Vault-13

ISHARES TR IYF

U.S. FINLS ETF · ETP · CUSIP 464287788

439 institutional holders +50 vs Q3 2024
20,049,50820.0m shares reported held*
$2.2bnreported value*
56 new 154 added 105 reduced 17 sold out net bought ≈ $174.7m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($176.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $110.68. Options: 3 managers hold calls ($3.1m notional), 2 hold puts ($3.9m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 296Q4 22: 321Q1 23: 291Q2 23: 302Q3 23: 304Q4 23: 341Q1 24: 357Q2 24: 370Q3 24: 389Q4 24: 439439Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022296
Q4 2022321
Q1 2023291
Q2 2023302
Q3 2023304
Q4 2023341
Q1 2024357
Q2 2024370
Q3 2024389
Q4 2024439

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 104 bought or addedQ1 23: 152 cut or sold outQ2 23: 100 bought or addedQ2 23: 133 cut or sold outQ2 23Q3 23: 78 bought or addedQ3 23: 140 cut or sold outQ4 23: 122 bought or addedQ4 23: 135 cut or sold outQ4 23Q1 24: 142 bought or addedQ1 24: 136 cut or sold outQ2 24: 149 bought or addedQ2 24: 128 cut or sold outQ2 24Q3 24: 184 bought or addedQ3 24: 109 cut or sold outQ4 24: 210 bought or addedQ4 24: 122 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023104152
Q2 2023100133
Q3 202378140
Q4 2023122135
Q1 2024142136
Q2 2024149128
Q3 2024184109
Q4 2024210122

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 24 calls: $803.5kQ1 24 puts: $1.2mQ1 24P/C 1.54Q2 24 calls: $1.0mQ2 24 puts: $47.3kQ2 24P/C 0.05Q3 24 calls: $2.0mQ3 24 puts: $405.2kQ3 24P/C 0.20Q4 24 calls: $3.1mQ4 24 puts: $3.9mQ4 24P/C 1.25
Numbers
QuarterCallsPutsP/C
Q1 2024$803.5k$1.2m1.54
Q2 2024$1.0m$47.3k0.05
Q3 2024$2.0m$405.2k0.20
Q4 2024$3.1m$3.9m1.25

Biggest buyers

SCHRODER INVESTMENT MANAGEMENT GROUP Added +856,252+856.3k
HSBC HOLDINGS PLC Added +367,508+367.5k
BANK OF MONTREAL /CAN/ Added +221,383+221.4k
WELLS FARGO & COMPANY/MN Added +179,535+179.5k
LPL Financial LLC Added +171,559+171.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +118,180+118.2k
GOLDMAN SACHS GROUP INC Added +107,320+107.3k
MinichMacGregor Wealth Management, LLC Added +87,248+87.2k
Prostatis Group LLC New +71,483+71.5k
MORGAN STANLEY Added +70,534+70.5k

Biggest sellers

MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -667,210-667.2k
FIL Ltd Sold out -526,025-526.0k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -100,584-100.6k
Fisher Asset Management, LLC Reduced -83,898-83.9k
GTS SECURITIES LLC Reduced -42,939-42.9k
CITADEL ADVISORS LLC Reduced -22,656-22.7k
Tower Research Capital LLC (TRC) Reduced -17,472-17.5k
ALLSTATE CORP Sold out -14,800-14.8k
Cambridge Investment Research Advisors, Inc. Reduced -13,336-13.3k
LEVEL FOUR ADVISORY SERVICES, LLC Sold out -12,880-12.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.4m22.1k shares
CITADEL ADVISORS LLC Reduced $475.5k4.3k shares
Squarepoint Ops LLC New $210.1k1.9k shares

Biggest puts

Walleye Trading LLC New $3.1m28.1k shares
CITADEL ADVISORS LLC Added $796.2k7.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.08% of their portfolio PLANO, TX 1,903,5131.9m $210.5m $210.5m 0.08% Reduced -83.9k -83,898
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,698,8031.7m $187.9m $187.9m 0.02% Added +32.1k +32,121
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,354,0441.4m $149.7m $149.7m 0.01% Added +70.5k +70,534
4 Phoenix Financial Ltd. 1.80% of their portfolio Givatayim, L3 1,196,5721.2m $132.3m $132.3m 1.80% Unchanged
5 SCHRODER INVESTMENT MANAGEMENT GROUP 0.12% of their portfolio London, X0 1,118,3271.1m $123.7m $123.7m 0.12% Added +856.3k +856,252
6 HSBC HOLDINGS PLC 0.07% of their portfolio LONDON, X0 1,023,9161.0m $113.2m $113.2m 0.07% Added +367.5k +367,508
7 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 824,632824.6k $91.2m $91.2m 0.02% Added +107.3k +107,320
8 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 678,478678.5k $75.0m $75.0m 0.03% Added +171.6k +171,559
9 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 652,991653.0k $72.2m $72.2m 0.04% Added +221.4k +221,383
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 643,778643.8k $71.2m $71.2m 0.06% Added +6.3k +6,295
11 PGIM Custom Harvest LLC 1.10% of their portfolio NEWARK, NJ 510,571510.6k $56.5m $56.5m 1.10% Added +28.8k +28,829
12 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 495,995496.0k $54.8m $54.8m 0.01% Added +179.5k +179,535
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 401,151401.2k $44.4m $44.4m 0.01% Added +26.5k +26,485
14 FMR LLC 0.00% of their portfolio BOSTON, MA 310,388310.4k $34.3m $34.3m 0.00% Reduced -4.3k -4,292
15 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 241,559241.6k $26.7m $26.7m 0.04% Added +118.2k +118,180
16 WASHINGTON TRUST Co 0.95% of their portfolio WESTERLY, RI 239,746239.7k $26.5m $26.5m 0.95% Reduced -6.3k -6,323
17 True Freedom Investing, LLC 11.05% of their portfolio COEUR D'ALENE, ID 230,246230.2k $25.5m $25.5m 11.05% First filing
18 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 218,511218.5k $24.2m $24.2m 0.01% Added +5.0k +5,037
19 Magnus Financial Group LLC 2.06% of their portfolio NEW YORK, NY 193,219193.2k $21.4m $21.4m 2.06% Added +4.6k +4,573
20 MinichMacGregor Wealth Management, LLC 4.16% of their portfolio Saratoga Springs, NY 181,005181.0k $20.0m $20.0m 4.16% Added +87.2k +87,248
21 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 176,119176.1k $19.5m $19.5m 0.01% First filing
22 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 167,944167.9k $18.6m $18.6m 0.04% Added +36.5k +36,549
23 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 166,272166.3k $18.4m $18.4m 0.04% Added +4.5k +4,490
24 SCOTIA CAPITAL INC. 0.09% of their portfolio TORONTO, A6 161,422161.4k $17.9m $17.9m 0.09% Added +1.5k +1,531
25 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 158,074158.1k $17.5m $17.5m 0.10% Added +48.4k +48,383
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 156,988157.0k $17.4m $17.4m 0.00% Added +69.3k +69,259
27 GDS Wealth Management 1.38% of their portfolio FLOWER MOUND, TX 137,208137.2k $15.2m $15.2m 1.38% Reduced -10.0k -10,018
28 Apollon Wealth Management, LLC 0.31% of their portfolio MOUNT PLEASANT, SC 121,739121.7k $13.5m $13.5m 0.31% Reduced -2.5k -2,496
29 PATTEN & PATTEN INC/TN 0.87% of their portfolio CHATTANOOGA, TN 119,610119.6k $13.2m $13.2m 0.87% Reduced -3.9k -3,905
30 XML Financial, LLC 1.14% of their portfolio BETHESDA, MD 112,867112.9k $12.5m $12.5m 1.14% Added +1.3k +1,262
31 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 111,843111.8k $12.4m $12.4m 0.04% Reduced -13.3k -13,336
32 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 110,340110.3k $12.2m $12.2m 0.02% Reduced -468 -468
33 PINKERTON WEALTH, LLC 1.68% of their portfolio COEUR D ALENE, ID 104,857104.9k $11.6m $11.6m 1.68% Added +13.4k +13,411
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 102,141102.1k $11.3m $11.3m 0.01% Reduced -667.2k -667,210
35 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 97,07297.1k $10.7m $10.7m 0.01% Added +3.6k +3,552
36 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 91,81391.8k $10.2m $10.2m 0.00% Reduced -1.2k -1,210
37 OneDigital Investment Advisors LLC 0.12% of their portfolio OVERLAND PARK, KS 91,48791.5k $10.1m $10.1m 0.12% Reduced -11.6k -11,605
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 91,44891.4k $10.1m $10.1m 0.00% Added +742 +742
39 Moloney Securities Asset Management, LLC 1.27% of their portfolio MANCHESTER, MO 85,35085.3k $9.4m $9.4m 1.27% Added +3.1k +3,077
40 TOWNSQUARE CAPITAL LLC 0.11% of their portfolio Lehi, UT 84,76184.8k $9.4m $9.4m 0.11% Added +615 +615
41 NORDEN GROUP LLC 1.05% of their portfolio PROVO, UT 83,85983.9k $9.3m $9.3m 1.05% Added +528 +528
42 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.08% of their portfolio IRVING, TX 82,62182.6k $9.1m $9.1m 0.08% Reduced -586 -586
43 Finley Financial, LLC 4.40% of their portfolio LAS VEGAS, NV 74,28074.3k $8.5m $8.5m 4.40% First filing
44 Prostatis Group LLC 2.30% of their portfolio HANOVER, MD 71,48371.5k $7.9m $7.9m 2.30% New
45 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 68,79868.8k $7.6m $7.6m 0.06% Reduced -1.5k -1,489
46 Second Half Financial Partners, LLC 3.66% of their portfolio SEBRING, FL 67,72267.7k $7.5m $7.5m 3.66% Added +32.3k +32,275
47 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 67,40467.4k $7.5m $7.5m 0.01% Added +65.5k +65,543
48 First Citizens Financial Corp 3.83% of their portfolio MASON CITY, IA 63,87063.9k $7.1m $7.1m 3.83% Reduced -999 -999
49 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 55,10055.1k $6.5m $6.5m 0.04% Added +3.8k +3,799
50 Three Seasons Wealth, LLC 2.95% of their portfolio SALT LAKE CITY, UT 54,75354.8k $6.1m $6.1m 2.95% Reduced -3.6k -3,561
51 Stillwater Capital Advisors, LLC 0.75% of their portfolio DEVON, PA 54,50954.5k $6.0m $6.0m 0.75% Added +3.4k +3,352
52 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 53,26853.3k $5.9m $5.9m 0.02% Added +7.4k +7,441
53 Brookstone Capital Management 0.08% of their portfolio WHEATON, IL 50,58850.6k $5.6m $5.6m 0.08% Reduced -2.9k -2,911
54 Sharp Wealth Advisory, LLC 4.18% of their portfolio HORSHAM, PA 49,81549.8k $5.5m $5.5m 4.18% Added +1.1k +1,130
55 Trek Financial, LLC 0.39% of their portfolio Scottsdale, AZ 47,37147.4k $5.2m $5.2m 0.39% New
56 Concurrent Investment Advisors, LLC 0.14% of their portfolio Tampa, FL 46,64546.6k $5.2m $5.2m 0.14% Reduced -5.9k -5,880
57 Mariner, LLC 0.01% of their portfolio Overland Park, KS 40,92540.9k $4.5m $4.5m 0.01% Added +21.8k +21,796
58 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 38,98539.0k $4.3m $4.3m 0.03% Added +11.5k +11,512
59 HC Advisors, LLC 3.42% of their portfolio SANDY SPRINGS, GA 38,56338.6k $4.3m $4.3m 3.42% Reduced -2.0k -2,005
60 CoreCap Advisors, LLC 0.19% of their portfolio SOUTHFIELD, MI 38,40338.4k $4.2m $4.2m 0.19% Added +5.6k +5,580
61 PETTYJOHN, WOOD & WHITE, INC 0.74% of their portfolio LYNCHBURG, VA 36,52036.5k $4.0m $4.0m 0.74% Reduced -55 -55
62 WORLD EQUITY GROUP, INC. 0.86% of their portfolio SCHAUMBURG, IL 36,25836.3k $4.0m $4.0m 0.86% New
63 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 36,00536.0k $4.0m $4.0m 0.00% Added +14.9k +14,929
64 SYNOVUS FINANCIAL CORP 0.05% of their portfolio Columbus, GA 35,97736.0k $4.0m $4.0m 0.05% Reduced -590 -590
65 KKM Financial LLC 1.68% of their portfolio CHICAGO, IL 35,22235.2k $4.0m $4.0m 1.68% Added +13.2k +13,246
66 Financial Management Professionals, Inc. 0.49% of their portfolio AUSTIN, TX 34,74534.7k $3.8m $3.8m 0.49% Added +1.2k +1,232
67 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 34,68934.7k $3.8m $3.8m 0.07% New
68 RPS ADVISORY SOLUTIONS LLC 2.37% of their portfolio LOUISVILLE, KY 34,37934.4k $3.8m $3.8m 2.37% Reduced -987 -987
69 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 32,85732.9k $3.6m $3.6m 0.01% Added +1.9k +1,894
70 First Heartland Consultants, Inc. 0.35% of their portfolio LAKE ST. LOUIS, MO 31,20431.2k $3.5m $3.5m 0.35% Added +2.6k +2,556
71 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 29,62829.6k $3.3m $3.3m 0.00% Added +17.1k +17,094
72 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 29,06029.1k $3.2m $3.2m 0.02% Reduced -8.3k -8,310
73 Gerber Kawasaki Wealth & Investment Management 0.14% of their portfolio SANTA MONICA, CA 28,72228.7k $3.2m $3.2m 0.14% Added +666 +666
74 Colony Family Offices, LLC 0.96% of their portfolio CHARLOTTE, NC 27,61127.6k $3.1m $3.1m 0.96% Unchanged
75 EWG Elevate Inc. 0.91% of their portfolio ROSEVILLE, CA 27,00927.0k $3.0m $3.0m 0.91% Added +16.2k +16,170
76 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 26,63226.6k $2.9m $2.9m 0.01% Reduced -566 -566
77 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 25,73525.7k $2.8m $2.8m 0.00% Reduced -58 -58
78 INDEPENDENT FINANCIAL GROUP, LLC 0.09% of their portfolio SAN DIEGO, CA 24,98325.0k $2.8m $2.8m 0.09% Added +1.4k +1,350
79 Geneos Wealth Management Inc. 0.09% of their portfolio ENGLEWOOD, CO 24,36424.4k $2.7m $2.7m 0.09% Reduced -34 -34
80 Eagle Strategies LLC 0.45% of their portfolio NEW YORK, NY 23,61623.6k $2.6m $2.6m 0.45% Added +477 +477
81 bLong Financial, LLC 2.13% of their portfolio Memphis, TN 23,38623.4k $2.6m $2.6m 2.13% First filing
82 CX Institutional 0.10% of their portfolio AUBURN, IN 23,19523.2k $2.6m $2.6m 0.10% Added +348 +348
83 Somerset Group LLC 2.31% of their portfolio WAYZATA, MN 22,84822.8k $2.5m $2.5m 2.31% Reduced -132 -132
84 Balboa Wealth Partners 0.57% of their portfolio SCOTTSDALE, AZ 22,66622.7k $2.5m $2.5m 0.57% Reduced -6.3k -6,332
85 SYON CAPITAL LLC 0.22% of their portfolio SAN FRANCISCO, CA 22,46622.5k $2.5m $2.5m 0.22% New
86 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 21,56321.6k $2.5m $2.5m 0.07% Added +12.0k +12,019
87 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,03421.0k $2.3m $2.3m 0.00% Reduced -839 -839
88 Kovack Advisors, Inc. 0.22% of their portfolio FT. LAUDERDALE, FL 19,82819.8k $2.2m $2.2m 0.22% Added +897 +897
89 Wealthstar Advisors, LLC 0.94% of their portfolio Plano, TX 19,51519.5k $2.2m $2.2m 0.94% First filing
90 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 18,97819.0k $2.1m $2.1m 0.00% Reduced -22.7k -22,656
91 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 18,94418.9k $2.1m $2.1m 0.00% Added +8.8k +8,829
92 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 18,86418.9k $2.1m $2.1m 0.02% Added +1.2k +1,200
93 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 18,30618.3k $2.0m $2.0m 0.01% Added +2.4k +2,405
94 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 18,10618.1k $2.0m $2.0m 0.04% Reduced -693 -693
95 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 17,96918.0k $1.4m $1.4m 0.00% Reduced -2.3k -2,313
96 FOUNDERS FINANCIAL SECURITIES LLC 0.18% of their portfolio TOWSON, MD 17,65417.7k $2.0m $2.0m 0.18% Reduced -541 -541
97 Koshinski Asset Management, Inc. 0.16% of their portfolio DECATUR, IL 17,04217.0k $1.9m $1.9m 0.16% Added +1.4k +1,417
98 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 16,65916.7k $1.8m $1.8m 0.00% Added +108 +108
99 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 16,64316.6k $1.8m $1.8m 0.01% Reduced -110 -110
100 AFT, FORSYTH & COMPANY, INC. 0.90% of their portfolio JUPITER, FL 16,51316.5k $1.8m $1.8m 0.90% Reduced -559 -559