Vault-13

ISHARES TR IYE

U.S. ENERGY ETF · ETP · CUSIP 464287796

338 institutional holders -60 vs Q4 2022
19,489,74119.5m shares reported held*
$854.2mreported value*
31 new 69 added 164 reduced 84 sold out net sold ≈ $495.7m (-11.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.83. Options: 2 managers hold calls ($1.3m notional), 2 hold puts ($573.1k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 363Q4 22: 398Q1 23: 338338Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022363
Q4 2022398
Q1 2023338

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 148 bought or addedQ4 22: 192 cut or sold outQ4 22Q1 23: 100 bought or addedQ1 23: 248 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022148192
Q1 2023100248

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $385.0kQ3 22 puts: $417.0kQ3 22P/C 1.08Q4 22 calls: $1.4mQ4 22 puts: $1.7mQ4 22P/C 1.24Q1 23 calls: $1.3mQ1 23 puts: $573.1kQ1 23P/C 0.45
Numbers
QuarterCallsPutsP/C
Q3 2022$385.0k$417.0k1.08
Q4 2022$1.4m$1.7m1.24
Q1 2023$1.3m$573.1k0.45

Biggest buyers

JANE STREET GROUP, LLC New +110,504+110.5k
Cetera Advisor Networks LLC Added +86,736+86.7k
PGIM Custom Harvest LLC Added +73,853+73.9k
UBS Group AG Added +72,698+72.7k
Avidian Wealth Enterprises, LLC Added +60,101+60.1k
MGO ONE SEVEN LLC New +51,472+51.5k
Tower Research Capital LLC (TRC) Added +45,917+45.9k
Thrivent Financial for Lutherans Added +35,952+36.0k
HRT FINANCIAL LP New +33,249+33.2k
ALLSTATE CORP New +31,540+31.5k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -2,585,079-2.6m
BlackRock Inc. Reduced -1,537,048-1.5m
MORGAN STANLEY Reduced -767,334-767.3k
LPL Financial LLC Reduced -749,355-749.4k
CWM, LLC Reduced -675,593-675.6k
OSAIC HOLDINGS, INC. Reduced -463,508-463.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -453,777-453.8k
PARK AVENUE SECURITIES LLC Sold out -314,644-314.6k
BANK OF AMERICA CORP /DE/ Reduced -309,638-309.6k
AMERIPRISE FINANCIAL INC Reduced -281,828-281.8k

Biggest calls

CITADEL ADVISORS LLC Added $656.2k15.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $625.6k14.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $415.6k9.5k shares
CITADEL ADVISORS LLC Reduced $157.5k3.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,287,3622.3m $100.1m $100.1m 0.01% Reduced -767.3k -767,334
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,858,3541.9m $81.3m $81.3m 0.01% Reduced -309.6k -309,638
3 PGIM Custom Harvest LLC 2.66% of their portfolio NEWARK, NJ 1,463,9181.5m $64.0m $64.0m 2.66% Added +73.9k +73,853
4 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,216,1761.2m $53.2m $53.2m 0.02% Reduced -233.4k -233,386
5 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,193,2031.2m $52.2m $52.2m 0.02% Added +72.7k +72,698
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 730,406730.4k $32.0m $32.0m 0.01% Reduced -1.6k -1,591
7 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 617,018617.0k $27.0m $27.0m 0.01% Added +30.7k +30,655
8 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 491,713491.7k $21.5m $21.5m 0.02% Reduced -749.4k -749,355
9 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 442,184442.2k $19.4m $19.4m 0.01% Reduced -281.8k -281,828
10 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 422,031422.0k $18.5m $18.5m 0.03% Reduced -463.5k -463,508
11 SPC Financial, Inc. 2.04% of their portfolio ROCKVILLE, MD 408,413408.4k $17.9m $17.9m 2.04% Reduced -2.1k -2,121
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 398,408398.4k $17.4m $17.4m 0.01% Reduced -2.6m -2,585,079
13 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 384,701384.7k $16.8m $16.8m 0.03% Reduced -53.6k -53,558
14 Advisory Services Network, LLC 0.37% of their portfolio ATLANTA, GA 301,868301.9k $13.2m $13.2m 0.37% Reduced -20.3k -20,329
15 BRIGHT ROCK CAPITAL MANAGEMENT, LLC 3.28% of their portfolio HANOVER, MA 300,000300.0k $13.1m $13.1m 3.28% Unchanged
16 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 290,796290.8k $12.7m $12.7m 0.03% Added +36.0k +35,952
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 271,106271.1k $11.9m $11.9m 0.02% Reduced -453.8k -453,777
18 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 258,272258.3k $11.3m $11.3m 0.08% Added +86.7k +86,736
19 Prospera Financial Services Inc 0.38% of their portfolio Dallas, TX 209,996210.0k $9.2m $9.2m 0.38% Added +4.3k +4,335
20 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 207,681207.7k $9.1m $9.1m 0.01% Reduced -89.9k -89,932
21 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 192,461192.5k $8.4m $8.4m 0.03% Reduced -142.9k -142,882
22 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 169,344169.3k $7.4m $7.4m 0.08% Reduced -130.8k -130,831
23 Outlook Wealth Advisors, LLC 3.29% of their portfolio SHENANDOAH, TX 169,197169.2k $7.4m $7.4m 3.29% Added +2.3k +2,300
24 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 159,465159.5k $7.0m $7.0m 0.01% Reduced -69.8k -69,826
25 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 143,177143.2k $6.3m $6.3m 0.04% Reduced -192.1k -192,147
26 Mariner, LLC 0.02% of their portfolio Overland Park, KS 136,676136.7k $6.0m $6.0m 0.02% Reduced -7.5k -7,474
27 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 133,607133.6k $5.8m $5.8m 0.01% Reduced -19.3k -19,269
28 Townsend & Associates, Inc 2.35% of their portfolio WESTMINSTER, CO 131,567131.6k $5.9m $5.9m 2.35% Added +19.4k +19,377
29 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 130,008130.0k $5.7m $5.7m 0.00% Reduced -12.2k -12,233
30 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.18% of their portfolio TOKYO, M0 129,237129.2k $5.7m $5.7m 0.18% Reduced -4.8k -4,820
31 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 124,691124.7k $5.5m $5.5m 0.02% Reduced -4.4k -4,428
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 120,588120.6k $5.3m $5.3m 0.00% Reduced -220.5k -220,509
33 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 112,371112.4k $4.9m $4.9m 0.02% Reduced -14.1k -14,146
34 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 110,504110.5k $4.8m $4.8m 0.01% New
35 AMG National Trust Bank 0.17% of their portfolio GREENWOOD VILLAGE, CO 109,730109.7k $4.8m $4.8m 0.17% Added +3.6k +3,636
36 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 88,11588.1k $3.9m $3.9m 0.01% Reduced -61.4k -61,389
37 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 88,00088.0k $3.9m $3.9m 0.00% Unchanged
38 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 83,30283.3k $3.6m $3.6m 0.05% Reduced -27.3k -27,295
39 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 80,70180.7k $3.5m $3.5m 0.06% Reduced -11.1k -11,080
40 Dentgroup LLC 2.76% of their portfolio BATON ROUGE, LA 78,66978.7k $3.4m $3.4m 2.76% Reduced -5.5k -5,534
41 Tower Research Capital LLC (TRC) 0.11% of their portfolio NEW YORK, NY 77,72477.7k $3.4m $3.4m 0.11% Added +45.9k +45,917
42 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 76,95877.0k $3.4m $3.4m 0.02% Reduced -82.8k -82,837
43 Ironwood Financial, llc 0.91% of their portfolio TUCSON, AZ 74,66374.7k $3.3m $3.3m 0.91% Reduced -1.6k -1,613
44 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 70,71770.7k $3.1m $3.1m 0.01% Reduced -33.3k -33,313
45 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 69,40069.4k $3.0m $3.0m 0.01% Added +10.2k +10,228
46 Avidian Wealth Enterprises, LLC 0.16% of their portfolio Houston, TX 64,87564.9k $2.8m $2.8m 0.16% Added +60.1k +60,101
47 BlackRock Inc. 0.00% of their portfolio New York, NY 62,22762.2k $2.7m $2.7m 0.00% Reduced -1.5m -1,537,048
48 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 62,07262.1k $2.7m $2.7m 0.00% Reduced -11.4k -11,410
49 FORTE ASSET MANAGEMENT LLC 1.68% of their portfolio BEDFORD, NY 58,20758.2k $2.5m $2.5m 1.68% Added +117 +117
50 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 53,78853.8k $2.4m $2.4m 0.01% Added +229 +229
51 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 52,42352.4k $2.3m $2.3m 0.00% Reduced -658 -658
52 MGO ONE SEVEN LLC 0.14% of their portfolio Beachwood, OH 51,47251.5k $2.3m $2.3m 0.14% New
53 TCWP LLC 0.42% of their portfolio Beachwood, OH 50,51550.5k $2.2m $2.2m 0.42% Added +12.7k +12,701
54 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 46,34346.3k $2.0m $2.0m 0.02% Reduced -18.5k -18,468
55 Blue Trust, Inc. 0.03% of their portfolio BRENTWOOD, TN 44,30044.3k $2.1m $2.1m 0.03% Added +3.8k +3,772
56 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 42,52042.5k $1.9m $1.9m 0.02% Added +193 +193
57 Sunbelt Securities, Inc. 0.30% of their portfolio HOUSTON, TX 42,43942.4k $1.8m $1.8m 0.30% Added +1.6k +1,594
58 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 37,24937.2k $1.6m $1.6m 0.02% Reduced -73.8k -73,784
59 Biondo Investment Advisors, LLC 0.33% of their portfolio MILFORD, PA 37,10537.1k $1.6m $1.6m 0.33% Reduced -1.9k -1,880
60 SVB WEALTH LLC 0.02% of their portfolio BOSTON, MA 35,92635.9k $1.6m $1.6m 0.02% Added +204 +204
61 One Capital Management, LLC 0.08% of their portfolio WESTLAKE VILLAGE, CA 35,65635.7k $1.6m $1.6m 0.08% Reduced -1.1k -1,093
62 COTTONWOOD CAPITAL ADVISORS, LLC 1.39% of their portfolio SALT LAKE CITY, UT 34,59434.6k $1.5m $1.5m 1.39% Added +919 +919
63 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 34,32534.3k $1.5m $1.5m 0.01% Reduced -4.7k -4,692
64 Teamwork Financial Advisors, LLC 0.28% of their portfolio San Antonio, TX 34,05934.1k $1.5m $1.5m 0.28% Reduced -985 -985
65 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 33,53733.5k $1.5m $1.5m 0.03% Reduced -30.1k -30,068
66 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 33,24933.2k $1.5m $1.5m 0.02% New
67 Summit Financial Wealth Advisors, LLC 0.34% of their portfolio Lafayette, LA 33,09333.1k $1.4m $1.4m 0.34% Reduced -106 -106
68 Kesler, Norman & Wride, LLC 0.36% of their portfolio OGDEN, UT 32,81432.8k $1.4m $1.4m 0.36% Reduced -13.1k -13,137
69 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 32,77332.8k $1.4m $1.4m 0.08% Added +12.4k +12,410
70 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 32,11432.1k $1.4m $1.4m 0.00% Added +23.6k +23,583
71 Veritable, L.P. 0.02% of their portfolio Newtown Square, PA 31,70331.7k $1.4m $1.4m 0.02% Unchanged
72 ALLSTATE CORP 0.10% of their portfolio NORTHBROOK, IL 31,54031.5k $1.4m $1.4m 0.10% New
73 Rosenberg Matthew Hamilton 0.44% of their portfolio GRAND JUNCTION, CO 31,42631.4k $1.4m $1.4m 0.44% Reduced -25 -25
74 ROCKLAND TRUST CO 0.08% of their portfolio HANOVER, MA 30,62330.6k $1.3m $1.3m 0.08% Reduced -2.0k -1,956
75 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 29,21529.2k $1.3m $1.3m 0.05% Added +21.9k +21,937
76 Foundation Wealth Management, LLC 1.18% of their portfolio Clayton, MO 26,22926.2k $1.1m $1.1m 1.18% Reduced -8.1k -8,112
77 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 25,96926.0k $1.1m $1.1m 0.01% Reduced -1.5k -1,529
78 Apollon Wealth Management, LLC 0.07% of their portfolio MOUNT PLEASANT, SC 25,19625.2k $1.1m $1.1m 0.07% Reduced -5.0k -4,979
79 Ballew Advisors, Inc 0.77% of their portfolio Jackson, MS 25,14825.1k $1.1m $1.1m 0.77% Reduced -2.7k -2,725
80 Private Advisory Group LLC 0.23% of their portfolio REDMOND, WA 25,08325.1k $1.1m $1.1m 0.23% Reduced -701 -701
81 CWM, LLC 0.01% of their portfolio OMAHA, NE 24,41124.4k $1.1m $1.1m 0.01% Reduced -675.6k -675,593
82 Virtue Capital Management, LLC 0.16% of their portfolio BRENTWOOD, TN 22,45622.5k $981.5k $981.5k 0.16% Reduced -4.1k -4,071
83 EQ LLC 0.73% of their portfolio BELLEVUE, WA 21,95422.0k $960.5k $960.5k 0.73% Reduced -30.7k -30,675
84 Day & Ennis, LLC 0.36% of their portfolio MACON, GA 21,92221.9k $959.1k $959.1k 0.36% Reduced -26.6k -26,614
85 Whitaker-Myers Wealth Managers, LTD. 0.74% of their portfolio Mansfield, OH 21,84721.8k $955.8k $955.8k 0.74% Added +4.9k +4,931
86 Financial Management Professionals, Inc. 0.18% of their portfolio AUSTIN, TX 21,55921.6k $943.0k $943.0k 0.18% Added +21.4k +21,374
87 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 21,08021.1k $922.3k $922.3k 0.02% Added +1.8k +1,816
88 Heartwood Wealth Advisors LLC 0.14% of their portfolio RICHMOND, VA 21,07621.1k $922.1k $922.1k 0.14% Added +1.2k +1,165
89 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 20,63420.6k $902.7k $902.7k 0.02% Reduced -21.1k -21,150
90 NAVELLIER & ASSOCIATES INC 0.19% of their portfolio Reno, NV 20,62020.6k $902.1k $902.1k 0.19% New
91 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 20,18920.2k $883.3k $883.3k 0.00% Reduced -526 -526
92 GRIMES & Co WEALTH MANAGEMENT, LLC 0.04% of their portfolio WESTBOROUGH, MA 19,99120.0k $874.6k $874.6k 0.04% Added +6 +6
93 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,40719.4k $849.1k $849.1k 0.00% Reduced -1.6k -1,567
94 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 19,13619.1k $837.2k $837.2k 0.01% Reduced -12.7k -12,696
95 WEALTHSOURCE PARTNERS, LLC 0.06% of their portfolio SAN LUIS OBISPO, CA 19,11219.1k $836.1k $836.1k 0.06% Reduced -68.6k -68,621
96 Genesee Capital Advisors, LLC 0.56% of their portfolio AUBURN, NY 18,11418.1k $792.5k $792.5k 0.56% Added +933 +933
97 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 17,69717.7k $803.2k $803.2k 0.02% Reduced -84.4k -84,403
98 Moloney Securities Asset Management, LLC 0.14% of their portfolio MANCHESTER, MO 17,49817.5k $765.5k $765.5k 0.14% Added +1.4k +1,427
99 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 16,61716.6k $727.0k $727.0k 0.02% Reduced -9.6k -9,596
100 Patton Albertson Miller Group, LLC 0.13% of their portfolio Chattanooga, TN 16,58016.6k $725.4k $725.4k 0.13% Reduced -987 -987