Vault-13

ISHARES TR IYF

U.S. FINLS ETF · ETP · CUSIP 464287788

389 institutional holders +19 vs Q2 2024
18,276,70318.3m shares reported held*
$1.9bnreported value*
35 new 149 added 93 reduced 16 sold out net bought ≈ $265.5m (+2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($267.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $103.42. Options: 2 managers hold calls ($2.0m notional), 2 hold puts ($405.2k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 296Q4 22: 321Q1 23: 291Q2 23: 302Q3 23: 304Q4 23: 341Q1 24: 357Q2 24: 370Q3 24: 389389Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022296
Q4 2022321
Q1 2023291
Q2 2023302
Q3 2023304
Q4 2023341
Q1 2024357
Q2 2024370
Q3 2024389

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 129 bought or addedQ4 22: 123 cut or sold outQ1 23: 104 bought or addedQ1 23: 152 cut or sold outQ1 23Q2 23: 100 bought or addedQ2 23: 133 cut or sold outQ3 23: 78 bought or addedQ3 23: 140 cut or sold outQ3 23Q4 23: 122 bought or addedQ4 23: 135 cut or sold outQ1 24: 142 bought or addedQ1 24: 136 cut or sold outQ1 24Q2 24: 149 bought or addedQ2 24: 128 cut or sold outQ3 24: 184 bought or addedQ3 24: 109 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022129123
Q1 2023104152
Q2 2023100133
Q3 202378140
Q4 2023122135
Q1 2024142136
Q2 2024149128
Q3 2024184109

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 23 calls: $2.1mQ4 23 puts: $1.1mQ4 23P/C 0.51Q1 24 calls: $803.5kQ1 24 puts: $1.2mQ1 24P/C 1.54Q2 24 calls: $1.0mQ2 24 puts: $47.3kQ2 24P/C 0.05Q3 24 calls: $2.0mQ3 24 puts: $405.2kQ3 24P/C 0.20
Numbers
QuarterCallsPutsP/C
Q4 2023$2.1m$1.1m0.51
Q1 2024$803.5k$1.2m1.54
Q2 2024$1.0m$47.3k0.05
Q3 2024$2.0m$405.2k0.20

Biggest buyers

HSBC HOLDINGS PLC Added +645,258+645.3k
FIL Ltd New +526,025+526.0k
BANK OF MONTREAL /CAN/ Added +377,999+378.0k
SCHRODER INVESTMENT MANAGEMENT GROUP New +262,075+262.1k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +170,769+170.8k
Apollon Wealth Management, LLC Added +114,383+114.4k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +99,616+99.6k
MinichMacGregor Wealth Management, LLC New +93,757+93.8k
GOLDMAN SACHS GROUP INC Added +41,820+41.8k
CITADEL ADVISORS LLC Added +39,386+39.4k

Biggest sellers

Fisher Asset Management, LLC Reduced -67,578-67.6k
Transcendent Capital Group LLC Sold out -34,923-34.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -33,993-34.0k
KKM Financial LLC Reduced -18,833-18.8k
JANE STREET GROUP, LLC Sold out -16,275-16.3k
FLOW TRADERS U.S. LLC Sold out -15,989-16.0k
Callan Capital, LLC Reduced -15,928-15.9k
CENTAURUS FINANCIAL, INC. Sold out -15,873-15.9k
FMR LLC Reduced -10,476-10.5k
EWG Elevate Inc. Reduced -9,396-9.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.0m10.0k shares
CITADEL ADVISORS LLC Added $1.0m9.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $207.8k2.0k shares
CITADEL ADVISORS LLC Added $197.4k1.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.08% of their portfolio PLANO, TX 1,987,4112.0m $206.5m $206.5m 0.08% Reduced -67.6k -67,578
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,666,6821.7m $173.2m $173.2m 0.02% Added +25.3k +25,280
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,283,5101.3m $133.4m $133.4m 0.01% Added +34.9k +34,850
4 Phoenix Financial Ltd. 1.84% of their portfolio Givatayim, L3 1,196,5721.2m $124.3m $124.3m 1.84% Unchanged
5 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.07% of their portfolio Toronto, A6 769,351769.4k $79.9m $79.9m 0.07% Added +170.8k +170,769
6 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 717,312717.3k $74.5m $74.5m 0.01% Added +41.8k +41,820
7 HSBC HOLDINGS PLC 0.04% of their portfolio LONDON, X0 656,408656.4k $68.2m $68.2m 0.04% Added +645.3k +645,258
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 637,483637.5k $66.2m $66.2m 0.06% Reduced -34.0k -33,993
9 FIL Ltd 0.05% of their portfolio HAMILTON, D0 526,025526.0k $54.7m $54.7m 0.05% New
10 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 506,919506.9k $52.7m $52.7m 0.02% Added +31.0k +31,027
11 PGIM Custom Harvest LLC 1.01% of their portfolio NEWARK, NJ 481,742481.7k $50.1m $50.1m 1.01% Added +37.9k +37,876
12 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 431,608431.6k $44.7m $44.7m 0.02% Added +378.0k +377,999
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 374,666374.7k $38.9m $38.9m 0.01% Added +7.4k +7,427
14 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 316,460316.5k $32.9m $32.9m 0.01% Added +24.9k +24,914
15 FMR LLC 0.00% of their portfolio BOSTON, MA 314,680314.7k $32.7m $32.7m 0.00% Reduced -10.5k -10,476
16 SCHRODER INVESTMENT MANAGEMENT GROUP 0.03% of their portfolio London, X0 262,075262.1k $27.1m $27.1m 0.03% New
17 WASHINGTON TRUST Co 0.90% of their portfolio WESTERLY, RI 246,069246.1k $25.6m $25.6m 0.90% Reduced -2.1k -2,081
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 213,474213.5k $22.2m $22.2m 0.00% Added +9.5k +9,538
19 Magnus Financial Group LLC 1.99% of their portfolio NEW YORK, NY 188,646188.6k $19.6m $19.6m 1.99% Added +4.8k +4,826
20 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 161,782161.8k $16.8m $16.8m 0.04% Reduced -3.1k -3,096
21 SCOTIA CAPITAL INC. 0.09% of their portfolio TORONTO, A6 159,891159.9k $16.6m $16.6m 0.09% Added +10.2k +10,205
22 GDS Wealth Management 1.49% of their portfolio FLOWER MOUND, TX 147,226147.2k $15.3m $15.3m 1.49% Reduced -531 -531
23 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 131,395131.4k $13.7m $13.7m 0.03% Added +5.5k +5,543
24 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 125,179125.2k $13.0m $13.0m 0.04% Added +17.5k +17,454
25 Apollon Wealth Management, LLC 0.37% of their portfolio MOUNT PLEASANT, SC 124,235124.2k $12.9m $12.9m 0.37% Added +114.4k +114,383
26 PATTEN & PATTEN INC/TN 0.85% of their portfolio CHATTANOOGA, TN 123,515123.5k $12.8m $12.8m 0.85% Reduced -815 -815
27 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 123,379123.4k $12.8m $12.8m 0.02% Reduced -1.8k -1,800
28 XML Financial, LLC 1.08% of their portfolio BETHESDA, MD 111,605111.6k $11.6m $11.6m 1.08% Added +4.3k +4,314
29 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 110,808110.8k $11.5m $11.5m 0.02% Added +2.8k +2,792
30 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 109,691109.7k $11.4m $11.4m 0.06% Reduced -1.6k -1,610
31 OneDigital Investment Advisors LLC 0.12% of their portfolio OVERLAND PARK, KS 103,092103.1k $10.7m $10.7m 0.12% Added +13.9k +13,903
32 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 100,584100.6k $968 $968 0.00% Added +99.6k +99,616
33 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 100,471100.5k $10.4m $10.4m 0.01% Added +3.4k +3,399
34 MinichMacGregor Wealth Management, LLC 2.09% of their portfolio Saratoga Springs, NY 93,75793.8k $9.7m $9.7m 2.09% New
35 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 93,52093.5k $9.7m $9.7m 0.01% Added +2.0k +2,040
36 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 93,02393.0k $9.7m $9.7m 0.00% Reduced -3.5k -3,501
37 PINKERTON WEALTH, LLC 1.38% of their portfolio COEUR D ALENE, ID 91,44691.4k $9.5m $9.5m 1.38% Reduced -2.7k -2,725
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 90,70690.7k $9.4m $9.4m 0.00% Reduced -444 -444
39 ETFIDEA, LLC 2.96% of their portfolio SYRACUSE, NY 89,95490.0k $9.3m $9.3m 2.96% Added +620 +620
40 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 87,72987.7k $9.1m $9.1m 0.00% Added +5.2k +5,248
41 TOWNSQUARE CAPITAL LLC 0.10% of their portfolio Lehi, UT 84,14684.1k $8.7m $8.7m 0.10% Added +3.8k +3,752
42 NORDEN GROUP LLC 1.02% of their portfolio PROVO, UT 83,33183.3k $8.7m $8.7m 1.02% Added +3.6k +3,642
43 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.07% of their portfolio IRVING, TX 83,20783.2k $8.6m $8.6m 0.07% Reduced -2.8k -2,842
44 Moloney Securities Asset Management, LLC 1.15% of their portfolio MANCHESTER, MO 82,27382.3k $8.5m $8.5m 1.15% Added +2.0k +1,995
45 AE Wealth Management LLC 0.07% of their portfolio TOPEKA, KS 70,28770.3k $7.3m $7.3m 0.07% Added +3.1k +3,068
46 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 68,09568.1k $7.1m $7.1m 0.01% Reduced -6.5k -6,482
47 First Citizens Financial Corp 3.57% of their portfolio MASON CITY, IA 64,86964.9k $6.7m $6.7m 3.57% Reduced -1.0k -1,043
48 Three Seasons Wealth, LLC 3.19% of their portfolio SALT LAKE CITY, UT 58,31458.3k $6.1m $6.1m 3.19% Added +10.4k +10,390
49 Brookstone Capital Management 0.08% of their portfolio WHEATON, IL 53,49953.5k $5.6m $5.6m 0.08% Reduced -2.7k -2,698
50 Concurrent Investment Advisors, LLC 0.16% of their portfolio Tampa, FL 52,52552.5k $5.5m $5.5m 0.16% Reduced -1.2k -1,151
51 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 51,30151.3k $6.0m $6.0m 0.04% Added +23.7k +23,698
52 Stillwater Capital Advisors, LLC 0.69% of their portfolio DEVON, PA 51,15751.2k $5.3m $5.3m 0.69% Reduced -5.0k -5,004
53 Sharp Wealth Advisory, LLC 3.90% of their portfolio HORSHAM, PA 48,68548.7k $5.1m $5.1m 3.90% Added +2.4k +2,419
54 GTS SECURITIES LLC 0.10% of their portfolio NEW YORK, NY 46,84946.8k $4.9m $4.9m 0.10% Added +32.9k +32,906
55 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 45,82745.8k $4.8m $4.8m 0.01% Added +2.2k +2,197
56 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 41,63441.6k $4.3m $4.3m 0.00% Added +39.4k +39,386
57 HC Advisors, LLC 3.47% of their portfolio SANDY SPRINGS, GA 40,56840.6k $4.2m $4.2m 3.47% Added +877 +877
58 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 37,37037.4k $3.9m $3.9m 0.02% Added +15.0k +14,983
59 PETTYJOHN, WOOD & WHITE, INC 0.70% of their portfolio LYNCHBURG, VA 36,57536.6k $3.8m $3.8m 0.70% Reduced -317 -317
60 SYNOVUS FINANCIAL CORP 0.04% of their portfolio Columbus, GA 36,56736.6k $3.8m $3.8m 0.04% Added +55 +55
61 Second Half Financial Partners, LLC 1.95% of their portfolio SEBRING, FL 35,44735.4k $3.7m $3.7m 1.95% New
62 RPS ADVISORY SOLUTIONS LLC 2.63% of their portfolio LOUISVILLE, KY 35,36635.4k $3.7m $3.7m 2.63% Reduced -1.7k -1,656
63 Financial Management Professionals, Inc. 0.43% of their portfolio AUSTIN, TX 33,51333.5k $3.5m $3.5m 0.43% New
64 CoreCap Advisors, LLC 0.16% of their portfolio SOUTHFIELD, MI 32,82332.8k $3.4m $3.4m 0.16% New
65 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 30,96331.0k $3.2m $3.2m 0.01% Added +3.2k +3,227
66 Balboa Wealth Partners 0.75% of their portfolio SCOTTSDALE, AZ 28,99829.0k $3.0m $3.0m 0.75% Reduced -644 -644
67 First Heartland Consultants, Inc. 0.32% of their portfolio LAKE ST. LOUIS, MO 28,64828.6k $3.0m $3.0m 0.32% Reduced -648 -648
68 Gerber Kawasaki Wealth & Investment Management 0.13% of their portfolio SANTA MONICA, CA 28,05628.1k $2.9m $2.9m 0.13% Added +2.4k +2,379
69 Colony Family Offices, LLC 0.89% of their portfolio CHARLOTTE, NC 27,61127.6k $2.9m $2.9m 0.89% Reduced -5.0k -4,980
70 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 27,47327.5k $2.9m $2.9m 0.02% Added +3.2k +3,215
71 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 27,19827.2k $2.8m $2.8m 0.01% Reduced -1.2k -1,242
72 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 25,79325.8k $2.7m $2.7m 0.00% Reduced -134 -134
73 Geneos Wealth Management Inc. 0.10% of their portfolio ENGLEWOOD, CO 24,39824.4k $2.5m $2.5m 0.10% Reduced -21 -21
74 INDEPENDENT FINANCIAL GROUP, LLC 0.09% of their portfolio SAN DIEGO, CA 23,63323.6k $2.5m $2.5m 0.09% Reduced -583 -583
75 Eagle Strategies LLC 0.43% of their portfolio NEW YORK, NY 23,13923.1k $2.4m $2.4m 0.43% Reduced -983 -983
76 Somerset Group LLC 2.20% of their portfolio WAYZATA, MN 22,98023.0k $2.4m $2.4m 2.20% Reduced -15 -15
77 CX Institutional 0.11% of their portfolio AUBURN, IN 22,84722.8k $2.4m $2.4m 0.11% Reduced -1.5k -1,479
78 KKM Financial LLC 1.13% of their portfolio CHICAGO, IL 21,97622.0k $2.3m $2.3m 1.13% Reduced -18.8k -18,833
79 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,87321.9k $2.3m $2.3m 0.00% Added +57 +57
80 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 21,07621.1k $2.2m $2.2m 0.00% Added +13.3k +13,322
81 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 20,28220.3k $2.1m $2.1m 0.00% Added +886 +886
82 HARMONY ASSET MANAGEMENT LLC 0.75% of their portfolio SCOTTSDALE, AZ 19,66719.7k $2.0m $2.0m 0.75% Added +2.1k +2,143
83 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,12919.1k $2.0m $2.0m 0.00% Added +135 +135
84 Kovack Advisors, Inc. 0.21% of their portfolio FT. LAUDERDALE, FL 18,93118.9k $2.0m $2.0m 0.21% Reduced -1.4k -1,362
85 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 18,79918.8k $1.8m $1.8m 0.04% Unchanged
86 PEAPACK GLADSTONE FINANCIAL CORP 0.03% of their portfolio BEDMINSTER, NJ 18,56318.6k $1.9m $1.9m 0.03% Added +51 +51
87 FOUNDERS FINANCIAL SECURITIES LLC 0.17% of their portfolio TOWSON, MD 18,19518.2k $1.9m $1.9m 0.17% Reduced -985 -985
88 Tower Research Capital LLC (TRC) 0.05% of their portfolio NEW YORK, NY 17,93717.9k $1.9m $1.9m 0.05% Added +17.8k +17,824
89 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 17,66417.7k $1.8m $1.8m 0.02% Reduced -466 -466
90 AFT, FORSYTH & COMPANY, INC. 0.87% of their portfolio JUPITER, FL 17,07217.1k $1.8m $1.8m 0.87% Reduced -62 -62
91 MMBG INVESTMENT ADVISORS CO. 0.18% of their portfolio MIAMI, FL 16,86616.9k $1.8m $1.8m 0.18% Reduced -734 -734
92 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 16,75316.8k $1.7m $1.7m 0.01% Reduced -2.6k -2,604
93 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 16,55116.6k $1.7m $1.7m 0.00% Added +1.2k +1,158
94 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 15,90115.9k $1.7m $1.7m 0.01% Added +912 +912
95 Callan Capital, LLC 0.12% of their portfolio LA JOLLA, CA 15,84815.8k $1.6m $1.6m 0.12% Reduced -15.9k -15,928
96 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 15,78415.8k $1.6m $1.6m 0.00% Added +917 +917
97 Koshinski Asset Management, Inc. 0.14% of their portfolio DECATUR, IL 15,62515.6k $1.6m $1.6m 0.14% Reduced -165 -165
98 J.W. COLE ADVISORS, INC. 0.07% of their portfolio TAMPA, FL 15,31715.3k $1.6m $1.6m 0.07% Added +822 +822
99 ALLSTATE CORP 0.15% of their portfolio NORTHBROOK, IL 14,80014.8k $1.5m $1.5m 0.15% Unchanged
100 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,52314.5k $1.5m $1.5m 0.00% Reduced -547 -547