE, IL 5,8005.8k $829.9k $829.9k 0.50% Unchanged
97 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,7785.8k $826.8k $826.8k 0.00% Reduced -182 -182
98 Bawa N Mallick Trust 0.36% of their portfolio FOREST HILLS, NY 5,7505.8k $822.8k $822.8k 0.36% First filing
99 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 5,7295.7k $819.8k $819.8k 0.01% Added +185 +185
100 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 5,6345.6k $806.2k $806.2k 0.03% Unchanged