Vault-13

ISHARES TR IYF

U.S. FINLS ETF · ETP · CUSIP 464287788

304 institutional holders +2 vs Q2 2023
14,140,49714.1m shares reported held*
$1.1bnreported value*
27 new 51 added 114 reduced 26 sold out net bought ≈ $158.6m (+2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $75.01. Options: 2 managers hold calls ($2.5m notional), 3 hold puts ($942.0k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 296Q4 22: 321Q1 23: 291Q2 23: 302Q3 23: 304304Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022296
Q4 2022321
Q1 2023291
Q2 2023302
Q3 2023304

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 129 bought or addedQ4 22: 123 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 152 cut or sold outQ1 23Q2 23: 100 bought or addedQ2 23: 133 cut or sold outQ2 23Q3 23: 78 bought or addedQ3 23: 140 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022129123
Q1 2023104152
Q2 2023100133
Q3 202378140

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ4 22 calls: $4.1mQ4 22 puts: $332.1kQ4 22P/C 0.08Q1 23 calls: $3.0mQ1 23 puts: $903.5kQ1 23P/C 0.30Q2 23 calls: $1.9mQ2 23 puts: $761.0kQ2 23P/C 0.41Q3 23 calls: $2.5mQ3 23 puts: $942.0kQ3 23P/C 0.38
Numbers
QuarterCallsPutsP/C
Q4 2022$4.1m$332.1k0.08
Q1 2023$3.0m$903.5k0.30
Q2 2023$1.9m$761.0k0.41
Q3 2023$2.5m$942.0k0.38

Biggest buyers

MANUFACTURERS LIFE INSURANCE COMPANY, THE New +1,190,523+1.2m
SG Americas Securities, LLC New +844,228+844.2k
Fisher Asset Management, LLC Added +486,530+486.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +354,113+354.1k
PGIM Custom Harvest LLC Added +81,729+81.7k
GOLDMAN SACHS GROUP INC Added +43,611+43.6k
LPL Financial LLC Added +18,030+18.0k
COMERICA BANK New +16,299+16.3k
MAI Capital Management New +12,345+12.3k
Snowden Capital Advisors LLC Added +12,310+12.3k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -222,621-222.6k
ROYAL BANK OF CANADA Reduced -86,273-86.3k
Prostatis Group LLC Sold out -81,847-81.8k
MEITAV INVESTMENT HOUSE LTD Reduced -73,712-73.7k
WELLS FARGO & COMPANY/MN Reduced -68,458-68.5k
CITADEL ADVISORS LLC Reduced -68,271-68.3k
MORGAN STANLEY Reduced -52,061-52.1k
Ironwood Financial, llc Reduced -49,958-50.0k
AMERIPRISE FINANCIAL INC Reduced -37,145-37.1k
FMR LLC Reduced -27,774-27.8k

Biggest calls

CITADEL ADVISORS LLC Added $2.1m27.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $366.3k4.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $598.1k8.0k shares
Walleye Trading LLC New $336.4k4.5k shares
CITADEL ADVISORS LLC Reduced $7.5k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.10% of their portfolio PLANO, TX 2,241,5132.2m $167.6m $167.6m 0.10% Added +486.5k +486,530
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,512,4261.5m $113.1m $113.1m 0.01% Reduced -222.6k -222,621
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.05% of their portfolio Toronto, A6 1,190,5231.2m $89.0m $89.0m 0.05% New
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,154,6361.2m $86.3m $86.3m 0.01% Reduced -52.1k -52,061
5 SG Americas Securities, LLC 0.84% of their portfolio NEW YORK, NY 844,228844.2k $63.1m $63.1m 0.84% New
6 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 717,905717.9k $53.7m $53.7m 0.01% Added +43.6k +43,611
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 404,828404.8k $30.3m $30.3m 0.04% Added +354.1k +354,113
8 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 381,231381.2k $28.5m $28.5m 0.02% Added +18.0k +18,030
9 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 378,154378.2k $28.3m $28.3m 0.01% Reduced -68.5k -68,458
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 337,137337.1k $25.2m $25.2m 0.01% Reduced -7.2k -7,212
11 FMR LLC 0.00% of their portfolio BOSTON, MA 334,834334.8k $25.0m $25.0m 0.00% Reduced -27.8k -27,774
12 WASHINGTON TRUST Co 0.86% of their portfolio WESTERLY, RI 262,597262.6k $19.6m $19.6m 0.86% Reduced -11.9k -11,864
13 PGIM Custom Harvest LLC 0.69% of their portfolio NEWARK, NJ 250,304250.3k $18.7m $18.7m 0.69% Added +81.7k +81,729
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 218,646218.6k $16.3m $16.3m 0.00% Reduced -86.3k -86,273
15 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 212,906212.9k $15.9m $15.9m 0.01% Reduced -37.1k -37,145
16 Magnus Financial Group LLC 1.89% of their portfolio NEW YORK, NY 172,772172.8k $12.9m $12.9m 1.89% Added +459 +459
17 GDS Wealth Management 1.78% of their portfolio FLOWER MOUND, TX 151,485151.5k $11.3m $11.3m 1.78% Added +7.7k +7,729
18 SCOTIA CAPITAL INC. 0.08% of their portfolio TORONTO, A6 142,975143.0k $10.7m $10.7m 0.08% Reduced -2.5k -2,498
19 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 130,945130.9k $9.8m $9.8m 0.02% Reduced -17.1k -17,087
20 PATTEN & PATTEN INC/TN 0.84% of their portfolio CHATTANOOGA, TN 128,351128.4k $9.6m $9.6m 0.84% Reduced -512 -512
21 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.06% of their portfolio IRVING, TX 115,613115.6k $8.6m $8.6m 0.06% Added +951 +951
22 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 113,556113.6k $8.5m $8.5m 0.01% Reduced -3.2k -3,220
23 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 110,700110.7k $8.3m $8.3m 0.05% Added +513 +513
24 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 104,408104.4k $7.8m $7.8m 0.01% Reduced -20.0k -20,035
25 OneDigital Investment Advisors LLC 0.16% of their portfolio OVERLAND PARK, KS 100,033100.0k $7.5m $7.5m 0.16% Reduced -10.8k -10,827
26 XML Financial, LLC 0.89% of their portfolio BETHESDA, MD 98,85298.9k $7.4m $7.4m 0.89% Reduced -1.4k -1,377
27 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 84,93084.9k $6.4m $6.4m 0.01% Reduced -4.7k -4,655
28 ETFIDEA, LLC 2.67% of their portfolio SYRACUSE, NY 84,25284.3k $6.3m $6.3m 2.67% Reduced -26 -26
29 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 80,64680.6k $6.0m $6.0m 0.01% Reduced -69 -69
30 MEITAV INVESTMENT HOUSE LTD 0.09% of their portfolio BENE-BERAQ, L3 73,71273.7k $5.6m $5.6m 0.09% Reduced -73.7k -73,712
31 First Citizens Financial Corp 3.76% of their portfolio MASON CITY, IA 71,30071.3k $5.3m $5.3m 3.76% Reduced -3.3k -3,261
32 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 68,11568.1k $5.1m $5.1m 0.02% Added +2.9k +2,850
33 Stillwater Capital Advisors, LLC 0.85% of their portfolio DEVON, PA 62,62562.6k $4.7m $4.7m 0.85% Added +554 +554
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 61,87261.9k $4.6m $4.6m 0.00% Reduced -5.4k -5,425
35 HC Advisors, LLC 2.72% of their portfolio SANDY SPRINGS, GA 61,28761.3k $4.6m $4.6m 2.72% Reduced -20 -20
36 CX Institutional 0.21% of their portfolio AUBURN, IN 51,59951.6k $3.9m $3.9m 0.21% Reduced -18.5k -18,483
37 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 49,96250.0k $3.7m $3.7m 0.04% Added +783 +783
38 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 49,66449.7k $3.9m $3.9m 0.00% Added +521 +521
39 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 47,69447.7k $3.6m $3.6m 0.01% Reduced -7.8k -7,768
40 Advisory Services Network, LLC 0.09% of their portfolio ATLANTA, GA 42,71242.7k $3.2m $3.2m 0.09% Added +1.1k +1,069
41 PETTYJOHN, WOOD & WHITE, INC 0.69% of their portfolio LYNCHBURG, VA 39,10739.1k $2.9m $2.9m 0.69% Reduced -1.0k -1,000
42 SYNOVUS FINANCIAL CORP 0.03% of their portfolio Columbus, GA 37,34337.3k $2.8m $2.8m 0.03% Added +392 +392
43 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,13534.1k $2.5m $2.5m 0.00% Reduced -833 -833
44 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 33,24133.2k $2.5m $2.5m 0.01% Added +1.7k +1,745
45 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 31,58131.6k $2.4m $2.4m 0.02% Added +113 +113
46 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 30,18430.2k $2.3m $2.3m 0.01% Reduced -4.7k -4,737
47 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 28,70128.7k $2.1m $2.1m 0.00% Reduced -1.7k -1,724
48 Somerset Group LLC 2.01% of their portfolio WAYZATA, MN 28,57428.6k $2.1m $2.1m 2.01% Reduced -3.4k -3,440
49 Snowden Capital Advisors LLC 0.09% of their portfolio New York, NY 28,15328.2k $2.1m $2.1m 0.09% Added +12.3k +12,310
50 FLOW TRADERS U.S. LLC 0.09% of their portfolio NEW YORK, NY 25,72525.7k $1.9m $1.9m 0.09% Reduced -2.2k -2,161
51 Geneos Wealth Management Inc. 0.10% of their portfolio ENGLEWOOD, CO 25,16325.2k $1.9m $1.9m 0.10% Reduced -26 -26
52 Gerber Kawasaki Wealth & Investment Management 0.13% of their portfolio SANTA MONICA, CA 25,07425.1k $1.9m $1.9m 0.13% Reduced -222 -222
53 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 23,96724.0k $1.8m $1.8m 0.01% Reduced -690 -690
54 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 22,57222.6k $1.7m $1.7m 0.00% Reduced -210 -210
55 Virtue Capital Management, LLC 0.28% of their portfolio BRENTWOOD, TN 21,73821.7k $1.6m $1.6m 0.28% Unchanged
56 Kovack Advisors, Inc. 0.22% of their portfolio FT. LAUDERDALE, FL 21,24721.2k $1.6m $1.6m 0.22% Reduced -5.9k -5,865
57 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,45619.5k $1.5m $1.5m 0.00% Added +5.6k +5,557
58 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 19,43519.4k $1.5m $1.5m 0.01% Reduced -5.7k -5,710
59 AFT, FORSYTH & COMPANY, INC. 1.03% of their portfolio JUPITER, FL 18,77118.8k $1.4m $1.4m 1.03% Reduced -165 -165
60 FOUNDERS FINANCIAL SECURITIES LLC 0.17% of their portfolio TOWSON, MD 18,05718.1k $1.3m $1.3m 0.17% Reduced -377 -377
61 Essex LLC 0.38% of their portfolio DEER PARK, IL 17,91717.9k $1.3m $1.3m 0.38% Reduced -7.5k -7,545
62 PEAPACK GLADSTONE FINANCIAL CORP 0.02% of their portfolio BEDMINSTER, NJ 17,62017.6k $1.3m $1.3m 0.02% Reduced -850 -850
63 MMBG INVESTMENT ADVISORS CO. 0.17% of their portfolio MIAMI, FL 17,60017.6k $1.3m $1.3m 0.17% Unchanged
64 HUNTINGTON NATIONAL BANK 0.01% of their portfolio COLUMBUS, OH 16,72216.7k $1.3m $1.3m 0.01% Reduced -1.7k -1,745
65 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 16,58316.6k $1.2m $1.2m 0.00% Added +1.1k +1,134
66 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 16,54116.5k $1.2m $1.2m 0.00% Added +3.4k +3,426
67 COMERICA BANK 0.01% of their portfolio DALLAS, TX 16,29916.3k $1.2m $1.2m 0.01% New
68 Callan Capital, LLC 0.13% of their portfolio LA JOLLA, CA 15,92815.9k $1.2m $1.2m 0.13% Reduced -13 -13
69 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 15,81315.8k $1.2m $1.2m 0.06% Reduced -687 -687
70 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 15,00015.0k $1.1m $1.1m 0.01% Unchanged
71 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 14,35314.4k $1.1m $1.1m 0.00% Added +180 +180
72 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 14,05914.1k $1.1m $1.1m 0.01% Added +1 +1
73 Nikulski Financial, Inc. 0.41% of their portfolio BETTENDORF, IA 13,26213.3k $991.5k $991.5k 0.41% Added +2.4k +2,401
74 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 13,24613.2k $990.3k $990.3k 0.01% Reduced -6.4k -6,362
75 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,05113.1k $975.7k $975.7k 0.00% Reduced -11.7k -11,747
76 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 12,94312.9k $967.6k $967.6k 0.01% Added +3.9k +3,926
77 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 12,69612.7k $949.2k $949.2k 0.00% Added +1.1k +1,140
78 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 12,34512.3k $922.9k $922.9k 0.01% New
79 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 12,25312.3k $916.0k $916.0k 0.01% Reduced -900 -900
80 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 12,12312.1k $906.3k $906.3k 0.00% Added +280 +280
81 Chesapeake Wealth Management 0.38% of their portfolio WILLIAMSBURG, VA 12,06412.1k $901.9k $901.9k 0.38% Added +258 +258
82 KCM INVESTMENT ADVISORS LLC 0.04% of their portfolio GREENBRAE, CA 11,97912.0k $895.6k $895.6k 0.04% Reduced -10 -10
83 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 11,89011.9k $889.0k $889.0k 0.03% Reduced -501 -501
84 Navis Wealth Advisors, LLC 1.19% of their portfolio RYE BROOK, NY 10,99911.0k $822.3k $822.3k 1.19% Unchanged
85 COMMERCE BANK 0.01% of their portfolio KANSAS CITY, MO 10,52010.5k $786.5k $786.5k 0.01% Unchanged
86 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,16210.2k $759.7k $759.7k 0.00% New
87 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 10,14310.1k $758.3k $758.3k 0.00% Reduced -13 -13
88 Matthew Goff Investment Advisor, LLC 0.18% of their portfolio HOUSTON, TX 9,8509.8k $736.4k $736.4k 0.18% Unchanged
89 BEAM WEALTH ADVISORS, INC. 0.48% of their portfolio COVINGTON, LA 9,1079.1k $680.8k $680.8k 0.48% Reduced -23.2k -23,238
90 Joel Isaacson & Co., LLC 0.05% of their portfolio NEW YORK, NY 8,9008.9k $665.4k $665.4k 0.05% Unchanged
91 MAGNOLIA CAPITAL MANAGEMENT LTD 0.64% of their portfolio COLD SPRING, NY 8,8458.8k $661.0k $661.0k 0.64% Unchanged
92 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 8,3378.3k $623.2k $623.2k 0.02% Reduced -400 -400
93 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 8,1958.2k $612.7k $612.7k 0.00% Reduced -5.4k -5,431
94 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 7,7987.8k $586.0k $586.0k 0.02% Added +2 +2
95 Charter Oak Capital Management, LLC 0.08% of their portfolio PORTSMOUTH, NH 7,7367.7k $578.4k $578.4k 0.08% Reduced -271 -271
96 HFG Advisors, Inc. 0.62% of their portfolio CINCINATTI, OH 7,6317.6k $570.5k $570.5k 0.62% Reduced -640 -640
97 Glenview Trust Co 0.02% of their portfolio Louisville, KY 7,5817.6k $566.8k $566.8k 0.02% Reduced -9.5k -9,516
98 Meridian Wealth Management, LLC 0.03% of their portfolio LEXINGTON, KY 7,5547.6k $564.7k $564.7k 0.03% Added +3.8k +3,782
99 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 7,5357.5k $555.5k $555.5k 0.00% Reduced -181 -181
100 Stonebridge Financial Planning Group, LLC 0.36% of their portfolio ORLANDO, FL 7,5177.5k $562.0k $562.0k 0.36% Reduced -3.3k -3,283