Vault-13

ISHARES TR IYM

U.S. BAS MTL ETF · ETP · CUSIP 464287838

204 institutional holders -7 vs Q1 2023
3,260,3593.3m shares reported held*
$434.1mreported value*
15 new 54 added 63 reduced 24 sold out net bought ≈ $17.5m (+131.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $133.14. Options: 2 managers hold calls ($2.4m notional), 1 hold puts ($745.1k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 197Q4 22: 211Q1 23: 211Q2 23: 204204Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022197
Q4 2022211
Q1 2023211
Q2 2023204

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 69 bought or addedQ4 22: 96 cut or sold outQ4 22Q1 23: 91 bought or addedQ1 23: 76 cut or sold outQ1 23Q2 23: 69 bought or addedQ2 23: 87 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226996
Q1 20239176
Q2 20236987

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $498.0kQ3 22 puts: $151.0kQ3 22P/C 0.30Q4 22 calls: $636.3kQ4 22 puts: $25.0kQ4 22P/C 0.04Q1 23 calls: $2.9mQ1 23 puts: $1.7mQ1 23P/C 0.58Q2 23 calls: $2.4mQ2 23 puts: $745.1kQ2 23P/C 0.31
Numbers
QuarterCallsPutsP/C
Q3 2022$498.0k$151.0k0.30
Q4 2022$636.3k$25.0k0.04
Q1 2023$2.9m$1.7m0.58
Q2 2023$2.4m$745.1k0.31

Biggest buyers

PINKERTON WEALTH, LLC Added +63,834+63.8k
Clear Creek Financial Management, LLC Added +59,527+59.5k
MinichMacGregor Wealth Management, LLC Added +47,835+47.8k
Ramiah Investment Group New +42,139+42.1k
BANK OF AMERICA CORP /DE/ Added +27,447+27.4k
Gladstone Institutional Advisory LLC New +24,284+24.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +20,110+20.1k
GREENUP STREET WEALTH MANAGEMENT LLC New +14,579+14.6k
CITADEL ADVISORS LLC Added +13,190+13.2k
CENTAURUS FINANCIAL, INC. Added +13,072+13.1k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -24,760-24.8k
OSAIC HOLDINGS, INC. Reduced -23,936-23.9k
Private Advisor Group, LLC Reduced -20,340-20.3k
SPC Financial, Inc. Reduced -19,633-19.6k
MORGAN STANLEY Reduced -16,726-16.7k
Allianz Asset Management GmbH Sold out -15,300-15.3k
Kingsview Wealth Management, LLC Sold out -10,562-10.6k
MGO ONE SEVEN LLC Sold out -10,380-10.4k
LPL Financial LLC Reduced -10,029-10.0k
ROYAL BANK OF CANADA Reduced -9,356-9.4k

Biggest calls

CITADEL ADVISORS LLC Added $1.2m9.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.2m8.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $745.1k5.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 334,822334.8k $44.5m $44.5m 0.01% Added +27.4k +27,447
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 295,867295.9k $39.4m $39.4m 0.00% Reduced -16.7k -16,726
3 PGIM Custom Harvest LLC 1.42% of their portfolio NEWARK, NJ 283,519283.5k $37.7m $37.7m 1.42% Reduced -804 -804
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 202,871202.9k $27.0m $27.0m 0.01% Added +1.3k +1,334
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 152,871152.9k $20.3m $20.3m 0.01% Added +417 +417
6 SPC Financial, Inc. 1.84% of their portfolio ROCKVILLE, MD 127,530127.5k $17.0m $17.0m 1.84% Reduced -19.6k -19,633
7 COMMERCE BANK 0.12% of their portfolio KANSAS CITY, MO 124,421124.4k $16.6m $16.6m 0.12% Reduced -8.4k -8,360
8 PINKERTON WEALTH, LLC 2.89% of their portfolio COEUR D ALENE, ID 109,825109.8k $14.6m $14.6m 2.89% Added +63.8k +63,834
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 99,52499.5k $13.2m $13.2m 0.00% Reduced -9.4k -9,356
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 78,28078.3k $10.4m $10.4m 0.01% Reduced -10.0k -10,029
11 Clear Creek Financial Management, LLC 1.65% of their portfolio SILVERDALE, WA 71,56171.6k $9.5m $9.5m 1.65% Added +59.5k +59,527
12 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 66,90666.9k $8.9m $8.9m 0.05% Added +5.1k +5,144
13 Advisory Services Network, LLC 0.23% of their portfolio ATLANTA, GA 65,14465.1k $8.7m $8.7m 0.23% Reduced -522 -522
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 64,68264.7k $8.6m $8.6m 0.00% Added +6.2k +6,185
15 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 51,92051.9k $6.9m $6.9m 0.01% Added +1.5k +1,516
16 MinichMacGregor Wealth Management, LLC 2.06% of their portfolio Saratoga Springs, NY 49,62849.6k $6.6m $6.6m 2.06% Added +47.8k +47,835
17 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 47,96948.0k $6.4m $6.4m 0.01% Reduced -23.9k -23,936
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 43,44843.4k $5.8m $5.8m 0.01% Reduced -8.0k -8,017
19 Ramiah Investment Group 5.47% of their portfolio BROOKFIELD, WI 42,13942.1k $5.6m $5.6m 5.47% New
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 40,87640.9k $5.4m $5.4m 0.00% Added +5.1k +5,104
21 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 40,48640.5k $5.4m $5.4m 0.04% Added +655 +655
22 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 40,21140.2k $5.4m $5.4m 0.00% Reduced -24.8k -24,760
23 Royal Fund Management, LLC 0.72% of their portfolio Lady Lake, FL 38,27438.3k $5.1m $5.1m 0.72% Reduced -1.5k -1,475
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 33,64633.6k $4.5m $4.5m 0.01% Added +20.1k +20,110
25 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 33,10033.1k $4.4m $4.4m 0.01% Unchanged
26 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 30,49730.5k $4.1m $4.1m 0.06% Added +1.2k +1,165
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 24,30724.3k $3.2m $3.2m 0.00% Reduced -4.8k -4,822
28 Gladstone Institutional Advisory LLC 0.20% of their portfolio Bedminster, NJ 24,28424.3k $3.2m $3.2m 0.20% New
29 EWG Elevate Inc. 1.24% of their portfolio ROSEVILLE, CA 22,54622.5k $3.0m $3.0m 1.24% Reduced -733 -733
30 Milestone Advisory Partners 2.60% of their portfolio Southern Pines, NC 21,55621.6k $2.9m $2.9m 2.60% Reduced -6.5k -6,483
31 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 21,31421.3k $2.8m $2.8m 0.01% Reduced -5.0k -4,969
32 WADE G W & INC 0.10% of their portfolio Wellesley, MA 20,14920.1k $2.7m $2.7m 0.10% Added +1.5k +1,528
33 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 19,33919.3k $2.6m $2.6m 0.02% Added +2.2k +2,221
34 CENTAURUS FINANCIAL, INC. 0.20% of their portfolio ANAHEIM, CA 17,21517.2k $2.3m $2.3m 0.20% Added +13.1k +13,072
35 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 17,08417.1k $2.3m $2.3m 0.02% Added +2.7k +2,693
36 GREENUP STREET WEALTH MANAGEMENT LLC 0.53% of their portfolio OVERLAND PARK, KS 14,57914.6k $1.9m $1.9m 0.53% New
37 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 14,56514.6k $1.9m $1.9m 0.03% Added +96 +96
38 First Citizens Financial Corp 1.26% of their portfolio MASON CITY, IA 13,93013.9k $1.9m $1.9m 1.26% First filing
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,71613.7k $1.8m $1.8m 0.00% Added +13.2k +13,190
40 Pathway Financial Advisors LLC 0.56% of their portfolio SOUTH BURLINGTON, VT 13,01013.0k $1.7m $1.7m 0.56% Added +185 +185
41 TCWP LLC 0.34% of their portfolio Beachwood, OH 12,08012.1k $1.6m $1.6m 0.34% Added +1.9k +1,870
42 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 11,38111.4k $1.5m $1.5m 0.00% Added +565 +565
43 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 11,35411.4k $1.5m $1.5m 0.02% Added +55 +55
44 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 10,77110.8k $1.4m $1.4m 0.01% First filing
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9,99310.0k $1.3m $1.3m 0.00% Reduced -4.0k -3,970
46 MONEY CONCEPTS CAPITAL CORP 0.12% of their portfolio PALM BEACH GARDENS, FL 9,2249.2k $1.2m $1.2m 0.12% New
47 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 9,1939.2k $1.2m $1.2m 0.05% Added +7.3k +7,277
48 Tactive Advisors, LLC 0.93% of their portfolio Jacksonville, FL 9,1859.2k $1.2m $1.2m 0.93% New
49 Essex LLC 0.34% of their portfolio DEER PARK, IL 9,1059.1k $1.2m $1.2m 0.34% Reduced -770 -770
50 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 9,0839.1k $1.2m $1.2m 0.01% Added +3.1k +3,079
51 SVB WEALTH LLC 0.02% of their portfolio BOSTON, MA 8,9819.0k $1.2m $1.2m 0.02% Unchanged
52 Kalos Management, Inc. 2.47% of their portfolio ALPHARETTA, GA 8,6598.7k $1.2m $1.2m 2.47% Added +151 +151
53 Harvest Investment Services, LLC 0.60% of their portfolio Oakbrook Terrace, IL 7,9437.9k $1.1m $1.1m 0.60% Added +6.4k +6,362
54 Banque Cantonale Vaudoise 0.05% of their portfolio LAUSANNE, V8 7,9007.9k $1.0m $1.0m 0.05% Unchanged
55 Navis Wealth Advisors, LLC 0.95% of their portfolio RYE BROOK, NY 7,7587.8k $1.0m $1.0m 0.95% Added +31 +31
56 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 7,6427.6k $1.0m $1.0m 0.02% Reduced -26 -26
57 First Heartland Consultants, Inc. 0.12% of their portfolio LAKE ST. LOUIS, MO 6,9466.9k $924.2k $924.2k 0.12% Reduced -2.7k -2,667
58 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 6,7696.8k $900.6k $900.6k 0.00% Added +4.6k +4,597
59 Proficio Capital Partners LLC 0.12% of their portfolio NEWTON, MA 6,6806.7k $888.8k $888.8k 0.12% Unchanged
60 DOHJ, LLC 0.37% of their portfolio SEATTLE, WA 6,4286.4k $855.2k $855.2k 0.37% Added +1.8k +1,774
61 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,2646.3k $833.5k $833.5k 0.00% Reduced -50 -50
62 ROBERTS GLORE & CO INC /IL/ 0.27% of their portfolio DEERFIELD, IL 6,2536.3k $832.0k $832.0k 0.27% Reduced -50 -50
63 Nikulski Financial, Inc. 0.34% of their portfolio BETTENDORF, IA 6,1646.2k $820.1k $820.1k 0.34% Added +850 +850
64 Stonebridge Financial Planning Group, LLC 0.46% of their portfolio ORLANDO, FL 5,6715.7k $754.5k $754.5k 0.46% Reduced -2.3k -2,291
65 Simmons Bank 0.06% of their portfolio Pine Bluff, AR 5,3835.4k $716.2k $716.2k 0.06% Unchanged
66 COTTONWOOD CAPITAL ADVISORS, LLC 0.65% of their portfolio SALT LAKE CITY, UT 5,3395.3k $710.4k $710.4k 0.65% Added +600 +600
67 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,3085.3k $707.3k $707.3k 0.00% Reduced -612 -612
68 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 5,1495.1k $685.1k $685.1k 0.01% Reduced -2.4k -2,405
69 Moloney Securities Asset Management, LLC 0.12% of their portfolio MANCHESTER, MO 5,1345.1k $683.1k $683.1k 0.12% Added +145 +145
70 Bray Capital Advisors 0.19% of their portfolio Naples, FL 4,8354.8k $643.3k $643.3k 0.19% Reduced -815 -815
71 Mattern Wealth Management LLC 0.19% of their portfolio LAWRENCE, KS 4,8054.8k $639.3k $639.3k 0.19% Reduced -110 -110
72 Ifrah Financial Services, Inc. 0.19% of their portfolio Little Rock, AR 4,6984.7k $625.1k $625.1k 0.19% Reduced -27 -27
73 Balboa Wealth Partners 0.21% of their portfolio SCOTTSDALE, AZ 4,6034.6k $612.4k $612.4k 0.21% New
74 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 4,5324.5k $603.0k $603.0k 0.00% Reduced -530 -530
75 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,5234.5k $601.0k $601.0k 0.00% Added +349 +349
76 Forvis Mazars Wealth Advisors, LLC 0.02% of their portfolio Springfield, MO 4,4314.4k $589.6k $589.6k 0.02% Reduced -100 -100
77 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 4,3714.4k $581.6k $581.6k 0.00% Reduced -1.2k -1,200
78 Genesee Capital Advisors, LLC 0.39% of their portfolio AUBURN, NY 4,3324.3k $576.3k $576.3k 0.39% Added +144 +144
79 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 4,2004.2k $558.8k $558.8k 0.00% Unchanged
80 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 4,1904.2k $557.5k $557.5k 0.01% Unchanged
81 UNIONVIEW, LLC 0.50% of their portfolio SEATTLE, WA 4,1154.1k $547.5k $547.5k 0.50% Added +17 +17
82 Baker Avenue Asset Management, LP 0.03% of their portfolio SAN FRANCISCO, CA 3,7443.7k $498.2k $498.2k 0.03% Added +80 +80
83 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.04% of their portfolio KNOXVILLE, TN 3,6633.7k $487.4k $487.4k 0.04% Reduced -350 -350
84 Family Asset Management, LLC 0.32% of their portfolio CHARLESTON, SC 3,6103.6k $480.3k $480.3k 0.32% Reduced -1.7k -1,672
85 Blackston Financial Advisory Group, LLC 0.34% of their portfolio THE VILLAGES, FL 3,5503.5k $472.0k $472.0k 0.34% Reduced -44 -44
86 C2C Wealth Management, LLC 0.06% of their portfolio SCOTTSDALE, AZ 3,5003.5k $471.4k $471.4k 0.06% Unchanged
87 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 3,4503.5k $459.0k $459.0k 0.00% Added +200 +200
88 Bartlett & Co. LLC 0.01% of their portfolio CINCINNATI, OH 3,4113.4k $454.0k $454.0k 0.01% Unchanged
89 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.01% of their portfolio CINCINNATI, OH 3,4113.4k $453.8k $453.8k 0.01% Unchanged
90 Family Firm, Inc. 0.12% of their portfolio BETHESDA, MD 3,3133.3k $440.7k $440.7k 0.12% Added +14 +14
91 HFG Advisors, Inc. 0.46% of their portfolio CINCINATTI, OH 3,2993.3k $438.9k $438.9k 0.46% Unchanged
92 Truadvice, LLC 0.16% of their portfolio SARASOTA, FL 3,2683.3k $434.1k $434.1k 0.16% Reduced -5.4k -5,381
93 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 3,2383.2k $430.8k $430.8k 0.01% New
94 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 3,1783.2k $422.8k $422.8k 0.03% First filing
95 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 3,1733.2k $422.2k $422.2k 0.00% Reduced -111 -111
96 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 3,1413.1k $417.9k $417.9k 0.00% Reduced -20.3k -20,340
97 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 3,1373.1k $417.4k $417.4k 0.01% Reduced -380 -380
98 COMERICA SECURITIES,INC. 0.03% of their portfolio DETROIT, MI 3,0493.0k $405.7k $405.7k 0.03% Reduced -1.8k -1,817
99 Veritable, L.P. 0.01% of their portfolio Newtown Square, PA 3,0153.0k $401.1k $401.1k 0.01% Unchanged
100 Bard Financial Services, Inc. 0.03% of their portfolio BRANFORD, CT 3,0003.0k $399.1k $399.1k 0.03% Unchanged