Vault-13

ISHARES TR IYF

U.S. FINLS ETF · ETP · CUSIP 464287788

341 institutional holders +37 vs Q3 2023
14,166,66414.2m shares reported held*
$1.2bnreported value*
42 new 80 added 112 reduced 23 sold out net sold ≈ $22.4m (-259.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $85.51. Options: 2 managers hold calls ($2.1m notional), 2 hold puts ($1.1m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 296Q4 22: 321Q1 23: 291Q2 23: 302Q3 23: 304Q4 23: 341341Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022296
Q4 2022321
Q1 2023291
Q2 2023302
Q3 2023304
Q4 2023341

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 129 bought or addedQ4 22: 123 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 152 cut or sold outQ1 23Q2 23: 100 bought or addedQ2 23: 133 cut or sold outQ2 23Q3 23: 78 bought or addedQ3 23: 140 cut or sold outQ3 23Q4 23: 122 bought or addedQ4 23: 135 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022129123
Q1 2023104152
Q2 2023100133
Q3 202378140
Q4 2023122135

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 23 calls: $3.0mQ1 23 puts: $903.5kQ1 23P/C 0.30Q2 23 calls: $1.9mQ2 23 puts: $761.0kQ2 23P/C 0.41Q3 23 calls: $2.5mQ3 23 puts: $942.0kQ3 23P/C 0.38Q4 23 calls: $2.1mQ4 23 puts: $1.1mQ4 23P/C 0.51
Numbers
QuarterCallsPutsP/C
Q1 2023$3.0m$903.5k0.30
Q2 2023$1.9m$761.0k0.41
Q3 2023$2.5m$942.0k0.38
Q4 2023$2.1m$1.1m0.51

Biggest buyers

MORGAN STANLEY Added +1,151,732+1.2m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +249,307+249.3k
PGIM Custom Harvest LLC Added +88,939+88.9k
BANK OF AMERICA CORP /DE/ Added +84,101+84.1k
Connectus Wealth, LLC New +82,130+82.1k
Kestra Advisory Services, LLC Added +68,956+69.0k
AE Wealth Management LLC Added +65,444+65.4k
PINKERTON WEALTH, LLC New +57,526+57.5k
JPMORGAN CHASE & CO Added +53,448+53.4k
TOWNSQUARE CAPITAL LLC New +45,415+45.4k

Biggest sellers

MANUFACTURERS LIFE INSURANCE COMPANY, THE Sold out -1,190,523-1.2m
SG Americas Securities, LLC Sold out -844,228-844.2k
AMERIPRISE FINANCIAL INC Reduced -132,264-132.3k
WELLS FARGO & COMPANY/MN Reduced -55,069-55.1k
Fisher Asset Management, LLC Reduced -43,920-43.9k
GOLDMAN SACHS GROUP INC Reduced -41,600-41.6k
RAYMOND JAMES & ASSOCIATES Reduced -34,479-34.5k
LPL Financial LLC Reduced -32,068-32.1k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -26,523-26.5k
FLOW TRADERS U.S. LLC Sold out -25,725-25.7k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.7m20.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $367.3k4.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $726.0k8.5k shares
CITADEL ADVISORS LLC Added $341.6k4.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,306,3682.3m $197.0m $197.0m 0.01% Added +1.2m +1,151,732
2 Fisher Asset Management, LLC 0.10% of their portfolio PLANO, TX 2,197,5932.2m $187.7m $187.7m 0.10% Reduced -43.9k -43,920
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,596,5271.6m $136.4m $136.4m 0.02% Added +84.1k +84,101
4 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 676,305676.3k $57.8m $57.8m 0.01% Reduced -41.6k -41,600
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 654,135654.1k $55.9m $55.9m 0.06% Added +249.3k +249,307
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 369,733369.7k $31.6m $31.6m 0.01% Added +32.6k +32,596
7 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 349,163349.2k $29.8m $29.8m 0.02% Reduced -32.1k -32,068
8 PGIM Custom Harvest LLC 0.86% of their portfolio NEWARK, NJ 339,243339.2k $29.0m $29.0m 0.86% Added +88.9k +88,939
9 FMR LLC 0.00% of their portfolio BOSTON, MA 330,259330.3k $28.2m $28.2m 0.00% Reduced -4.6k -4,575
10 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 323,085323.1k $27.6m $27.6m 0.01% Reduced -55.1k -55,069
11 WASHINGTON TRUST Co 0.86% of their portfolio WESTERLY, RI 253,194253.2k $21.6m $21.6m 0.86% Reduced -9.4k -9,403
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 204,732204.7k $17.5m $17.5m 0.00% Reduced -13.9k -13,914
13 Magnus Financial Group LLC 2.00% of their portfolio NEW YORK, NY 178,759178.8k $15.3m $15.3m 2.00% Added +6.0k +5,987
14 GDS Wealth Management 1.74% of their portfolio FLOWER MOUND, TX 150,722150.7k $12.9m $12.9m 1.74% Reduced -763 -763
15 SCOTIA CAPITAL INC. 0.08% of their portfolio TORONTO, A6 139,858139.9k $11.9m $11.9m 0.08% Reduced -3.1k -3,117
16 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 127,711127.7k $10.9m $10.9m 0.02% Reduced -3.2k -3,234
17 PATTEN & PATTEN INC/TN 0.88% of their portfolio CHATTANOOGA, TN 124,802124.8k $10.7m $10.7m 0.88% Reduced -3.5k -3,549
18 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 118,918118.9k $10.2m $10.2m 0.08% Added +69.0k +68,956
19 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 111,391111.4k $9.5m $9.5m 0.05% Added +691 +691
20 XML Financial, LLC 0.92% of their portfolio BETHESDA, MD 102,479102.5k $8.8m $8.8m 0.92% Added +3.6k +3,627
21 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 99,13599.1k $8.5m $8.5m 0.01% Reduced -5.3k -5,273
22 OneDigital Investment Advisors LLC 0.15% of their portfolio OVERLAND PARK, KS 98,58398.6k $8.4m $8.4m 0.15% Reduced -1.4k -1,450
23 ETFIDEA, LLC 2.88% of their portfolio SYRACUSE, NY 89,64189.6k $7.7m $7.7m 2.88% Added +5.4k +5,389
24 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 89,50289.5k $7.6m $7.6m 0.03% Added +21.4k +21,387
25 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.06% of their portfolio IRVING, TX 89,09089.1k $7.6m $7.6m 0.06% Reduced -26.5k -26,523
26 Connectus Wealth, LLC 0.14% of their portfolio CINCINNATI, OH 82,13082.1k $7.0m $7.0m 0.14% New
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 80,64280.6k $6.9m $6.9m 0.00% Reduced -132.3k -132,264
28 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 80,22880.2k $6.9m $6.9m 0.01% Reduced -418 -418
29 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 80,14480.1k $6.8m $6.8m 0.01% Reduced -4.8k -4,786
30 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 79,07779.1k $6.8m $6.8m 0.01% Reduced -34.5k -34,479
31 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 78,69078.7k $6.9m $6.9m 0.04% Added +65.4k +65,444
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 76,02076.0k $6.5m $6.5m 0.00% Added +53.4k +53,448
33 MEITAV INVESTMENT HOUSE LTD 0.09% of their portfolio BENE-BERAQ, L3 73,71273.7k $6.3m $6.3m 0.09% Unchanged
34 First Citizens Financial Corp 3.71% of their portfolio MASON CITY, IA 67,57167.6k $5.8m $5.8m 3.71% Reduced -3.7k -3,729
35 Stillwater Capital Advisors, LLC 0.86% of their portfolio DEVON, PA 62,95863.0k $5.4m $5.4m 0.86% Added +333 +333
36 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 58,18658.2k $5.0m $5.0m 0.00% Reduced -3.7k -3,686
37 PINKERTON WEALTH, LLC 0.95% of their portfolio COEUR D ALENE, ID 57,52657.5k $4.9m $4.9m 0.95% New
38 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 56,36956.4k $4.8m $4.8m 0.02% Added +23.1k +23,128
39 Concurrent Investment Advisors, LLC 0.22% of their portfolio Tampa, FL 54,07054.1k $4.6m $4.6m 0.22% First filing
40 CX Institutional 0.22% of their portfolio AUBURN, IN 48,69148.7k $4.2m $4.2m 0.22% Reduced -2.9k -2,908
41 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 47,92147.9k $4.1m $4.1m 0.00% Reduced -1.7k -1,743
42 Advisory Services Network, LLC 0.10% of their portfolio ATLANTA, GA 46,86446.9k $4.0m $4.0m 0.10% Added +4.2k +4,152
43 TOWNSQUARE CAPITAL LLC 0.07% of their portfolio Lehi, UT 45,41545.4k $3.9m $3.9m 0.07% New
44 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 43,09343.1k $3.7m $3.7m 0.01% Reduced -4.6k -4,601
45 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 39,15039.1k $3.3m $3.3m 0.03% Added +7.6k +7,569
46 Sharp Wealth Advisory, LLC 3.62% of their portfolio HORSHAM, PA 39,09239.1k $3.3m $3.3m 3.62% First filing
47 PETTYJOHN, WOOD & WHITE, INC 0.70% of their portfolio LYNCHBURG, VA 38,11738.1k $3.3m $3.3m 0.70% Reduced -990 -990
48 SYNOVUS FINANCIAL CORP 0.05% of their portfolio Columbus, GA 37,23137.2k $3.2m $3.2m 0.05% Reduced -112 -112
49 HC Advisors, LLC 1.73% of their portfolio SANDY SPRINGS, GA 36,21636.2k $3.1m $3.1m 1.73% Reduced -25.1k -25,071
50 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 34,36534.4k $2.9m $2.9m 0.01% Added +4.2k +4,181
51 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 32,96533.0k $2.8m $2.8m 0.00% Reduced -1.2k -1,170
52 Colony Family Offices, LLC 0.96% of their portfolio CHARLOTTE, NC 32,59132.6k $2.8m $2.8m 0.96% New
53 Three Seasons Wealth, LLC 2.33% of their portfolio SALT LAKE CITY, UT 31,03831.0k $2.7m $2.7m 2.33% New
54 Somerset Group LLC 2.05% of their portfolio WAYZATA, MN 28,61928.6k $2.4m $2.4m 2.05% Added +45 +45
55 INDEPENDENT FINANCIAL GROUP, LLC 0.13% of their portfolio SAN DIEGO, CA 28,33228.3k $2.4m $2.4m 0.13% Added +25.5k +25,476
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,54427.5k $2.4m $2.4m 0.00% Added +14.5k +14,493
57 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 26,68026.7k $2.3m $2.3m 0.00% Reduced -2.0k -2,021
58 Geneos Wealth Management Inc. 0.11% of their portfolio ENGLEWOOD, CO 24,95525.0k $2.1m $2.1m 0.11% Reduced -208 -208
59 Gerber Kawasaki Wealth & Investment Management 0.12% of their portfolio SANTA MONICA, CA 24,32124.3k $2.1m $2.1m 0.12% Reduced -753 -753
60 Snowden Capital Advisors LLC 0.08% of their portfolio New York, NY 23,81823.8k $2.0m $2.0m 0.08% Reduced -4.3k -4,335
61 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,74922.7k $1.9m $1.9m 0.00% Added +16.8k +16,769
62 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 21,59921.6k $1.8m $1.8m 0.01% Reduced -2.4k -2,368
63 Kovack Advisors, Inc. 0.21% of their portfolio FT. LAUDERDALE, FL 21,16421.2k $1.8m $1.8m 0.21% Reduced -83 -83
64 KKM Financial LLC 1.06% of their portfolio CHICAGO, IL 19,77619.8k $1.7m $1.7m 1.06% First filing
65 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 18,76018.8k $1.6m $1.6m 0.00% Added +2.2k +2,219
66 Mariner, LLC 0.00% of their portfolio Overland Park, KS 18,69118.7k $1.6m $1.6m 0.00% Reduced -765 -765
67 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 18,40318.4k $1.6m $1.6m 0.02% Added +12.2k +12,214
68 FOUNDERS FINANCIAL SECURITIES LLC 0.17% of their portfolio TOWSON, MD 18,35418.4k $1.6m $1.6m 0.17% Added +297 +297
69 MMBG INVESTMENT ADVISORS CO. 0.18% of their portfolio MIAMI, FL 17,60017.6k $1.5m $1.5m 0.18% Unchanged
70 PEAPACK GLADSTONE FINANCIAL CORP 0.03% of their portfolio BEDMINSTER, NJ 17,48217.5k $1.5m $1.5m 0.03% Reduced -138 -138
71 Wealthstar Advisors, LLC 0.55% of their portfolio Plano, TX 17,21217.2k $1.5m $1.5m 0.55% New
72 Virtue Capital Management, LLC 0.30% of their portfolio BRENTWOOD, TN 17,10217.1k $1.5m $1.5m 0.30% Reduced -4.6k -4,636
73 AFT, FORSYTH & COMPANY, INC. 0.92% of their portfolio JUPITER, FL 17,08517.1k $1.5m $1.5m 0.92% Reduced -1.7k -1,686
74 Smartleaf Asset Management LLC 0.38% of their portfolio BOSTON, MA 16,69816.7k $1.4m $1.4m 0.38% First filing
75 Callan Capital, LLC 0.13% of their portfolio LA JOLLA, CA 15,91815.9k $1.4m $1.4m 0.13% Reduced -10 -10
76 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 15,89215.9k $1.4m $1.4m 0.00% Added +1.5k +1,539
77 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 15,84515.8k $1.4m $1.4m 0.00% Reduced -738 -738
78 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 15,83515.8k $1.4m $1.4m 0.00% Added +3.7k +3,712
79 Balboa Wealth Partners 0.44% of their portfolio SCOTTSDALE, AZ 15,51015.5k $1.3m $1.3m 0.44% New
80 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 15,00015.0k $1.3m $1.3m 0.01% Unchanged
81 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 14,75014.8k $1.3m $1.3m 0.00% New
82 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 14,63614.6k $1.2m $1.2m 0.01% Reduced -4.8k -4,799
83 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 13,98714.0k $1.2m $1.2m 0.01% Reduced -2.7k -2,735
84 MAI Capital Management 0.02% of their portfolio INDEPENDENCE, OH 13,44113.4k $1.1m $1.1m 0.02% Added +1.1k +1,096
85 Essex LLC 0.28% of their portfolio DEER PARK, IL 13,25413.3k $1.1m $1.1m 0.28% Reduced -4.7k -4,663
86 J.W. COLE ADVISORS, INC. 0.06% of their portfolio TAMPA, FL 12,83412.8k $1.1m $1.1m 0.06% New
87 One Capital Management, LLC 0.04% of their portfolio WESTLAKE VILLAGE, CA 12,63412.6k $1.1m $1.1m 0.04% New
88 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 12,55812.6k $1.1m $1.1m 0.06% Reduced -3.3k -3,255
89 Nikulski Financial, Inc. 0.39% of their portfolio BETTENDORF, IA 12,49212.5k $1.1m $1.1m 0.39% Reduced -770 -770
90 Chesapeake Wealth Management 0.40% of their portfolio WILLIAMSBURG, VA 12,04012.0k $1.0m $1.0m 0.40% Reduced -24 -24
91 KCM INVESTMENT ADVISORS LLC 0.04% of their portfolio GREENBRAE, CA 12,03612.0k $1.0m $1.0m 0.04% Added +57 +57
92 HARMONY ASSET MANAGEMENT LLC 0.43% of their portfolio SCOTTSDALE, AZ 12,01912.0k $1.0m $1.0m 0.43% First filing
93 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 11,45311.5k $978.2k $978.2k 0.01% Reduced -800 -800
94 CENTRAL VALLEY ADVISORS, LLC 0.57% of their portfolio SACRAMENTO, CA 11,27511.3k $963.0k $963.0k 0.57% First filing
95 Navis Wealth Advisors, LLC 1.24% of their portfolio RYE BROOK, NY 11,11111.1k $949.0k $949.0k 1.24% Added +112 +112
96 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 10,87410.9k $928.7k $928.7k 0.01% Reduced -2.1k -2,069
97 One Charles Private Wealth Services, LLC 0.48% of their portfolio HINGHAM, MA 10,54710.5k $900.8k $900.8k 0.48% New
98 Clear Creek Financial Management, LLC 0.14% of their portfolio SILVERDALE, WA 10,53010.5k $899.4k $899.4k 0.14% New
99 COMMERCE BANK 0.01% of their portfolio KANSAS CITY, MO 10,52010.5k $898.5k $898.5k 0.01% Unchanged
100 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,9149.9k $846.8k $846.8k 0.00% Reduced -229 -229