Vault-13

ISHARES TR IYM

U.S. BAS MTL ETF · ETP · CUSIP 464287838

198 institutional holders -8 vs Q4 2023
2,610,5672.6m shares reported held*
$385.5mreported value*
19 new 49 added 61 reduced 24 sold out net sold ≈ $6.1m (-41.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $147.66. Options: 1 managers hold calls ($517.1k notional), 1 hold puts ($192.0k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 197Q4 22: 211Q1 23: 211Q2 23: 204Q3 23: 195Q4 23: 206Q1 24: 198198Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022197
Q4 2022211
Q1 2023211
Q2 2023204
Q3 2023195
Q4 2023206
Q1 2024198

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 69 bought or addedQ4 22: 96 cut or sold outQ4 22Q1 23: 91 bought or addedQ1 23: 76 cut or sold outQ1 23Q2 23: 69 bought or addedQ2 23: 87 cut or sold outQ2 23Q3 23: 52 bought or addedQ3 23: 93 cut or sold outQ3 23Q4 23: 60 bought or addedQ4 23: 85 cut or sold outQ4 23Q1 24: 68 bought or addedQ1 24: 85 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226996
Q1 20239176
Q2 20236987
Q3 20235293
Q4 20236085
Q1 20246885

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 23 calls: $2.4mQ2 23 puts: $745.1kQ2 23P/C 0.31Q3 23 calls: $770.6kQ3 23 puts: $290.5kQ3 23P/C 0.38Q4 23 calls: $747.1kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $517.1kQ1 24 puts: $192.0kQ1 24P/C 0.37
Numbers
QuarterCallsPutsP/C
Q2 2023$2.4m$745.1k0.31
Q3 2023$770.6k$290.5k0.38
Q4 2023$747.1k$00.00
Q1 2024$517.1k$192.0k0.37

Biggest buyers

MORGAN STANLEY Added +182,593+182.6k
CITADEL ADVISORS LLC Added +33,028+33.0k
GOLDMAN SACHS GROUP INC Added +30,738+30.7k
Cetera Investment Advisers Added +16,179+16.2k
Focus Partners Wealth New +15,283+15.3k
ROYAL BANK OF CANADA Added +6,433+6.4k
PGIM Custom Harvest LLC Added +5,174+5.2k
DOHJ, LLC New +4,911+4.9k
Equitable Holdings, Inc. Added +4,194+4.2k
TWO SIGMA INVESTMENTS, LP New +4,100+4.1k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -182,879-182.9k
WELLS FARGO & COMPANY/MN Reduced -39,215-39.2k
Brookstone Capital Management Sold out -19,089-19.1k
Connectus Wealth, LLC Sold out -19,069-19.1k
NewEdge Advisors, LLC Reduced -10,019-10.0k
Cetera Advisor Networks LLC Sold out -9,439-9.4k
Counterweight Ventures, LLC Reduced -8,738-8.7k
HARMONY ASSET MANAGEMENT LLC Sold out -7,486-7.5k
Nikulski Financial, Inc. Sold out -7,477-7.5k
Cetera Advisors LLC Sold out -7,178-7.2k

Biggest calls

CITADEL ADVISORS LLC Reduced $517.1k3.5k shares

Biggest puts

CITADEL ADVISORS LLC New $192.0k1.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 807,207807.2k $119.2m $119.2m 0.00% Added +182.6k +182,593
2 PGIM Custom Harvest LLC 1.07% of their portfolio NEWARK, NJ 293,917293.9k $43.4m $43.4m 1.07% Added +5.2k +5,174
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 138,044138.0k $20.4m $20.4m 0.01% Reduced -2.2k -2,156
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 132,216132.2k $19.5m $19.5m 0.00% Reduced -182.9k -182,879
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 123,292123.3k $18.2m $18.2m 0.00% Reduced -39.2k -39,215
6 COMMERCE BANK 0.11% of their portfolio KANSAS CITY, MO 117,528117.5k $17.4m $17.4m 0.11% Reduced -220 -220
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 90,99491.0k $13.4m $13.4m 0.00% Added +6.4k +6,433
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 73,00573.0k $10.8m $10.8m 0.01% Added +875 +875
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 64,02864.0k $9.5m $9.5m 0.01% Added +1.3k +1,261
10 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 47,80447.8k $7.1m $7.1m 0.01% Added +33.0k +33,028
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 44,47744.5k $6.6m $6.6m 0.00% Added +30.7k +30,738
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 40,11240.1k $5.9m $5.9m 0.01% Reduced -3.1k -3,118
13 Sachetta, LLC 2.29% of their portfolio LYNNFIELD, MA 34,89834.9k $4.8m $4.8m 2.29% Unchanged
14 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 33,33033.3k $4.9m $4.9m 0.06% Added +4.2k +4,194
15 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 33,10033.1k $4.9m $4.9m 0.01% Unchanged
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 24,64524.6k $3.6m $3.6m 0.00% Reduced -2.2k -2,177
17 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 21,14121.1k $3.1m $3.1m 0.01% Added +1.0k +1,018
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 19,63219.6k $2.9m $2.9m 0.00% Added +1.5k +1,458
19 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 17,76717.8k $2.6m $2.6m 0.01% Added +16.2k +16,179
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 17,24217.2k $2.5m $2.5m 0.00% Reduced -1.4k -1,412
21 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 17,03117.0k $2.5m $2.5m 0.01% Reduced -501 -501
22 Focus Partners Wealth 0.02% of their portfolio ST LOUIS, MO 15,28315.3k $2.2m $2.2m 0.02% New
23 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 13,58413.6k $2.0m $2.0m 0.02% Reduced -5.3k -5,346
24 First Citizens Financial Corp 1.19% of their portfolio MASON CITY, IA 13,53913.5k $2.0m $2.0m 1.19% Reduced -177 -177
25 Pathway Financial Advisors LLC 0.52% of their portfolio SOUTH BURLINGTON, VT 12,97313.0k $1.9m $1.9m 0.52% Reduced -37 -37
26 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11,57111.6k $1.7m $1.7m 0.00% Added +168 +168
27 Kellett Wealth Advisors, LLC 1.12% of their portfolio CINCINNATI, OH 10,97211.0k $1.6m $1.6m 1.12% Added +2.3k +2,319
28 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,96011.0k $1.6m $1.6m 0.00% Reduced -116 -116
29 Wealthstar Advisors, LLC 0.56% of their portfolio Plano, TX 10,85510.9k $1.6m $1.6m 0.56% Added +49 +49
30 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 9,0149.0k $1.3m $1.3m 0.00% Reduced -2.1k -2,136
31 Navis Wealth Advisors, LLC 1.40% of their portfolio RYE BROOK, NY 7,8697.9k $1.2m $1.2m 1.40% Added +24 +24
32 KKM Financial LLC 0.56% of their portfolio CHICAGO, IL 7,7977.8k $1.2m $1.2m 0.56% Reduced -4.1k -4,101
33 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 7,6977.7k $1.1m $1.1m 0.00% Reduced -3.3k -3,324
34 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 7,1027.1k $1.0m $1.0m 0.00% Reduced -488 -488
35 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 6,5616.6k $969.3k $969.3k 0.01% Reduced -278 -278
36 ROBERTS GLORE & CO INC /IL/ 0.28% of their portfolio DEERFIELD, IL 6,2536.3k $923.8k $923.8k 0.28% Unchanged
37 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,2386.2k $921.6k $921.6k 0.00% Reduced -49 -49
38 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 6,1376.1k $906.6k $906.6k 0.03% Added +3.0k +2,994
39 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 5,6425.6k $833.5k $833.5k 0.01% Added +233 +233
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,6305.6k $831.7k $831.7k 0.00% Added +3.9k +3,945
41 Stonebridge Financial Planning Group, LLC 0.44% of their portfolio ORLANDO, FL 5,5715.6k $823.0k $823.0k 0.44% Reduced -15 -15
42 Mesirow Financial Investment Management, Inc. 0.02% of their portfolio CHICAGO, IL 5,4755.5k $808.8k $808.8k 0.02% Reduced -68 -68
43 Simmons Bank 0.06% of their portfolio Pine Bluff, AR 5,2795.3k $779.9k $779.9k 0.06% Reduced -100 -100
44 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 4,9144.9k $726.0k $726.0k 0.00% Added +338 +338
45 DOHJ, LLC 0.19% of their portfolio SEATTLE, WA 4,9114.9k $725.5k $725.5k 0.19% New
46 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 4,8454.8k $716.0k $716.0k 0.00% Reduced -319 -319
47 Bray Capital Advisors 0.18% of their portfolio Naples, FL 4,8354.8k $714.3k $714.3k 0.18% Unchanged
48 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 4,7704.8k $704.7k $704.7k 0.00% Unchanged
49 PICTON MAHONEY ASSET MANAGEMENT 0.03% of their portfolio Toronto, A6 4,7004.7k $694.0k $694.0k 0.03% Added +2.4k +2,400
50 COTTONWOOD CAPITAL ADVISORS, LLC 0.53% of their portfolio SALT LAKE CITY, UT 4,6434.6k $664.1k $664.1k 0.53% Reduced -302 -302
51 Essex LLC 0.15% of their portfolio DEER PARK, IL 4,5554.6k $672.9k $672.9k 0.15% Reduced -310 -310
52 Forvis Mazars Wealth Advisors, LLC 0.02% of their portfolio Springfield, MO 4,5224.5k $668.0k $668.0k 0.02% Added +91 +91
53 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 4,5034.5k $665.2k $665.2k 0.00% Added +1.7k +1,658
54 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 4,2404.2k $626.4k $626.4k 0.01% Added +50 +50
55 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 4,2004.2k $620.5k $620.5k 0.00% Unchanged
56 UNIONVIEW, LLC 0.51% of their portfolio SEATTLE, WA 4,1734.2k $616.5k $616.5k 0.51% Added +13 +13
57 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 4,1004.1k $605.7k $605.7k 0.00% New
58 Counterweight Ventures, LLC 0.48% of their portfolio WILMINGTON, NC 4,0324.0k $595.6k $595.6k 0.48% Reduced -8.7k -8,738
59 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 4,0004.0k $591.0k $591.0k 0.00% Unchanged
60 &PARTNERS 0.08% of their portfolio NASHVILLE, TN 3,8563.9k $569.6k $569.6k 0.08% New
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 3,5163.5k $517.0k $517.0k 0.00% Reduced -821 -821
62 Dakota Wealth Management 0.01% of their portfolio PALM BEACH GARDENS, FL 3,5003.5k $517.1k $517.1k 0.01% New
63 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 3,4083.4k $503.4k $503.4k 0.00% Reduced -251 -251
64 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 3,4043.4k $502.9k $502.9k 0.00% Reduced -373 -373
65 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 3,3703.4k $497.9k $497.9k 0.00% Reduced -7 -7
66 Family Firm, Inc. 0.12% of their portfolio BETHESDA, MD 3,3603.4k $496.3k $496.3k 0.12% Added +11 +11
67 NAVELLIER & ASSOCIATES INC 0.06% of their portfolio Reno, NV 3,2213.2k $475.8k $475.8k 0.06% Added +865 +865
68 Ifrah Financial Services, Inc. 0.13% of their portfolio Little Rock, AR 3,1273.1k $461.9k $461.9k 0.13% Added +11 +11
69 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 3,0393.0k $449.2k $449.2k 0.00% Reduced -64 -64
70 HFG Advisors, Inc. 0.39% of their portfolio CINCINATTI, OH 2,9633.0k $437.7k $437.7k 0.39% Reduced -336 -336
71 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 2,9603.0k $437.3k $437.3k 0.00% Added +425 +425
72 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 2,9422.9k $434.6k $434.6k 0.01% Added +1.6k +1,566
73 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.03% of their portfolio KNOXVILLE, TN 2,9252.9k $432.1k $432.1k 0.03% Reduced -260 -260
74 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 2,8722.9k $424.3k $424.3k 0.01% Added +64 +64
75 Mattern Wealth Management LLC 0.10% of their portfolio LAWRENCE, KS 2,7462.7k $405.6k $405.6k 0.10% Reduced -1.9k -1,862
76 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,6772.7k $395.5k $395.5k 0.00% Reduced -1.6k -1,588
77 ADELL HARRIMAN & CARPENTER INC 0.03% of their portfolio HOUSTON, TX 2,5872.6k $382.2k $382.2k 0.03% Unchanged
78 Signal Advisors Wealth, LLC 0.09% of their portfolio DETROIT, MI 2,5592.6k $378.0k $378.0k 0.09% Reduced -40 -40
79 Busey Bank 0.01% of their portfolio URBANA, IL 2,5562.6k $377.6k $377.6k 0.01% Unchanged
80 Aspen Wealth Strategies, LLC 0.26% of their portfolio ARVADA, CO 2,5312.5k $373.9k $373.9k 0.26% Reduced -288 -288
81 Foguth Wealth Management, LLC. 0.20% of their portfolio BRIGHTON, MI 2,5262.5k $373.1k $373.1k 0.20% First filing
82 Wealth Management Partners, LLC 0.19% of their portfolio TUCSON, AZ 2,5112.5k $370.9k $370.9k 0.19% Reduced -24 -24
83 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 2,4622.5k $364.0k $364.0k 0.00% Added +968 +968
84 Mariner, LLC 0.00% of their portfolio Overland Park, KS 2,4372.4k $360.0k $360.0k 0.00% Added +92 +92
85 Clear Creek Financial Management, LLC 0.04% of their portfolio SILVERDALE, WA 2,3732.4k $350.6k $350.6k 0.04% Reduced -168 -168
86 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 2,3502.4k $347.0k $347.0k 0.01% Unchanged
87 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 2,2182.2k $327.6k $327.6k 0.00% Added +96 +96
88 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 2,1872.2k $323.1k $323.1k 0.00% Reduced -768 -768
89 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 2,1832.2k $322.5k $322.5k 0.00% Added +45 +45
90 Independence Bank of Kentucky 0.10% of their portfolio OWENSBORO, KY 2,1752.2k $321.3k $321.3k 0.10% Reduced -250 -250
91 Legacy Advisors, LLC 0.04% of their portfolio PLYMOUTH MEETING, PA 2,1222.1k $313.5k $313.5k 0.04% Added +6 +6
92 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 2,0982.1k $309.9k $309.9k 0.01% Added +280 +280
93 Fifth Third Securities, Inc. 0.03% of their portfolio Cincinnati, OH 2,0952.1k $309.5k $309.5k 0.03% Added +97 +97
94 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 2,0612.1k $304.5k $304.5k 0.03% Added +1 +1
95 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 1,9712.0k $291.2k $291.2k 0.00% Reduced -59 -59
96 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 1,9301.9k $285.2k $285.2k 0.00% Added +6 +6
97 FMR LLC 0.00% of their portfolio BOSTON, MA 1,9181.9k $283.4k $283.4k 0.00% Added +599 +599
98 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 1,8481.8k $273.1k $273.1k 0.00% Reduced -82 -82
99 Family Asset Management, LLC 0.17% of their portfolio CHARLESTON, SC 1,8091.8k $267.2k $267.2k 0.17% Reduced -107 -107
100 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 1,6751.7k $247.4k $247.4k 0.01% Added +222 +222