Vault-13

ISHARES TR IYY

DOW JONES US ETF · ETP · CUSIP 464287846

202 institutional holders +6 vs Q1 2023
3,220,7603.2m shares reported held*
$345.4mreported value*
16 new 52 added 53 reduced 12 sold out net bought ≈ $615.3k (-80.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $107.23. Options: 2 managers hold calls ($244.3k notional), 1 hold puts ($21.7k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 193Q4 22: 193Q1 23: 196Q2 23: 202202Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022193
Q4 2022193
Q1 2023196
Q2 2023202

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 72 bought or addedQ4 22: 59 cut or sold outQ4 22Q1 23: 58 bought or addedQ1 23: 71 cut or sold outQ1 23Q2 23: 68 bought or addedQ2 23: 65 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227259
Q1 20235871
Q2 20236865

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $6.0kQ3 22P/C —Q4 22 calls: $1.0kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $293.2kQ1 23 puts: $66.0kQ1 23P/C 0.23Q2 23 calls: $244.3kQ2 23 puts: $21.7kQ2 23P/C 0.09
Numbers
QuarterCallsPutsP/C
Q3 2022$0$6.0k—
Q4 2022$1.0k$00.00
Q1 2023$293.2k$66.0k0.23
Q2 2023$244.3k$21.7k0.09

Biggest buyers

EP Wealth Advisors, LLC Added +45,267+45.3k
GOLDMAN SACHS GROUP INC Added +45,107+45.1k
BANK OF MONTREAL /CAN/ Added +39,239+39.2k
AMERIPRISE FINANCIAL INC Added +19,493+19.5k
RITHOLTZ WEALTH MANAGEMENT New +15,142+15.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +7,550+7.5k
ROYAL BANK OF CANADA Added +6,481+6.5k
MORGAN STANLEY Added +5,652+5.7k
SILVER OAK SECURITIES, INCORPORATED New +3,130+3.1k
Larson Financial Group LLC New +3,008+3.0k

Biggest sellers

MONEY CONCEPTS CAPITAL CORP Reduced -122,103-122.1k
CITADEL ADVISORS LLC Reduced -20,761-20.8k
FMR LLC Reduced -18,962-19.0k
Cambridge Investment Research Advisors, Inc. Reduced -16,346-16.3k
LPL Financial LLC Reduced -13,477-13.5k
FLOW TRADERS U.S. LLC Sold out -10,060-10.1k
UBS Group AG Reduced -9,064-9.1k
Raymond James Financial Services Advisors, Inc. Reduced -8,891-8.9k
Belpointe Asset Management LLC Sold out -8,685-8.7k
GREAT VALLEY ADVISOR GROUP, INC. Reduced -8,657-8.7k

Biggest calls

Belvedere Trading LLC Reduced $238.3k2.2k shares
Cutler Group LLC / CA Unchanged $6.0k600 shares

Biggest puts

Belvedere Trading LLC Added $21.7k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 447,614447.6k $48.5m $48.5m 0.00% Added +5.7k +5,652
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 299,387299.4k $32.4m $32.4m 0.02% Reduced -13.5k -13,477
3 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 182,378182.4k $19.8m $19.8m 0.02% Reduced -1.2k -1,217
4 Savant Capital, LLC 0.28% of their portfolio ROCKFORD, IL 163,331163.3k $17.7m $17.7m 0.28% Reduced -6.2k -6,183
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 121,969122.0k $13.2m $13.2m 0.00% Reduced -3.2k -3,225
6 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 119,180119.2k $12.9m $12.9m 0.03% Reduced -997 -997
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 109,359109.4k $11.8m $11.8m 0.00% Reduced -453 -453
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 86,12486.1k $9.3m $9.3m 0.00% Reduced -9.1k -9,064
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 85,95086.0k $9.3m $9.3m 0.00% Added +6.5k +6,481
10 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 75,48775.5k $8.2m $8.2m 0.00% Added +39.2k +39,239
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 63,61663.6k $6.9m $6.9m 0.01% Added +2.6k +2,586
12 WEDBUSH SECURITIES INC 0.31% of their portfolio PASADENA, CA 60,28760.3k $6.5m $6.5m 0.31% Reduced -2.2k -2,213
13 EP Wealth Advisors, LLC 0.03% of their portfolio TORRANCE, CA 54,95455.0k $2.1m $2.1m 0.03% Added +45.3k +45,267
14 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,00350.0k $5.4m $5.4m 0.00% Added +45.1k +45,107
15 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 42,34442.3k $4.6m $4.6m 0.02% Reduced -7.0k -7,014
16 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 40,67340.7k $4.4m $4.4m 0.01% Reduced -923 -923
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 38,17838.2k $4.1m $4.1m 0.00% Added +19.5k +19,493
18 GREAT VALLEY ADVISOR GROUP, INC. 0.17% of their portfolio WILMINGTON, DE 37,23337.2k $4.0m $4.0m 0.17% Reduced -8.7k -8,657
19 Lowe Wealth Advisors, LLC 2.01% of their portfolio COLUMBIA, MD 36,60836.6k $4.0m $4.0m 2.01% Reduced -270 -270
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 33,69633.7k $3.7m $3.7m 0.00% Reduced -308 -308
21 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 32,72132.7k $3.5m $3.5m 0.00% Added +1.3k +1,327
22 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 29,94629.9k $3.2m $3.2m 0.05% Reduced -3.0k -2,987
23 ASPIRIANT, LLC 0.16% of their portfolio San Francisco, CA 29,74429.7k $3.2m $3.2m 0.16% Unchanged
24 Merit Financial Group, LLC 0.10% of their portfolio ALPHARETTA, GA 28,46528.5k $3.1m $3.1m 0.10% Unchanged
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,26525.3k $2.7m $2.7m 0.00% Reduced -20.8k -20,761
26 TD Waterhouse Canada Inc. 0.03% of their portfolio TORONTO, A6 24,77524.8k $3.0m $3.0m 0.03% Reduced -1.7k -1,656
27 Asset Advisors Investment Management, LLC 0.34% of their portfolio AUGUSTA, GA 24,30024.3k $2.6m $2.6m 0.34% Reduced -400 -400
28 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 24,05924.1k $2.7m $2.7m 0.02% Unchanged
29 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 23,85923.9k $2.6m $2.6m 0.00% Reduced -42 -42
30 First Heartland Consultants, Inc. 0.33% of their portfolio LAKE ST. LOUIS, MO 23,21923.2k $2.5m $2.5m 0.33% Reduced -33 -33
31 Bard Financial Services, Inc. 0.18% of their portfolio BRANFORD, CT 22,50022.5k $2.4m $2.4m 0.18% Unchanged
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 21,74321.7k $2.4m $2.4m 0.00% Added +2.3k +2,288
33 TrinityPoint Wealth, LLC 0.46% of their portfolio MILFORD, CT 21,71021.7k $2.4m $2.4m 0.46% Reduced -156 -156
34 MONEY CONCEPTS CAPITAL CORP 0.23% of their portfolio PALM BEACH GARDENS, FL 20,61520.6k $2.2m $2.2m 0.23% Reduced -122.1k -122,103
35 FMR LLC 0.00% of their portfolio BOSTON, MA 18,00418.0k $2.0m $2.0m 0.00% Reduced -19.0k -18,962
36 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,84316.8k $1.8m $1.8m 0.00% Added +191 +191
37 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 15,96416.0k $1.7m $1.7m 0.00% Reduced -194 -194
38 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 15,43215.4k $1.7m $1.7m 0.01% Added +58 +58
39 RITHOLTZ WEALTH MANAGEMENT 0.07% of their portfolio NEW YORK, NY 15,14215.1k $1.6m $1.6m 0.07% New
40 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 14,87614.9k $1.6m $1.6m 0.01% Reduced -16.3k -16,346
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,78814.8k $1.6m $1.6m 0.00% Added +7.5k +7,550
42 Thomasville National Bank 0.15% of their portfolio THOMASVILLE, GA 14,41514.4k $1.6m $1.6m 0.15% Reduced -191 -191
43 TIAA, FSB 0.01% of their portfolio ST. LOUIS, MO 14,33614.3k $1.6m $1.6m 0.01% Reduced -613 -613
44 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 14,04714.0k $1.5m $1.5m 0.05% Reduced -3.4k -3,424
45 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,79413.8k $1.5m $1.5m 0.00% Reduced -8.9k -8,891
46 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 12,46612.5k $1.4m $1.4m 0.02% Added +149 +149
47 Sage Investment Advisers LLC 1.73% of their portfolio WAPPINGERS FALLS, NY 11,96912.0k $1.3m $1.3m 1.73% Added +2 +2
48 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 11,20411.2k $1.2m $1.2m 0.00% Added +29 +29
49 Mine & Arao Wealth Creation & Management, LLC. 0.71% of their portfolio CAMPBELL, CA 11,17611.2k $1.2m $1.2m 0.71% Added +26 +26
50 NorthRock Partners, LLC 0.13% of their portfolio MINNEAPOLIS, MN 10,56210.6k $1.1m $1.1m 0.13% Reduced -1.1k -1,070
51 SEVEN MILE ADVISORY 1.18% of their portfolio TALLAHASSEE, FL 9,3069.3k $1.0m $1.0m 1.18% First filing
52 Kaydan Wealth Management, Inc. 0.42% of their portfolio FENTON, MI 9,2929.3k $1.0m $1.0m 0.42% Unchanged
53 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 9,2549.3k $1.0m $1.0m 0.04% Added +23 +23
54 Mathes Company, Inc. 0.44% of their portfolio New York, NY 9,2009.2k $997.0k $997.0k 0.44% First filing
55 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 9,0949.1k $985.2k $985.2k 0.00% Reduced -22 -22
56 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 8,9999.0k $974.9k $974.9k 0.01% Reduced -394 -394
57 Sunbelt Securities, Inc. 0.14% of their portfolio HOUSTON, TX 8,9629.0k $970.9k $970.9k 0.14% Reduced -176 -176
58 Ellis Investment Partners, LLC 0.24% of their portfolio Berwyn, PA 8,9498.9k $969.5k $969.5k 0.24% Reduced -649 -649
59 Kelman-Lazarov, Inc. 0.23% of their portfolio MEMPHIS, TN 8,8508.8k $958.7k $958.7k 0.23% Unchanged
60 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 8,5548.6k $926.7k $926.7k 0.05% Added +27 +27
61 GenWealth Group, Inc. 0.26% of their portfolio Maplewood, NJ 8,4408.4k $914.3k $914.3k 0.26% Reduced -48 -48
62 Cullen/Frost Bankers, Inc. 0.01% of their portfolio San Antonio, TX 8,1208.1k $879.6k $879.6k 0.01% Added +21 +21
63 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 8,0468.0k $871.7k $871.7k 0.02% Reduced -291 -291
64 Fayez Sarofim & Co 0.00% of their portfolio Houston, TX 8,0008.0k $866.6k $866.6k 0.00% Unchanged
65 Mariner, LLC 0.00% of their portfolio Overland Park, KS 7,9658.0k $862.8k $862.8k 0.00% Reduced -24 -24
66 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 7,5777.6k $820.8k $820.8k 0.02% Added +20 +20
67 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 7,5227.5k $814.9k $814.9k 0.01% Unchanged
68 TimeScale Financial, Inc. 0.18% of their portfolio DANVERS, MA 7,4967.5k $812.1k $812.1k 0.18% Added +19 +19
69 Carnegie Investment Counsel 0.03% of their portfolio PEPPER PIKE, OH 7,4287.4k $804.7k $804.7k 0.03% Added +123 +123
70 Ballew Advisors, Inc 0.56% of their portfolio Jackson, MS 7,1937.2k $779.4k $779.4k 0.56% Unchanged
71 WADE G W & INC 0.03% of their portfolio Wellesley, MA 7,1867.2k $778.0k $778.0k 0.03% Unchanged
72 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,1667.2k $776.0k $776.0k 0.00% Reduced -425 -425
73 CORTLAND ASSOCIATES INC/MO 0.12% of their portfolio ST LOUIS, MO 7,0287.0k $761.0k $761.0k 0.12% Unchanged
74 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 6,9707.0k $754.6k $754.6k 0.00% Unchanged
75 FOUNDERS FINANCIAL SECURITIES LLC 0.09% of their portfolio TOWSON, MD 6,5976.6k $714.7k $714.7k 0.09% Added +935 +935
76 NWF Advisory Services Inc. 0.16% of their portfolio Los Angeles, CA 6,5306.5k $707.4k $707.4k 0.16% Unchanged
77 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 6,4456.4k $698.2k $698.2k 0.01% Added +107 +107
78 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.10% of their portfolio Westlake, OH 6,3836.4k $691.4k $691.4k 0.10% Added +1.4k +1,386
79 Centric Wealth Management 0.27% of their portfolio CHICAGO, IL 6,2616.3k $672.9k $672.9k 0.27% Added +11 +11
80 WASHBURN CAPITAL MANAGEMENT, INC. 0.55% of their portfolio Vero Beach, FL 6,1256.1k $663.5k $663.5k 0.55% Reduced -560 -560
81 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 6,0816.1k $658.8k $658.8k 0.00% Added +1 +1
82 SONATA CAPITAL GROUP INC 0.34% of their portfolio SEATTLE, WA 6,0496.0k $655.0k $655.0k 0.34% Added +5 +5
83 Pinnacle Financial Partners Inc 0.02% of their portfolio Nashville, TN 5,8845.9k $637.4k $637.4k 0.02% Unchanged
84 V2 Financial group LLC 0.45% of their portfolio NAPERVILLE, IL 5,8005.8k $628.3k $628.3k 0.45% Unchanged
85 Kalos Management, Inc. 1.34% of their portfolio ALPHARETTA, GA 5,7545.8k $623.3k $623.3k 1.34% Added +457 +457
86 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,4875.5k $594.4k $594.4k 0.00% Reduced -7.4k -7,384
87 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 5,3765.4k $582.3k $582.3k 0.04% Added +2 +2
88 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 5,2355.2k $567.0k $567.0k 0.02% Reduced -1.2k -1,214
89 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 5,2225.2k $565.7k $565.7k 0.02% Added +51 +51
90 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 5,2005.2k $563.3k $563.3k 0.00% Unchanged
91 Narus Financial Partners, LLC 0.29% of their portfolio SALT LAKE CITY, UT 5,1765.2k $560.7k $560.7k 0.29% Unchanged
92 Badgley Phelps Wealth Managers, LLC 0.02% of their portfolio SEATTLE, WA 4,9104.9k $531.9k $531.9k 0.02% Unchanged
93 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 4,5134.5k $488.9k $488.9k 0.01% Reduced -145 -145
94 Fortitude Advisory Group L.L.C. 0.36% of their portfolio GIG HARBOR, WA 4,4544.5k $482.5k $482.5k 0.36% Added +2.3k +2,252
95 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 4,3414.3k $470.3k $470.3k 0.00% Added +1.9k +1,934
96 Vahanian & Associates Financial Planning Inc. 1.44% of their portfolio SARATOGA SPRINGS, NY 4,1954.2k $454.4k $454.4k 1.44% Unchanged
97 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 4,1004.1k $444.0k $444.0k 0.00% Unchanged
98 Heritage Investment Group, Inc. 0.12% of their portfolio POMPANO BEACH, FL 4,0944.1k $444.0k $444.0k 0.12% Unchanged
99 Garner Asset Management Corp 0.24% of their portfolio PLANO, TX 3,9834.0k $431.0k $431.0k 0.24% Added +9 +9
100 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 3,8723.9k $395.1k $395.1k 0.01% Added +1.7k +1,738