Vault-13

ISHARES TR IYE

U.S. ENERGY ETF · ETP · CUSIP 464287796

315 institutional holders +10 vs Q3 2023
17,297,20317.3m shares reported held*
$763.7mreported value*
38 new 74 added 114 reduced 41 sold out net bought ≈ $124.5m (+2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $44.15. Options: 3 managers hold calls ($830.5k notional), 1 hold puts ($578.0k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 363Q4 22: 398Q1 23: 338Q2 23: 310Q3 23: 305Q4 23: 315315Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022363
Q4 2022398
Q1 2023338
Q2 2023310
Q3 2023305
Q4 2023315

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 148 bought or addedQ4 22: 192 cut or sold outQ4 22Q1 23: 100 bought or addedQ1 23: 248 cut or sold outQ1 23Q2 23: 78 bought or addedQ2 23: 192 cut or sold outQ2 23Q3 23: 84 bought or addedQ3 23: 167 cut or sold outQ3 23Q4 23: 112 bought or addedQ4 23: 155 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022148192
Q1 2023100248
Q2 202378192
Q3 202384167
Q4 2023112155

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 23 calls: $1.3mQ1 23 puts: $573.1kQ1 23P/C 0.45Q2 23 calls: $1.4mQ2 23 puts: $612.6kQ2 23P/C 0.43Q3 23 calls: $1.1mQ3 23 puts: $469.6kQ3 23P/C 0.42Q4 23 calls: $830.5kQ4 23 puts: $578.0kQ4 23P/C 0.70
Numbers
QuarterCallsPutsP/C
Q1 2023$1.3m$573.1k0.45
Q2 2023$1.4m$612.6k0.43
Q3 2023$1.1m$469.6k0.42
Q4 2023$830.5k$578.0k0.70

Biggest buyers

MORGAN STANLEY Added +1,984,125+2.0m
JPMORGAN CHASE & CO Added +911,061+911.1k
Crestwood Advisors Group, LLC New +252,677+252.7k
Prospera Financial Services Inc Added +179,258+179.3k
CITADEL ADVISORS LLC Added +92,794+92.8k
Waterloo Capital, L.P. New +70,560+70.6k
Integrated Wealth Concepts LLC Added +54,043+54.0k
Quantitative Investment Management, LLC New +44,890+44.9k
J.W. COLE ADVISORS, INC. New +31,952+32.0k
WEALTHSOURCE PARTNERS, LLC Added +29,012+29.0k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -144,969-145.0k
GOLDMAN SACHS GROUP INC Reduced -98,694-98.7k
BNP PARIBAS FINANCIAL MARKETS Reduced -93,432-93.4k
Bellwether Advisors, LLC Reduced -77,933-77.9k
Janney Montgomery Scott LLC Reduced -63,711-63.7k
Cambridge Investment Research Advisors, Inc. Reduced -62,621-62.6k
Robertson Stephens Wealth Management, LLC Reduced -61,044-61.0k
Advisory Services Network, LLC Reduced -60,859-60.9k
TCWP LLC Sold out -50,492-50.5k
ALLSTATE CORP Sold out -41,365-41.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $626.5k14.2k shares
CITADEL ADVISORS LLC Reduced $203.0k4.6k shares
Cutler Group LLC / CA Added $1.0k3.5k shares

Biggest puts

CITADEL ADVISORS LLC Added $578.0k13.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,286,4164.3m $189.1m $189.1m 0.01% Added +2.0m +1,984,125
2 PGIM Custom Harvest LLC 1.91% of their portfolio NEWARK, NJ 1,457,5681.5m $64.3m $64.3m 1.91% Added +11.4k +11,358
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,416,5411.4m $62.5m $62.5m 0.01% Reduced -675 -675
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,022,2841.0m $45.1m $45.1m 0.00% Added +911.1k +911,061
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 940,266940.3k $41.5m $41.5m 0.01% Reduced -27.8k -27,797
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 615,684615.7k $27.2m $27.2m 0.01% Reduced -38.5k -38,514
7 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 525,309525.3k $23.2m $23.2m 0.01% Reduced -98.7k -98,694
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 478,448478.4k $21.1m $21.1m 0.01% Reduced -7.3k -7,308
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 402,665402.7k $17.8m $17.8m 0.01% Reduced -14.4k -14,376
10 BRIGHT ROCK CAPITAL MANAGEMENT, LLC 3.00% of their portfolio HANOVER, MA 300,000300.0k $13.2m $13.2m 3.00% Unchanged
11 Crestwood Advisors Group, LLC 0.26% of their portfolio BOSTON, MA 252,677252.7k $11.1m $11.1m 0.26% New
12 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 227,870227.9k $10.1m $10.1m 0.02% Reduced -145.0k -144,969
13 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 225,906225.9k $10.0m $10.0m 0.02% Reduced -33.6k -33,638
14 Prospera Financial Services Inc 0.31% of their portfolio Dallas, TX 212,029212.0k $9.4m $9.4m 0.31% Added +179.3k +179,258
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 206,306206.3k $9.1m $9.1m 0.00% Added +5.5k +5,470
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 170,183170.2k $7.5m $7.5m 0.00% Reduced -4.1k -4,064
17 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 163,233163.2k $7.2m $7.2m 0.01% Reduced -6.8k -6,769
18 Mariner, LLC 0.02% of their portfolio Overland Park, KS 147,035147.0k $6.5m $6.5m 0.02% Added +360 +360
19 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 139,943139.9k $6.2m $6.2m 0.03% Reduced -5.1k -5,052
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 135,602135.6k $6.0m $6.0m 0.00% Added +801 +801
21 AMG National Trust Bank 0.18% of their portfolio GREENWOOD VILLAGE, CO 129,338129.3k $5.7m $5.7m 0.18% Added +9.4k +9,375
22 Bellwether Advisors, LLC 1.25% of their portfolio LINCOLN, NE 115,386115.4k $5.1m $5.1m 1.25% Reduced -77.9k -77,933
23 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.16% of their portfolio TOKYO, M0 111,165111.2k $4.9m $4.9m 0.16% Added +2.3k +2,304
24 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 95,51295.5k $4.2m $4.2m 0.00% Added +92.8k +92,794
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 87,30787.3k $3.9m $3.9m 0.00% Reduced -1.9k -1,949
26 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 83,62583.6k $3.7m $3.7m 0.01% Reduced -7.9k -7,934
27 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 82,83082.8k $3.7m $3.7m 0.01% Reduced -63.7k -63,711
28 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 76,44176.4k $3.4m $3.4m 0.06% Added +54.0k +54,043
29 Waterloo Capital, L.P. 0.50% of their portfolio AUSTIN, TX 70,56070.6k $3.1m $3.1m 0.50% New
30 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 69,23069.2k $3.1m $3.1m 0.01% Reduced -62.6k -62,621
31 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 67,83867.8k $3.0m $3.0m 0.01% Reduced -4.8k -4,764
32 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 64,02864.0k $2.8m $2.8m 0.01% Reduced -1.3k -1,262
33 Avidian Wealth Enterprises, LLC 0.16% of their portfolio Houston, TX 59,84959.8k $2.6m $2.6m 0.16% Reduced -6.5k -6,548
34 Financial Gravity Asset Management, Inc. 0.02% of their portfolio Lakeway, TX 55,08055.1k $1.8m $1.8m 0.02% Added +858 +858
35 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 54,42454.4k $2.4m $2.4m 0.00% Added +28.4k +28,410
36 First Citizens Financial Corp 1.54% of their portfolio MASON CITY, IA 54,35854.4k $2.4m $2.4m 1.54% Reduced -1.8k -1,774
37 Counterweight Ventures, LLC 2.03% of their portfolio WILMINGTON, NC 50,58950.6k $2.2m $2.2m 2.03% First filing
38 Dentgroup LLC 1.87% of their portfolio BATON ROUGE, LA 47,69047.7k $2.1m $2.1m 1.87% Reduced -26.6k -26,646
39 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 47,44647.4k $2.1m $2.1m 0.01% Reduced -2.7k -2,708
40 FORTE ASSET MANAGEMENT LLC 1.41% of their portfolio BEDFORD, NY 46,68446.7k $2.1m $2.1m 1.41% Reduced -1.7k -1,667
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 45,14445.1k $2.0m $2.0m 0.00% Reduced -5.7k -5,707
42 Quantitative Investment Management, LLC 0.11% of their portfolio CHARLOTTESVILLE, VA 44,89044.9k $2.0m $2.0m 0.11% New
43 Robertson Stephens Wealth Management, LLC 0.12% of their portfolio San Francisco, CA 44,44344.4k $2.0m $2.0m 0.12% Reduced -61.0k -61,044
44 WEALTHSOURCE PARTNERS, LLC 0.13% of their portfolio SAN LUIS OBISPO, CA 44,30344.3k $2.0m $2.0m 0.13% Added +29.0k +29,012
45 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 44,14644.1k $1.9m $1.9m 0.02% Reduced -2.4k -2,427
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 43,03843.0k $1.9m $1.9m 0.00% Reduced -1.2k -1,191
47 SYNOVUS FINANCIAL CORP 0.03% of their portfolio Columbus, GA 42,96643.0k $1.9m $1.9m 0.03% Added +322 +322
48 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 42,73342.7k $1.9m $1.9m 0.00% Reduced -931 -931
49 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 39,20639.2k $1.7m $1.7m 0.00% Reduced -13.4k -13,405
50 Biondo Investment Advisors, LLC 0.29% of their portfolio MILFORD, PA 38,67538.7k $1.7m $1.7m 0.29% Added +395 +395
51 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 37,54437.5k $1.7m $1.7m 0.01% Added +6.8k +6,753
52 BlackRock Inc. 0.00% of their portfolio New York, NY 37,21737.2k $1.6m $1.6m 0.00% Added +17.6k +17,570
53 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 36,98337.0k $1.6m $1.6m 0.01% Added +412 +412
54 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 36,02236.0k $1.6m $1.6m 0.00% Reduced -522 -522
55 Summit Financial Wealth Advisors, LLC 0.33% of their portfolio Lafayette, LA 33,12133.1k $1.5m $1.5m 0.33% Added +39 +39
56 COTTONWOOD CAPITAL ADVISORS, LLC 1.18% of their portfolio SALT LAKE CITY, UT 32,39332.4k $1.4m $1.4m 1.18% Reduced -707 -707
57 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 32,25532.3k $1.4m $1.4m 0.02% Added +26.6k +26,566
58 J.W. COLE ADVISORS, INC. 0.08% of their portfolio TAMPA, FL 31,95232.0k $1.4m $1.4m 0.08% New
59 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 31,91731.9k $1.4m $1.4m 0.01% Reduced -1.4k -1,370
60 Sunbelt Securities, Inc. 0.17% of their portfolio HOUSTON, TX 31,22131.2k $1.4m $1.4m 0.17% Reduced -400 -400
61 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 30,10430.1k $1.3m $1.3m 0.06% Added +11.9k +11,852
62 ROCKLAND TRUST CO 0.07% of their portfolio HANOVER, MA 28,11828.1k $1.2m $1.2m 0.07% Reduced -166 -166
63 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 27,71927.7k $1.2m $1.2m 0.01% First filing
64 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 27,48027.5k $1.2m $1.2m 0.01% Added +604 +604
65 Foundation Wealth Management, LLC 1.03% of their portfolio Clayton, MO 26,10126.1k $1.2m $1.2m 1.03% Added +1.1k +1,141
66 Keebeck Wealth Management 0.19% of their portfolio Chicago, IL 25,56225.6k $1.1m $1.1m 0.19% Added +21.3k +21,270
67 Whitaker-Myers Wealth Managers, LTD. 0.55% of their portfolio Mansfield, OH 25,24925.2k $1.1m $1.1m 0.55% Reduced -1.4k -1,365
68 Ballew Advisors, Inc 0.79% of their portfolio Jackson, MS 24,72724.7k $1.0m $1.0m 0.79% Reduced -78 -78
69 Kesler, Norman & Wride, LLC 0.24% of their portfolio OGDEN, UT 24,04624.0k $1.1m $1.1m 0.24% Reduced -2.2k -2,240
70 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 23,73823.7k $1.0m $1.0m 0.00% Added +7.7k +7,715
71 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 22,92522.9k $1.0m $1.0m 0.04% Reduced -1.1k -1,107
72 Glenview Trust Co 0.02% of their portfolio Louisville, KY 22,86722.9k $1.0m $1.0m 0.02% New
73 KKM Financial LLC 0.63% of their portfolio CHICAGO, IL 22,58322.6k $996.4k $996.4k 0.63% First filing
74 JUNCTURE WEALTH STRATEGIES, LLC 0.45% of their portfolio SCOTTSDALE, AZ 22,54622.5k $994.7k $994.7k 0.45% New
75 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 22,51122.5k $993.2k $993.2k 0.00% Reduced -1.5k -1,470
76 Heartwood Wealth Advisors LLC 0.13% of their portfolio RICHMOND, VA 21,93921.9k $967.9k $967.9k 0.13% Unchanged
77 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 20,85920.9k $920.3k $920.3k 0.01% Reduced -3.9k -3,872
78 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 20,54820.5k $906.6k $906.6k 0.00% Reduced -93.4k -93,432
79 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 20,53020.5k $905.8k $905.8k 0.01% Reduced -1.3k -1,335
80 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 19,94919.9k $880.1k $880.1k 0.02% Reduced -60.9k -60,859
81 GRIMES & Co WEALTH MANAGEMENT, LLC 0.03% of their portfolio WESTBOROUGH, MA 19,74119.7k $871.0k $871.0k 0.03% Reduced -253 -253
82 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 19,10119.1k $842.7k $842.7k 0.01% Added +481 +481
83 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 18,20318.2k $803.1k $803.1k 0.01% Reduced -1.3k -1,296
84 Buttonwood Financial Group, LLC 0.56% of their portfolio Kansas City, MO 17,36117.4k $766.0k $766.0k 0.56% New
85 Cypress Wealth Services, LLC 0.19% of their portfolio PALM DESERT, CA 17,00217.0k $750.1k $750.1k 0.19% Added +7.6k +7,626
86 CWM, LLC 0.00% of their portfolio OMAHA, NE 16,53516.5k $730.0k $730.0k 0.00% Reduced -1.1k -1,126
87 Wealth Management Partners, LLC 0.39% of their portfolio TUCSON, AZ 15,90815.9k $701.9k $701.9k 0.39% Added +113 +113
88 Private Advisory Group LLC 0.12% of their portfolio REDMOND, WA 15,85015.8k $699.3k $699.3k 0.12% Reduced -3.4k -3,366
89 EQ LLC 0.51% of their portfolio BELLEVUE, WA 15,49715.5k $683.7k $683.7k 0.51% Reduced -1.2k -1,185
90 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 15,05815.1k $664.4k $664.4k 0.02% New
91 Ironwood Financial, llc 0.16% of their portfolio TUCSON, AZ 15,04915.0k $664.0k $664.0k 0.16% Reduced -173 -173
92 Family Firm, Inc. 0.17% of their portfolio BETHESDA, MD 14,99815.0k $661.7k $661.7k 0.17% Added +11 +11
93 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 14,89714.9k $657.1k $657.1k 0.00% Reduced -2.3k -2,325
94 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 14,73214.7k $650.0k $650.0k 0.01% Reduced -423 -423
95 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 14,52714.5k $640.9k $640.9k 0.02% Reduced -1.4k -1,363
96 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 14,39914.4k $635.3k $635.3k 0.01% Reduced -13.0k -13,031
97 GSA CAPITAL PARTNERS LLP 0.05% of their portfolio LONDON, X0 14,35414.4k $633.0k $633.0k 0.05% Added +5.2k +5,206
98 Financial Partners Group, Inc 0.11% of their portfolio Overland Park, KS 14,27114.3k $629.6k $629.6k 0.11% Reduced -1.0k -1,015
99 Blue Trust, Inc. 0.01% of their portfolio BRENTWOOD, TN 14,23114.2k $676.0k $676.0k 0.01% Added +4.7k +4,674
100 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 14,09814.1k $622.7k $622.7k 0.00% New