Vault-13

ISHARES TR IYY

DOW JONES US ETF · ETP · CUSIP 464287846

224 institutional holders +0 vs Q1 2024
3,420,9473.4m shares reported held*
$452.7mreported value*
14 new 55 added 65 reduced 12 sold out net sold ≈ $127.1m (-962.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $132.34. Options: 1 managers hold calls ($860.0k notional), 1 hold puts ($39.7k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 193Q4 22: 193Q1 23: 196Q2 23: 202Q3 23: 207Q4 23: 221Q1 24: 224Q2 24: 224224Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022193
Q4 2022193
Q1 2023196
Q2 2023202
Q3 2023207
Q4 2023221
Q1 2024224
Q2 2024224

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 72 bought or addedQ4 22: 59 cut or sold outQ4 22Q1 23: 58 bought or addedQ1 23: 71 cut or sold outQ2 23: 68 bought or addedQ2 23: 65 cut or sold outQ2 23Q3 23: 54 bought or addedQ3 23: 62 cut or sold outQ4 23: 88 bought or addedQ4 23: 60 cut or sold outQ4 23Q1 24: 76 bought or addedQ1 24: 74 cut or sold outQ2 24: 69 bought or addedQ2 24: 77 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227259
Q1 20235871
Q2 20236865
Q3 20235462
Q4 20238860
Q1 20247674
Q2 20246977

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $860.0kQ2 24 puts: $39.7kQ2 24P/C 0.05
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$860.0k$39.7k0.05

Biggest buyers

Kingsview Wealth Management, LLC Added +22,230+22.2k
LPL Financial LLC Added +12,304+12.3k
GOLDMAN SACHS GROUP INC New +11,167+11.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +8,682+8.7k
Stratos Wealth Advisors, LLC Added +8,270+8.3k
Cetera Investment Advisers Added +7,919+7.9k
ASSETMARK, INC New +7,801+7.8k
Foundations Investment Advisors, LLC Added +7,528+7.5k
Sharp Wealth Advisory, LLC Added +5,523+5.5k
ROYAL BANK OF CANADA Added +5,061+5.1k

Biggest sellers

MORGAN STANLEY Reduced -916,091-916.1k
CITADEL ADVISORS LLC Reduced -28,531-28.5k
GeoWealth Management, LLC Sold out -21,806-21.8k
PNC Financial Services Group, Inc. Reduced -21,502-21.5k
CAPTRUST FINANCIAL ADVISORS Reduced -14,562-14.6k
TD Waterhouse Canada Inc. Reduced -11,204-11.2k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -11,060-11.1k
Carnegie Investment Counsel Sold out -9,382-9.4k
OSAIC HOLDINGS, INC. Reduced -8,532-8.5k
B. Riley Wealth Advisors, Inc. Sold out -7,245-7.2k

Biggest calls

Belvedere Trading LLC New $860.0k6.5k shares

Biggest puts

Belvedere Trading LLC New $39.7k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 459,202459.2k $60.8m $60.8m 0.00% Reduced -916.1k -916,091
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 328,481328.5k $43.5m $43.5m 0.02% Added +12.3k +12,304
3 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 198,452198.5k $26.3m $26.3m 0.02% Reduced -21.5k -21,502
4 Savant Capital, LLC 0.21% of their portfolio ROCKFORD, IL 159,300159.3k $21.1m $21.1m 0.21% Reduced -5.0k -5,029
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 127,347127.3k $16.8m $16.8m 0.00% Reduced -4.0k -4,041
6 Sharp Wealth Advisory, LLC 14.05% of their portfolio HORSHAM, PA 123,806123.8k $16.4m $16.4m 14.05% Added +5.5k +5,523
7 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 119,429119.4k $15.8m $15.8m 0.03% Reduced -4.8k -4,850
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 112,670112.7k $14.9m $14.9m 0.00% Added +1.9k +1,854
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 101,686101.7k $13.5m $13.5m 0.00% Added +5.1k +5,061
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 65,76965.8k $8.7m $8.7m 0.00% Reduced -306 -306
11 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 54,62754.6k $7.2m $7.2m 0.02% Reduced -8.5k -8,532
12 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 52,60052.6k $7.0m $7.0m 0.02% Added +7.9k +7,919
13 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 48,55548.6k $6.4m $6.4m 0.02% Added +8.7k +8,682
14 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 45,13645.1k $6.0m $6.0m 0.01% Reduced -4.1k -4,080
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 42,92442.9k $5.7m $5.7m 0.00% Added +3.1k +3,053
16 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 39,58039.6k $5.2m $5.2m 0.01% Added +44 +44
17 WEDBUSH SECURITIES INC 0.19% of their portfolio PASADENA, CA 39,41039.4k $5.2m $5.2m 0.19% Added +1.5k +1,549
18 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 37,90737.9k $5.0m $5.0m 0.01% Reduced -33 -33
19 Lowe Wealth Advisors, LLC 2.14% of their portfolio COLUMBIA, MD 35,58135.6k $4.7m $4.7m 2.14% Reduced -577 -577
20 COMERICA BANK 0.02% of their portfolio DALLAS, TX 33,86333.9k $4.5m $4.5m 0.02% Added +118 +118
21 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 30,98231.0k $4.1m $4.1m 0.00% Reduced -4.6k -4,576
22 ASPIRIANT, LLC 0.16% of their portfolio San Francisco, CA 29,74429.7k $3.9m $3.9m 0.16% Unchanged
23 Merit Financial Group, LLC 0.08% of their portfolio ALPHARETTA, GA 28,46528.5k $3.8m $3.8m 0.08% Unchanged
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 28,35228.4k $3.8m $3.8m 0.00% Reduced -4.1k -4,081
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 27,81227.8k $3.7m $3.7m 0.01% Added +3.1k +3,138
26 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 26,68126.7k $3.5m $3.5m 0.00% Reduced -291 -291
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 24,74024.7k $3.3m $3.3m 0.00% Added +4.0k +3,976
28 Kingsview Wealth Management, LLC 0.08% of their portfolio GRANTS PASS, OR 24,48524.5k $3.2m $3.2m 0.08% Added +22.2k +22,230
29 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 24,28024.3k $3.2m $3.2m 0.02% Added +391 +391
30 MONEY CONCEPTS CAPITAL CORP 0.27% of their portfolio PALM BEACH GARDENS, FL 24,16324.2k $3.2m $3.2m 0.27% Added +217 +217
31 Asset Advisors Investment Management, LLC 0.34% of their portfolio AUGUSTA, GA 23,88523.9k $3.2m $3.2m 0.34% Reduced -415 -415
32 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 23,72523.7k $3.1m $3.1m 0.01% Reduced -14.6k -14,562
33 First Heartland Consultants, Inc. 0.31% of their portfolio LAKE ST. LOUIS, MO 23,34523.3k $3.1m $3.1m 0.31% Reduced -256 -256
34 FMR LLC 0.00% of their portfolio BOSTON, MA 23,25523.3k $3.1m $3.1m 0.00% Added +1.4k +1,386
35 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 22,14422.1k $2.9m $2.9m 0.00% Added +3.3k +3,306
36 TrinityPoint Wealth, LLC 0.43% of their portfolio MILFORD, CT 20,73120.7k $2.7m $2.7m 0.43% Reduced -49 -49
37 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 20,56420.6k $2.7m $2.7m 0.00% Reduced -1.5k -1,513
38 Stratos Wealth Advisors, LLC 0.13% of their portfolio BEACHWOOD, OH 20,47020.5k $2.7m $2.7m 0.13% Added +8.3k +8,270
39 TD Waterhouse Canada Inc. 0.02% of their portfolio TORONTO, A6 17,56017.6k $2.3m $2.3m 0.02% Reduced -11.2k -11,204
40 NorthRock Partners, LLC 0.09% of their portfolio MINNEAPOLIS, MN 17,33817.3k $2.3m $2.3m 0.09% Unchanged
41 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 17,25217.3k $2.3m $2.3m 0.00% Reduced -78 -78
42 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 15,87315.9k $2.1m $2.1m 0.02% Reduced -215 -215
43 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 15,84115.8k $2.1m $2.1m 0.01% Added +297 +297
44 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,54114.5k $1.9m $1.9m 0.00% Reduced -28.5k -28,531
45 RITHOLTZ WEALTH MANAGEMENT 0.06% of their portfolio NEW YORK, NY 14,10714.1k $1.9m $1.9m 0.06% Reduced -710 -710
46 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 12,72912.7k $1.6m $1.6m 0.01% Reduced -28 -28
47 Thomasville National Bank 0.13% of their portfolio THOMASVILLE, GA 12,35112.4k $1.6m $1.6m 0.13% Reduced -858 -858
48 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 12,23112.2k $1.6m $1.6m 0.02% Reduced -192 -192
49 Sage Investment Advisers LLC 1.78% of their portfolio WAPPINGERS FALLS, NY 11,93011.9k $1.6m $1.6m 1.78% Reduced -48 -48
50 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 11,35611.4k $1.5m $1.5m 0.05% Reduced -707 -707
51 Mine & Arao Wealth Creation & Management, LLC. 0.73% of their portfolio CAMPBELL, CA 11,27411.3k $1.5m $1.5m 0.73% Added +118 +118
52 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 11,16711.2k $1.5m $1.5m 0.00% New
53 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 11,06511.1k $1.5m $1.5m 0.00% Added +27 +27
54 Ellis Investment Partners, LLC 0.29% of their portfolio Berwyn, PA 10,46210.5k $1.4m $1.4m 0.29% Added +666 +666
55 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 9,3369.3k $1.3m $1.3m 0.00% Added +2.1k +2,150
56 SEVEN MILE ADVISORY 0.91% of their portfolio TALLAHASSEE, FL 9,3069.3k $1.2m $1.2m 0.91% Unchanged
57 Kaydan Wealth Management, Inc. 0.44% of their portfolio FENTON, MI 9,2929.3k $1.2m $1.2m 0.44% Unchanged
58 Foundations Investment Advisors, LLC 0.03% of their portfolio PHOENIX, AZ 9,1379.1k $1.2m $1.2m 0.03% Added +7.5k +7,528
59 NEW WAVE WEALTH ADVISORS LLC 0.65% of their portfolio SPRINGDALE, AR 9,0979.1k $1.2m $1.2m 0.65% First filing
60 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 9,0949.1k $1.2m $1.2m 0.00% Unchanged
61 Mathes Company, Inc. 0.43% of their portfolio New York, NY 9,0009.0k $1.2m $1.2m 0.43% Unchanged
62 Mariner, LLC 0.00% of their portfolio Overland Park, KS 8,9809.0k $1.2m $1.2m 0.00% Added +927 +927
63 Kelman-Lazarov, Inc. 0.22% of their portfolio MEMPHIS, TN 8,8508.8k $1.2m $1.2m 0.22% Unchanged
64 Fayez Sarofim & Co 0.00% of their portfolio Houston, TX 8,0008.0k $1.1m $1.1m 0.00% Unchanged
65 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 7,8087.8k $1.0m $1.0m 0.04% Reduced -406 -406
66 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 7,8017.8k $1.0m $1.0m 0.00% New
67 Novak & Powell Financial Services, Inc. 0.64% of their portfolio ST. PETERSBURG, FL 7,7327.7k $1.0m $1.0m 0.64% Unchanged
68 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 7,7267.7k $1.0m $1.0m 0.01% Added +895 +895
69 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 7,6697.7k $1.0m $1.0m 0.00% Reduced -2.1k -2,070
70 SpiderRock Advisors, LLC 0.03% of their portfolio CHICAGO, IL 7,6007.6k $1.0m $1.0m 0.03% Unchanged
71 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 7,4987.5k $996.0k $996.0k 0.03% Reduced -373 -373
72 GenWealth Group, Inc. 0.24% of their portfolio Maplewood, NJ 7,3627.4k $974.1k $974.1k 0.24% Reduced -283 -283
73 ARKANSAS FINANCIAL GROUP, INC. 0.17% of their portfolio LITTLE ROCK, AR 7,3227.3k $968.8k $968.8k 0.17% Added +3.0k +3,041
74 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,2447.2k $958.0k $958.0k 0.00% Reduced -1.5k -1,500
75 Cullen/Frost Bankers, Inc. 0.01% of their portfolio San Antonio, TX 7,2137.2k $954.4k $954.4k 0.01% Added +17 +17
76 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 6,9707.0k $922.4k $922.4k 0.00% Unchanged
77 CORTLAND ASSOCIATES INC/MO 0.11% of their portfolio ST LOUIS, MO 6,7236.7k $890.0k $890.0k 0.11% Unchanged
78 NWF Advisory Services Inc. 0.14% of their portfolio Los Angeles, CA 6,5306.5k $864.0k $864.0k 0.14% Unchanged
79 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 6,3936.4k $845.9k $845.9k 0.01% Reduced -695 -695
80 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 6,3926.4k $861.2k $861.2k 0.00% Reduced -244 -244
81 Centric Wealth Management 0.24% of their portfolio CHICAGO, IL 6,3166.3k $836.5k $836.5k 0.24% Added +11 +11
82 FOUNDERS FINANCIAL SECURITIES LLC 0.08% of their portfolio TOWSON, MD 6,2066.2k $821.1k $821.1k 0.08% Reduced -667 -667
83 SONATA CAPITAL GROUP INC 0.41% of their portfolio SEATTLE, WA 6,0496.0k $800.0k $800.0k 0.41% Unchanged
84 BRASS TAX WEALTH MANAGEMENT, INC 0.16% of their portfolio CINCINNATI, OH 6,0006.0k $793.9k $793.9k 0.16% Unchanged
85 Pinnacle Financial Partners Inc 0.02% of their portfolio Nashville, TN 5,8845.9k $753.7k $753.7k 0.02% Unchanged
86 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 5,8395.8k $772.5k $772.5k 0.02% Reduced -175 -175
87 V2 Financial group LLC 0.52% of their portfolio NAPERVILLE, IL 5,8005.8k $770.5k $770.5k 0.52% Unchanged
88 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 5,4365.4k $719.2k $719.2k 0.01% Unchanged
89 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 5,3865.4k $712.6k $712.6k 0.00% Reduced -2.2k -2,164
90 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 5,3345.3k $705.8k $705.8k 0.03% Added +729 +729
91 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,2585.3k $695.7k $695.7k 0.00% Reduced -11.1k -11,060
92 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 5,2555.3k $696.5k $696.5k 0.03% Reduced -47 -47
93 Narus Financial Partners, LLC 0.28% of their portfolio SALT LAKE CITY, UT 5,1765.2k $684.8k $684.8k 0.28% Unchanged
94 WASHBURN CAPITAL MANAGEMENT, INC. 0.49% of their portfolio Vero Beach, FL 5,1745.2k $684.6k $684.6k 0.49% Reduced -527 -527
95 Ballew Advisors, Inc 0.44% of their portfolio Jackson, MS 4,8654.9k $664.3k $664.3k 0.44% Unchanged
96 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 4,8494.8k $641.6k $641.6k 0.01% Reduced -629 -629
97 Optivise Advisory Services LLC 0.34% of their portfolio FRANKLIN, TN 4,7594.8k $629.7k $629.7k 0.34% First filing
98 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 4,6774.7k $618.9k $618.9k 0.01% Reduced -49 -49
99 Badgley Phelps Wealth Managers, LLC 0.01% of their portfolio SEATTLE, WA 4,5104.5k $596.7k $596.7k 0.01% Unchanged
100 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 4,4684.5k $591.1k $591.1k 0.01% Added +8 +8