Vault-13

ISHARES TR IYE

U.S. ENERGY ETF · ETP · CUSIP 464287796

307 institutional holders -8 vs Q4 2023
18,416,08818.4m shares reported held*
$911.1mreported value*
35 new 76 added 122 reduced 37 sold out net bought ≈ $58.5m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.47. Options: 3 managers hold calls ($1.9m notional), 1 hold puts ($143.3k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 363Q4 22: 398Q1 23: 338Q2 23: 310Q3 23: 305Q4 23: 315Q1 24: 307307Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022363
Q4 2022398
Q1 2023338
Q2 2023310
Q3 2023305
Q4 2023315
Q1 2024307

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 148 bought or addedQ4 22: 192 cut or sold outQ4 22Q1 23: 100 bought or addedQ1 23: 248 cut or sold outQ1 23Q2 23: 78 bought or addedQ2 23: 192 cut or sold outQ2 23Q3 23: 84 bought or addedQ3 23: 167 cut or sold outQ3 23Q4 23: 112 bought or addedQ4 23: 155 cut or sold outQ4 23Q1 24: 111 bought or addedQ1 24: 159 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022148192
Q1 2023100248
Q2 202378192
Q3 202384167
Q4 2023112155
Q1 2024111159

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ2 23 calls: $1.4mQ2 23 puts: $612.6kQ2 23P/C 0.43Q3 23 calls: $1.1mQ3 23 puts: $469.6kQ3 23P/C 0.42Q4 23 calls: $830.5kQ4 23 puts: $578.0kQ4 23P/C 0.70Q1 24 calls: $1.9mQ1 24 puts: $143.3kQ1 24P/C 0.08
Numbers
QuarterCallsPutsP/C
Q2 2023$1.4m$612.6k0.43
Q3 2023$1.1m$469.6k0.42
Q4 2023$830.5k$578.0k0.70
Q1 2024$1.9m$143.3k0.08

Biggest buyers

MORGAN STANLEY Added +1,849,736+1.8m
Cetera Investment Advisers Added +152,513+152.5k
D. E. Shaw & Co., Inc. Added +97,134+97.1k
GOLDMAN SACHS GROUP INC Added +88,677+88.7k
WINTRUST INVESTMENTS LLC New +56,955+57.0k
AMERIPRISE FINANCIAL INC Added +53,600+53.6k
Kingsview Wealth Management, LLC New +53,365+53.4k
BANK OF AMERICA CORP /DE/ Added +45,074+45.1k
WELLS FARGO & COMPANY/MN Added +44,951+45.0k
Steward Partners Investment Advisory, LLC Added +44,870+44.9k

Biggest sellers

JPMORGAN CHASE & CO Reduced -446,188-446.2k
Prospera Financial Services Inc Reduced -178,084-178.1k
Cetera Advisor Networks LLC Sold out -139,943-139.9k
Financial Gravity Asset Management, Inc. Reduced -53,857-53.9k
RAYMOND JAMES & ASSOCIATES Reduced -51,752-51.8k
Raymond James Financial Services Advisors, Inc. Reduced -43,932-43.9k
Integrated Wealth Concepts LLC Reduced -41,826-41.8k
OSAIC HOLDINGS, INC. Reduced -41,381-41.4k
STIFEL FINANCIAL CORP Reduced -38,709-38.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -35,160-35.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.2m24.7k shares
CITADEL ADVISORS LLC Added $637.3k12.9k shares
Cutler Group LLC / CA Reduced $1.0k500 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $143.3k2.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,136,1526.1m $303.1m $303.1m 0.01% Added +1.8m +1,849,736
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,461,6151.5m $72.2m $72.2m 0.01% Added +45.1k +45,074
3 PGIM Custom Harvest LLC 1.77% of their portfolio NEWARK, NJ 1,445,8601.4m $71.4m $71.4m 1.77% Reduced -11.7k -11,708
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 985,217985.2k $48.7m $48.7m 0.01% Added +45.0k +44,951
5 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 613,986614.0k $30.3m $30.3m 0.01% Added +88.7k +88,677
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 596,655596.7k $29.5m $29.5m 0.01% Reduced -19.0k -19,029
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 576,096576.1k $28.5m $28.5m 0.00% Reduced -446.2k -446,188
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 487,859487.9k $24.1m $24.1m 0.01% Added +9.4k +9,411
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 415,494415.5k $20.5m $20.5m 0.01% Added +12.8k +12,829
10 BRIGHT ROCK CAPITAL MANAGEMENT, LLC 3.07% of their portfolio HANOVER, MA 300,000300.0k $14.8m $14.8m 3.07% Unchanged
11 Crestwood Advisors Group, LLC 0.26% of their portfolio BOSTON, MA 244,799244.8k $12.1m $12.1m 0.26% Reduced -7.9k -7,878
12 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 223,783223.8k $11.1m $11.1m 0.00% Added +53.6k +53,600
13 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 186,489186.5k $9.2m $9.2m 0.02% Reduced -41.4k -41,381
14 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 181,974182.0k $9.0m $9.0m 0.01% Reduced -43.9k -43,932
15 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 171,614171.6k $8.5m $8.5m 0.02% Added +152.5k +152,513
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 171,146171.1k $8.5m $8.5m 0.00% Reduced -35.2k -35,160
17 Mariner, LLC 0.02% of their portfolio Overland Park, KS 154,364154.4k $7.6m $7.6m 0.02% Added +7.3k +7,329
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 144,026144.0k $7.1m $7.1m 0.01% Reduced -19.2k -19,207
19 AMG National Trust Bank 0.20% of their portfolio GREENWOOD VILLAGE, CO 139,380139.4k $6.9m $6.9m 0.20% Added +10.0k +10,042
20 Bellwether Advisors, LLC 1.17% of their portfolio LINCOLN, NE 107,392107.4k $5.3m $5.3m 1.17% Reduced -8.0k -7,994
21 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.16% of their portfolio TOKYO, M0 104,176104.2k $5.1m $5.1m 0.16% Reduced -7.0k -6,989
22 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 103,556103.6k $5.1m $5.1m 0.01% Added +97.1k +97,134
23 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 90,49690.5k $4.5m $4.5m 0.01% Added +6.9k +6,871
24 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 83,85083.8k $4.1m $4.1m 0.00% Reduced -51.8k -51,752
25 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 70,51270.5k $3.5m $3.5m 0.01% Added +1.3k +1,282
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 66,91966.9k $3.3m $3.3m 0.00% Reduced -28.6k -28,593
27 BlackRock Inc. 0.00% of their portfolio New York, NY 66,67966.7k $3.3m $3.3m 0.00% Added +29.5k +29,462
28 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 66,43866.4k $3.3m $3.3m 0.01% Reduced -1.4k -1,400
29 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 63,02363.0k $3.1m $3.1m 0.01% Reduced -19.8k -19,807
30 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 62,73762.7k $3.1m $3.1m 0.01% Reduced -1.3k -1,291
31 FORTE ASSET MANAGEMENT LLC 1.80% of their portfolio BEDFORD, NY 60,02360.0k $3.0m $3.0m 1.80% Added +13.3k +13,339
32 Avidian Wealth Enterprises, LLC 0.16% of their portfolio Houston, TX 59,05659.1k $2.9m $2.9m 0.16% Reduced -793 -793
33 WINTRUST INVESTMENTS LLC 0.25% of their portfolio CHICAGO, IL 56,95557.0k $2.8m $2.8m 0.25% New
34 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 56,70256.7k $2.8m $2.8m 0.03% Added +44.9k +44,870
35 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 53,36553.4k $2.6m $2.6m 0.07% New
36 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 48,59848.6k $2.4m $2.4m 0.00% Reduced -38.7k -38,709
37 First Citizens Financial Corp 1.39% of their portfolio MASON CITY, IA 47,20347.2k $2.3m $2.3m 1.39% Reduced -7.2k -7,155
38 Counterweight Ventures, LLC 1.86% of their portfolio WILMINGTON, NC 46,82346.8k $2.3m $2.3m 1.86% Reduced -3.8k -3,766
39 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 45,08145.1k $2.2m $2.2m 0.00% Added +2.3k +2,348
40 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 1.05% of their portfolio Phoenix, AZ 44,96445.0k $2.2m $2.2m 1.05% Added +34.8k +34,809
41 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 44,51444.5k $2.2m $2.2m 0.01% Added +368 +368
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 44,11644.1k $2.2m $2.2m 0.00% Added +1.1k +1,078
43 Dentgroup LLC 1.80% of their portfolio BATON ROUGE, LA 44,06744.1k $2.2m $2.2m 1.80% Reduced -3.6k -3,623
44 SYNOVUS FINANCIAL CORP 0.03% of their portfolio Columbus, GA 43,10043.1k $2.1m $2.1m 0.03% Added +134 +134
45 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 41,94641.9k $2.1m $2.1m 0.01% Reduced -5.5k -5,500
46 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 39,39739.4k $1.9m $1.9m 0.01% Added +18.5k +18,538
47 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 38,95639.0k $1.9m $1.9m 0.00% Reduced -250 -250
48 Waterloo Capital, L.P. 0.24% of their portfolio AUSTIN, TX 37,53137.5k $1.9m $1.9m 0.24% Reduced -33.0k -33,029
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 36,79136.8k $1.8m $1.8m 0.00% Reduced -8.4k -8,353
50 J.W. COLE ADVISORS, INC. 0.09% of their portfolio TAMPA, FL 36,00236.0k $1.8m $1.8m 0.09% Added +4.0k +4,050
51 Biondo Investment Advisors, LLC 0.27% of their portfolio MILFORD, PA 35,28035.3k $1.7m $1.7m 0.27% Reduced -3.4k -3,395
52 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 35,02735.0k $1.7m $1.7m 0.01% Reduced -2.0k -1,956
53 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 34,61534.6k $1.7m $1.7m 0.02% Reduced -41.8k -41,826
54 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 34,09434.1k $1.7m $1.7m 0.00% Reduced -1.9k -1,928
55 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 33,94533.9k $1.7m $1.7m 0.05% Reduced -178.1k -178,084
56 Sunbelt Securities, Inc. 0.18% of their portfolio HOUSTON, TX 33,42433.4k $1.7m $1.7m 0.18% Added +2.2k +2,203
57 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 32,50432.5k $1.6m $1.6m 0.01% Added +587 +587
58 Summit Financial Wealth Advisors, LLC 0.32% of their portfolio Lafayette, LA 32,22732.2k $1.6m $1.6m 0.32% Reduced -894 -894
59 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 31,70031.7k $1.6m $1.6m 0.00% New
60 NAVELLIER & ASSOCIATES INC 0.19% of their portfolio Reno, NV 30,43330.4k $1.5m $1.5m 0.19% New
61 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 30,04930.0k $1.5m $1.5m 0.06% Reduced -55 -55
62 COTTONWOOD CAPITAL ADVISORS, LLC 1.11% of their portfolio SALT LAKE CITY, UT 28,16528.2k $1.4m $1.4m 1.11% Reduced -4.2k -4,228
63 ROCKLAND TRUST CO 0.07% of their portfolio HANOVER, MA 28,11728.1k $1.4m $1.4m 0.07% Reduced -1 -1
64 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 27,03027.0k $1.3m $1.3m 0.02% Added +6.5k +6,500
65 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 27,00827.0k $1.3m $1.3m 0.01% Reduced -711 -711
66 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 26,11626.1k $1.3m $1.3m 0.01% Reduced -1.4k -1,364
67 Foundation Wealth Management, LLC 1.03% of their portfolio Clayton, MO 25,46025.5k $1.3m $1.3m 1.03% Reduced -641 -641
68 KM Capital Management Ltd. 0.69% of their portfolio AUSTIN, TX 25,25325.3k $1.2m $1.2m 0.69% Added +18.8k +18,800
69 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 24,83224.8k $1.2m $1.2m 0.00% Reduced -29.6k -29,592
70 Heartwood Wealth Advisors LLC 0.15% of their portfolio RICHMOND, VA 24,43724.4k $1.2m $1.2m 0.15% Added +2.5k +2,498
71 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 23,98524.0k $1.2m $1.2m 0.00% Added +247 +247
72 Ballew Advisors, Inc 0.84% of their portfolio Jackson, MS 23,81923.8k $1.2m $1.2m 0.84% Reduced -908 -908
73 Blue Trust, Inc. 0.02% of their portfolio BRENTWOOD, TN 23,78823.8k $1.2m $1.2m 0.02% Added +9.6k +9,557
74 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 22,69722.7k $1.1m $1.1m 0.01% Reduced -14.8k -14,847
75 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 22,67622.7k $1.1m $1.1m 0.04% Reduced -249 -249
76 KKM Financial LLC 0.54% of their portfolio CHICAGO, IL 22,58322.6k $1.1m $1.1m 0.54% Unchanged
77 Quantitative Investment Management, LLC 0.06% of their portfolio CHARLOTTESVILLE, VA 22,19522.2k $1.1m $1.1m 0.06% Reduced -22.7k -22,695
78 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 21,00421.0k $1.0m $1.0m 0.00% Reduced -1.5k -1,507
79 First Heartland Consultants, Inc. 0.11% of their portfolio LAKE ST. LOUIS, MO 20,54020.5k $1.0m $1.0m 0.11% New
80 GRIMES & Co WEALTH MANAGEMENT, LLC 0.03% of their portfolio WESTBOROUGH, MA 19,83019.8k $979.6k $979.6k 0.03% Added +89 +89
81 Glenview Trust Co 0.02% of their portfolio Louisville, KY 18,66018.7k $921.8k $921.8k 0.02% Reduced -4.2k -4,207
82 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 17,59917.6k $869.4k $869.4k 0.01% Reduced -14.7k -14,656
83 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 17,52317.5k $865.6k $865.6k 0.00% New
84 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 17,06717.1k $843.1k $843.1k 0.00% Reduced -3.5k -3,481
85 Wealth Management Partners, LLC 0.41% of their portfolio TUCSON, AZ 16,21716.2k $801.1k $801.1k 0.41% Added +309 +309
86 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 15,89015.9k $758.9k $758.9k 0.02% Added +1.4k +1,363
87 Family Firm, Inc. 0.19% of their portfolio BETHESDA, MD 15,83915.8k $782.5k $782.5k 0.19% Added +841 +841
88 FOUNDERS FINANCIAL SECURITIES LLC 0.08% of their portfolio TOWSON, MD 15,76415.8k $778.7k $778.7k 0.08% Added +1.8k +1,753
89 Y-Intercept (Hong Kong) Ltd 0.06% of their portfolio HONG KONG, K3 15,47115.5k $764.3k $764.3k 0.06% New
90 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 15,25215.3k $753.4k $753.4k 0.01% Added +520 +520
91 Ironwood Financial, llc 0.17% of their portfolio TUCSON, AZ 15,12915.1k $747.4k $747.4k 0.17% Added +80 +80
92 Csenge Advisory Group 0.04% of their portfolio CLEARWATER, FL 15,03415.0k $742.7k $742.7k 0.04% Added +1.7k +1,657
93 Aveo Capital Partners, LLC 0.08% of their portfolio ENGLEWOOD, CO 14,55914.6k $705.4k $705.4k 0.08% New
94 CWM, LLC 0.00% of their portfolio OMAHA, NE 14,36014.4k $709.0k $709.0k 0.00% Reduced -2.2k -2,175
95 EQ LLC 0.44% of their portfolio BELLEVUE, WA 14,32814.3k $707.8k $707.8k 0.44% Reduced -1.2k -1,169
96 Kesler, Norman & Wride, LLC 0.14% of their portfolio OGDEN, UT 13,56513.6k $670.1k $670.1k 0.14% Reduced -10.5k -10,481
97 Triumph Capital Management 0.27% of their portfolio DENVER, CO 13,52313.5k $672.2k $672.2k 0.27% Added +248 +248
98 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 13,43913.4k $663.9k $663.9k 0.00% Added +1.6k +1,603
99 ShoreHaven Wealth Partners, LLC 0.36% of their portfolio Red Bank, NJ 13,06213.1k $645.3k $645.3k 0.36% Added +1.6k +1,553
100 SPC Financial, Inc. 0.06% of their portfolio ROCKVILLE, MD 12,85312.9k $634.9k $634.9k 0.06% Reduced -1.0k -1,015