Vault-13

ISHARES TR IYY

DOW JONES US ETF · ETP · CUSIP 464287846

193 institutional holders +0 vs Q3 2022
3,542,7523.5m shares reported held*
$330.8mreported value*
18 new 54 added 44 reduced 15 sold out net bought ≈ $24.8m (+265.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($457.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $93.38. Options: 1 managers hold calls ($1.0k notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 193Q4 22: 193193Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022193
Q4 2022193

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2k$4k$6kQ3 22 calls: $0Q3 22 puts: $6.0kQ3 22P/C —Q4 22 calls: $1.0kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$6.0k—
Q4 2022$1.0k$00.00

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +83,320+83.3k
GREAT VALLEY ADVISOR GROUP, INC. Added +53,826+53.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +49,408+49.4k
ROYAL BANK OF CANADA Added +48,904+48.9k
FINANCIAL CONSULATE, INC New +43,500+43.5k
WELLS FARGO & COMPANY/MN Added +31,804+31.8k
MORGAN STANLEY Added +28,721+28.7k
AMERIPRISE FINANCIAL INC Added +22,099+22.1k
FLOW TRADERS U.S. LLC New +16,208+16.2k
Core Wealth Advisors, Inc. Added +11,924+11.9k

Biggest sellers

Raymond James Financial Services Advisors, Inc. Reduced -48,477-48.5k
Townsend & Associates, Inc Sold out -29,179-29.2k
CITADEL ADVISORS LLC Sold out -27,481-27.5k
Cetera Advisors LLC Reduced -19,545-19.5k
Cambridge Investment Research Advisors, Inc. Reduced -17,475-17.5k
RAYMOND JAMES & ASSOCIATES Reduced -5,577-5.6k
GenTrust, LLC Sold out -5,000-5.0k
Almanack Investment Partners, LLC. Sold out -4,684-4.7k
Arete Wealth Advisors, LLC Sold out -4,511-4.5k
WEDBUSH SECURITIES INC Reduced -3,965-4.0k

Biggest calls

Cutler Group LLC / CA Added $1.0k500 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 480,062480.1k $44.9m $44.9m 0.01% Added +28.7k +28,721
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 304,492304.5k $28.5m $28.5m 0.02% Added +9.2k +9,220
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 215,536215.5k $20.1m $20.1m 0.00% Added +83.3k +83,320
4 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 184,828184.8k $17.3m $17.3m 0.02% Added +1.4k +1,418
5 Savant Capital, LLC 0.39% of their portfolio ROCKFORD, IL 171,572171.6k $16.0m $16.0m 0.39% Reduced -2.4k -2,417
6 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 164,985165.0k $15.4m $15.4m 0.03% Added +2.8k +2,804
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 123,582123.6k $11.5m $11.5m 0.00% Added +48.9k +48,904
8 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 117,963118.0k $11.0m $11.0m 0.03% Added +1.2k +1,190
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 114,198114.2k $10.7m $10.7m 0.01% Reduced -3.2k -3,250
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 112,808112.8k $10.5m $10.5m 0.00% Added +31.8k +31,804
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 58,81558.8k $5.5m $5.5m 0.01% Added +49.4k +49,408
12 WEDBUSH SECURITIES INC 0.30% of their portfolio PASADENA, CA 58,76358.8k $5.5m $5.5m 0.30% Reduced -4.0k -3,965
13 GREAT VALLEY ADVISOR GROUP, INC. 0.28% of their portfolio WILMINGTON, DE 58,60358.6k $5.5m $5.5m 0.28% Added +53.8k +53,826
14 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 50,18750.2k $4.7m $4.7m 0.02% Reduced -2.0k -2,002
15 FINANCIAL CONSULATE, INC 1.42% of their portfolio HUNT VALLEY, MD 43,50043.5k $4.1m $4.1m 1.42% New
16 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 39,72639.7k $3.7m $3.7m 0.01% Added +1.8k +1,800
17 Lowe Wealth Advisors, LLC 1.96% of their portfolio COLUMBIA, MD 38,01338.0k $3.6m $3.6m 1.96% Reduced -979 -979
18 Cetera Advisors LLC 0.06% of their portfolio DENVER, CO 32,63432.6k $3.0m $3.0m 0.06% Reduced -19.5k -19,545
19 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 32,14632.1k $3.0m $3.0m 0.00% Reduced -2.5k -2,548
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 32,09132.1k $3.0m $3.0m 0.00% Reduced -5.6k -5,577
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 31,77531.8k $3.0m $3.0m 0.00% Added +3.0k +2,973
22 ASPIRIANT, LLC 0.14% of their portfolio San Francisco, CA 29,74429.7k $2.8m $2.8m 0.14% Unchanged
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 28,51528.5k $2.6m $2.6m 0.00% Added +22.1k +22,099
24 Merit Financial Group, LLC 0.10% of their portfolio ALPHARETTA, GA 28,46528.5k $2.7m $2.7m 0.10% Unchanged
25 MONEY CONCEPTS CAPITAL CORP 0.12% of their portfolio PALM BEACH GARDENS, FL 27,74927.7k $2.6m $2.6m 0.12% Added +9.0k +9,014
26 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 26,63926.6k $1.8m $1.8m 0.05% Reduced -186 -186
27 TD Waterhouse Canada Inc. 0.03% of their portfolio TORONTO, A6 26,23026.2k $2.8m $2.8m 0.03% Added +48 +48
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 25,26725.3k $2.4m $2.4m 0.00% Reduced -116 -116
29 Asset Advisors Investment Management, LLC 0.31% of their portfolio AUGUSTA, GA 24,90024.9k $2.3m $2.3m 0.31% Unchanged
30 First Heartland Consultants, Inc. 0.34% of their portfolio LAKE ST. LOUIS, MO 23,65323.7k $2.2m $2.2m 0.34% Added +113 +113
31 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 23,34123.3k $2.2m $2.2m 0.00% Reduced -48.5k -48,477
32 Bard Financial Services, Inc. 0.18% of their portfolio BRANFORD, CT 22,50022.5k $2.1m $2.1m 0.18% Unchanged
33 TrinityPoint Wealth, LLC 0.47% of their portfolio MILFORD, CT 22,03122.0k $2.1m $2.1m 0.47% Reduced -37 -37
34 EP Wealth Advisors, LLC 0.04% of their portfolio TORRANCE, CA 20,95721.0k $2.0m $2.0m 0.04% Reduced -3.9k -3,916
35 FMR LLC 0.00% of their portfolio BOSTON, MA 20,70320.7k $1.9m $1.9m 0.00% Reduced -80 -80
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 20,43320.4k $1.9m $1.9m 0.00% Reduced -256 -256
37 Mathes Company, Inc. 0.80% of their portfolio New York, NY 17,00017.0k $1.6m $1.6m 0.80% Unchanged
38 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 16,99217.0k $1.6m $1.6m 0.06% Added +7 +7
39 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,90416.9k $1.6m $1.6m 0.00% Reduced -2.9k -2,910
40 FLOW TRADERS U.S. LLC 0.08% of their portfolio NEW YORK, NY 16,20816.2k $1.5m $1.5m 0.08% New
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,15416.2k $1.5m $1.5m 0.00% Added +3 +3
42 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 15,63215.6k $1.5m $1.5m 0.01% Reduced -309 -309
43 TIAA, FSB 0.01% of their portfolio ST. LOUIS, MO 15,11515.1k $1.4m $1.4m 0.01% Unchanged
44 Thomasville National Bank 0.16% of their portfolio THOMASVILLE, GA 14,82614.8k $1.4m $1.4m 0.16% Reduced -28 -28
45 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 14,29114.3k $1.3m $1.3m 0.01% Reduced -17.5k -17,475
46 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 13,18713.2k $1.2m $1.2m 0.00% Added +1.3k +1,334
47 Core Wealth Advisors, Inc. 0.51% of their portfolio LAKELAND, FL 12,42912.4k $1.2m $1.2m 0.51% Added +11.9k +11,924
48 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 12,22712.2k $1.1m $1.1m 0.02% Unchanged
49 Sage Investment Advisers LLC 1.59% of their portfolio WAPPINGERS FALLS, NY 11,96412.0k $1.1m $1.1m 1.59% Reduced -45 -45
50 NorthRock Partners, LLC 0.12% of their portfolio MINNEAPOLIS, MN 11,63211.6k $1.1m $1.1m 0.12% Unchanged
51 Mine & Arao Wealth Creation & Management, LLC. 0.78% of their portfolio CAMPBELL, CA 11,21511.2k $1.0m $1.0m 0.78% Reduced -58 -58
52 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 11,13511.1k $1.0m $1.0m 0.01% Added +49 +49
53 Ellis Investment Partners, LLC 0.26% of their portfolio Berwyn, PA 10,29210.3k $961.8k $961.8k 0.26% Added +106 +106
54 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 10,22410.2k $955.0k $955.0k 0.01% Added +97 +97
55 Tower Research Capital LLC (TRC) 0.04% of their portfolio NEW YORK, NY 9,9099.9k $926.0k $926.0k 0.04% Added +7.0k +6,986
56 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 9,6249.6k $899.3k $899.3k 0.01% Added +576 +576
57 Cullen/Frost Bankers, Inc. 0.02% of their portfolio San Antonio, TX 9,4709.5k $885.0k $885.0k 0.02% Added +4.8k +4,756
58 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 9,3269.3k $871.5k $871.5k 0.04% Reduced -409 -409
59 Kaydan Wealth Management, Inc. 0.35% of their portfolio FENTON, MI 9,2929.3k $868.3k $868.3k 0.35% Unchanged
60 COMERICA BANK 0.01% of their portfolio DALLAS, TX 9,1569.2k $893.0k $893.0k 0.01% Unchanged
61 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 9,0949.1k $849.8k $849.8k 0.00% Reduced -30 -30
62 Sunbelt Securities, Inc. 0.17% of their portfolio HOUSTON, TX 9,0929.1k $849.6k $849.6k 0.17% Reduced -13 -13
63 Ballew Advisors, Inc 0.68% of their portfolio Jackson, MS 9,0859.1k $883.3k $883.3k 0.68% Unchanged
64 Belpointe Asset Management LLC 0.05% of their portfolio RENO, NV 8,9969.0k $840.6k $840.6k 0.05% Added +77 +77
65 Kelman-Lazarov, Inc. 0.23% of their portfolio MEMPHIS, TN 8,8508.8k $827.0k $827.0k 0.23% Unchanged
66 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 8,7278.7k $815.5k $815.5k 0.05% Reduced -253 -253
67 GenWealth Group, Inc. 0.26% of their portfolio Maplewood, NJ 8,6338.6k $806.8k $806.8k 0.26% Unchanged
68 Claraphi Advisory Network, LLC 0.31% of their portfolio ALISO VIEJO, X1 8,2608.3k $771.9k $771.9k 0.31% Added +4.1k +4,130
69 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 8,1048.1k $757.3k $757.3k 0.02% Added +767 +767
70 Fayez Sarofim & Co 0.00% of their portfolio Houston, TX 8,0008.0k $747.6k $747.6k 0.00% Unchanged
71 Mariner, LLC 0.00% of their portfolio Overland Park, KS 7,9898.0k $747.0k $747.0k 0.00% Added +2.0k +1,970
72 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 7,9798.0k $745.6k $745.6k 0.01% Added +1.2k +1,214
73 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 7,5447.5k $705.0k $705.0k 0.02% Added +69 +69
74 BUCKINGHAM STRATEGIC WEALTH, LLC 0.01% of their portfolio CLAYTON, MO 7,5227.5k $702.9k $702.9k 0.01% Unchanged
75 TimeScale Financial, Inc. 0.19% of their portfolio DANVERS, MA 7,3967.4k $648.6k $648.6k 0.19% Unchanged
76 WASHBURN CAPITAL MANAGEMENT, INC. 0.62% of their portfolio Vero Beach, FL 7,3457.3k $686.4k $686.4k 0.62% Reduced -776 -776
77 Centric Wealth Management 0.35% of their portfolio CHICAGO, IL 7,3147.3k $683.5k $683.5k 0.35% Added +47 +47
78 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 7,2467.2k $677.1k $677.1k 0.00% Added +1.2k +1,165
79 WADE G W & INC 0.03% of their portfolio Wellesley, MA 7,1867.2k $672.0k $672.0k 0.03% Unchanged
80 CORTLAND ASSOCIATES INC/MO 0.11% of their portfolio ST LOUIS, MO 7,0287.0k $657.0k $657.0k 0.11% Unchanged
81 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 6,9707.0k $651.2k $651.2k 0.00% Unchanged
82 Carnegie Investment Counsel 0.03% of their portfolio PEPPER PIKE, OH 6,8536.9k $640.4k $640.4k 0.03% Added +197 +197
83 SONATA CAPITAL GROUP INC 0.34% of their portfolio SEATTLE, WA 6,5446.5k $612.0k $612.0k 0.34% Unchanged
84 Tradewinds, LLC. 0.44% of their portfolio RALEIGH, NC 6,5266.5k $688.0k $688.0k 0.44% New
85 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 6,4496.4k $603.0k $603.0k 0.02% Unchanged
86 Pinnacle Financial Partners Inc 0.02% of their portfolio Nashville, TN 5,8845.9k $549.9k $549.9k 0.02% Unchanged
87 V2 Financial group LLC 0.43% of their portfolio NAPERVILLE, IL 5,8005.8k $542.0k $542.0k 0.43% Unchanged
88 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 5,3725.4k $502.1k $502.1k 0.04% Added +1 +1
89 Kalos Management, Inc. 1.12% of their portfolio ALPHARETTA, GA 5,3005.3k $495.3k $495.3k 1.12% Reduced -533 -533
90 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 5,2805.3k $493.4k $493.4k 0.03% Added +1 +1
91 Narus Financial Partners, LLC 0.28% of their portfolio SALT LAKE CITY, UT 5,1765.2k $483.7k $483.7k 0.28% Unchanged
92 FOUNDERS FINANCIAL SECURITIES LLC 0.07% of their portfolio TOWSON, MD 5,0455.0k $471.5k $471.5k 0.07% Added +35 +35
93 Badgley Phelps Wealth Managers, LLC 0.02% of their portfolio SEATTLE, WA 4,9104.9k $458.8k $458.8k 0.02% Unchanged
94 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,8964.9k $457.5k $457.5k 0.00% Unchanged
95 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 4,6484.6k $434.4k $434.4k 0.00% Added +12 +12
96 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 4,3524.4k $417.0k $417.0k 0.01% Reduced -306 -306
97 Vahanian & Associates Financial Planning Inc. 1.28% of their portfolio SARATOGA SPRINGS, NY 4,1954.2k $392.0k $392.0k 1.28% Unchanged
98 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 4,1004.1k $383.0k $383.0k 0.00% Unchanged
99 Heritage Investment Group, Inc. 0.12% of their portfolio POMPANO BEACH, FL 4,0944.1k $383.0k $383.0k 0.12% Unchanged
100 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 4,0604.1k $379.4k $379.4k 0.00% Reduced -2.5k -2,504