Vault-13

ISHARES TR IYM

U.S. BAS MTL ETF · ETP · CUSIP 464287838

211 institutional holders +14 vs Q3 2022
3,068,8233.1m shares reported held*
$382.7mreported value*
31 new 38 added 79 reduced 17 sold out net sold ≈ $179.0m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($718.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $124.71. Options: 2 managers hold calls ($636.3k notional), 1 hold puts ($25.0k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 197Q4 22: 211211Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022197
Q4 2022211

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $498.0kQ3 22 puts: $151.0kQ3 22P/C 0.30Q4 22 calls: $636.3kQ4 22 puts: $25.0kQ4 22P/C 0.04
Numbers
QuarterCallsPutsP/C
Q3 2022$498.0k$151.0k0.30
Q4 2022$636.3k$25.0k0.04

Biggest buyers

Prospera Financial Services Inc New +55,555+55.6k
Overbrook Management Corp New +12,779+12.8k
O'Dell Group, LLC New +11,475+11.5k
ROYAL BANK OF CANADA Added +8,982+9.0k
Banque Cantonale Vaudoise New +7,900+7.9k
BANK OF MONTREAL /CAN/ Added +7,262+7.3k
Pinnacle Family Advisors, LLC Added +7,123+7.1k
NVWM, LLC New +5,243+5.2k
JPMORGAN CHASE & CO Added +5,057+5.1k
Virtue Capital Management, LLC New +4,628+4.6k

Biggest sellers

MANUFACTURERS LIFE INSURANCE COMPANY, THE Sold out -556,123-556.1k
MORGAN STANLEY Reduced -190,822-190.8k
MML INVESTORS SERVICES, LLC Reduced -91,915-91.9k
WELLS FARGO & COMPANY/MN Reduced -79,315-79.3k
BANK OF AMERICA CORP /DE/ Reduced -57,541-57.5k
SPC Financial, Inc. Reduced -50,983-51.0k
ALLSTATE CORP Reduced -50,521-50.5k
PRUDENTIAL FINANCIAL INC Reduced -49,224-49.2k
OSAIC HOLDINGS, INC. Reduced -44,507-44.5k
AMERIPRISE FINANCIAL INC Reduced -39,119-39.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $549.0k4.4k shares
CITADEL ADVISORS LLC New $87.3k700 shares

Biggest puts

CITADEL ADVISORS LLC New $25.0k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 334,947334.9k $41.8m $41.8m 0.01% Reduced -57.5k -57,541
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 298,523298.5k $37.2m $37.2m 0.00% Reduced -190.8k -190,822
3 PGIM Custom Harvest LLC 1.56% of their portfolio NEWARK, NJ 276,580276.6k $34.5m $34.5m 1.56% First filing
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 190,193190.2k $23.7m $23.7m 0.01% Reduced -79.3k -79,315
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 181,584181.6k $22.7m $22.7m 0.01% Added +9.0k +8,982
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 164,072164.1k $20.5m $20.5m 0.01% Reduced -22.0k -22,003
7 COMMERCE BANK 0.15% of their portfolio KANSAS CITY, MO 148,389148.4k $18.5m $18.5m 0.15% Reduced -4.9k -4,939
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 113,117113.1k $14.1m $14.1m 0.00% Reduced -4.2k -4,191
9 SPC Financial, Inc. 1.45% of their portfolio ROCKVILLE, MD 98,06098.1k $12.2m $12.2m 1.45% Reduced -51.0k -50,983
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 70,68570.7k $8.8m $8.8m 0.01% Added +1.7k +1,703
11 Advisory Services Network, LLC 0.25% of their portfolio ATLANTA, GA 64,45964.5k $8.0m $8.0m 0.25% Reduced -1.6k -1,588
12 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 63,73763.7k $8.0m $8.0m 0.05% Reduced -91.9k -91,915
13 Prospera Financial Services Inc 0.35% of their portfolio Dallas, TX 55,55555.6k $6.9m $6.9m 0.35% New
14 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 55,38155.4k $6.9m $6.9m 0.01% Reduced -13.7k -13,690
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 53,07953.1k $6.7m $6.7m 0.00% Reduced -39.1k -39,119
16 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 50,40550.4k $6.3m $6.3m 0.02% Added +666 +666
17 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 45,94545.9k $5.7m $5.7m 0.01% Reduced -20.9k -20,902
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 34,71834.7k $4.3m $4.3m 0.01% Reduced -44.5k -44,507
19 Cresset Asset Management, LLC 0.05% of their portfolio Chicago, IL 33,34033.3k $4.2m $4.2m 0.05% Added +1 +1
20 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 33,10033.1k $4.1m $4.1m 0.01% Unchanged
21 Royal Fund Management, LLC 0.64% of their portfolio Lady Lake, FL 31,28831.3k $3.9m $3.9m 0.64% Reduced -11.9k -11,854
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 27,82527.8k $3.5m $3.5m 0.00% Reduced -15.0k -15,008
23 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 26,35326.4k $3.3m $3.3m 0.06% Reduced -169 -169
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 24,25824.3k $3.0m $3.0m 0.00% Reduced -1.1k -1,096
25 WADE G W & INC 0.10% of their portfolio Wellesley, MA 19,25619.3k $2.4m $2.4m 0.10% Reduced -1.2k -1,241
26 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 17,81117.8k $2.2m $2.2m 0.00% Reduced -4.5k -4,496
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,39316.4k $2.0m $2.0m 0.00% Reduced -521 -521
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,53714.5k $1.8m $1.8m 0.00% Reduced -1.6k -1,562
29 Pinnacle Family Advisors, LLC 1.25% of their portfolio Springfield, MO 14,02614.0k $1.8m $1.8m 1.25% Added +7.1k +7,123
30 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 13,92013.9k $1.7m $1.7m 0.03% Reduced -3.4k -3,350
31 First Citizens Financial Corp 1.45% of their portfolio MASON CITY, IA 13,46313.5k $1.7m $1.7m 1.45% Added +5 +5
32 Pathway Financial Advisors LLC 0.49% of their portfolio SOUTH BURLINGTON, VT 12,82512.8k $1.6m $1.6m 0.49% Unchanged
33 Overbrook Management Corp 0.46% of their portfolio NEW YORK, NY 12,77912.8k $1.6m $1.6m 0.46% New
34 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 12,17912.2k $1.5m $1.5m 0.02% Reduced -24.2k -24,238
35 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 11,80811.8k $1.5m $1.5m 0.00% Added +7.3k +7,262
36 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 11,78611.8k $1.5m $1.5m 0.01% Reduced -26.9k -26,902
37 O'Dell Group, LLC 0.51% of their portfolio CINCINNATI, OH 11,47511.5k $1.4m $1.4m 0.51% New
38 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,70110.7k $1.3m $1.3m 0.00% First filing
39 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 10,05610.1k $1.3m $1.3m 0.02% Added +3.5k +3,464
40 Essex LLC 0.37% of their portfolio DEER PARK, IL 9,8759.9k $1.2m $1.2m 0.37% Reduced -75 -75
41 ALLSTATE CORP 0.04% of their portfolio NORTHBROOK, IL 9,4799.5k $1.2m $1.2m 0.04% Reduced -50.5k -50,521
42 SVB WEALTH LLC 0.02% of their portfolio BOSTON, MA 8,9819.0k $1.1m $1.1m 0.02% Unchanged
43 BDO Wealth Advisors, LLC 0.14% of their portfolio JACKSONVILLE, FL 8,7568.8k $1.1m $1.1m 0.14% Added +1 +1
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,3758.4k $1.0m $1.0m 0.00% Added +5.1k +5,057
45 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 8,0838.1k $1.0m $1.0m 0.01% Reduced -3.4k -3,447
46 Banque Cantonale Vaudoise 0.05% of their portfolio LAUSANNE, V8 7,9007.9k $980.0k $980.0k 0.05% New
47 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 7,8927.9k $984.7k $984.7k 0.01% Reduced -494 -494
48 Stonebridge Financial Planning Group, LLC 0.64% of their portfolio ORLANDO, FL 7,7227.7k $963.5k $963.5k 0.64% Added +430 +430
49 Navis Wealth Advisors, LLC 1.36% of their portfolio RYE BROOK, NY 7,7017.7k $960.8k $960.8k 1.36% Added +91 +91
50 TCWP LLC 0.17% of their portfolio Beachwood, OH 6,7626.8k $843.7k $843.7k 0.17% Added +116 +116
51 Kalos Management, Inc. 1.86% of their portfolio ALPHARETTA, GA 6,6046.6k $824.0k $824.0k 1.86% Reduced -990 -990
52 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 6,5156.5k $390.6k $390.6k 0.01% Added +611 +611
53 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,4236.4k $801.4k $801.4k 0.00% Added +201 +201
54 ROBERTS GLORE & CO INC /IL/ 0.27% of their portfolio DEERFIELD, IL 6,3036.3k $786.4k $786.4k 0.27% Reduced -25 -25
55 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,0806.1k $758.6k $758.6k 0.00% Reduced -3.7k -3,690
56 Bray Capital Advisors 0.22% of their portfolio Naples, FL 5,6505.7k $705.0k $705.0k 0.22% Unchanged
57 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,6405.6k $703.7k $703.7k 0.00% Added +2.3k +2,329
58 Simmons Bank 0.06% of their portfolio Pine Bluff, AR 5,5585.6k $693.5k $693.5k 0.06% Reduced -324 -324
59 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 5,4935.5k $685.0k $685.0k 0.00% Reduced -7.9k -7,944
60 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 5,4705.5k $682.5k $682.5k 0.00% Reduced -49.2k -49,224
61 Nikulski Financial, Inc. 0.32% of their portfolio BETTENDORF, IA 5,3145.3k $663.0k $663.0k 0.32% Added +836 +836
62 NVWM, LLC 0.24% of their portfolio YARDLEY, PA 5,2435.2k $654.2k $654.2k 0.24% New
63 Mattern Wealth Management LLC 0.26% of their portfolio LAWRENCE, KS 5,2155.2k $650.7k $650.7k 0.26% Reduced -274 -274
64 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 5,0245.0k $413.0k $413.0k 0.01% Reduced -1.4k -1,386
65 COMERICA SECURITIES,INC. 0.04% of their portfolio DETROIT, MI 5,0105.0k $625.1k $625.1k 0.04% Reduced -933 -933
66 Virtue Capital Management, LLC 0.09% of their portfolio BRENTWOOD, TN 4,6284.6k $577.4k $577.4k 0.09% New
67 Forvis Mazars Wealth Advisors, LLC 0.02% of their portfolio Springfield, MO 4,5314.5k $565.3k $565.3k 0.02% Reduced -8 -8
68 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 4,4404.4k $554.0k $554.0k 0.00% New
69 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 4,4024.4k $549.3k $549.3k 0.05% Reduced -1.7k -1,724
70 COTTONWOOD CAPITAL ADVISORS, LLC 0.48% of their portfolio SALT LAKE CITY, UT 4,2904.3k $535.3k $535.3k 0.48% Added +804 +804
71 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,2854.3k $531.0k $531.0k 0.00% Reduced -307 -307
72 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 4,2464.2k $530.0k $530.0k 0.02% Reduced -528 -528
73 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.05% of their portfolio KNOXVILLE, TN 4,2034.2k $577.3k $577.3k 0.05% Reduced -884 -884
74 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 4,2004.2k $524.0k $524.0k 0.00% Unchanged
75 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 0.01% of their portfolio PORTLAND, OR 4,1904.2k $523.0k $523.0k 0.01% New
76 PAX Financial Group, LLC 0.13% of their portfolio SAN ANTONIO, TX 4,1074.1k $512.4k $512.4k 0.13% New
77 UNIONVIEW, LLC 0.51% of their portfolio SEATTLE, WA 4,0834.1k $509.4k $509.4k 0.51% Added +23 +23
78 CoreCap Advisors, LLC 0.04% of their portfolio SOUTHFIELD, MI 4,0114.0k $500.5k $500.5k 0.04% Added +2.1k +2,059
79 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 3,9483.9k $492.6k $492.6k 0.00% Reduced -624 -624
80 Genesee Capital Advisors, LLC 0.36% of their portfolio AUBURN, NY 3,8823.9k $484.3k $484.3k 0.36% Added +225 +225
81 Clear Creek Financial Management, LLC 0.11% of their portfolio SILVERDALE, WA 3,8413.8k $479.2k $479.2k 0.11% Reduced -3.8k -3,822
82 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 3,6043.6k $449.7k $449.7k 0.02% New
83 Kesler, Norman & Wride, LLC 0.11% of their portfolio OGDEN, UT 3,5503.5k $443.0k $443.0k 0.11% Reduced -25.3k -25,337
84 Baker Avenue Asset Management, LP 0.03% of their portfolio SAN FRANCISCO, CA 3,5033.5k $437.1k $437.1k 0.03% Added +441 +441
85 Bartlett & Co. LLC 0.01% of their portfolio CINCINNATI, OH 3,4673.5k $433.0k $433.0k 0.01% Reduced -74 -74
86 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.01% of their portfolio CINCINNATI, OH 3,4673.5k $432.6k $432.6k 0.01% Reduced -74 -74
87 Ifrah Financial Services, Inc. 0.14% of their portfolio Little Rock, AR 3,4023.4k $424.5k $424.5k 0.14% Reduced -32 -32
88 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 3,3003.3k $412.0k $412.0k 0.00% Unchanged
89 HFG Advisors, Inc. 0.48% of their portfolio CINCINATTI, OH 3,2993.3k $411.6k $411.6k 0.48% Reduced -200 -200
90 Family Firm, Inc. 0.12% of their portfolio BETHESDA, MD 3,2883.3k $410.2k $410.2k 0.12% Added +35 +35
91 TWO SIGMA SECURITIES, LLC 0.06% of their portfolio NEW YORK, NY 3,2493.2k $405.4k $405.4k 0.06% New
92 Veritable, L.P. 0.01% of their portfolio Newtown Square, PA 3,0153.0k $376.2k $376.2k 0.01% Unchanged
93 Amundi 0.00% of their portfolio Paris, I0 3,0003.0k $403.5k $403.5k 0.00% New
94 Wealth Management Partners, LLC 0.28% of their portfolio TUCSON, AZ 3,0003.0k $338.3k $338.3k 0.28% Unchanged
95 Bard Financial Services, Inc. 0.03% of their portfolio BRANFORD, CT 3,0003.0k $374.0k $374.0k 0.03% Unchanged
96 WealthBridge Capital Management, LLC 0.16% of their portfolio WESTERVILLE, OH 2,9773.0k $371.4k $371.4k 0.16% Reduced -407 -407
97 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 2,9703.0k $370.6k $370.6k 0.00% Reduced -2.7k -2,669
98 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 2,9032.9k $362.2k $362.2k 0.01% Reduced -794 -794
99 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 2,7822.8k $347.1k $347.1k 0.00% Reduced -938 -938
100 ADELL HARRIMAN & CARPENTER INC 0.04% of their portfolio HOUSTON, TX 2,7792.8k $346.7k $346.7k 0.04% Unchanged