Vault-13

ISHARES TR IYF

U.S. FINLS ETF · ETP · CUSIP 464287788

357 institutional holders +16 vs Q4 2023
18,521,85218.5m shares reported held*
$1.8bnreported value*
39 new 103 added 110 reduced 26 sold out net bought ≈ $415.1m (+4.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($253.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $95.69. Options: 2 managers hold calls ($803.5k notional), 2 hold puts ($1.2m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 296Q4 22: 321Q1 23: 291Q2 23: 302Q3 23: 304Q4 23: 341Q1 24: 357357Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022296
Q4 2022321
Q1 2023291
Q2 2023302
Q3 2023304
Q4 2023341
Q1 2024357

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 129 bought or addedQ4 22: 123 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 152 cut or sold outQ1 23Q2 23: 100 bought or addedQ2 23: 133 cut or sold outQ2 23Q3 23: 78 bought or addedQ3 23: 140 cut or sold outQ3 23Q4 23: 122 bought or addedQ4 23: 135 cut or sold outQ4 23Q1 24: 142 bought or addedQ1 24: 136 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022129123
Q1 2023104152
Q2 2023100133
Q3 202378140
Q4 2023122135
Q1 2024142136

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 23 calls: $1.9mQ2 23 puts: $761.0kQ2 23P/C 0.41Q3 23 calls: $2.5mQ3 23 puts: $942.0kQ3 23P/C 0.38Q4 23 calls: $2.1mQ4 23 puts: $1.1mQ4 23P/C 0.51Q1 24 calls: $803.5kQ1 24 puts: $1.2mQ1 24P/C 1.54
Numbers
QuarterCallsPutsP/C
Q2 2023$1.9m$761.0k0.41
Q3 2023$2.5m$942.0k0.38
Q4 2023$2.1m$1.1m0.51
Q1 2024$803.5k$1.2m1.54

Biggest buyers

MORGAN STANLEY Added +1,266,746+1.3m
Phoenix Financial Ltd. New +1,254,000+1.3m
HSBC HOLDINGS PLC Added +844,266+844.3k
FIL Ltd New +406,580+406.6k
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main New +118,169+118.2k
Cetera Investment Advisers Added +113,508+113.5k
OSAIC HOLDINGS, INC. Added +106,650+106.7k
BANK OF AMERICA CORP /DE/ Added +76,873+76.9k
NORDEN GROUP LLC New +69,852+69.9k
Thrivent Financial for Lutherans Added +62,935+62.9k

Biggest sellers

Cetera Advisor Networks LLC Sold out -111,391-111.4k
Connectus Wealth, LLC Sold out -82,130-82.1k
MEITAV INVESTMENT HOUSE LTD Sold out -73,712-73.7k
Fisher Asset Management, LLC Reduced -55,898-55.9k
Advisory Services Network, LLC Reduced -35,298-35.3k
Rockefeller Capital Management L.P. Reduced -26,477-26.5k
WELLS FARGO & COMPANY/MN Reduced -26,444-26.4k
CX Institutional Reduced -23,576-23.6k
Virtue Capital Management, LLC Sold out -17,102-17.1k
CITADEL ADVISORS LLC Reduced -16,971-17.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $573.9k6.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $229.6k2.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $851.3k8.9k shares
CITADEL ADVISORS LLC Unchanged $382.6k4.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,573,1143.6m $341.8m $341.8m 0.01% Added +1.3m +1,266,746
2 Fisher Asset Management, LLC 0.10% of their portfolio PLANO, TX 2,141,6952.1m $204.9m $204.9m 0.10% Reduced -55.9k -55,898
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,673,4001.7m $160.1m $160.1m 0.02% Added +76.9k +76,873
4 Phoenix Financial Ltd. 1.66% of their portfolio Givatayim, L3 1,254,0001.3m $120.0m $120.0m 1.66% New
5 HSBC HOLDINGS PLC 0.06% of their portfolio LONDON, X0 859,016859.0k $82.2m $82.2m 0.06% Added +844.3k +844,266
6 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 685,312685.3k $65.6m $65.6m 0.01% Added +9.0k +9,007
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 670,627670.6k $64.1m $64.1m 0.07% Added +16.5k +16,492
8 FIL Ltd 0.04% of their portfolio HAMILTON, D0 406,580406.6k $38.9m $38.9m 0.04% New
9 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 393,293393.3k $37.6m $37.6m 0.02% Added +44.1k +44,130
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 367,660367.7k $35.2m $35.2m 0.01% Reduced -2.1k -2,073
11 FMR LLC 0.00% of their portfolio BOSTON, MA 326,688326.7k $31.2m $31.2m 0.00% Reduced -3.6k -3,571
12 PGIM Custom Harvest LLC 0.77% of their portfolio NEWARK, NJ 323,998324.0k $31.0m $31.0m 0.77% Reduced -15.2k -15,245
13 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 296,641296.6k $28.4m $28.4m 0.01% Reduced -26.4k -26,444
14 WASHINGTON TRUST Co 0.90% of their portfolio WESTERLY, RI 256,799256.8k $24.6m $24.6m 0.90% Added +3.6k +3,605
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 200,806200.8k $19.2m $19.2m 0.00% Reduced -3.9k -3,926
16 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 186,794186.8k $17.9m $17.9m 0.04% Added +106.7k +106,650
17 Magnus Financial Group LLC 2.06% of their portfolio NEW YORK, NY 181,836181.8k $17.4m $17.4m 2.06% Added +3.1k +3,077
18 GDS Wealth Management 1.66% of their portfolio FLOWER MOUND, TX 148,294148.3k $14.2m $14.2m 1.66% Reduced -2.4k -2,428
19 SCOTIA CAPITAL INC. 0.08% of their portfolio TORONTO, A6 137,325137.3k $13.1m $13.1m 0.08% Reduced -2.5k -2,533
20 PATTEN & PATTEN INC/TN 0.87% of their portfolio CHATTANOOGA, TN 127,930127.9k $12.2m $12.2m 0.87% Added +3.1k +3,128
21 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 127,413127.4k $12.2m $12.2m 0.02% Reduced -298 -298
22 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 124,382124.4k $11.9m $11.9m 0.03% Added +113.5k +113,508
23 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 118,169118.2k $11.3m $11.3m 0.01% New
24 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 115,358115.4k $11.0m $11.0m 0.07% Reduced -3.6k -3,560
25 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 106,028106.0k $10.1m $10.1m 0.02% Added +62.9k +62,935
26 XML Financial, LLC 1.02% of their portfolio BETHESDA, MD 103,912103.9k $9.9m $9.9m 1.02% Added +1.4k +1,433
27 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 97,51197.5k $9.3m $9.3m 0.04% Added +8.0k +8,009
28 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 96,20296.2k $9.2m $9.2m 0.00% Added +48.3k +48,281
29 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 92,61292.6k $8.9m $8.9m 0.01% Added +13.5k +13,535
30 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 90,37390.4k $8.6m $8.6m 0.01% Added +10.1k +10,145
31 ETFIDEA, LLC 2.92% of their portfolio SYRACUSE, NY 89,47389.5k $8.6m $8.6m 2.92% Reduced -168 -168
32 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 86,70586.7k $8.3m $8.3m 0.01% Reduced -12.4k -12,430
33 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.07% of their portfolio IRVING, TX 86,07486.1k $8.2m $8.2m 0.07% Reduced -3.0k -3,016
34 OneDigital Investment Advisors LLC 0.13% of their portfolio OVERLAND PARK, KS 84,02284.0k $8.0m $8.0m 0.13% Reduced -14.6k -14,561
35 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 82,41582.4k $7.9m $7.9m 0.00% Added +1.8k +1,773
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 78,22478.2k $7.5m $7.5m 0.00% Added +2.2k +2,204
37 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 77,40677.4k $7.4m $7.4m 0.00% Added +19.2k +19,220
38 PINKERTON WEALTH, LLC 1.12% of their portfolio COEUR D ALENE, ID 73,01473.0k $7.0m $7.0m 1.12% Added +15.5k +15,488
39 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 71,02871.0k $6.8m $6.8m 0.08% Reduced -7.7k -7,662
40 TOWNSQUARE CAPITAL LLC 0.10% of their portfolio Lehi, UT 70,74970.7k $6.8m $6.8m 0.10% Added +25.3k +25,334
41 NORDEN GROUP LLC 1.36% of their portfolio PROVO, UT 69,85269.9k $6.7m $6.7m 1.36% New
42 First Citizens Financial Corp 3.81% of their portfolio MASON CITY, IA 67,09967.1k $6.4m $6.4m 3.81% Reduced -472 -472
43 Brookstone Capital Management 0.10% of their portfolio WHEATON, IL 58,95359.0k $5.6m $5.6m 0.10% Added +52.5k +52,490
44 Stillwater Capital Advisors, LLC 0.80% of their portfolio DEVON, PA 56,28356.3k $5.4m $5.4m 0.80% Reduced -6.7k -6,675
45 Concurrent Investment Advisors, LLC 0.21% of their portfolio Tampa, FL 54,78854.8k $5.2m $5.2m 0.21% Added +718 +718
46 Three Seasons Wealth, LLC 2.96% of their portfolio SALT LAKE CITY, UT 44,78644.8k $4.2m $4.2m 2.96% Added +13.7k +13,748
47 Sharp Wealth Advisory, LLC 3.92% of their portfolio HORSHAM, PA 44,11844.1k $4.2m $4.2m 3.92% Added +5.0k +5,026
48 Moloney Securities Asset Management, LLC 0.62% of their portfolio MANCHESTER, MO 43,07343.1k $4.1m $4.1m 0.62% New
49 EWG Elevate Inc. 1.46% of their portfolio ROSEVILLE, CA 40,18340.2k $3.8m $3.8m 1.46% New
50 KKM Financial LLC 1.87% of their portfolio CHICAGO, IL 40,03540.0k $3.8m $3.8m 1.87% Added +20.3k +20,259
51 PETTYJOHN, WOOD & WHITE, INC 0.71% of their portfolio LYNCHBURG, VA 37,41737.4k $3.6m $3.6m 0.71% Reduced -700 -700
52 HC Advisors, LLC 1.70% of their portfolio SANDY SPRINGS, GA 37,30637.3k $3.6m $3.6m 1.70% Added +1.1k +1,090
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 37,18937.2k $3.6m $3.6m 0.01% Added +9.6k +9,645
54 SYNOVUS FINANCIAL CORP 0.05% of their portfolio Columbus, GA 36,93736.9k $3.5m $3.5m 0.05% Reduced -294 -294
55 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 36,90336.9k $3.5m $3.5m 0.03% Reduced -2.2k -2,247
56 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 35,55735.6k $3.4m $3.4m 0.01% Added +1.2k +1,192
57 Colony Family Offices, LLC 1.01% of their portfolio CHARLOTTE, NC 32,59132.6k $3.1m $3.1m 1.01% Unchanged
58 Callan Capital, LLC 0.13% of their portfolio LA JOLLA, CA 31,74431.7k $3.0m $3.0m 0.13% Added +15.8k +15,826
59 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 29,89229.9k $2.9m $2.9m 0.01% Reduced -26.5k -26,477
60 First Heartland Consultants, Inc. 0.29% of their portfolio LAKE ST. LOUIS, MO 29,64929.6k $2.8m $2.8m 0.29% New
61 Balboa Wealth Partners 0.82% of their portfolio SCOTTSDALE, AZ 27,08427.1k $2.6m $2.6m 0.82% Added +11.6k +11,574
62 INDEPENDENT FINANCIAL GROUP, LLC 0.12% of their portfolio SAN DIEGO, CA 26,38526.4k $2.5m $2.5m 0.12% Reduced -1.9k -1,947
63 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 25,95826.0k $2.5m $2.5m 0.00% Reduced -722 -722
64 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 25,48425.5k $2.4m $2.4m 0.00% Added +19.9k +19,931
65 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 25,46725.5k $2.4m $2.4m 0.02% Added +18.8k +18,787
66 CX Institutional 0.12% of their portfolio AUBURN, IN 25,11525.1k $2.4m $2.4m 0.12% Reduced -23.6k -23,576
67 Gerber Kawasaki Wealth & Investment Management 0.13% of their portfolio SANTA MONICA, CA 24,76024.8k $2.4m $2.4m 0.13% Added +439 +439
68 Geneos Wealth Management Inc. 0.11% of their portfolio ENGLEWOOD, CO 24,51424.5k $2.3m $2.3m 0.11% Reduced -441 -441
69 Somerset Group LLC 2.05% of their portfolio WAYZATA, MN 22,88122.9k $2.2m $2.2m 2.05% Reduced -5.7k -5,738
70 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,78921.8k $2.1m $2.1m 0.00% Reduced -11.2k -11,176
71 Kovack Advisors, Inc. 0.24% of their portfolio FT. LAUDERDALE, FL 21,15321.2k $2.0m $2.0m 0.24% Reduced -11 -11
72 Wealthstar Advisors, LLC 0.70% of their portfolio Plano, TX 21,03721.0k $2.0m $2.0m 0.70% Added +3.8k +3,825
73 Snowden Capital Advisors LLC 0.06% of their portfolio New York, NY 20,20420.2k $1.9m $1.9m 0.06% Reduced -3.6k -3,614
74 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 20,19220.2k $1.9m $1.9m 0.00% Added +1.4k +1,432
75 PEAPACK GLADSTONE FINANCIAL CORP 0.03% of their portfolio BEDMINSTER, NJ 19,34719.3k $1.9m $1.9m 0.03% Added +1.9k +1,865
76 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 18,96519.0k $1.8m $1.8m 0.01% Reduced -2.6k -2,634
77 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 18,62218.6k $1.8m $1.8m 0.02% Added +219 +219
78 FOUNDERS FINANCIAL SECURITIES LLC 0.18% of their portfolio TOWSON, MD 18,42518.4k $1.8m $1.8m 0.18% Added +71 +71
79 Mariner, LLC 0.00% of their portfolio Overland Park, KS 18,11818.1k $1.7m $1.7m 0.00% Reduced -573 -573
80 MMBG INVESTMENT ADVISORS CO. 0.18% of their portfolio MIAMI, FL 17,60017.6k $1.7m $1.7m 0.18% Unchanged
81 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 17,13817.1k $1.6m $1.6m 0.00% Added +1.2k +1,246
82 HARMONY ASSET MANAGEMENT LLC 0.67% of their portfolio SCOTTSDALE, AZ 17,08217.1k $1.6m $1.6m 0.67% Added +5.1k +5,063
83 AFT, FORSYTH & COMPANY, INC. 0.93% of their portfolio JUPITER, FL 17,03017.0k $1.6m $1.6m 0.93% Reduced -55 -55
84 Nikulski Financial, Inc. 0.51% of their portfolio BETTENDORF, IA 16,05416.1k $1.5m $1.5m 0.51% Added +3.6k +3,562
85 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 15,69715.7k $1.5m $1.5m 0.01% Added +1.1k +1,061
86 Robertson Stephens Wealth Management, LLC 0.08% of their portfolio San Francisco, CA 15,01415.0k $1.4m $1.4m 0.08% New
87 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 15,00215.0k $1.4m $1.4m 0.00% Reduced -843 -843
88 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 14,95815.0k $1.4m $1.4m 0.01% Added +971 +971
89 Koshinski Asset Management, Inc. 0.14% of their portfolio DECATUR, IL 14,77614.8k $1.4m $1.4m 0.14% Added +10.3k +10,288
90 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 14,63414.6k $1.4m $1.4m 0.04% Added +4.9k +4,896
91 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 14,59614.6k $1.4m $1.4m 0.00% Reduced -1.2k -1,239
92 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 14,09214.1k $1.3m $1.3m 0.07% New
93 J.W. COLE ADVISORS, INC. 0.07% of their portfolio TAMPA, FL 13,86313.9k $1.3m $1.3m 0.07% Added +1.0k +1,029
94 Avior Wealth Management, LLC 0.06% of their portfolio OMAHA, NE 12,83712.8k $1.2m $1.2m 0.06% New
95 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 12,66812.7k $1.2m $1.2m 0.01% Reduced -773 -773
96 Essex LLC 0.28% of their portfolio DEER PARK, IL 12,62412.6k $1.2m $1.2m 0.28% Reduced -630 -630
97 Smartleaf Asset Management LLC 0.23% of their portfolio BOSTON, MA 12,30212.3k $1.2m $1.2m 0.23% Reduced -4.4k -4,396
98 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 12,10312.1k $1.1m $1.1m 0.05% Reduced -455 -455
99 KCM INVESTMENT ADVISORS LLC 0.04% of their portfolio GREENBRAE, CA 12,05012.1k $1.2m $1.2m 0.04% Added +14 +14
100 Clear Creek Financial Management, LLC 0.15% of their portfolio SILVERDALE, WA 12,03712.0k $1.2m $1.2m 0.15% Added +1.5k +1,507