Vault-13

ISHARES TR IYE

U.S. ENERGY ETF · ETP · CUSIP 464287796

310 institutional holders -28 vs Q1 2023
15,598,40615.6m shares reported held*
$667.1mreported value*
17 new 61 added 141 reduced 51 sold out net sold ≈ $175.7m (-4.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $42.77. Options: 2 managers hold calls ($1.4m notional), 1 hold puts ($612.6k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 363Q4 22: 398Q1 23: 338Q2 23: 310310Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022363
Q4 2022398
Q1 2023338
Q2 2023310

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 148 bought or addedQ4 22: 192 cut or sold outQ4 22Q1 23: 100 bought or addedQ1 23: 248 cut or sold outQ1 23Q2 23: 78 bought or addedQ2 23: 192 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022148192
Q1 2023100248
Q2 202378192

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $385.0kQ3 22 puts: $417.0kQ3 22P/C 1.08Q4 22 calls: $1.4mQ4 22 puts: $1.7mQ4 22P/C 1.24Q1 23 calls: $1.3mQ1 23 puts: $573.1kQ1 23P/C 0.45Q2 23 calls: $1.4mQ2 23 puts: $612.6kQ2 23P/C 0.43
Numbers
QuarterCallsPutsP/C
Q3 2022$385.0k$417.0k1.08
Q4 2022$1.4m$1.7m1.24
Q1 2023$1.3m$573.1k0.45
Q2 2023$1.4m$612.6k0.43

Biggest buyers

Townsend & Associates, Inc Added +149,856+149.9k
EWG Elevate Inc. New +123,090+123.1k
JANE STREET GROUP, LLC Added +93,974+94.0k
CreativeOne Wealth, LLC New +87,371+87.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +72,111+72.1k
Prostatis Group LLC New +64,260+64.3k
CITADEL ADVISORS LLC Added +51,219+51.2k
Quantitative Investment Management, LLC New +28,292+28.3k
BNP PARIBAS FINANCIAL MARKETS Added +24,781+24.8k
Thrivent Financial for Lutherans Added +24,571+24.6k

Biggest sellers

UBS Group AG Reduced -516,674-516.7k
BANK OF AMERICA CORP /DE/ Reduced -462,334-462.3k
SPC Financial, Inc. Reduced -389,120-389.1k
AMERIPRISE FINANCIAL INC Reduced -249,703-249.7k
Advisory Services Network, LLC Reduced -222,572-222.6k
WELLS FARGO & COMPANY/MN Reduced -217,927-217.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -192,043-192.0k
Prospera Financial Services Inc Reduced -178,201-178.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -169,005-169.0k
Outlook Wealth Advisors, LLC Reduced -164,506-164.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $749.7k17.5k shares
CITADEL ADVISORS LLC Added $676.9k15.8k shares

Biggest puts

CITADEL ADVISORS LLC Added $612.6k14.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,290,6572.3m $98.1m $98.1m 0.01% Added +3.3k +3,295
2 PGIM Custom Harvest LLC 2.35% of their portfolio NEWARK, NJ 1,453,3591.5m $62.3m $62.3m 2.35% Reduced -10.6k -10,559
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,396,0201.4m $59.8m $59.8m 0.01% Reduced -462.3k -462,334
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 998,249998.2k $42.8m $42.8m 0.01% Reduced -217.9k -217,927
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 676,529676.5k $29.0m $29.0m 0.01% Reduced -516.7k -516,674
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 574,796574.8k $24.6m $24.6m 0.01% Reduced -155.6k -155,610
7 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 561,178561.2k $24.0m $24.0m 0.01% Reduced -55.8k -55,840
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 452,914452.9k $19.4m $19.4m 0.01% Reduced -38.8k -38,799
9 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 315,367315.4k $13.5m $13.5m 0.03% Added +24.6k +24,571
10 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 302,037302.0k $12.9m $12.9m 0.02% Reduced -82.7k -82,664
11 BRIGHT ROCK CAPITAL MANAGEMENT, LLC 3.00% of their portfolio HANOVER, MA 300,000300.0k $12.9m $12.9m 3.00% Unchanged
12 Townsend & Associates, Inc 3.30% of their portfolio WESTMINSTER, CO 281,423281.4k $12.8m $12.8m 3.30% Added +149.9k +149,856
13 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 273,868273.9k $11.7m $11.7m 0.02% Reduced -148.2k -148,163
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 229,403229.4k $9.8m $9.8m 0.00% Reduced -169.0k -169,005
15 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 204,478204.5k $8.8m $8.8m 0.01% Added +94.0k +93,974
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 192,481192.5k $8.2m $8.2m 0.00% Reduced -249.7k -249,703
17 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 157,138157.1k $6.7m $6.7m 0.01% Reduced -2.3k -2,327
18 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 155,359155.4k $6.7m $6.7m 0.05% Reduced -102.9k -102,913
19 Mariner, LLC 0.02% of their portfolio Overland Park, KS 140,966141.0k $6.0m $6.0m 0.02% Added +4.3k +4,290
20 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 134,182134.2k $5.7m $5.7m 0.02% Reduced -58.3k -58,279
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 133,949133.9k $5.7m $5.7m 0.00% Added +13.4k +13,361
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 124,496124.5k $5.3m $5.3m 0.00% Reduced -5.5k -5,512
23 EWG Elevate Inc. 2.18% of their portfolio ROSEVILLE, CA 123,090123.1k $5.3m $5.3m 2.18% New
24 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 114,084114.1k $4.9m $4.9m 0.02% Reduced -10.6k -10,607
25 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.16% of their portfolio TOKYO, M0 114,021114.0k $4.9m $4.9m 0.16% Reduced -15.2k -15,216
26 AMG National Trust Bank 0.16% of their portfolio GREENWOOD VILLAGE, CO 113,038113.0k $4.8m $4.8m 0.16% Added +3.3k +3,308
27 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 105,739105.7k $4.5m $4.5m 0.05% Reduced -63.6k -63,605
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 91,51891.5k $3.9m $3.9m 0.01% Added +72.1k +72,111
29 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 88,90788.9k $3.8m $3.8m 0.01% Reduced -118.8k -118,774
30 CreativeOne Wealth, LLC 0.08% of their portfolio OVERLAND PARK, KS 87,37187.4k $3.3m $3.3m 0.08% New
31 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 84,73684.7k $3.6m $3.6m 0.02% Reduced -27.6k -27,635
32 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 81,92581.9k $3.5m $3.5m 0.02% Reduced -6.2k -6,190
33 Advisory Services Network, LLC 0.09% of their portfolio ATLANTA, GA 79,29679.3k $3.4m $3.4m 0.09% Reduced -222.6k -222,572
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 79,06379.1k $3.4m $3.4m 0.00% Reduced -192.0k -192,043
35 Dentgroup LLC 2.42% of their portfolio BATON ROUGE, LA 78,28278.3k $3.4m $3.4m 2.42% Reduced -387 -387
36 Ironwood Financial, llc 0.81% of their portfolio TUCSON, AZ 72,03272.0k $3.1m $3.1m 0.81% Reduced -2.6k -2,631
37 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 71,50571.5k $3.1m $3.1m 0.01% Added +2.1k +2,105
38 Avidian Wealth Enterprises, LLC 0.20% of their portfolio Houston, TX 70,80470.8k $3.0m $3.0m 0.20% Added +5.9k +5,929
39 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 68,49568.5k $2.9m $2.9m 0.01% Reduced -2.2k -2,222
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 67,38567.4k $2.9m $2.9m 0.00% Added +51.2k +51,219
41 Prostatis Group LLC 0.03% of their portfolio HANOVER, MD 64,26064.3k $64.3k $64.3k 0.03% New
42 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 57,68257.7k $2.5m $2.5m 0.01% Reduced -85.5k -85,495
43 First Citizens Financial Corp 1.60% of their portfolio MASON CITY, IA 54,84654.8k $2.3m $2.3m 1.60% First filing
44 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 53,32253.3k $2.3m $2.3m 0.00% Added +899 +899
45 TCWP LLC 0.47% of their portfolio Beachwood, OH 51,25051.2k $2.2m $2.2m 0.47% Added +735 +735
46 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 51,09351.1k $2.2m $2.2m 0.02% Added +17.8k +17,844
47 FORTE ASSET MANAGEMENT LLC 1.39% of their portfolio BEDFORD, NY 50,05350.1k $2.1m $2.1m 1.39% Reduced -8.2k -8,154
48 Tower Research Capital LLC (TRC) 0.06% of their portfolio NEW YORK, NY 44,62444.6k $1.9m $1.9m 0.06% Reduced -33.1k -33,100
49 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 42,64642.6k $1.8m $1.8m 0.02% Added +126 +126
50 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 40,87540.9k $1.7m $1.7m 0.00% Reduced -92.7k -92,732
51 Sunbelt Securities, Inc. 0.23% of their portfolio HOUSTON, TX 37,22437.2k $1.6m $1.6m 0.23% Reduced -5.2k -5,215
52 Biondo Investment Advisors, LLC 0.29% of their portfolio MILFORD, PA 37,11537.1k $1.6m $1.6m 0.29% Added +10 +10
53 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 36,65436.7k $1.6m $1.6m 0.01% Reduced -9.7k -9,689
54 COTTONWOOD CAPITAL ADVISORS, LLC 1.42% of their portfolio SALT LAKE CITY, UT 36,15336.2k $1.5m $1.5m 1.42% Added +1.6k +1,559
55 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 36,00436.0k $1.5m $1.5m 0.01% Reduced -17.8k -17,784
56 SVB WEALTH LLC 0.03% of their portfolio BOSTON, MA 35,92635.9k $1.5m $1.5m 0.03% Unchanged
57 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 35,39235.4k $1.5m $1.5m 0.02% Reduced -1.9k -1,857
58 Summit Financial Wealth Advisors, LLC 0.33% of their portfolio Lafayette, LA 33,21333.2k $1.4m $1.4m 0.33% Added +120 +120
59 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 31,79531.8k $1.4m $1.4m 0.05% Reduced -178.2k -178,201
60 Kesler, Norman & Wride, LLC 0.32% of their portfolio OGDEN, UT 30,53930.5k $1.3m $1.3m 0.32% Reduced -2.3k -2,275
61 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 30,08030.1k $1.3m $1.3m 0.00% Added +9.9k +9,891
62 Veritable, L.P. 0.02% of their portfolio Newtown Square, PA 29,56629.6k $1.3m $1.3m 0.02% Reduced -2.1k -2,137
63 ROCKLAND TRUST CO 0.07% of their portfolio HANOVER, MA 28,52628.5k $1.2m $1.2m 0.07% Reduced -2.1k -2,097
64 Quantitative Investment Management, LLC 0.11% of their portfolio CHARLOTTESVILLE, VA 28,29228.3k $1.2m $1.2m 0.11% New
65 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 27,08127.1k $1.2m $1.2m 0.00% Reduced -35.0k -34,991
66 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 26,97627.0k $1.2m $1.2m 0.01% Reduced -7.3k -7,349
67 Foundation Wealth Management, LLC 1.12% of their portfolio Clayton, MO 26,75526.8k $1.1m $1.1m 1.12% Added +526 +526
68 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 25,90925.9k $1.1m $1.1m 0.02% Reduced -7.6k -7,628
69 CoreCap Advisors, LLC 0.08% of their portfolio SOUTHFIELD, MI 25,90525.9k $1.1m $1.1m 0.08% First filing
70 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 25,43525.4k $1.1m $1.1m 0.00% Added +24.8k +24,781
71 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 25,38625.4k $1.1m $1.1m 0.01% Reduced -583 -583
72 NWAM LLC 0.09% of their portfolio MERCER ISLAND, WA 25,33825.3k $1.1m $1.1m 0.09% Added +15.1k +15,126
73 Ballew Advisors, Inc 0.80% of their portfolio Jackson, MS 25,14825.1k $1.1m $1.1m 0.80% Unchanged
74 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 24,73124.7k $1.1m $1.1m 0.01% Added +3.7k +3,651
75 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 22,03022.0k $943.8k $943.8k 0.01% Reduced -61.3k -61,272
76 Triumph Capital Management 0.43% of their portfolio DENVER, CO 21,89521.9k $938.0k $938.0k 0.43% New
77 Whitaker-Myers Wealth Managers, LTD. 0.62% of their portfolio Mansfield, OH 21,71921.7k $930.4k $930.4k 0.62% Reduced -128 -128
78 Heartwood Wealth Advisors LLC 0.13% of their portfolio RICHMOND, VA 21,46221.5k $919.4k $919.4k 0.13% Added +386 +386
79 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 20,74120.7k $888.5k $888.5k 0.01% Added +107 +107
80 EQ LLC 0.72% of their portfolio BELLEVUE, WA 20,45320.5k $876.2k $876.2k 0.72% Reduced -1.5k -1,501
81 CWM, LLC 0.01% of their portfolio OMAHA, NE 20,39020.4k $873.0k $873.0k 0.01% Reduced -4.0k -4,021
82 GRIMES & Co WEALTH MANAGEMENT, LLC 0.03% of their portfolio WESTBOROUGH, MA 19,99420.0k $856.6k $856.6k 0.03% Added +3 +3
83 NAVELLIER & ASSOCIATES INC 0.17% of their portfolio Reno, NV 19,78119.8k $847.4k $847.4k 0.17% Reduced -839 -839
84 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 19,71119.7k $844.4k $844.4k 0.03% Reduced -9.5k -9,504
85 SPC Financial, Inc. 0.09% of their portfolio ROCKVILLE, MD 19,29319.3k $826.5k $826.5k 0.09% Reduced -389.1k -389,120
86 Private Advisory Group LLC 0.16% of their portfolio REDMOND, WA 19,26919.3k $825.5k $825.5k 0.16% Reduced -5.8k -5,814
87 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 18,81918.8k $806.2k $806.2k 0.04% Reduced -14.0k -13,954
88 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 18,70918.7k $801.0k $801.0k 0.03% New
89 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 18,44418.4k $790.1k $790.1k 0.01% Reduced -62.3k -62,257
90 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 18,42418.4k $789.3k $789.3k 0.01% Reduced -712 -712
91 Moloney Securities Asset Management, LLC 0.14% of their portfolio MANCHESTER, MO 18,38018.4k $787.4k $787.4k 0.14% Added +882 +882
92 WEALTHSOURCE PARTNERS, LLC 0.05% of their portfolio SAN LUIS OBISPO, CA 17,47417.5k $748.6k $748.6k 0.05% Reduced -1.6k -1,638
93 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 17,29517.3k $740.9k $740.9k 0.02% Added +678 +678
94 Fifth Third Securities, Inc. 0.08% of their portfolio Cincinnati, OH 17,24317.2k $738.7k $738.7k 0.08% Added +926 +926
95 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 16,85716.9k $722.2k $722.2k 0.00% Reduced -60.1k -60,101
96 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 16,14216.1k $691.6k $691.6k 0.00% First filing
97 Virtue Capital Management, LLC 0.12% of their portfolio BRENTWOOD, TN 16,12316.1k $689.3k $689.3k 0.12% Reduced -6.3k -6,333
98 Financial Partners Group, Inc 0.15% of their portfolio Overland Park, KS 16,03716.0k $735.3k $735.3k 0.15% Added +509 +509
99 Wealth Management Partners, LLC 0.43% of their portfolio TUCSON, AZ 15,83515.8k $678.4k $678.4k 0.43% Unchanged
100 Family Firm, Inc. 0.18% of their portfolio BETHESDA, MD 15,61515.6k $668.9k $668.9k 0.18% Added +91 +91