Vault-13

ISHARES TR IYY

DOW JONES US ETF · ETP · CUSIP 464287846

224 institutional holders +3 vs Q4 2023
4,375,0834.4m shares reported held*
$560.5mreported value*
17 new 59 added 59 reduced 15 sold out net bought ≈ $61.6m (+481.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $128.11.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 193Q4 22: 193Q1 23: 196Q2 23: 202Q3 23: 207Q4 23: 221Q1 24: 224224Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022193
Q4 2022193
Q1 2023196
Q2 2023202
Q3 2023207
Q4 2023221
Q1 2024224

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 72 bought or addedQ4 22: 59 cut or sold outQ4 22Q1 23: 58 bought or addedQ1 23: 71 cut or sold outQ1 23Q2 23: 68 bought or addedQ2 23: 65 cut or sold outQ2 23Q3 23: 54 bought or addedQ3 23: 62 cut or sold outQ3 23Q4 23: 88 bought or addedQ4 23: 60 cut or sold outQ4 23Q1 24: 76 bought or addedQ1 24: 74 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227259
Q1 20235871
Q2 20236865
Q3 20235462
Q4 20238860
Q1 20247674

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 23 calls: $244.3kQ2 23 puts: $21.7kQ2 23P/C 0.09Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$244.3k$21.7k0.09
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +436,163+436.2k
CITADEL ADVISORS LLC New +43,072+43.1k
Cetera Investment Advisers Added +40,851+40.9k
HighTower Advisors, LLC Added +21,064+21.1k
GeoWealth Management, LLC Added +19,709+19.7k
Sharp Wealth Advisory, LLC Added +10,265+10.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +8,494+8.5k
PNC Financial Services Group, Inc. Added +7,819+7.8k
SpiderRock Advisors, LLC New +7,600+7.6k
Focus Partners Wealth New +7,186+7.2k

Biggest sellers

GOLDMAN SACHS GROUP INC Sold out -53,011-53.0k
Cetera Advisors LLC Sold out -30,157-30.2k
BANK OF MONTREAL /CAN/ Reduced -28,990-29.0k
Cetera Advisor Networks LLC Sold out -9,914-9.9k
AMERIPRISE FINANCIAL INC Reduced -8,701-8.7k
SCHRODER INVESTMENT MANAGEMENT GROUP Sold out -8,700-8.7k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -8,605-8.6k
AE Wealth Management LLC Reduced -4,971-5.0k
BANK OF AMERICA CORP /DE/ Reduced -3,909-3.9k
Wealthstar Advisors, LLC Sold out -3,129-3.1k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,375,2931.4m $176.2m $176.2m 0.00% Added +436.2k +436,163
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 316,177316.2k $40.5m $40.5m 0.02% Added +1.6k +1,600
3 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 219,954220.0k $28.2m $28.2m 0.02% Added +7.8k +7,819
4 Savant Capital, LLC 0.24% of their portfolio ROCKFORD, IL 164,329164.3k $21.0m $21.0m 0.24% Reduced -756 -756
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 131,388131.4k $16.8m $16.8m 0.00% Reduced -3.9k -3,909
6 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 124,279124.3k $15.9m $15.9m 0.03% Added +2.5k +2,455
7 Sharp Wealth Advisory, LLC 14.09% of their portfolio HORSHAM, PA 118,283118.3k $15.2m $15.2m 14.09% Added +10.3k +10,265
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 110,816110.8k $14.2m $14.2m 0.00% Added +5.0k +5,040
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 96,62596.6k $12.4m $12.4m 0.00% Added +3.8k +3,816
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 66,07566.1k $8.5m $8.5m 0.00% Reduced -897 -897
11 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 63,15963.2k $8.1m $8.1m 0.02% Reduced -846 -846
12 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 49,21649.2k $6.3m $6.3m 0.01% Added +447 +447
13 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 44,68144.7k $5.7m $5.7m 0.01% Added +40.9k +40,851
14 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 43,07243.1k $5.5m $5.5m 0.01% New
15 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 39,87339.9k $5.1m $5.1m 0.01% Added +3.9k +3,948
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 39,87139.9k $5.1m $5.1m 0.00% Added +5.5k +5,455
17 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 39,53639.5k $5.1m $5.1m 0.01% Reduced -917 -917
18 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 38,28738.3k $4.9m $4.9m 0.02% Reduced -2.1k -2,071
19 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 37,94037.9k $4.9m $4.9m 0.01% Added +21.1k +21,064
20 WEDBUSH SECURITIES INC 0.18% of their portfolio PASADENA, CA 37,86137.9k $4.8m $4.8m 0.18% Reduced -1.6k -1,645
21 Lowe Wealth Advisors, LLC 2.16% of their portfolio COLUMBIA, MD 36,15836.2k $4.6m $4.6m 2.16% Reduced -418 -418
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 35,55835.6k $4.6m $4.6m 0.00% Reduced -301 -301
23 COMERICA BANK 0.02% of their portfolio DALLAS, TX 33,74533.7k $4.3m $4.3m 0.02% Reduced -100 -100
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 32,43332.4k $4.2m $4.2m 0.00% Added +2 +2
25 ASPIRIANT, LLC 0.16% of their portfolio San Francisco, CA 29,74429.7k $3.8m $3.8m 0.16% Unchanged
26 TD Waterhouse Canada Inc. 0.03% of their portfolio TORONTO, A6 28,76428.8k $4.1m $4.1m 0.03% Added +2.5k +2,541
27 Merit Financial Group, LLC 0.08% of their portfolio ALPHARETTA, GA 28,46528.5k $3.6m $3.6m 0.08% Unchanged
28 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 26,97227.0k $3.5m $3.5m 0.00% Reduced -29.0k -28,990
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,67424.7k $3.2m $3.2m 0.00% Added +8.5k +8,494
30 Asset Advisors Investment Management, LLC 0.35% of their portfolio AUGUSTA, GA 24,30024.3k $3.1m $3.1m 0.35% Unchanged
31 MONEY CONCEPTS CAPITAL CORP 0.28% of their portfolio PALM BEACH GARDENS, FL 23,94623.9k $3.1m $3.1m 0.28% Added +2.3k +2,293
32 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 23,88923.9k $3.1m $3.1m 0.02% Reduced -264 -264
33 First Heartland Consultants, Inc. 0.31% of their portfolio LAKE ST. LOUIS, MO 23,60123.6k $3.0m $3.0m 0.31% Reduced -2.3k -2,340
34 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 22,07722.1k $2.8m $2.8m 0.00% Reduced -1.4k -1,392
35 FMR LLC 0.00% of their portfolio BOSTON, MA 21,86921.9k $2.8m $2.8m 0.00% Added +1.2k +1,238
36 GeoWealth Management, LLC 0.11% of their portfolio CHICAGO, IL 21,80621.8k $2.8m $2.8m 0.11% Added +19.7k +19,709
37 TrinityPoint Wealth, LLC 0.44% of their portfolio MILFORD, CT 20,78020.8k $2.7m $2.7m 0.44% Reduced -27 -27
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 20,76420.8k $2.7m $2.7m 0.00% Added +956 +956
39 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 18,83818.8k $2.4m $2.4m 0.00% Reduced -8.7k -8,701
40 NorthRock Partners, LLC 0.09% of their portfolio MINNEAPOLIS, MN 17,33817.3k $2.2m $2.2m 0.09% Unchanged
41 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 17,33017.3k $2.2m $2.2m 0.00% Reduced -437 -437
42 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 16,31816.3k $2.1m $2.1m 0.00% Reduced -8.6k -8,605
43 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 16,08816.1k $2.1m $2.1m 0.02% Reduced -303 -303
44 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 15,54415.5k $2.0m $2.0m 0.01% Reduced -1.2k -1,210
45 RITHOLTZ WEALTH MANAGEMENT 0.07% of their portfolio NEW YORK, NY 14,81714.8k $1.9m $1.9m 0.07% Unchanged
46 Thomasville National Bank 0.14% of their portfolio THOMASVILLE, GA 13,20913.2k $1.7m $1.7m 0.14% Reduced -477 -477
47 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 12,75712.8k $1.6m $1.6m 0.01% Added +2.4k +2,351
48 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 12,42312.4k $1.6m $1.6m 0.02% Reduced -248 -248
49 Stratos Wealth Advisors, LLC 0.09% of their portfolio BEACHWOOD, OH 12,20012.2k $1.6m $1.6m 0.09% Added +5.4k +5,394
50 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 12,06312.1k $1.5m $1.5m 0.05% Added +4.6k +4,551
51 Sage Investment Advisers LLC 1.76% of their portfolio WAPPINGERS FALLS, NY 11,97812.0k $1.5m $1.5m 1.76% Added +2 +2
52 Mine & Arao Wealth Creation & Management, LLC. 0.71% of their portfolio CAMPBELL, CA 11,15611.2k $1.4m $1.4m 0.71% Reduced -125 -125
53 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 11,03811.0k $1.4m $1.4m 0.00% Reduced -24 -24
54 Ellis Investment Partners, LLC 0.27% of their portfolio Berwyn, PA 9,7969.8k $1.3m $1.3m 0.27% Added +944 +944
55 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 9,7399.7k $1.2m $1.2m 0.00% Reduced -2.7k -2,668
56 Carnegie Investment Counsel 0.04% of their portfolio PEPPER PIKE, OH 9,3829.4k $1.2m $1.2m 0.04% Added +403 +403
57 SEVEN MILE ADVISORY 0.90% of their portfolio TALLAHASSEE, FL 9,3069.3k $1.2m $1.2m 0.90% Unchanged
58 Kaydan Wealth Management, Inc. 0.41% of their portfolio FENTON, MI 9,2929.3k $1.2m $1.2m 0.41% Unchanged
59 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 9,0949.1k $1.2m $1.2m 0.00% Unchanged
60 Mathes Company, Inc. 0.43% of their portfolio New York, NY 9,0009.0k $1.2m $1.2m 0.43% Unchanged
61 Kelman-Lazarov, Inc. 0.22% of their portfolio MEMPHIS, TN 8,8508.8k $1.1m $1.1m 0.22% Unchanged
62 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,7448.7k $1.1m $1.1m 0.00% Added +2.1k +2,080
63 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 8,2148.2k $1.1m $1.1m 0.04% Reduced -20 -20
64 Mariner, LLC 0.00% of their portfolio Overland Park, KS 8,0538.1k $1.0m $1.0m 0.00% Unchanged
65 Fayez Sarofim & Co 0.00% of their portfolio Houston, TX 8,0008.0k $1.0m $1.0m 0.00% Unchanged
66 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 7,8717.9k $1.0m $1.0m 0.03% Reduced -34 -34
67 Novak & Powell Financial Services, Inc. 0.74% of their portfolio ST. PETERSBURG, FL 7,7327.7k $990.4k $990.4k 0.74% Unchanged
68 GenWealth Group, Inc. 0.25% of their portfolio Maplewood, NJ 7,6457.6k $979.2k $979.2k 0.25% Reduced -119 -119
69 SpiderRock Advisors, LLC 0.03% of their portfolio CHICAGO, IL 7,6007.6k $954.5k $954.5k 0.03% New
70 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 7,5507.5k $967.1k $967.1k 0.00% Added +2.4k +2,400
71 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 7,2457.2k $760.1k $760.1k 0.02% Added +880 +880
72 Cullen/Frost Bankers, Inc. 0.01% of their portfolio San Antonio, TX 7,1967.2k $921.7k $921.7k 0.01% Added +19 +19
73 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 7,1867.2k $878.0k $878.0k 0.01% New
74 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 7,0887.1k $907.9k $907.9k 0.01% Reduced -12 -12
75 Sunbelt Securities, Inc. 0.10% of their portfolio HOUSTON, TX 7,0347.0k $901.0k $901.0k 0.10% Reduced -1.9k -1,871
76 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 6,9707.0k $886.0k $886.0k 0.00% Unchanged
77 FOUNDERS FINANCIAL SECURITIES LLC 0.09% of their portfolio TOWSON, MD 6,8736.9k $880.4k $880.4k 0.09% Added +267 +267
78 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 6,8316.8k $875.0k $875.0k 0.01% Unchanged
79 CORTLAND ASSOCIATES INC/MO 0.11% of their portfolio ST LOUIS, MO 6,7236.7k $861.0k $861.0k 0.11% Reduced -240 -240
80 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 6,6366.6k $847.5k $847.5k 0.00% Added +2.8k +2,770
81 NWF Advisory Services Inc. 0.14% of their portfolio Los Angeles, CA 6,5306.5k $836.4k $836.4k 0.14% Unchanged
82 Centric Wealth Management 0.25% of their portfolio CHICAGO, IL 6,3056.3k $773.0k $773.0k 0.25% Added +10 +10
83 SONATA CAPITAL GROUP INC 0.35% of their portfolio SEATTLE, WA 6,0496.0k $775.0k $775.0k 0.35% Unchanged
84 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 6,0146.0k $770.3k $770.3k 0.02% Reduced -1.0k -1,010
85 BRASS TAX WEALTH MANAGEMENT, INC 0.40% of their portfolio CINCINNATI, OH 6,0006.0k $768.5k $768.5k 0.40% First filing
86 Pinnacle Financial Partners Inc 0.02% of their portfolio Nashville, TN 5,8845.9k $753.7k $753.7k 0.02% Unchanged
87 V2 Financial group LLC 0.51% of their portfolio NAPERVILLE, IL 5,8005.8k $742.9k $742.9k 0.51% Unchanged
88 WASHBURN CAPITAL MANAGEMENT, INC. 0.54% of their portfolio Vero Beach, FL 5,7015.7k $730.2k $730.2k 0.54% Reduced -246 -246
89 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 5,4785.5k $701.7k $701.7k 0.01% Reduced -919 -919
90 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 5,4365.4k $696.3k $696.3k 0.01% Reduced -2.2k -2,218
91 Farther Finance Advisors, LLC 0.04% of their portfolio SAN FRANCISCO, CA 5,3025.3k $677.1k $677.1k 0.04% Added +22 +22
92 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 5,1845.2k $664.0k $664.0k 0.00% Added +2.8k +2,793
93 Narus Financial Partners, LLC 0.28% of their portfolio SALT LAKE CITY, UT 5,1765.2k $663.0k $663.0k 0.28% Unchanged
94 Ballew Advisors, Inc 0.42% of their portfolio Jackson, MS 4,8654.9k $611.8k $611.8k 0.42% Unchanged
95 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 4,7264.7k $605.4k $605.4k 0.01% Reduced -269 -269
96 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 4,6054.6k $589.9k $589.9k 0.03% Added +1 +1
97 Badgley Phelps Wealth Managers, LLC 0.01% of their portfolio SEATTLE, WA 4,5104.5k $577.7k $577.7k 0.01% Reduced -400 -400
98 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 4,4604.5k $571.4k $571.4k 0.01% Added +7 +7
99 Fortitude Advisory Group L.L.C. 0.32% of their portfolio GIG HARBOR, WA 4,4544.5k $570.5k $570.5k 0.32% Unchanged
100 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 4,3804.4k $561.0k $561.0k 0.01% Unchanged