Vault-13

ISHARES TR IYE

U.S. ENERGY ETF · ETP · CUSIP 464287796

398 institutional holders +35 vs Q3 2022
31,032,18231.0m shares reported held*
$1.4bnreported value*
52 new 96 added 158 reduced 34 sold out net sold ≈ $131.9m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $46.31. Options: 4 managers hold calls ($1.4m notional), 2 hold puts ($1.7m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 363Q4 22: 398398Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022363
Q4 2022398

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $385.0kQ3 22 puts: $417.0kQ3 22P/C 1.08Q4 22 calls: $1.4mQ4 22 puts: $1.7mQ4 22P/C 1.24
Numbers
QuarterCallsPutsP/C
Q3 2022$385.0k$417.0k1.08
Q4 2022$1.4m$1.7m1.24

Biggest buyers

JPMORGAN CHASE & CO Added +334,912+334.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +183,845+183.8k
BANK OF AMERICA CORP /DE/ Added +165,155+165.2k
Townsend & Associates, Inc New +112,190+112.2k
CPR Investments Inc. New +97,300+97.3k
HSBC HOLDINGS PLC New +88,000+88.0k
LPL Financial LLC Added +87,581+87.6k
MML INVESTORS SERVICES, LLC Added +78,778+78.8k
OSAIC HOLDINGS, INC. Added +54,157+54.2k
Cetera Investment Advisers Added +51,510+51.5k

Biggest sellers

PRUDENTIAL FINANCIAL INC Reduced -1,336,628-1.3m
BlackRock Inc. Reduced -861,189-861.2k
ALLSTATE CORP Sold out -483,306-483.3k
M&T Bank Corp Reduced -142,732-142.7k
BARINGS LLC Sold out -142,576-142.6k
UBS Group AG Reduced -131,724-131.7k
MORGAN STANLEY Reduced -128,946-128.9k
Blue Trust, Inc. Reduced -94,690-94.7k
Raymond James Financial Services Advisors, Inc. Reduced -85,952-86.0k
AMERIPRISE FINANCIAL INC Reduced -68,971-69.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $1.2m25.3k shares
CITADEL ADVISORS LLC Reduced $148.8k3.2k shares
Paladin Advisory Group, LLC Reduced $52.4k1.1k shares
Cutler Group LLC / CA Added $3.0k4.0k shares

Biggest puts

CITADEL ADVISORS LLC New $1.4m29.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $358.0k7.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 3,054,6963.1m $142.0m $142.0m 0.02% Reduced -128.9k -128,946
2 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 2,983,4873.0m $138.7m $138.7m 0.07% Reduced -49.4k -49,353
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,167,9922.2m $100.8m $100.8m 0.01% Added +165.2k +165,155
4 BlackRock Inc. 0.00% of their portfolio New York, NY 1,599,2751.6m $74.4m $74.4m 0.00% Reduced -861.2k -861,189
5 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,449,5621.4m $67.4m $67.4m 0.02% Reduced -34.7k -34,714
6 PGIM Custom Harvest LLC 2.92% of their portfolio NEWARK, NJ 1,390,0651.4m $64.6m $64.6m 2.92% First filing
7 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,241,0681.2m $57.7m $57.7m 0.05% Added +87.6k +87,581
8 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,120,5051.1m $52.1m $52.1m 0.03% Reduced -131.7k -131,724
9 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 885,539885.5k $41.2m $41.2m 0.08% Added +54.2k +54,157
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 731,997732.0k $34.0m $34.0m 0.01% Added +7.4k +7,386
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 724,883724.9k $33.7m $33.7m 0.05% Added +183.8k +183,845
12 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 724,012724.0k $33.7m $33.7m 0.01% Reduced -69.0k -68,971
13 CWM, LLC 0.24% of their portfolio OMAHA, NE 700,004700.0k $32.5m $32.5m 0.24% Reduced -39.5k -39,469
14 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 586,363586.4k $27.3m $27.3m 0.01% Reduced -16.0k -16,044
15 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 438,259438.3k $20.4m $20.4m 0.04% Reduced -86.0k -85,952
16 SPC Financial, Inc. 2.26% of their portfolio ROCKVILLE, MD 410,534410.5k $19.1m $19.1m 2.26% Reduced -40.4k -40,449
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 341,097341.1k $15.9m $15.9m 0.00% Added +334.9k +334,912
18 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 335,343335.3k $15.6m $15.6m 0.06% Added +45.3k +45,292
19 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 335,324335.3k $15.6m $15.6m 0.10% Added +78.8k +78,778
20 Advisory Services Network, LLC 0.46% of their portfolio ATLANTA, GA 322,197322.2k $15.0m $15.0m 0.46% Reduced -5.8k -5,834
21 PARK AVENUE SECURITIES LLC 0.26% of their portfolio NEW YORK, NY 314,644314.6k $14.6m $14.6m 0.26% Reduced -35.2k -35,208
22 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 300,175300.2k $14.0m $14.0m 0.12% Reduced -21.5k -21,531
23 BRIGHT ROCK CAPITAL MANAGEMENT, LLC 3.62% of their portfolio HANOVER, MA 300,000300.0k $13.9m $13.9m 3.62% Unchanged
24 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 297,613297.6k $13.8m $13.8m 0.02% Added +7.4k +7,429
25 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 254,844254.8k $11.8m $11.8m 0.03% Added +22.2k +22,206
26 Foundations Investment Advisors, LLC 0.45% of their portfolio PHOENIX, AZ 243,397243.4k $11.3m $11.3m 0.45% Added +2.0k +2,030
27 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 229,291229.3k $10.7m $10.7m 0.03% Added +7.3k +7,275
28 Prospera Financial Services Inc 0.48% of their portfolio Dallas, TX 205,661205.7k $9.6m $9.6m 0.48% Reduced -4.5k -4,462
29 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 171,536171.5k $8.0m $8.0m 0.06% Reduced -15.2k -15,207
30 Outlook Wealth Advisors, LLC 3.68% of their portfolio SHENANDOAH, TX 166,897166.9k $7.8m $7.8m 3.68% Reduced -35.7k -35,695
31 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 159,795159.8k $7.4m $7.4m 0.05% Added +5.8k +5,807
32 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 152,876152.9k $7.1m $7.1m 0.02% Added +39.3k +39,258
33 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 149,504149.5k $7.0m $7.0m 0.02% Added +49.6k +49,589
34 Mariner, LLC 0.02% of their portfolio Overland Park, KS 144,150144.2k $6.7m $6.7m 0.02% Reduced -4.0k -4,005
35 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 142,241142.2k $6.6m $6.6m 0.01% Added +1.6k +1,600
36 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.24% of their portfolio TOKYO, M0 134,057134.1k $6.2m $6.2m 0.24% Reduced -18.5k -18,517
37 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 129,119129.1k $6.0m $6.0m 0.03% Reduced -15.1k -15,054
38 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 126,517126.5k $5.9m $5.9m 0.03% Reduced -669 -669
39 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 122,653122.7k $5.7m $5.7m 0.02% Reduced -142.7k -142,732
40 IFP Advisors, Inc 0.13% of their portfolio TAMPA, FL 112,410112.4k $4.8m $4.8m 0.13% Reduced -20.7k -20,749
41 Townsend & Associates, Inc 2.63% of their portfolio WESTMINSTER, CO 112,190112.2k $5.3m $5.3m 2.63% New
42 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 111,033111.0k $2.2m $2.2m 0.06% Reduced -13.1k -13,066
43 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 110,597110.6k $5.1m $5.1m 0.08% Added +31.1k +31,095
44 AMG National Trust Bank 0.18% of their portfolio GREENWOOD VILLAGE, CO 106,094106.1k $4.9m $4.9m 0.18% Reduced -1.5k -1,480
45 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 104,030104.0k $4.8m $4.8m 0.02% Reduced -7.2k -7,201
46 Brookstone Capital Management 0.10% of their portfolio WHEATON, IL 102,100102.1k $4.7m $4.7m 0.10% Added +1.8k +1,804
47 CPR Investments Inc. 4.49% of their portfolio Rochester, MI 97,30097.3k $4.5m $4.5m 4.49% New
48 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 91,78191.8k $4.3m $4.3m 0.07% Reduced -1.3k -1,327
49 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 88,00088.0k $4.1m $4.1m 0.01% New
50 WEALTHSOURCE PARTNERS, LLC 0.29% of their portfolio SAN LUIS OBISPO, CA 87,73387.7k $4.1m $4.1m 0.29% Reduced -14.7k -14,658
51 Lineweaver Wealth Advisors, LLC 1.21% of their portfolio VALLEY VIEW, OH 85,88285.9k $4.0m $4.0m 1.21% Reduced -462 -462
52 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 85,36085.4k $4.0m $4.0m 0.04% Added +51.5k +51,510
53 Stokes Family Office, LLC 0.51% of their portfolio NEW ORLEANS, LA 85,06585.1k $4.0m $4.0m 0.51% Reduced -9.0k -8,964
54 Dentgroup LLC 3.38% of their portfolio BATON ROUGE, LA 84,20384.2k $3.9m $3.9m 3.38% Reduced -4.4k -4,409
55 Ironwood Financial, llc 1.10% of their portfolio TUCSON, AZ 76,27676.3k $3.5m $3.5m 1.10% Reduced -795 -795
56 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 73,48273.5k $3.4m $3.4m 0.01% Reduced -1.8k -1,792
57 JB Capital LLC 0.33% of their portfolio WETHERSFIELD, CT 71,75771.8k $3.3m $3.3m 0.33% Added +11.5k +11,476
58 Centurion Wealth Management LLC 1.85% of their portfolio Mclean, VA 70,43370.4k $3.3m $3.3m 1.85% First filing
59 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 64,81164.8k $615.0k $615.0k 0.02% Added +24.1k +24,125
60 MCMORGAN & CO LLC 0.64% of their portfolio SAN FRANCISCO, CA 64,30064.3k $3.0m $3.0m 0.64% Added +583 +583
61 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 63,60563.6k $3.0m $3.0m 0.08% Added +298 +298
62 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 59,17259.2k $2.8m $2.8m 0.01% First filing
63 FORTE ASSET MANAGEMENT LLC 1.76% of their portfolio BEDFORD, NY 58,09058.1k $2.7m $2.7m 1.76% Added +14.1k +14,060
64 AVAII WEALTH MANAGEMENT, LLC 2.39% of their portfolio APPLETON, WI 57,54957.5k $2.7m $2.7m 2.39% Reduced -671 -671
65 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 53,55953.6k $2.5m $2.5m 0.01% Reduced -2.1k -2,075
66 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 53,08153.1k $2.5m $2.5m 0.00% Reduced -74 -74
67 EQ LLC 1.96% of their portfolio BELLEVUE, WA 52,62952.6k $2.4m $2.4m 1.96% Added +3.0k +3,009
68 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.20% of their portfolio BIRMINGHAM, AL 52,59452.6k $2.4m $2.4m 0.20% Added +4.5k +4,473
69 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 51,49051.5k $2.4m $2.4m 0.01% Unchanged
70 BMS Financial Advisors, LLC 1.02% of their portfolio RAPID CITY, SD 50,87050.9k $1.5m $1.5m 1.02% New
71 Spire Wealth Management 0.13% of their portfolio MCLEAN, VA 50,80950.8k $2.4m $2.4m 0.13% Added +3.8k +3,773
72 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 49,34249.3k $2.3m $2.3m 0.00% Reduced -5.9k -5,902
73 Day & Ennis, LLC 0.87% of their portfolio MACON, GA 48,53648.5k $2.3m $2.3m 0.87% Reduced -22.9k -22,861
74 Kesler, Norman & Wride, LLC 0.55% of their portfolio OGDEN, UT 45,95146.0k $2.1m $2.1m 0.55% Reduced -21.1k -21,057
75 First Citizens Financial Corp 1.72% of their portfolio MASON CITY, IA 42,83542.8k $2.0m $2.0m 1.72% Reduced -692 -692
76 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 42,78142.8k $2.0m $2.0m 0.04% Added +6.0k +5,969
77 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 42,32742.3k $2.0m $2.0m 0.02% Added +291 +291
78 Pettinga Financial Advisors LLC 0.63% of their portfolio EVANSVILLE, IN 41,82941.8k $1.9m $1.9m 0.63% Reduced -8.6k -8,583
79 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 41,78441.8k $1.9m $1.9m 0.04% Added +9.4k +9,429
80 Icon Wealth Advisors, LLC 0.22% of their portfolio HOUSTON, TX 41,54541.5k $1.9m $1.9m 0.22% Reduced -5.3k -5,349
81 Sunbelt Securities, Inc. 0.37% of their portfolio HOUSTON, TX 40,84540.8k $1.9m $1.9m 0.37% Reduced -15.1k -15,092
82 Blue Trust, Inc. 0.03% of their portfolio BRENTWOOD, TN 40,52840.5k $1.6m $1.6m 0.03% Reduced -94.7k -94,690
83 CreativeOne Wealth, LLC 0.10% of their portfolio OVERLAND PARK, KS 39,89639.9k $1.9m $1.9m 0.10% Reduced -9.6k -9,620
84 JOURNEY STRATEGIC WEALTH LLC 0.21% of their portfolio SUMMIT, NJ 39,15839.2k $1.8m $1.8m 0.21% Added +2.6k +2,594
85 HUNTINGTON NATIONAL BANK 0.02% of their portfolio COLUMBUS, OH 39,01739.0k $1.8m $1.8m 0.02% Reduced -725 -725
86 Biondo Investment Advisors, LLC 0.40% of their portfolio MILFORD, PA 38,98539.0k $1.8m $1.8m 0.40% Reduced -345 -345
87 TCWP LLC 0.36% of their portfolio Beachwood, OH 37,81437.8k $1.8m $1.8m 0.36% Added +1.2k +1,189
88 One Capital Management, LLC 0.09% of their portfolio WESTLAKE VILLAGE, CA 36,74936.7k $1.7m $1.7m 0.09% Reduced -9.4k -9,355
89 GRIES FINANCIAL LLC 0.57% of their portfolio Cleveland, OH 36,64736.6k $1.7m $1.7m 0.57% Reduced -1.9k -1,878
90 NWAM LLC 0.15% of their portfolio MERCER ISLAND, WA 36,26336.3k $1.7m $1.7m 0.15% Reduced -2.5k -2,548
91 SVB WEALTH LLC 0.02% of their portfolio BOSTON, MA 35,72235.7k $1.7m $1.7m 0.02% Unchanged
92 Teamwork Financial Advisors, LLC 0.33% of their portfolio San Antonio, TX 35,04435.0k $1.6m $1.6m 0.33% Reduced -28 -28
93 Foundation Wealth Management, LLC 1.62% of their portfolio Clayton, MO 34,34134.3k $1.6m $1.6m 1.62% First filing
94 MARKET STREET WEALTH MANAGEMENT ADVISORS LLC 0.46% of their portfolio INDIANAPOLIS, IN 33,84133.8k $1.6m $1.6m 0.46% Reduced -6.7k -6,732
95 COTTONWOOD CAPITAL ADVISORS, LLC 1.40% of their portfolio SALT LAKE CITY, UT 33,67533.7k $1.6m $1.6m 1.40% Added +2.7k +2,735
96 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.48% of their portfolio Westlake, OH 33,65733.7k $1.6m $1.6m 0.48% First filing
97 Summit Financial Wealth Advisors, LLC 0.37% of their portfolio Lafayette, LA 33,19933.2k $1.5m $1.5m 0.37% New
98 ROCKLAND TRUST CO 0.10% of their portfolio HANOVER, MA 32,57932.6k $1.5m $1.5m 0.10% Reduced -575 -575
99 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 31,83231.8k $1.5m $1.5m 0.02% Added +1.4k +1,448
100 Tower Research Capital LLC (TRC) 0.06% of their portfolio NEW YORK, NY 31,80731.8k $1.5m $1.5m 0.06% Reduced -52.0k -52,049