Vault-13

ISHARES TR IYY

DOW JONES US ETF · ETP · CUSIP 464287846

239 institutional holders +15 vs Q2 2024
3,492,4793.5m shares reported held*
$487.6mreported value*
27 new 61 added 62 reduced 11 sold out net bought ≈ $10.6m (+75.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $139.63. Options: 1 managers hold calls ($921.3k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 193Q4 22: 193Q1 23: 196Q2 23: 202Q3 23: 207Q4 23: 221Q1 24: 224Q2 24: 224Q3 24: 239239Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022193
Q4 2022193
Q1 2023196
Q2 2023202
Q3 2023207
Q4 2023221
Q1 2024224
Q2 2024224
Q3 2024239

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 72 bought or addedQ4 22: 59 cut or sold outQ1 23: 58 bought or addedQ1 23: 71 cut or sold outQ1 23Q2 23: 68 bought or addedQ2 23: 65 cut or sold outQ3 23: 54 bought or addedQ3 23: 62 cut or sold outQ3 23Q4 23: 88 bought or addedQ4 23: 60 cut or sold outQ1 24: 76 bought or addedQ1 24: 74 cut or sold outQ1 24Q2 24: 69 bought or addedQ2 24: 77 cut or sold outQ3 24: 88 bought or addedQ3 24: 73 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227259
Q1 20235871
Q2 20236865
Q3 20235462
Q4 20238860
Q1 20247674
Q2 20246977
Q3 20248873

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $860.0kQ2 24 puts: $39.7kQ2 24P/C 0.05Q3 24 calls: $921.3kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$860.0k$39.7k0.05
Q3 2024$921.3k$00.00

Biggest buyers

FLOW TRADERS U.S. LLC New +24,046+24.0k
GeoWealth Management, LLC New +22,387+22.4k
Elevation Capital Advisory, LLC New +22,387+22.4k
NorthCoast Asset Management LLC New +16,193+16.2k
WELLS FARGO & COMPANY/MN Added +12,183+12.2k
Nilsine Partners, LLC New +12,080+12.1k
NewSquare Capital LLC New +10,743+10.7k
JANE STREET GROUP, LLC Added +10,571+10.6k
MORGAN STANLEY Added +10,050+10.1k
HERITAGE OAK WEALTH ADVISORS LLC New +9,097+9.1k

Biggest sellers

PNC Financial Services Group, Inc. Reduced -30,996-31.0k
Kingsview Wealth Management, LLC Reduced -22,340-22.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -19,619-19.6k
CITADEL ADVISORS LLC Sold out -14,541-14.5k
TD Waterhouse Canada Inc. Reduced -11,015-11.0k
GOLDMAN SACHS GROUP INC Reduced -9,050-9.1k
ASSETMARK, INC Sold out -7,801-7.8k
ROYAL BANK OF CANADA Reduced -5,562-5.6k
Janney Montgomery Scott LLC Sold out -4,186-4.2k
Tower Research Capital LLC (TRC) Reduced -3,611-3.6k

Biggest calls

Belvedere Trading LLC Added $921.3k6.6k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 469,252469.3k $65.5m $65.5m 0.00% Added +10.1k +10,050
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 335,729335.7k $46.9m $46.9m 0.02% Added +7.2k +7,248
3 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 167,456167.5k $23.4m $23.4m 0.01% Reduced -31.0k -30,996
4 Savant Capital, LLC 0.19% of their portfolio ROCKFORD, IL 161,516161.5k $22.5m $22.5m 0.19% Added +2.2k +2,216
5 Sharp Wealth Advisory, LLC 14.30% of their portfolio HORSHAM, PA 132,748132.7k $18.5m $18.5m 14.30% Added +8.9k +8,942
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 128,955129.0k $18.0m $18.0m 0.00% Added +1.6k +1,608
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 124,853124.9k $17.4m $17.4m 0.00% Added +12.2k +12,183
8 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 116,883116.9k $16.3m $16.3m 0.02% Reduced -2.5k -2,546
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 96,12496.1k $13.4m $13.4m 0.00% Reduced -5.6k -5,562
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 65,65065.7k $9.2m $9.2m 0.00% Reduced -119 -119
11 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 53,67753.7k $7.5m $7.5m 0.02% Reduced -950 -950
12 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 51,92751.9k $7.2m $7.2m 0.02% Reduced -673 -673
13 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 48,25448.3k $6.7m $6.7m 0.01% Reduced -301 -301
14 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 43,97644.0k $6.1m $6.1m 0.01% Reduced -1.2k -1,160
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 42,82942.8k $6.0m $6.0m 0.00% Reduced -95 -95
16 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 39,58739.6k $5.5m $5.5m 0.01% Added +7 +7
17 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 38,82738.8k $5.4m $5.4m 0.01% Added +920 +920
18 WEDBUSH SECURITIES INC 0.20% of their portfolio PASADENA, CA 38,59838.6k $5.4m $5.4m 0.20% Reduced -812 -812
19 Lowe Wealth Advisors, LLC 2.10% of their portfolio COLUMBIA, MD 34,98235.0k $4.9m $4.9m 2.10% Reduced -599 -599
20 COMERICA BANK 0.02% of their portfolio DALLAS, TX 31,37831.4k $4.4m $4.4m 0.02% Reduced -2.5k -2,485
21 ASPIRIANT, LLC 0.16% of their portfolio San Francisco, CA 29,74429.7k $4.2m $4.2m 0.16% Unchanged
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 29,43929.4k $4.1m $4.1m 0.00% Added +1.1k +1,087
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 28,51728.5k $4.0m $4.0m 0.00% Reduced -2.5k -2,465
24 Merit Financial Group, LLC 0.09% of their portfolio ALPHARETTA, GA 28,46528.5k $4.0m $4.0m 0.09% Unchanged
25 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 25,96226.0k $3.6m $3.6m 0.00% Reduced -719 -719
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 25,05025.1k $3.5m $3.5m 0.00% Added +310 +310
27 FLOW TRADERS U.S. LLC 0.17% of their portfolio NEW YORK, NY 24,04624.0k $3.4m $3.4m 0.17% New
28 FMR LLC 0.00% of their portfolio BOSTON, MA 24,04424.0k $3.4m $3.4m 0.00% Added +789 +789
29 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 23,97624.0k $3.3m $3.3m 0.02% Reduced -304 -304
30 Asset Advisors Investment Management, LLC 0.35% of their portfolio AUGUSTA, GA 23,88423.9k $3.3m $3.3m 0.35% Reduced -1 -1
31 MONEY CONCEPTS CAPITAL CORP 0.25% of their portfolio PALM BEACH GARDENS, FL 23,82323.8k $3.3m $3.3m 0.25% Reduced -340 -340
32 First Heartland Consultants, Inc. 0.36% of their portfolio LAKE ST. LOUIS, MO 23,74223.7k $3.3m $3.3m 0.36% Added +397 +397
33 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 23,64823.6k $3.3m $3.3m 0.01% Reduced -77 -77
34 GeoWealth Management, LLC 0.11% of their portfolio CHICAGO, IL 22,38722.4k $3.1m $3.1m 0.11% New
35 Elevation Capital Advisory, LLC 1.38% of their portfolio BEND, OR 22,38722.4k $3.1m $3.1m 1.38% New
36 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 22,05822.1k $3.1m $3.1m 0.00% Reduced -86 -86
37 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 22,04922.0k $3.1m $3.1m 0.00% Added +1.5k +1,485
38 Stratos Wealth Advisors, LLC 0.13% of their portfolio BEACHWOOD, OH 20,76820.8k $2.9m $2.9m 0.13% Added +298 +298
39 TrinityPoint Wealth, LLC 0.40% of their portfolio MILFORD, CT 19,94019.9k $2.8m $2.8m 0.40% Reduced -791 -791
40 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 17,61817.6k $2.5m $2.5m 0.00% Added +366 +366
41 NorthRock Partners, LLC 0.08% of their portfolio MINNEAPOLIS, MN 17,33817.3k $2.4m $2.4m 0.08% Unchanged
42 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 16,30916.3k $2.3m $2.3m 0.01% Added +468 +468
43 NorthCoast Asset Management LLC 0.02% of their portfolio STAMFORD, CT 16,19316.2k $2.3m $2.3m 0.02% New
44 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 15,81815.8k $2.2m $2.2m 0.02% Reduced -55 -55
45 RITHOLTZ WEALTH MANAGEMENT 0.06% of their portfolio NEW YORK, NY 14,10714.1k $2.0m $2.0m 0.06% Unchanged
46 ARKANSAS FINANCIAL GROUP, INC. 0.30% of their portfolio LITTLE ROCK, AR 13,22313.2k $1.8m $1.8m 0.30% Added +5.9k +5,901
47 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 12,84912.8k $1.8m $1.8m 0.01% Added +120 +120
48 Thomasville National Bank 0.13% of their portfolio THOMASVILLE, GA 12,42212.4k $1.7m $1.7m 0.13% Added +71 +71
49 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 12,36812.4k $1.7m $1.7m 0.02% Added +137 +137
50 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,16412.2k $1.7m $1.7m 0.00% Added +10.6k +10,571
51 Nilsine Partners, LLC 0.22% of their portfolio GREENWOOD VILLAGE, CO 12,08012.1k $1.7m $1.7m 0.22% New
52 BRASS TAX WEALTH MANAGEMENT, INC 0.23% of their portfolio CINCINNATI, OH 12,00012.0k $1.7m $1.7m 0.23% Added +6.0k +6,000
53 Sage Investment Advisers LLC 1.75% of their portfolio WAPPINGERS FALLS, NY 11,95612.0k $1.7m $1.7m 1.75% Added +26 +26
54 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 11,30911.3k $1.6m $1.6m 0.05% Reduced -47 -47
55 Mine & Arao Wealth Creation & Management, LLC. 0.73% of their portfolio CAMPBELL, CA 11,30411.3k $1.6m $1.6m 0.73% Added +30 +30
56 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 11,09911.1k $1.5m $1.5m 0.00% Added +34 +34
57 Ellis Investment Partners, LLC 0.30% of their portfolio Berwyn, PA 10,85610.9k $1.5m $1.5m 0.30% Added +394 +394
58 NewSquare Capital LLC 0.12% of their portfolio NEWTOWN SQUARE, PA 10,74310.7k $1.5m $1.5m 0.12% New
59 SEVEN MILE ADVISORY 0.86% of their portfolio TALLAHASSEE, FL 9,3069.3k $1.3m $1.3m 0.86% Unchanged
60 Kaydan Wealth Management, Inc. 0.38% of their portfolio FENTON, MI 9,2739.3k $1.3m $1.3m 0.38% Reduced -19 -19
61 NEW WAVE WEALTH ADVISORS LLC 0.59% of their portfolio SPRINGDALE, AR 9,0979.1k $1.3m $1.3m 0.59% Unchanged
62 HERITAGE OAK WEALTH ADVISORS LLC 0.59% of their portfolio SANTA ROSA BEACH, FL 9,0979.1k $1.3m $1.3m 0.59% New
63 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 9,0009.0k $1.3m $1.3m 0.00% Reduced -94 -94
64 Mathes Company, Inc. 0.44% of their portfolio New York, NY 9,0009.0k $1.3m $1.3m 0.44% Unchanged
65 Kelman-Lazarov, Inc. 0.21% of their portfolio MEMPHIS, TN 8,8508.8k $1.2m $1.2m 0.21% Unchanged
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,1938.2k $1.1m $1.1m 0.00% Reduced -19.6k -19,619
67 Fayez Sarofim & Co 0.00% of their portfolio Houston, TX 8,0008.0k $1.1m $1.1m 0.00% Unchanged
68 SpiderRock Advisors, LLC 0.02% of their portfolio CHICAGO, IL 7,6007.6k $1.1m $1.1m 0.02% Unchanged
69 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 7,5867.6k $1.1m $1.1m 0.00% Reduced -1.8k -1,750
70 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 7,5787.6k $1.1m $1.1m 0.03% Reduced -230 -230
71 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 7,4757.5k $1.0m $1.0m 0.01% Reduced -251 -251
72 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 7,3937.4k $1.0m $1.0m 0.03% Reduced -105 -105
73 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 7,3577.4k $1.0m $1.0m 0.00% Reduced -312 -312
74 Novak & Powell Financial Services, Inc. 0.59% of their portfolio ST. PETERSBURG, FL 7,3327.3k $1.0m $1.0m 0.59% Reduced -400 -400
75 Cullen/Frost Bankers, Inc. 0.01% of their portfolio San Antonio, TX 7,2357.2k $1.0m $1.0m 0.01% Added +22 +22
76 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 7,0827.1k $988.6k $988.6k 0.00% Added +112 +112
77 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 7,0707.1k $986.9k $986.9k 0.01% New
78 Mariner, LLC 0.00% of their portfolio Overland Park, KS 7,0137.0k $978.9k $978.9k 0.00% Reduced -2.0k -1,967
79 GenWealth Group, Inc. 0.22% of their portfolio Maplewood, NJ 6,9657.0k $972.2k $972.2k 0.22% Reduced -397 -397
80 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,8656.9k $958.0k $958.0k 0.00% Reduced -379 -379
81 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 6,5456.5k $905.1k $905.1k 0.01% Reduced -11.0k -11,015
82 NWF Advisory Services Inc. 0.13% of their portfolio Los Angeles, CA 6,5306.5k $911.5k $911.5k 0.13% Unchanged
83 CORTLAND ASSOCIATES INC/MO 0.11% of their portfolio ST LOUIS, MO 6,5026.5k $908.0k $908.0k 0.11% Reduced -221 -221
84 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 6,3856.4k $891.2k $891.2k 0.01% Reduced -8 -8
85 Centric Wealth Management 0.24% of their portfolio CHICAGO, IL 6,3296.3k $913.9k $913.9k 0.24% Added +13 +13
86 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 6,2826.3k $876.9k $876.9k 0.00% Reduced -110 -110
87 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 6,2476.2k $872.0k $872.0k 0.02% Reduced -2.9k -2,890
88 FOUNDERS FINANCIAL SECURITIES LLC 0.08% of their portfolio TOWSON, MD 6,2336.2k $870.1k $870.1k 0.08% Added +27 +27
89 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 6,1046.1k $852.0k $852.0k 0.01% Added +4.1k +4,067
90 SONATA CAPITAL GROUP INC 0.36% of their portfolio SEATTLE, WA 6,0496.0k $844.0k $844.0k 0.36% Unchanged
91 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,9606.0k $832.1k $832.1k 0.00% Added +702 +702
92 Pinnacle Financial Partners Inc 0.02% of their portfolio Nashville, TN 5,8845.9k $821.3k $821.3k 0.02% Unchanged
93 V2 Financial group LLC 0.52% of their portfolio NAPERVILLE, IL 5,8005.8k $809.6k $809.6k 0.52% Unchanged
94 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 5,6345.6k $786.5k $786.5k 0.03% Added +379 +379
95 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 5,5445.5k $773.9k $773.9k 0.01% New
96 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 5,4615.5k $762.3k $762.3k 0.00% Added +75 +75
97 Badgley Phelps Wealth Managers, LLC 0.02% of their portfolio SEATTLE, WA 5,4365.4k $758.8k $758.8k 0.02% Added +926 +926
98 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 5,4085.4k $754.9k $754.9k 0.02% Reduced -431 -431
99 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 5,2685.3k $735.3k $735.3k 0.03% Reduced -66 -66
100 Narus Financial Partners, LLC 0.26% of their portfolio SALT LAKE CITY, UT 5,1765.2k $722.5k $722.5k 0.26% Unchanged