Vault-13

ISHARES TR IYM

U.S. BAS MTL ETF · ETP · CUSIP 464287838

211 institutional holders +0 vs Q4 2022
3,117,2533.1m shares reported held*
$413.3mreported value*
29 new 62 added 53 reduced 23 sold out net bought ≈ $9.0m (+66.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($713.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $132.58. Options: 2 managers hold calls ($2.9m notional), 2 hold puts ($1.7m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 197Q4 22: 211Q1 23: 211211Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022197
Q4 2022211
Q1 2023211

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 69 bought or addedQ4 22: 96 cut or sold outQ4 22Q1 23: 91 bought or addedQ1 23: 76 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226996
Q1 20239176

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $498.0kQ3 22 puts: $151.0kQ3 22P/C 0.30Q4 22 calls: $636.3kQ4 22 puts: $25.0kQ4 22P/C 0.04Q1 23 calls: $2.9mQ1 23 puts: $1.7mQ1 23P/C 0.58
Numbers
QuarterCallsPutsP/C
Q3 2022$498.0k$151.0k0.30
Q4 2022$636.3k$25.0k0.04
Q1 2023$2.9m$1.7m0.58

Biggest buyers

SPC Financial, Inc. Added +49,103+49.1k
PINKERTON WEALTH, LLC New +45,991+46.0k
OSAIC HOLDINGS, INC. Added +37,187+37.2k
Cetera Advisor Networks LLC Added +31,939+31.9k
Milestone Advisory Partners Added +25,992+26.0k
EWG Elevate Inc. Added +23,104+23.1k
Barber Financial Group, Inc. New +22,130+22.1k
LPL Financial LLC Added +17,624+17.6k
Private Advisor Group, LLC Added +16,966+17.0k
Allianz Asset Management GmbH New +15,300+15.3k

Biggest sellers

ROYAL BANK OF CANADA Reduced -72,704-72.7k
Prospera Financial Services Inc Sold out -55,555-55.6k
GOLDMAN SACHS GROUP INC Reduced -48,146-48.1k
Cresset Asset Management, LLC Sold out -33,340-33.3k
BANK OF AMERICA CORP /DE/ Reduced -27,572-27.6k
RAYMOND JAMES & ASSOCIATES Reduced -19,609-19.6k
COMMERCE BANK Reduced -15,608-15.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -15,301-15.3k
Pinnacle Family Advisors, LLC Sold out -14,026-14.0k
CITADEL ADVISORS LLC Reduced -14,011-14.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.0m15.0k shares
CITADEL ADVISORS LLC Added $954.2k7.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $1.0m7.8k shares
CITADEL ADVISORS LLC Added $675.9k5.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 312,593312.6k $41.4m $41.4m 0.00% Added +14.1k +14,070
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 307,375307.4k $40.7m $40.7m 0.00% Reduced -27.6k -27,572
3 PGIM Custom Harvest LLC 1.56% of their portfolio NEWARK, NJ 284,323284.3k $37.7m $37.7m 1.56% Added +7.7k +7,743
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 201,537201.5k $26.7m $26.7m 0.01% Added +11.3k +11,344
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 152,454152.5k $20.2m $20.2m 0.01% Reduced -11.6k -11,618
6 SPC Financial, Inc. 2.22% of their portfolio ROCKVILLE, MD 147,163147.2k $19.5m $19.5m 2.22% Added +49.1k +49,103
7 COMMERCE BANK 0.14% of their portfolio KANSAS CITY, MO 132,781132.8k $17.6m $17.6m 0.14% Reduced -15.6k -15,608
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 108,880108.9k $14.4m $14.4m 0.00% Reduced -72.7k -72,704
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 88,30988.3k $11.7m $11.7m 0.01% Added +17.6k +17,624
10 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 71,90571.9k $9.5m $9.5m 0.02% Added +37.2k +37,187
11 Advisory Services Network, LLC 0.24% of their portfolio ATLANTA, GA 65,66665.7k $8.7m $8.7m 0.24% Added +1.2k +1,207
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 64,97165.0k $8.6m $8.6m 0.00% Reduced -48.1k -48,146
13 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 61,76261.8k $8.2m $8.2m 0.06% Reduced -2.0k -1,975
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 58,49758.5k $7.8m $7.8m 0.00% Added +5.4k +5,418
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 51,46551.5k $6.8m $6.8m 0.01% Added +1.1k +1,060
16 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 50,40450.4k $6.7m $6.7m 0.01% Added +4.5k +4,459
17 PINKERTON WEALTH, LLC 1.14% of their portfolio COEUR D ALENE, ID 45,99146.0k $6.1m $6.1m 1.14% New
18 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 39,83139.8k $5.3m $5.3m 0.04% Added +31.9k +31,939
19 Royal Fund Management, LLC 0.79% of their portfolio Lady Lake, FL 39,74939.7k $5.3m $5.3m 0.79% Added +8.5k +8,461
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 35,77235.8k $4.7m $4.7m 0.00% Reduced -19.6k -19,609
21 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 33,10033.1k $4.4m $4.4m 0.01% Unchanged
22 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 29,33229.3k $3.9m $3.9m 0.06% Added +3.0k +2,979
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 29,12929.1k $3.9m $3.9m 0.00% Added +1.3k +1,304
24 Milestone Advisory Partners 3.43% of their portfolio Southern Pines, NC 28,03928.0k $3.7m $3.7m 3.43% Added +26.0k +25,992
25 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 26,28326.3k $3.5m $3.5m 0.01% Added +8.5k +8,472
26 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 23,48123.5k $3.1m $3.1m 0.03% Added +17.0k +16,966
27 EWG Elevate Inc. 1.32% of their portfolio ROSEVILLE, CA 23,27923.3k $3.1m $3.1m 1.32% Added +23.1k +23,104
28 Barber Financial Group, Inc. 0.52% of their portfolio LENEXA, KS 22,13022.1k $2.9m $2.9m 0.52% New
29 WADE G W & INC 0.09% of their portfolio Wellesley, MA 18,62118.6k $2.5m $2.5m 0.09% Reduced -635 -635
30 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 17,11817.1k $2.3m $2.3m 0.01% Added +5.3k +5,332
31 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 15,30015.3k $2.0m $2.0m 0.00% New
32 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 14,46914.5k $1.9m $1.9m 0.03% Added +549 +549
33 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 14,39114.4k $1.9m $1.9m 0.02% New
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,96314.0k $1.9m $1.9m 0.00% Added +5.6k +5,588
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,53613.5k $1.8m $1.8m 0.00% Reduced -2.9k -2,857
36 Pathway Financial Advisors LLC 0.57% of their portfolio SOUTH BURLINGTON, VT 12,82512.8k $1.7m $1.7m 0.57% Unchanged
37 Clear Creek Financial Management, LLC 0.30% of their portfolio SILVERDALE, WA 12,03412.0k $1.6m $1.6m 0.30% Added +8.2k +8,193
38 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 11,29911.3k $1.5m $1.5m 0.02% Added +10.8k +10,794
39 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,81610.8k $1.4m $1.4m 0.00% Added +115 +115
40 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 10,56210.6k $1.4m $1.4m 0.06% New
41 MGO ONE SEVEN LLC 0.09% of their portfolio Beachwood, OH 10,38010.4k $1.4m $1.4m 0.09% New
42 TCWP LLC 0.26% of their portfolio Beachwood, OH 10,21010.2k $1.4m $1.4m 0.26% Added +3.4k +3,448
43 Essex LLC 0.37% of their portfolio DEER PARK, IL 9,8759.9k $1.2m $1.2m 0.37% Unchanged
44 First Heartland Consultants, Inc. 0.19% of their portfolio LAKE ST. LOUIS, MO 9,6139.6k $1.3m $1.3m 0.19% New
45 SVB WEALTH LLC 0.02% of their portfolio BOSTON, MA 8,9819.0k $1.2m $1.2m 0.02% Unchanged
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,9579.0k $1.2m $1.2m 0.00% Reduced -15.3k -15,301
47 Truadvice, LLC 0.45% of their portfolio SARASOTA, FL 8,6498.6k $1.1m $1.1m 0.45% New
48 Kalos Management, Inc. 2.26% of their portfolio ALPHARETTA, GA 8,5088.5k $1.1m $1.1m 2.26% Added +1.9k +1,904
49 Stonebridge Financial Planning Group, LLC 0.68% of their portfolio ORLANDO, FL 7,9628.0k $1.1m $1.1m 0.68% Added +240 +240
50 Banque Cantonale Vaudoise 0.05% of their portfolio LAUSANNE, V8 7,9007.9k $1.0m $1.0m 0.05% Unchanged
51 Navis Wealth Advisors, LLC 1.12% of their portfolio RYE BROOK, NY 7,7277.7k $1.0m $1.0m 1.12% Added +26 +26
52 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 7,6687.7k $1.0m $1.0m 0.02% Reduced -2.4k -2,388
53 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 7,5547.6k $1.0m $1.0m 0.01% Reduced -529 -529
54 Proficio Capital Partners LLC 0.14% of their portfolio NEWTON, MA 6,6806.7k $885.3k $885.3k 0.14% New
55 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,3146.3k $836.8k $836.8k 0.00% Reduced -109 -109
56 ROBERTS GLORE & CO INC /IL/ 0.28% of their portfolio DEERFIELD, IL 6,3036.3k $835.3k $835.3k 0.28% Unchanged
57 NVWM, LLC 0.27% of their portfolio YARDLEY, PA 6,0106.0k $796.5k $796.5k 0.27% Added +767 +767
58 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,0046.0k $796.0k $796.0k 0.00% Added +511 +511
59 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,9205.9k $785.5k $785.5k 0.00% Reduced -5.9k -5,888
60 Bray Capital Advisors 0.22% of their portfolio Naples, FL 5,6505.7k $748.8k $748.8k 0.22% Unchanged
61 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,5715.6k $738.3k $738.3k 0.00% Reduced -509 -509
62 Simmons Bank 0.06% of their portfolio Pine Bluff, AR 5,3835.4k $713.4k $713.4k 0.06% Reduced -175 -175
63 Nikulski Financial, Inc. 0.31% of their portfolio BETTENDORF, IA 5,3145.3k $704.3k $704.3k 0.31% Unchanged
64 Family Asset Management, LLC 0.51% of their portfolio CHARLESTON, SC 5,2825.3k $700.0k $700.0k 0.51% Added +3.8k +3,765
65 O'Dell Group, LLC 0.22% of their portfolio CINCINNATI, OH 5,0685.1k $671.7k $671.7k 0.22% Reduced -6.4k -6,407
66 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 5,0625.1k $597.2k $597.2k 0.00% Reduced -408 -408
67 Moloney Securities Asset Management, LLC 0.12% of their portfolio MANCHESTER, MO 4,9895.0k $661.2k $661.2k 0.12% New
68 Mattern Wealth Management LLC 0.22% of their portfolio LAWRENCE, KS 4,9154.9k $651.4k $651.4k 0.22% Reduced -300 -300
69 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 4,8884.9k $647.8k $647.8k 0.00% Reduced -752 -752
70 COMERICA SECURITIES,INC. 0.05% of their portfolio DETROIT, MI 4,8664.9k $644.9k $644.9k 0.05% Reduced -144 -144
71 COTTONWOOD CAPITAL ADVISORS, LLC 0.58% of their portfolio SALT LAKE CITY, UT 4,7394.7k $628.0k $628.0k 0.58% Added +449 +449
72 Ifrah Financial Services, Inc. 0.20% of their portfolio Little Rock, AR 4,7254.7k $626.2k $626.2k 0.20% Added +1.3k +1,323
73 DOHJ, LLC 0.31% of their portfolio SEATTLE, WA 4,6544.7k $616.8k $616.8k 0.31% New
74 StoneX Group Inc. 0.07% of their portfolio NEW YORK, NY 4,6294.6k $613.5k $613.5k 0.07% Added +2.5k +2,453
75 Forvis Mazars Wealth Advisors, LLC 0.02% of their portfolio Springfield, MO 4,5314.5k $600.5k $600.5k 0.02% Unchanged
76 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 4,2004.2k $556.6k $556.6k 0.00% Unchanged
77 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 4,1904.2k $555.3k $555.3k 0.01% Unchanged
78 Genesee Capital Advisors, LLC 0.39% of their portfolio AUBURN, NY 4,1884.2k $555.0k $555.0k 0.39% Added +306 +306
79 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,1744.2k $555.0k $555.0k 0.00% Reduced -111 -111
80 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 4,1624.2k $552.0k $552.0k 0.00% Reduced -278 -278
81 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 4,1434.1k $549.0k $549.0k 0.04% Added +2.6k +2,573
82 UNIONVIEW, LLC 0.51% of their portfolio SEATTLE, WA 4,0984.1k $543.1k $543.1k 0.51% Added +15 +15
83 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.05% of their portfolio KNOXVILLE, TN 4,0134.0k $531.8k $531.8k 0.05% Reduced -190 -190
84 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 3,9273.9k $520.0k $520.0k 0.02% New
85 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 3,9103.9k $518.2k $518.2k 0.04% Reduced -492 -492
86 IFG Advisory, LLC 0.05% of their portfolio ATLANTA, GA 3,8523.9k $510.5k $510.5k 0.05% New
87 Baker Avenue Asset Management, LP 0.03% of their portfolio SAN FRANCISCO, CA 3,6643.7k $485.7k $485.7k 0.03% Added +161 +161
88 Blackston Financial Advisory Group, LLC 0.36% of their portfolio THE VILLAGES, FL 3,5943.6k $476.0k $476.0k 0.36% Added +1.5k +1,530
89 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 3,5173.5k $466.1k $466.1k 0.02% Reduced -87 -87
90 C2C Wealth Management, LLC 0.07% of their portfolio SCOTTSDALE, AZ 3,5003.5k $463.6k $463.6k 0.07% Added +1.5k +1,500
91 Bartlett & Co. LLC 0.01% of their portfolio CINCINNATI, OH 3,4113.4k $452.0k $452.0k 0.01% Reduced -56 -56
92 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.01% of their portfolio CINCINNATI, OH 3,4113.4k $452.1k $452.1k 0.01% Reduced -56 -56
93 Lansing Street Advisors 0.28% of their portfolio AMBLER, PA 3,3263.3k $440.7k $440.7k 0.28% New
94 Retireful, LLC 0.14% of their portfolio HASLETT, MI 3,3223.3k $438.4k $438.4k 0.14% New
95 Family Firm, Inc. 0.12% of their portfolio BETHESDA, MD 3,2993.3k $437.2k $437.2k 0.12% Added +11 +11
96 HFG Advisors, Inc. 0.50% of their portfolio CINCINATTI, OH 3,2993.3k $437.2k $437.2k 0.50% Unchanged
97 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 3,2843.3k $435.3k $435.3k 0.00% Reduced -664 -664
98 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 3,2503.2k $431.0k $431.0k 0.00% Reduced -50 -50
99 Veritable, L.P. 0.01% of their portfolio Newtown Square, PA 3,0153.0k $399.6k $399.6k 0.01% Unchanged
100 Bard Financial Services, Inc. 0.03% of their portfolio BRANFORD, CT 3,0003.0k $397.6k $397.6k 0.03% Unchanged