Vault-13

ISHARES TR IYE

U.S. ENERGY ETF · ETP · CUSIP 464287796

305 institutional holders -5 vs Q2 2023
14,398,79414.4m shares reported held*
$683.2mreported value*
39 new 45 added 124 reduced 43 sold out net sold ≈ $53.0m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.45. Options: 3 managers hold calls ($1.1m notional), 1 hold puts ($469.6k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 363Q4 22: 398Q1 23: 338Q2 23: 310Q3 23: 305305Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022363
Q4 2022398
Q1 2023338
Q2 2023310
Q3 2023305

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 148 bought or addedQ4 22: 192 cut or sold outQ4 22Q1 23: 100 bought or addedQ1 23: 248 cut or sold outQ1 23Q2 23: 78 bought or addedQ2 23: 192 cut or sold outQ2 23Q3 23: 84 bought or addedQ3 23: 167 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022148192
Q1 2023100248
Q2 202378192
Q3 202384167

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 22 calls: $1.4mQ4 22 puts: $1.7mQ4 22P/C 1.24Q1 23 calls: $1.3mQ1 23 puts: $573.1kQ1 23P/C 0.45Q2 23 calls: $1.4mQ2 23 puts: $612.6kQ2 23P/C 0.43Q3 23 calls: $1.1mQ3 23 puts: $469.6kQ3 23P/C 0.42
Numbers
QuarterCallsPutsP/C
Q4 2022$1.4m$1.7m1.24
Q1 2023$1.3m$573.1k0.45
Q2 2023$1.4m$612.6k0.43
Q3 2023$1.1m$469.6k0.42

Biggest buyers

Bellwether Advisors, LLC New +193,319+193.3k
Robertson Stephens Wealth Management, LLC New +105,487+105.5k
OSAIC HOLDINGS, INC. Added +98,971+99.0k
BNP PARIBAS FINANCIAL MARKETS Added +88,545+88.5k
GOLDMAN SACHS GROUP INC Added +62,825+62.8k
Financial Gravity Asset Management, Inc. Added +47,774+47.8k
Cambridge Investment Research Advisors, Inc. Added +47,115+47.1k
ALLSTATE CORP New +41,365+41.4k
PATHSTONE FAMILY OFFICE, LLC New +26,591+26.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +23,981+24.0k

Biggest sellers

Townsend & Associates, Inc Sold out -281,423-281.4k
Thrivent Financial for Lutherans Reduced -271,703-271.7k
JANE STREET GROUP, LLC Sold out -204,478-204.5k
EWG Elevate Inc. Sold out -123,090-123.1k
ROYAL BANK OF CANADA Reduced -89,040-89.0k
CreativeOne Wealth, LLC Sold out -87,371-87.4k
CITADEL ADVISORS LLC Reduced -64,667-64.7k
Prostatis Group LLC Sold out -64,260-64.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -59,322-59.3k
Kestra Advisory Services, LLC Reduced -59,166-59.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $768.4k16.2k shares
CITADEL ADVISORS LLC Reduced $336.8k7.1k shares
Cutler Group LLC / CA New $6.0k3.0k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $469.6k9.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,302,2912.3m $109.2m $109.2m 0.01% Added +11.6k +11,634
2 PGIM Custom Harvest LLC 2.53% of their portfolio NEWARK, NJ 1,446,2101.4m $68.6m $68.6m 2.53% Reduced -7.1k -7,149
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,417,2161.4m $67.2m $67.2m 0.01% Added +21.2k +21,196
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 968,063968.1k $45.9m $45.9m 0.01% Reduced -30.2k -30,186
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 654,198654.2k $31.0m $31.0m 0.01% Reduced -22.3k -22,331
6 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 624,003624.0k $29.6m $29.6m 0.01% Added +62.8k +62,825
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 485,756485.8k $23.0m $23.0m 0.01% Reduced -89.0k -89,040
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 417,041417.0k $19.8m $19.8m 0.01% Reduced -35.9k -35,873
9 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 372,839372.8k $17.7m $17.7m 0.03% Added +99.0k +98,971
10 BRIGHT ROCK CAPITAL MANAGEMENT, LLC 3.48% of their portfolio HANOVER, MA 300,000300.0k $14.2m $14.2m 3.48% Unchanged
11 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 259,544259.5k $12.3m $12.3m 0.02% Reduced -42.5k -42,493
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 200,836200.8k $9.5m $9.5m 0.00% Reduced -28.6k -28,567
13 Bellwether Advisors, LLC 2.50% of their portfolio LINCOLN, NE 193,319193.3k $9.2m $9.2m 2.50% New
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 174,247174.2k $8.3m $8.3m 0.00% Reduced -18.2k -18,234
15 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 170,002170.0k $8.1m $8.1m 0.02% Added +12.9k +12,864
16 Mariner, LLC 0.02% of their portfolio Overland Park, KS 146,675146.7k $7.0m $7.0m 0.02% Added +5.7k +5,709
17 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 146,541146.5k $7.0m $7.0m 0.03% Added +12.4k +12,359
18 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 144,995145.0k $6.9m $6.9m 0.04% Reduced -10.4k -10,364
19 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 134,801134.8k $6.4m $6.4m 0.01% Added +10.3k +10,305
20 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 131,851131.9k $6.3m $6.3m 0.03% Added +47.1k +47,115
21 AMG National Trust Bank 0.20% of their portfolio GREENWOOD VILLAGE, CO 119,963120.0k $5.7m $5.7m 0.20% Added +6.9k +6,925
22 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 113,980114.0k $5.4m $5.4m 0.01% Added +88.5k +88,545
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 111,223111.2k $5.3m $5.3m 0.00% Reduced -22.7k -22,726
24 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.17% of their portfolio TOKYO, M0 108,861108.9k $5.2m $5.2m 0.17% Reduced -5.2k -5,160
25 Robertson Stephens Wealth Management, LLC 0.34% of their portfolio San Francisco, CA 105,487105.5k $5.0m $5.0m 0.34% New
26 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 91,55991.6k $4.3m $4.3m 0.02% Reduced -22.5k -22,525
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 89,25689.3k $4.2m $4.2m 0.01% Added +349 +349
28 Advisory Services Network, LLC 0.10% of their portfolio ATLANTA, GA 80,80880.8k $3.8m $3.8m 0.10% Added +1.5k +1,512
29 Dentgroup LLC 2.60% of their portfolio BATON ROUGE, LA 74,33674.3k $3.5m $3.5m 2.60% Reduced -3.9k -3,946
30 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 72,60272.6k $3.4m $3.4m 0.01% Added +1.1k +1,097
31 Avidian Wealth Enterprises, LLC 0.22% of their portfolio Houston, TX 66,39766.4k $3.1m $3.1m 0.22% Reduced -4.4k -4,407
32 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 65,29065.3k $3.1m $3.1m 0.01% Reduced -3.2k -3,205
33 First Citizens Financial Corp 1.88% of their portfolio MASON CITY, IA 56,13256.1k $2.7m $2.7m 1.88% Added +1.3k +1,286
34 Financial Gravity Asset Management, Inc. 0.02% of their portfolio Lakeway, TX 54,22254.2k $1.8m $1.8m 0.02% Added +47.8k +47,774
35 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 52,61152.6k $2.5m $2.5m 0.00% Reduced -711 -711
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 50,85150.9k $2.4m $2.4m 0.00% Reduced -28.2k -28,212
37 TCWP LLC 1.82% of their portfolio Beachwood, OH 50,49250.5k $2.4m $2.4m 1.82% Reduced -758 -758
38 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 50,15450.2k $2.4m $2.4m 0.01% Reduced -7.5k -7,528
39 FORTE ASSET MANAGEMENT LLC 1.55% of their portfolio BEDFORD, NY 48,35148.4k $2.3m $2.3m 1.55% Reduced -1.7k -1,702
40 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 47,80647.8k $2.3m $2.3m 0.01% Reduced -34.1k -34,119
41 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 46,57346.6k $2.2m $2.2m 0.02% Reduced -59.2k -59,166
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 44,22944.2k $2.1m $2.1m 0.00% Added +3.4k +3,354
43 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 43,66443.7k $2.1m $2.1m 0.00% Reduced -271.7k -271,703
44 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 42,64442.6k $2.0m $2.0m 0.02% Reduced -2 -2
45 ALLSTATE CORP 0.11% of their portfolio NORTHBROOK, IL 41,36541.4k $2.0m $2.0m 0.11% New
46 Biondo Investment Advisors, LLC 0.34% of their portfolio MILFORD, PA 38,28038.3k $1.8m $1.8m 0.34% Added +1.2k +1,165
47 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 36,57136.6k $1.7m $1.7m 0.01% Added +567 +567
48 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 36,54436.5k $1.7m $1.7m 0.00% Added +6.5k +6,464
49 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 33,28733.3k $1.6m $1.6m 0.02% Reduced -2.1k -2,105
50 COTTONWOOD CAPITAL ADVISORS, LLC 1.47% of their portfolio SALT LAKE CITY, UT 33,10033.1k $1.6m $1.6m 1.47% Reduced -3.1k -3,053
51 Summit Financial Wealth Advisors, LLC 0.36% of their portfolio Lafayette, LA 33,08233.1k $1.5m $1.5m 0.36% Reduced -131 -131
52 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 32,77132.8k $1.6m $1.6m 0.06% Added +976 +976
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 32,19632.2k $1.5m $1.5m 0.00% Reduced -59.3k -59,322
54 Sunbelt Securities, Inc. 0.21% of their portfolio HOUSTON, TX 31,62131.6k $1.5m $1.5m 0.21% Reduced -5.6k -5,603
55 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 30,79130.8k $1.5m $1.5m 0.01% Reduced -5.9k -5,863
56 ROCKLAND TRUST CO 0.08% of their portfolio HANOVER, MA 28,28428.3k $1.3m $1.3m 0.08% Reduced -242 -242
57 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 27,43027.4k $1.3m $1.3m 0.01% Added +2.0k +2,044
58 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 26,87626.9k $1.3m $1.3m 0.01% Reduced -100 -100
59 Whitaker-Myers Wealth Managers, LTD. 0.78% of their portfolio Mansfield, OH 26,61426.6k $1.3m $1.3m 0.78% Added +4.9k +4,895
60 PATHSTONE FAMILY OFFICE, LLC 0.01% of their portfolio ENGLEWOOD, NJ 26,59126.6k $1.3m $1.3m 0.01% New
61 Kesler, Norman & Wride, LLC 0.31% of their portfolio OGDEN, UT 26,28626.3k $1.2m $1.2m 0.31% Reduced -4.3k -4,253
62 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 26,01426.0k $1.2m $1.2m 0.00% Reduced -1.1k -1,067
63 Foundation Wealth Management, LLC 1.18% of their portfolio Clayton, MO 24,96025.0k $1.2m $1.2m 1.18% Reduced -1.8k -1,795
64 Ballew Advisors, Inc 0.92% of their portfolio Jackson, MS 24,80524.8k $1.1m $1.1m 0.92% Reduced -343 -343
65 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 24,73124.7k $1.2m $1.2m 0.01% Unchanged
66 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 24,03224.0k $1.1m $1.1m 0.04% Added +4.3k +4,321
67 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 23,98124.0k $1.1m $1.1m 0.00% New
68 Wealthstar Advisors, LLC 0.46% of their portfolio Plano, TX 22,48222.5k $1.1m $1.1m 0.46% New
69 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 22,39822.4k $1.1m $1.1m 0.02% Reduced -3.5k -3,511
70 Heartwood Wealth Advisors LLC 0.15% of their portfolio RICHMOND, VA 21,93921.9k $1.0m $1.0m 0.15% Added +477 +477
71 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 21,86521.9k $1.0m $1.0m 0.01% Reduced -165 -165
72 GRIMES & Co WEALTH MANAGEMENT, LLC 0.04% of their portfolio WESTBOROUGH, MA 19,99420.0k $948.3k $948.3k 0.04% Unchanged
73 BlackRock Inc. 0.00% of their portfolio New York, NY 19,64719.6k $931.9k $931.9k 0.00% Added +13.7k +13,714
74 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 19,49919.5k $924.8k $924.8k 0.01% Reduced -1.2k -1,242
75 Private Advisory Group LLC 0.18% of their portfolio REDMOND, WA 19,21619.2k $911.4k $911.4k 0.18% Reduced -53 -53
76 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 18,90918.9k $911.1k $911.1k 0.02% Added +10.9k +10,889
77 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 18,62018.6k $883.1k $883.1k 0.01% Added +3.4k +3,350
78 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 18,25218.3k $865.7k $865.7k 0.04% Reduced -567 -567
79 CWM, LLC 0.01% of their portfolio OMAHA, NE 17,66117.7k $838.0k $838.0k 0.01% Reduced -2.7k -2,729
80 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 17,22217.2k $816.9k $816.9k 0.00% Added +365 +365
81 EQ LLC 0.59% of their portfolio BELLEVUE, WA 16,68216.7k $791.3k $791.3k 0.59% Reduced -3.8k -3,771
82 Virtue Capital Management, LLC 0.12% of their portfolio BRENTWOOD, TN 16,12316.1k $689.3k $689.3k 0.12% Unchanged
83 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 16,02316.0k $760.0k $760.0k 0.00% Reduced -119 -119
84 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 15,89015.9k $758.9k $758.9k 0.02% Reduced -1.4k -1,405
85 Wealth Management Partners, LLC 0.47% of their portfolio TUCSON, AZ 15,79515.8k $749.2k $749.2k 0.47% Reduced -40 -40
86 Moloney Securities Asset Management, LLC 0.13% of their portfolio MANCHESTER, MO 15,72515.7k $745.8k $745.8k 0.13% Reduced -2.7k -2,655
87 SPC Financial, Inc. 0.08% of their portfolio ROCKVILLE, MD 15,41515.4k $731.1k $731.1k 0.08% Reduced -3.9k -3,878
88 WEALTHSOURCE PARTNERS, LLC 0.05% of their portfolio SAN LUIS OBISPO, CA 15,29115.3k $725.3k $725.3k 0.05% Reduced -2.2k -2,183
89 Financial Partners Group, Inc 0.14% of their portfolio Overland Park, KS 15,28615.3k $662.6k $662.6k 0.14% Reduced -751 -751
90 Ironwood Financial, llc 0.19% of their portfolio TUCSON, AZ 15,22215.2k $722.0k $722.0k 0.19% Reduced -56.8k -56,810
91 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 15,15515.2k $718.8k $718.8k 0.01% Added +950 +950
92 Family Firm, Inc. 0.20% of their portfolio BETHESDA, MD 14,98715.0k $710.8k $710.8k 0.20% Reduced -628 -628
93 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 14,05014.1k $666.4k $666.4k 0.01% Reduced -4.4k -4,394
94 FOUNDERS FINANCIAL SECURITIES LLC 0.09% of their portfolio TOWSON, MD 13,84913.8k $656.9k $656.9k 0.09% Reduced -1.6k -1,625
95 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 13,32713.3k $632.1k $632.1k 0.01% Added +977 +977
96 Tradition Wealth Management, LLC 0.07% of their portfolio EDINA, MN 13,16913.2k $625.0k $625.0k 0.07% Reduced -500 -500
97 Patton Albertson Miller Group, LLC 0.12% of their portfolio Chattanooga, TN 12,54812.5k $595.2k $595.2k 0.12% Reduced -1.4k -1,396
98 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.00% of their portfolio Cincinnati, OH 12,46012.5k $591.0k $591.0k 0.00% Unchanged
99 COMERICA BANK 0.00% of their portfolio DALLAS, TX 12,41012.4k $588.6k $588.6k 0.00% New
100 Montecito Bank & Trust 0.14% of their portfolio SANTA BARBARA, CA 12,33212.3k $584.9k $584.9k 0.14% Reduced -2.6k -2,606